25th Apr 2018 12:55
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,389,800 | 0.59% | 5,120,784 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,308,335 | 0.14% | 3,007,047 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 316,200 | 0.04% | 500,300 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,784,253 | 0.74% | 8,398,808 | 0.92% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 15 | 162.8699 USD | ||||
| 5p ordinary | Purchase | 38 | 39.3458 GBP | ||||
| ADR | Purchase | 43 | 162.9862 USD | ||||
| 5p ordinary | Purchase | 79 | 40.3075 GBP | ||||
| ADR | Purchase | 91 | 163.1000 USD | ||||
| 5p ordinary | Purchase | 100 | 39.4185 GBP | ||||
| ADR | Purchase | 100 | 162.8200 USD | ||||
| ADR | Purchase | 100 | 163.9000 USD | ||||
| ADR | Purchase | 100 | 164.0050 USD | ||||
| ADR | Purchase | 100 | 163.3600 USD | ||||
| ADR | Purchase | 130 | 163.3430 USD | ||||
| ADR | Purchase | 175 | 164.6571 USD | ||||
| ADR | Purchase | 200 | 164.5950 USD | ||||
| ADR | Purchase | 200 | 163.7162 USD | ||||
| ADR | Purchase | 200 | 162.8000 USD | ||||
| ADR | Purchase | 200 | 165.3500 USD | ||||
| ADR | Purchase | 210 | 164.2913 USD | ||||
| ADR | Purchase | 290 | 162.7768 USD | ||||
| 5p ordinary | Purchase | 299 | 39.3102 GBP | ||||
| ADR | Purchase | 300 | 163.0466 USD | ||||
| ADR | Purchase | 300 | 163.1200 USD | ||||
| 5p ordinary | Purchase | 380 | 40.0315 GBP | ||||
| ADR | Purchase | 400 | 164.1662 USD | ||||
| 5p ordinary | Purchase | 447 | 40.1429 GBP | ||||
| ADR | Purchase | 450 | 164.3322 USD | ||||
| 5p ordinary | Purchase | 494 | 39.8711 GBP | ||||
| ADR | Purchase | 500 | 163.1120 USD | ||||
| ADR | Purchase | 600 | 164.0550 USD | ||||
| ADR | Purchase | 622 | 163.9314 USD | ||||
| 5p ordinary | Purchase | 636 | 39.8682 GBP | ||||
| ADR | Purchase | 770 | 163.0564 USD | ||||
| ADR | Purchase | 1,010 | 163.3254 USD | ||||
| ADR | Purchase | 1,014 | 164.2541 USD | ||||
| ADR | Purchase | 1,113 | 163.9492 USD | ||||
| ADR | Purchase | 1,332 | 166.0000 USD | ||||
| 5p ordinary | Purchase | 1,706 | 40.0930 GBP | ||||
| ADR | Purchase | 1,828 | 164.1200 USD | ||||
| ADR | Purchase | 1,853 | 164.0982 USD | ||||
| ADR | Purchase | 1,900 | 163.2276 USD | ||||
| 5p ordinary | Purchase | 2,166 | 38.5334 GBP | ||||
| 5p ordinary | Purchase | 2,193 | 39.8094 GBP | ||||
| ADR | Purchase | 2,300 | 163.9300 USD | ||||
| 5p ordinary | Purchase | 2,389 | 40.1430 GBP | ||||
| 5p ordinary | Purchase | 2,730 | 39.6513 GBP | ||||
| ADR | Purchase | 2,800 | 163.4508 USD | ||||
| 5p ordinary | Purchase | 2,901 | 39.8117 GBP | ||||
| ADR | Purchase | 3,185 | 164.4888 USD | ||||
| ADR | Purchase | 3,300 | 164.4363 USD | ||||
| ADR | Purchase | 3,600 | 163.0118 USD | ||||
| 5p ordinary | Purchase | 4,365 | 39.4128 GBP | ||||
| 5p ordinary | Purchase | 5,202 | 39.7301 GBP | ||||
| ADR | Purchase | 6,000 | 164.1232 USD | ||||
| 5p ordinary | Purchase | 7,052 | 39.4707 GBP | ||||
| 5p ordinary | Purchase | 7,256 | 39.3003 GBP | ||||
| ADR | Purchase | 8,557 | 162.9748 USD | ||||
| 5p ordinary | Purchase | 9,522 | 40.1054 GBP | ||||
| ADR | Purchase | 10,000 | 170.8654 USD | ||||
| ADR | Purchase | 10,700 | 164.2706 USD | ||||
| 5p ordinary | Purchase | 12,443 | 39.2406 GBP | ||||
| 5p ordinary | Purchase | 15,000 | 39.1183 GBP | ||||
| 5p ordinary | Purchase | 17,073 | 39.7951 GBP | ||||
| ADR | Purchase | 20,000 | 164.3750 USD | ||||
| ADR | Purchase | 20,000 | 164.5029 USD | ||||
| ADR | Purchase | 21,300 | 165.0304 USD | ||||
| 5p ordinary | Purchase | 21,677 | 39.9193 GBP | ||||
| 5p ordinary | Purchase | 22,748 | 40.2381 GBP | ||||
| 5p ordinary | Purchase | 23,307 | 39.1727 GBP | ||||
| ADR | Purchase | 25,000 | 164.6442 USD | ||||
| 5p ordinary | Purchase | 25,277 | 40.2475 GBP | ||||
| 5p ordinary | Purchase | 26,973 | 39.4506 GBP | ||||
| 5p ordinary | Purchase | 28,111 | 39.6500 GBP | ||||
| 5p ordinary | Purchase | 30,266 | 39.1302 GBP | ||||
| 5p ordinary | Purchase | 33,150 | 40.1118 GBP | ||||
| ADR | Purchase | 33,282 | 165.5672 USD | ||||
| 5p ordinary | Purchase | 34,297 | 39.4201 GBP | ||||
| 5p ordinary | Purchase | 36,452 | 40.2144 GBP | ||||
| 5p ordinary | Purchase | 36,901 | 39.5448 GBP | ||||
| 5p ordinary | Purchase | 47,747 | 39.3153 GBP | ||||
| 5p ordinary | Purchase | 53,122 | 39.3000 GBP | ||||
| 5p ordinary | Purchase | 53,346 | 39.4288 GBP | ||||
| 5p ordinary | Purchase | 53,952 | 40.1458 GBP | ||||
| ADR | Purchase | 73,925 | 164.4883 USD | ||||
| 5p ordinary | Purchase | 98,086 | 39.5220 GBP | ||||
| 5p ordinary | Purchase | 162,862 | 39.3644 GBP | ||||
| 5p ordinary | Purchase | 206,803 | 39.8198 GBP | ||||
| ADR | Sale | 1 | 164.8100 USD | ||||
| 5p ordinary | Sale | 38 | 37.8784 GBP | ||||
| 5p ordinary | Sale | 83 | 39.2500 GBP | ||||
| ADR | Sale | 100 | 163.0100 USD | ||||
| ADR | Sale | 100 | 165.3500 USD | ||||
| ADR | Sale | 100 | 164.0300 USD | ||||
| 5p ordinary | Sale | 100 | 40.0050 GBP | ||||
| ADR | Sale | 100 | 162.9500 USD | ||||
| ADR | Sale | 100 | 165.4800 USD | ||||
| ADR | Sale | 100 | 164.0100 USD | ||||
| ADR | Sale | 120 | 164.6000 USD | ||||
| 5p ordinary | Sale | 175 | 38.9076 GBP | ||||
| 5p ordinary | Sale | 183 | 39.2572 GBP | ||||
| ADR | Sale | 200 | 163.4500 USD | ||||
| ADR | Sale | 200 | 163.5950 USD | ||||
| ADR | Sale | 200 | 163.9510 USD | ||||
| ADR | Sale | 200 | 164.6750 USD | ||||
| 5p ordinary | Sale | 210 | 39.4000 GBP | ||||
| 5p ordinary | Sale | 288 | 40.3100 GBP | ||||
| ADR | Sale | 300 | 164.2100 USD | ||||
| 5p ordinary | Sale | 378 | 39.6748 GBP | ||||
| ADR | Sale | 400 | 163.1300 USD | ||||
| ADR | Sale | 500 | 163.9980 USD | ||||
| ADR | Sale | 500 | 163.7125 USD | ||||
| ADR | Sale | 500 | 164.1230 USD | ||||
| ADR | Sale | 559 | 164.2926 USD | ||||
| ADR | Sale | 600 | 163.9341 USD | ||||
| 5p ordinary | Sale | 633 | 39.6423 GBP | ||||
| ADR | Sale | 681 | 164.3727 USD | ||||
| 5p ordinary | Sale | 796 | 39.3213 GBP | ||||
| ADR | Sale | 800 | 164.4350 USD | ||||
| ADR | Sale | 900 | 162.7494 USD | ||||
| 5p ordinary | Sale | 902 | 40.0032 GBP | ||||
| ADR | Sale | 1,000 | 164.6675 USD | ||||
| ADR | Sale | 1,113 | 163.9492 USD | ||||
| ADR | Sale | 1,301 | 163.2923 USD | ||||
| ADR | Sale | 1,332 | 166.0000 USD | ||||
| 5p ordinary | Sale | 1,385 | 40.0516 GBP | ||||
| ADR | Sale | 1,600 | 163.5212 USD | ||||
| ADR | Sale | 1,639 | 164.1954 USD | ||||
| 5p ordinary | Sale | 1,706 | 40.0930 GBP | ||||
| 5p ordinary | Sale | 1,718 | 39.6136 GBP | ||||
| ADR | Sale | 1,818 | 165.4894 USD | ||||
| ADR | Sale | 1,828 | 164.1200 USD | ||||
| ADR | Sale | 1,900 | 163.2276 USD | ||||
| 5p ordinary | Sale | 1,906 | 40.0854 GBP | ||||
| 5p ordinary | Sale | 2,198 | 39.3000 GBP | ||||
| ADR | Sale | 2,480 | 164.1795 USD | ||||
| ADR | Sale | 2,500 | 163.9112 USD | ||||
| ADR | Sale | 2,600 | 164.1769 USD | ||||
| ADR | Sale | 2,774 | 164.2141 USD | ||||
| 5p ordinary | Sale | 2,927 | 39.4502 GBP | ||||
| ADR | Sale | 3,000 | 163.1670 USD | ||||
| ADR | Sale | 3,100 | 164.6439 USD | ||||
| ADR | Sale | 3,300 | 164.4363 USD | ||||
| ADR | Sale | 3,558 | 164.6449 USD | ||||
| ADR | Sale | 3,841 | 164.4593 USD | ||||
| 5p ordinary | Sale | 3,882 | 40.0803 GBP | ||||
| 5p ordinary | Sale | 3,951 | 39.8766 GBP | ||||
| ADR | Sale | 4,235 | 170.9500 USD | ||||
| 5p ordinary | Sale | 4,319 | 39.5910 GBP | ||||
| 5p ordinary | Sale | 4,339 | 39.9940 GBP | ||||
| ADR | Sale | 4,700 | 164.4894 USD | ||||
| ADR | Sale | 4,800 | 163.5157 USD | ||||
| 5p ordinary | Sale | 5,000 | 39.9439 GBP | ||||
| ADR | Sale | 5,221 | 163.9300 USD | ||||
| 5p ordinary | Sale | 5,343 | 40.0806 GBP | ||||
| ADR | Sale | 5,765 | 170.8032 USD | ||||
| 5p ordinary | Sale | 6,400 | 39.9752 GBP | ||||
| ADR | Sale | 7,200 | 164.4276 USD | ||||
| 5p ordinary | Sale | 7,231 | 39.1926 GBP | ||||
| ADR | Sale | 7,662 | 164.6624 USD | ||||
| 5p ordinary | Sale | 8,771 | 38.7289 GBP | ||||
| ADR | Sale | 8,842 | 164.6104 USD | ||||
| 5p ordinary | Sale | 9,902 | 39.4308 GBP | ||||
| 5p ordinary | Sale | 10,209 | 40.0000 GBP | ||||
| 5p ordinary | Sale | 11,174 | 39.7549 GBP | ||||
| ADR | Sale | 11,500 | 164.3003 USD | ||||
| ADR | Sale | 11,738 | 164.6676 USD | ||||
| 5p ordinary | Sale | 11,970 | 39.8322 GBP | ||||
| 5p ordinary | Sale | 12,443 | 39.2406 GBP | ||||
| ADR | Sale | 12,475 | 164.3587 USD | ||||
| 5p ordinary | Sale | 18,289 | 39.3299 GBP | ||||
| ADR | Sale | 18,896 | 164.6983 USD | ||||
| ADR | Sale | 20,000 | 164.5029 USD | ||||
| 5p ordinary | Sale | 20,501 | 39.8564 GBP | ||||
| 5p ordinary | Sale | 22,163 | 40.0911 GBP | ||||
| 5p ordinary | Sale | 23,246 | 39.1731 GBP | ||||
| 5p ordinary | Sale | 24,712 | 40.3001 GBP | ||||
| 5p ordinary | Sale | 27,812 | 39.0523 GBP | ||||
| 5p ordinary | Sale | 33,775 | 39.8753 GBP | ||||
| 5p ordinary | Sale | 33,938 | 39.5319 GBP | ||||
| 5p ordinary | Sale | 37,214 | 39.3017 GBP | ||||
| 5p ordinary | Sale | 39,955 | 39.4825 GBP | ||||
| 5p ordinary | Sale | 41,889 | 38.8370 GBP | ||||
| ADR | Sale | 44,744 | 164.4587 USD | ||||
| ADR | Sale | 52,508 | 165.4035 USD | ||||
| 5p ordinary | Sale | 67,418 | 39.3281 GBP | ||||
| 5p ordinary | Sale | 113,000 | 40.1511 GBP | ||||
| 5p ordinary | Sale | 138,087 | 39.3795 GBP | ||||
| 5p ordinary | Sale | 525,996 | 39.4431 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 34 | 39.2570 GBP | |||||
| 5p ordinary | SWAP | Long | 38 | 37.8784 GBP | |||||
| 5p ordinary | CFD | Long | 121 | 39.6748 GBP | |||||
| 5p ordinary | CFD | Long | 149 | 39.2572 GBP | |||||
| 5p ordinary | CFD | Long | 257 | 39.6749 GBP | |||||
| 5p ordinary | SWAP | Long | 334 | 38.8458 GBP | |||||
| 5p ordinary | CFD | Long | 737 | 39.2974 GBP | |||||
| 5p ordinary | SWAP | Long | 796 | 39.3213 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 39.7141 GBP | |||||
| 5p ordinary | SWAP | Long | 1,049 | 39.2989 GBP | |||||
| 5p ordinary | CFD | Long | 2,926 | 39.8955 GBP | |||||
| 5p ordinary | CFD | Long | 3,582 | 39.6514 GBP | |||||
| 5p ordinary | CFD | Long | 4,000 | 40.1463 GBP | |||||
| 5p ordinary | CFD | Long | 4,000 | 40.2397 GBP | |||||
| 5p ordinary | CFD | Long | 4,339 | 39.9940 GBP | |||||
| 5p ordinary | CFD | Long | 9,902 | 39.4308 GBP | |||||
| 5p ordinary | SWAP | Long | 11,503 | 39.9651 GBP | |||||
| 5p ordinary | CFD | Long | 11,970 | 39.8322 GBP | |||||
| 5p ordinary | SWAP | Long | 18,114 | 39.3000 GBP | |||||
| 5p ordinary | SWAP | Long | 22,814 | 39.2547 GBP | |||||
| 5p ordinary | CFD | Long | 41,889 | 38.8370 GBP | |||||
| 5p ordinary | CFD | Long | 83,560 | 39.2968 GBP | |||||
| 5p ordinary | CFD | Long | 85,041 | 39.9233 GBP | |||||
| 5p ordinary | CFD | Long | 144,583 | 39.5614 GBP | |||||
| 5p ordinary | SWAP | Long | 156,733 | 39.0729 GBP | |||||
| 5p ordinary | SWAP | Short | 30 | 38.0450 GBP | |||||
| 5p ordinary | SWAP | Short | 38 | 39.3458 GBP | |||||
| 5p ordinary | CFD | Short | 56 | 39.3101 GBP | |||||
| 5p ordinary | CFD | Short | 61 | 39.0339 GBP | |||||
| 5p ordinary | CFD | Short | 243 | 39.3102 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 38.9211 GBP | |||||
| 5p ordinary | CFD | Short | 1,000 | 40.1172 GBP | |||||
| 5p ordinary | CFD | Short | 1,200 | 40.0027 GBP | |||||
| 5p ordinary | CFD | Short | 2,400 | 39.8729 GBP | |||||
| 5p ordinary | CFD | Short | 2,460 | 39.3085 GBP | |||||
| 5p ordinary | CFD | Short | 2,730 | 39.6513 GBP | |||||
| 5p ordinary | CFD | Short | 3,000 | 39.4716 GBP | |||||
| 5p ordinary | CFD | Short | 7,256 | 39.3003 GBP | |||||
| 5p ordinary | SWAP | Short | 13,175 | 38.8620 GBP | |||||
| 5p ordinary | CFD | Short | 15,000 | 38.7237 GBP | |||||
| 5p ordinary | CFD | Short | 15,000 | 39.1183 GBP | |||||
| 5p ordinary | SWAP | Short | 21,710 | 39.4732 GBP | |||||
| 5p ordinary | SWAP Expires 26/05/2019 | Short | 22,748 | 40.2381 GBP | |||||
| 5p ordinary | SWAP Expires 26/05/2019 | Short | 25,277 | 40.2475 GBP | |||||
| 5p ordinary | CFD | Short | 32,747 | 39.5863 GBP | |||||
| 5p ordinary | SWAP Expires 26/05/2019 | Short | 33,150 | 40.1117 GBP | |||||
| 5p ordinary | CFD | Short | 36,452 | 40.2144 GBP | |||||
| 5p ordinary | SWAP | Short | 50,086 | 39.3000 GBP | |||||
| 5p ordinary | CFD | Short | 53,952 | 40.1458 GBP | |||||
| 5p ordinary | SWAP | Short | 55,601 | 39.5963 GBP | |||||
| 5p ordinary | CFD | Short | 62,983 | 39.5004 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,400 | 155 USD | American | 18 Jan 2019 | 20.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 800 | 168 USD | American | 27 Apr 2018 | 3.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,100 | 170 USD | American | 27 Apr 2018 | 3.3904 USD | ||||||||
| ADR | Call Options | Purchasing | 4,400 | 175 USD | American | 27 Apr 2018 | 1.4727 USD | ||||||||
| ADR | Call Options | Purchasing | 1,100 | 180 USD | American | 27 Apr 2018 | 0.9863 USD | ||||||||
| ADR | Call Options | Purchasing | 7,400 | 180 USD | American | 4 May 2018 | 1.1979 USD | ||||||||
| ADR | Call Options | Purchasing | 1,600 | 180 USD | American | 11 May 2018 | 1.3812 USD | ||||||||
| ADR | Call Options | Purchasing | 5,400 | 180 USD | American | 18 Jan 2019 | 8.1851 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 185 USD | American | 19 Oct 2018 | 4.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 195 USD | American | 18 Jan 2019 | 3.5800 USD | ||||||||
| ADR | Call Options | Selling | 100 | 170 USD | American | 11 May 2018 | 5.4800 USD | ||||||||
| ADR | Call Options | Selling | 7,400 | 175 USD | American | 4 May 2018 | 2.3479 USD | ||||||||
| ADR | Put Options | Purchasing | 4,700 | 130 USD | American | 18 Jan 2019 | 3.1148 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 152.5000 USD | American | 27 Apr 2018 | 1.9000 USD | ||||||||
| ADR | Put Options | Purchasing | 14,900 | 152.5000 USD | American | 27 Apr 2018 | 1.9500 USD | ||||||||
| ADR | Put Options | Selling | 100 | 75 USD | American | 19 Oct 2018 | 0.1500 USD | ||||||||
| ADR | Put Options | Selling | 100 | 110 USD | American | 1 Jun 2018 | 0.2000 USD | ||||||||
| ADR | Put Options | Selling | 2,400 | 153 USD | American | 27 Apr 2018 | 1.7500 USD | ||||||||
| ADR | Put Options | Selling | 2,400 | 155 USD | American | 27 Apr 2018 | 2.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 25 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 170.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 7,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,200 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,400 | 175.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 153.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 800 | 168.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 140.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,500 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,300 | 180.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 135.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 152.5000 | American | 27 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180425005802/en/
Copyright Business Wire 2018
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