3rd Oct 2018 13:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 02 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,209,041 | 0.46% | 2,555,277 | 0.28% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 318,481 | 0.03% | 3,123,120 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 211,700 | 0.02% | 335,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,739,222 | 0.52% | 6,013,597 | 0.66% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 8 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 35 | 46.1000 GBP | ||||
| 5p ordinary | Purchase | 64 | 46.0900 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.8950 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.9800 GBP | ||||
| 5p ordinary | Purchase | 89 | 45.7276 GBP | ||||
| 5p ordinary | Purchase | 100 | 45.7900 GBP | ||||
| 5p ordinary | Purchase | 140 | 46.1050 GBP | ||||
| 5p ordinary | Purchase | 312 | 45.8090 GBP | ||||
| 5p ordinary | Purchase | 591 | 45.9763 GBP | ||||
| 5p ordinary | Purchase | 696 | 45.9312 GBP | ||||
| 5p ordinary | Purchase | 737 | 45.9765 GBP | ||||
| 5p ordinary | Purchase | 847 | 46.0000 GBP | ||||
| 5p ordinary | Purchase | 1,054 | 45.9520 GBP | ||||
| 5p ordinary | Purchase | 1,292 | 45.9761 GBP | ||||
| 5p ordinary | Purchase | 2,444 | 46.0156 GBP | ||||
| 5p ordinary | Purchase | 3,687 | 46.0380 GBP | ||||
| 5p ordinary | Purchase | 6,471 | 45.9252 GBP | ||||
| 5p ordinary | Purchase | 7,313 | 45.9447 GBP | ||||
| 5p ordinary | Purchase | 8,737 | 45.9992 GBP | ||||
| 5p ordinary | Purchase | 10,806 | 45.9836 GBP | ||||
| 5p ordinary | Purchase | 18,932 | 45.9983 GBP | ||||
| 5p ordinary | Purchase | 23,718 | 46.0952 GBP | ||||
| 5p ordinary | Purchase | 37,472 | 45.9571 GBP | ||||
| 5p ordinary | Purchase | 101,944 | 45.9712 GBP | ||||
| 5p ordinary | Sale | 6 | 45.8800 GBP | ||||
| 5p ordinary | Sale | 35 | 46.1000 GBP | ||||
| 5p ordinary | Sale | 64 | 46.0900 GBP | ||||
| 5p ordinary | Sale | 89 | 45.7276 GBP | ||||
| 5p ordinary | Sale | 140 | 46.1050 GBP | ||||
| 5p ordinary | Sale | 181 | 45.9060 GBP | ||||
| 5p ordinary | Sale | 266 | 45.3011 GBP | ||||
| 5p ordinary | Sale | 278 | 45.9825 GBP | ||||
| 5p ordinary | Sale | 696 | 45.9312 GBP | ||||
| 5p ordinary | Sale | 1,255 | 45.9621 GBP | ||||
| 5p ordinary | Sale | 1,828 | 45.8966 GBP | ||||
| 5p ordinary | Sale | 2,076 | 46.0913 GBP | ||||
| 5p ordinary | Sale | 2,186 | 46.0790 GBP | ||||
| 5p ordinary | Sale | 2,838 | 45.8657 GBP | ||||
| 5p ordinary | Sale | 2,945 | 45.9658 GBP | ||||
| 5p ordinary | Sale | 2,984 | 45.9125 GBP | ||||
| 5p ordinary | Sale | 4,032 | 45.9244 GBP | ||||
| 5p ordinary | Sale | 4,229 | 46.0818 GBP | ||||
| 5p ordinary | Sale | 4,345 | 46.0988 GBP | ||||
| 5p ordinary | Sale | 4,893 | 45.9527 GBP | ||||
| 5p ordinary | Sale | 7,328 | 45.9131 GBP | ||||
| 5p ordinary | Sale | 8,983 | 45.9701 GBP | ||||
| 5p ordinary | Sale | 9,334 | 46.0000 GBP | ||||
| 5p ordinary | Sale | 13,621 | 45.9458 GBP | ||||
| 5p ordinary | Sale | 13,810 | 46.0795 GBP | ||||
| 5p ordinary | Sale | 19,240 | 46.0008 GBP | ||||
| 5p ordinary | Sale | 21,891 | 45.8687 GBP | ||||
| 5p ordinary | Sale | 91,535 | 45.9852 GBP | ||||
| ADR | Purchase | 55 | 178.7000 USD | ||||
| ADR | Purchase | 100 | 178.0300 USD | ||||
| ADR | Purchase | 100 | 178.9700 USD | ||||
| ADR | Purchase | 100 | 179.0000 USD | ||||
| ADR | Purchase | 100 | 179.2800 USD | ||||
| ADR | Purchase | 100 | 179.3500 USD | ||||
| ADR | Purchase | 100 | 179.4250 USD | ||||
| ADR | Purchase | 100 | 179.4500 USD | ||||
| ADR | Purchase | 100 | 179.4900 USD | ||||
| ADR | Purchase | 100 | 179.4999 USD | ||||
| ADR | Purchase | 100 | 179.5100 USD | ||||
| ADR | Purchase | 100 | 179.5800 USD | ||||
| ADR | Purchase | 100 | 179.7000 USD | ||||
| ADR | Purchase | 142 | 179.6521 USD | ||||
| ADR | Purchase | 168 | 179.6854 USD | ||||
| ADR | Purchase | 188 | 179.4687 USD | ||||
| ADR | Purchase | 192 | 179.0600 USD | ||||
| ADR | Purchase | 194 | 179.4832 USD | ||||
| ADR | Purchase | 200 | 179.6600 USD | ||||
| ADR | Purchase | 200 | 178.7800 USD | ||||
| ADR | Purchase | 200 | 179.3100 USD | ||||
| ADR | Purchase | 302 | 179.6341 USD | ||||
| ADR | Purchase | 400 | 179.0200 USD | ||||
| ADR | Purchase | 400 | 179.4225 USD | ||||
| ADR | Purchase | 500 | 179.5640 USD | ||||
| ADR | Purchase | 500 | 179.4300 USD | ||||
| ADR | Purchase | 560 | 179.1752 USD | ||||
| ADR | Purchase | 600 | 179.0933 USD | ||||
| ADR | Purchase | 900 | 179.4538 USD | ||||
| ADR | Purchase | 1,000 | 179.4497 USD | ||||
| ADR | Purchase | 1,404 | 178.7768 USD | ||||
| ADR | Purchase | 1,700 | 179.4567 USD | ||||
| ADR | Purchase | 1,800 | 179.4370 USD | ||||
| ADR | Purchase | 2,042 | 178.9870 USD | ||||
| ADR | Purchase | 2,300 | 179.1830 USD | ||||
| ADR | Purchase | 2,306 | 179.4227 USD | ||||
| ADR | Purchase | 2,400 | 179.3859 USD | ||||
| ADR | Purchase | 2,645 | 178.6468 USD | ||||
| ADR | Purchase | 2,696 | 178.9928 USD | ||||
| ADR | Purchase | 3,072 | 178.9881 USD | ||||
| ADR | Purchase | 3,500 | 179.2585 USD | ||||
| ADR | Purchase | 5,000 | 179.3262 USD | ||||
| ADR | Sale | 29 | 178.4300 USD | ||||
| ADR | Sale | 60 | 179.1600 USD | ||||
| ADR | Sale | 100 | 179.7100 USD | ||||
| ADR | Sale | 100 | 179.2000 USD | ||||
| ADR | Sale | 100 | 179.1150 USD | ||||
| ADR | Sale | 120 | 179.0116 USD | ||||
| ADR | Sale | 190 | 179.0300 USD | ||||
| ADR | Sale | 270 | 178.5848 USD | ||||
| ADR | Sale | 300 | 179.1900 USD | ||||
| ADR | Sale | 533 | 178.8161 USD | ||||
| ADR | Sale | 600 | 179.4504 USD | ||||
| ADR | Sale | 900 | 179.2111 USD | ||||
| ADR | Sale | 1,270 | 179.0566 USD | ||||
| ADR | Sale | 1,500 | 179.2843 USD | ||||
| ADR | Sale | 1,700 | 179.4697 USD | ||||
| ADR | Sale | 1,700 | 179.4567 USD | ||||
| ADR | Sale | 2,100 | 179.2591 USD | ||||
| ADR | Sale | 2,600 | 179.2749 USD | ||||
| ADR | Sale | 2,700 | 178.6479 USD | ||||
| ADR | Sale | 3,702 | 179.0310 USD | ||||
| ADR | Sale | 5,392 | 178.9633 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 30 | 45.8950 GBP | |||||
| 5p ordinary | CFD | Long | 1,828 | 45.8966 GBP | |||||
| 5p ordinary | SWAP | Long | 2,730 | 46.0000 GBP | |||||
| 5p ordinary | CFD | Long | 2,838 | 45.8657 GBP | |||||
| 5p ordinary | CFD | Long | 2,984 | 45.9125 GBP | |||||
| 5p ordinary | CFD | Long | 3,238 | 45.8842 GBP | |||||
| 5p ordinary | CFD | Long | 4,032 | 45.9244 GBP | |||||
| 5p ordinary | CFD | Long | 4,893 | 45.9527 GBP | |||||
| 5p ordinary | SWAP | Long | 16,357 | 45.9835 GBP | |||||
| 5p ordinary | CFD | Long | 18,653 | 45.8659 GBP | |||||
| 5p ordinary | CFD | Long | 19,335 | 45.9559 GBP | |||||
| 5p ordinary | CFD | Long | 40,990 | 45.9963 GBP | |||||
| 5p ordinary | CFD | Short | 5 | 46.0040 GBP | |||||
| 5p ordinary | SWAP | Short | 239 | 46.1002 GBP | |||||
| 5p ordinary | CFD | Short | 312 | 45.8090 GBP | |||||
| 5p ordinary | SWAP | Short | 655 | 45.9632 GBP | |||||
| 5p ordinary | CFD | Short | 3,682 | 46.0380 GBP | |||||
| 5p ordinary | CFD | Short | 8,737 | 45.9992 GBP | |||||
| 5p ordinary | SWAP | Short | 10,311 | 46.0000 GBP | |||||
| 5p ordinary | SWAP | Short | 42,828 | 45.9522 GBP | |||||
| 5p ordinary | SWAP | Short | 63,673 | 45.9767 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 8,400 | 200 USD | American | 18 Jan 2019 | 1.3978 USD | ||||||||
| ADR | Call Options | Selling | 1,300 | 180 USD | American | 18 Jan 2019 | 9.1000 USD | ||||||||
| ADR | Call Options | Selling | 8,900 | 185 USD | American | 18 Jan 2019 | 6.3603 USD | ||||||||
| ADR | Put Options | Purchasing | 43,000 | 175 USD | American | 19 Oct 2018 | 0.6750 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Oct 2018 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 16,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -13,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -13,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -45,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 178.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181003005459/en/
Copyright Business Wire 2018
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