11th May 2018 12:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 10 May 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,227,460 | 0.90% | 2,388,325 | 0.26% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 317,763 | 0.03% | 3,966,807 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 354,400 | 0.04% | 755,500 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 8,899,623 | 0.97% | 7,110,632 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 25 | 163.1900 USD | ||||
| ADR | Purchase | 40 | 164.1300 USD | ||||
| ADR | Purchase | 59 | 164.2100 USD | ||||
| ADR | Purchase | 65 | 164.3136 USD | ||||
| 5p ordinary | Purchase | 90 | 40.4203 GBP | ||||
| ADR | Purchase | 100 | 163.1750 USD | ||||
| ADR | Purchase | 125 | 163.4611 USD | ||||
| ADR | Purchase | 127 | 164.4022 USD | ||||
| ADR | Purchase | 147 | 163.2884 USD | ||||
| 5p ordinary | Purchase | 150 | 40.1450 GBP | ||||
| 5p ordinary | Purchase | 189 | 40.1275 GBP | ||||
| ADR | Purchase | 200 | 163.5350 USD | ||||
| 5p ordinary | Purchase | 219 | 40.3300 GBP | ||||
| 5p ordinary | Purchase | 273 | 40.1325 GBP | ||||
| ADR | Purchase | 300 | 164.0166 USD | ||||
| 5p ordinary | Purchase | 368 | 40.3388 GBP | ||||
| 5p ordinary | Purchase | 440 | 40.1750 GBP | ||||
| 5p ordinary | Purchase | 502 | 40.4401 GBP | ||||
| 5p ordinary | Purchase | 698 | 40.1746 GBP | ||||
| ADR | Purchase | 700 | 164.0357 USD | ||||
| 5p ordinary | Purchase | 713 | 40.1929 GBP | ||||
| 5p ordinary | Purchase | 783 | 40.1459 GBP | ||||
| ADR | Purchase | 800 | 163.4425 USD | ||||
| ADR | Purchase | 800 | 164.1293 USD | ||||
| 5p ordinary | Purchase | 887 | 40.1671 GBP | ||||
| 5p ordinary | Purchase | 947 | 40.1250 GBP | ||||
| ADR | Purchase | 1,087 | 164.0900 USD | ||||
| 5p ordinary | Purchase | 1,118 | 40.3239 GBP | ||||
| 5p ordinary | Purchase | 1,153 | 40.2610 GBP | ||||
| 5p ordinary | Purchase | 1,696 | 40.4144 GBP | ||||
| ADR | Purchase | 1,700 | 163.2552 USD | ||||
| 5p ordinary | Purchase | 2,324 | 40.6150 GBP | ||||
| ADR | Purchase | 2,414 | 163.8200 USD | ||||
| 5p ordinary | Purchase | 2,791 | 40.1442 GBP | ||||
| 5p ordinary | Purchase | 3,280 | 40.3743 GBP | ||||
| ADR | Purchase | 3,839 | 164.0400 USD | ||||
| ADR | Purchase | 4,000 | 163.9600 USD | ||||
| ADR | Purchase | 4,600 | 163.9939 USD | ||||
| ADR | Purchase | 5,884 | 163.8084 USD | ||||
| ADR | Purchase | 7,143 | 163.7331 USD | ||||
| ADR | Purchase | 7,500 | 163.9731 USD | ||||
| ADR | Purchase | 8,321 | 163.2749 USD | ||||
| 5p ordinary | Purchase | 11,633 | 40.4603 GBP | ||||
| 5p ordinary | Purchase | 11,925 | 40.1404 GBP | ||||
| 5p ordinary | Purchase | 17,752 | 40.2929 GBP | ||||
| ADR | Purchase | 24,600 | 164.0060 USD | ||||
| ADR | Purchase | 24,800 | 164.0058 USD | ||||
| ADR | Purchase | 31,995 | 163.9541 USD | ||||
| 5p ordinary | Purchase | 35,373 | 40.2486 GBP | ||||
| ADR | Purchase | 38,869 | 163.7796 USD | ||||
| 5p ordinary | Purchase | 44,658 | 40.2244 GBP | ||||
| 5p ordinary | Purchase | 66,635 | 40.5699 GBP | ||||
| 5p ordinary | Purchase | 398,890 | 40.2721 GBP | ||||
| ADR | Sale | 15 | 164.1900 USD | ||||
| ADR | Sale | 40 | 164.1300 USD | ||||
| ADR | Sale | 43 | 163.2800 USD | ||||
| 5p ordinary | Sale | 50 | 40.1354 GBP | ||||
| ADR | Sale | 61 | 163.9500 USD | ||||
| ADR | Sale | 99 | 163.9700 USD | ||||
| ADR | Sale | 100 | 163.3800 USD | ||||
| ADR | Sale | 100 | 163.9900 USD | ||||
| ADR | Sale | 100 | 163.4500 USD | ||||
| 5p ordinary | Sale | 100 | 40.4050 GBP | ||||
| ADR | Sale | 103 | 164.1208 USD | ||||
| ADR | Sale | 104 | 163.2919 USD | ||||
| 5p ordinary | Sale | 116 | 40.1900 GBP | ||||
| 5p ordinary | Sale | 189 | 40.1275 GBP | ||||
| ADR | Sale | 200 | 164.0200 USD | ||||
| ADR | Sale | 200 | 163.9850 USD | ||||
| ADR | Sale | 249 | 163.8611 USD | ||||
| 5p ordinary | Sale | 273 | 40.1325 GBP | ||||
| ADR | Sale | 300 | 163.9833 USD | ||||
| ADR | Sale | 300 | 163.9948 USD | ||||
| ADR | Sale | 323 | 164.0848 USD | ||||
| 5p ordinary | Sale | 479 | 40.2121 GBP | ||||
| ADR | Sale | 500 | 163.9560 USD | ||||
| ADR | Sale | 500 | 164.0978 USD | ||||
| ADR | Sale | 500 | 164.0800 USD | ||||
| ADR | Sale | 600 | 164.1041 USD | ||||
| ADR | Sale | 600 | 163.7900 USD | ||||
| ADR | Sale | 700 | 163.9857 USD | ||||
| ADR | Sale | 800 | 164.0612 USD | ||||
| 5p ordinary | Sale | 897 | 40.5150 GBP | ||||
| ADR | Sale | 900 | 164.0933 USD | ||||
| 5p ordinary | Sale | 901 | 40.1982 GBP | ||||
| 5p ordinary | Sale | 947 | 40.1250 GBP | ||||
| ADR | Sale | 1,000 | 164.0505 USD | ||||
| 5p ordinary | Sale | 1,009 | 40.2808 GBP | ||||
| 5p ordinary | Sale | 1,057 | 40.1790 GBP | ||||
| ADR | Sale | 1,100 | 163.6790 USD | ||||
| 5p ordinary | Sale | 1,167 | 40.6123 GBP | ||||
| ADR | Sale | 1,200 | 164.1344 USD | ||||
| 5p ordinary | Sale | 1,262 | 40.0731 GBP | ||||
| 5p ordinary | Sale | 1,375 | 40.1046 GBP | ||||
| ADR | Sale | 1,504 | 164.0900 USD | ||||
| ADR | Sale | 1,700 | 163.9400 USD | ||||
| 5p ordinary | Sale | 1,842 | 40.1639 GBP | ||||
| ADR | Sale | 1,856 | 163.9696 USD | ||||
| ADR | Sale | 1,860 | 163.5827 USD | ||||
| 5p ordinary | Sale | 1,924 | 40.3163 GBP | ||||
| ADR | Sale | 2,276 | 163.9603 USD | ||||
| ADR | Sale | 2,300 | 163.8039 USD | ||||
| ADR | Sale | 2,382 | 164.0649 USD | ||||
| ADR | Sale | 2,414 | 163.8200 USD | ||||
| 5p ordinary | Sale | 3,047 | 40.1632 GBP | ||||
| 5p ordinary | Sale | 3,300 | 40.0908 GBP | ||||
| ADR | Sale | 3,339 | 164.0435 USD | ||||
| ADR | Sale | 3,353 | 163.8191 USD | ||||
| 5p ordinary | Sale | 3,817 | 40.0864 GBP | ||||
| 5p ordinary | Sale | 4,310 | 40.3865 GBP | ||||
| 5p ordinary | Sale | 5,000 | 40.1338 GBP | ||||
| 5p ordinary | Sale | 5,126 | 40.2137 GBP | ||||
| 5p ordinary | Sale | 5,136 | 40.1658 GBP | ||||
| ADR | Sale | 5,200 | 163.9734 USD | ||||
| ADR | Sale | 6,800 | 164.0195 USD | ||||
| 5p ordinary | Sale | 7,059 | 40.0408 GBP | ||||
| ADR | Sale | 7,200 | 163.9663 USD | ||||
| ADR | Sale | 7,394 | 163.5414 USD | ||||
| ADR | Sale | 8,170 | 163.7005 USD | ||||
| 5p ordinary | Sale | 8,453 | 40.2270 GBP | ||||
| ADR | Sale | 8,600 | 163.9781 USD | ||||
| ADR | Sale | 10,125 | 163.2687 USD | ||||
| 5p ordinary | Sale | 10,656 | 40.1042 GBP | ||||
| ADR | Sale | 11,144 | 163.9982 USD | ||||
| ADR | Sale | 18,700 | 164.0019 USD | ||||
| 5p ordinary | Sale | 22,035 | 40.6150 GBP | ||||
| 5p ordinary | Sale | 22,542 | 40.3368 GBP | ||||
| 5p ordinary | Sale | 23,430 | 40.1734 GBP | ||||
| ADR | Sale | 24,847 | 163.8450 USD | ||||
| ADR | Sale | 31,200 | 163.9956 USD | ||||
| 5p ordinary | Sale | 31,308 | 40.1935 GBP | ||||
| ADR | Sale | 31,995 | 163.9542 USD | ||||
| 5p ordinary | Sale | 35,162 | 40.1762 GBP | ||||
| 5p ordinary | Sale | 45,760 | 40.1859 GBP | ||||
| 5p ordinary | Sale | 59,702 | 40.6168 GBP | ||||
| 5p ordinary | Sale | 64,135 | 40.2347 GBP | ||||
| 5p ordinary | Sale | 100,000 | 39.9418 GBP | ||||
| 5p ordinary | Sale | 133,728 | 40.1503 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 50 | 40.1354 GBP | |||||
| 5p ordinary | SWAP | Long | 100 | 40.6109 GBP | |||||
| 5p ordinary | SWAP | Long | 146 | 40.2063 GBP | |||||
| 5p ordinary | SWAP | Long | 1,114 | 40.1340 GBP | |||||
| 5p ordinary | CFD | Long | 1,167 | 40.6123 GBP | |||||
| 5p ordinary | CFD | Long | 1,375 | 40.1046 GBP | |||||
| 5p ordinary | CFD | Long | 1,842 | 40.1639 GBP | |||||
| 5p ordinary | SWAP | Long | 1,959 | 40.2075 GBP | |||||
| 5p ordinary | CFD | Long | 2,000 | 40.6063 GBP | |||||
| 5p ordinary | CFD | Long | 3,300 | 40.0909 GBP | |||||
| 5p ordinary | CFD | Long | 3,817 | 40.0864 GBP | |||||
| 5p ordinary | CFD | Long | 7,059 | 40.0409 GBP | |||||
| 5p ordinary | SWAP | Long | 7,994 | 40.1336 GBP | |||||
| 5p ordinary | CFD | Long | 10,656 | 40.1042 GBP | |||||
| 5p ordinary | CFD | Long | 17,000 | 40.4290 GBP | |||||
| 5p ordinary | SWAP | Long | 17,404 | 40.6150 GBP | |||||
| 5p ordinary | SWAP | Long | 85,530 | 40.2306 GBP | |||||
| 5p ordinary | SWAP | Short | 136 | 40.2398 GBP | |||||
| 5p ordinary | SWAP | Short | 248 | 40.3899 GBP | |||||
| 5p ordinary | SWAP | Short | 366 | 40.2137 GBP | |||||
| 5p ordinary | CFD | Short | 368 | 40.3388 GBP | |||||
| 5p ordinary | SWAP | Short | 386 | 40.4820 GBP | |||||
| 5p ordinary | SWAP | Short | 698 | 40.1746 GBP | |||||
| 5p ordinary | SWAP | Short | 805 | 40.3150 GBP | |||||
| 5p ordinary | SWAP | Short | 912 | 40.2918 GBP | |||||
| 5p ordinary | SWAP | Short | 1,592 | 40.1479 GBP | |||||
| 5p ordinary | CFD | Short | 1,696 | 40.4144 GBP | |||||
| 5p ordinary | SWAP | Short | 2,551 | 40.2910 GBP | |||||
| 5p ordinary | SWAP | Short | 3,617 | 40.2115 GBP | |||||
| 5p ordinary | SWAP | Short | 10,353 | 40.6150 GBP | |||||
| 5p ordinary | CFD | Short | 11,633 | 40.4603 GBP | |||||
| 5p ordinary | CFD | Short | 15,180 | 40.2873 GBP | |||||
| 5p ordinary | SWAP | Short | 22,096 | 40.6149 GBP | |||||
| 5p ordinary | SWAP | Short | 27,940 | 40.3688 GBP | |||||
| 5p ordinary | CFD | Short | 48,606 | 40.3808 GBP | |||||
| 5p ordinary | CFD | Short | 167,582 | 40.2791 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 160 USD | American | 25 May 2018 | 4.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 75,000 | 165 USD | American | 15 Jun 2018 | 4.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 185 USD | American | 19 Oct 2018 | 2.4000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 165 USD | American | 1 Jun 2018 | 4.1000 USD | ||||||||
| ADR | Put Options | Selling | 2,400 | 95 USD | American | 20 Jul 2018 | 0.1000 USD | ||||||||
| ADR | Put Options | Selling | 800 | 135 USD | American | 18 May 2018 | 0.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 11 May 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,400 | 160.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 28,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 175.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 190.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,300 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 157.5000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 178.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 163.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180511005244/en/
Copyright Business Wire 2018
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