3rd Jul 2014 15:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 2 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,963,366 | 1.01% | 2,386,343 | 0.40% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 800,036 | 0.14% | 1,447,381 | 0.25% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 53,300 | 0.00% | 105,146 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 6,816,702 | 1.15% | 3,938,870 | 0.67% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 9 | 45.1100 GBP | ||||
| ORD | Purchase | 10 | 45.3040 GBP | ||||
| ORD | Purchase | 10 | 45.3150 GBP | ||||
| ORD | Purchase | 16 | 45.2990 GBP | ||||
| ORD | Purchase | 33 | 45.4660 GBP | ||||
| ORD | Purchase | 37 | 45.1690 GBP | ||||
| ORD (traded as ADR) | Purchase | 42 | 233.4200 USD | ||||
| ORD | Purchase | 48 | 45.1500 GBP | ||||
| ORD | Purchase | 49 | 45.2150 GBP | ||||
| ORD | Purchase | 57 | 45.1750 GBP | ||||
| ORD | Purchase | 57 | 45.1840 GBP | ||||
| ORD | Purchase | 57 | 45.1880 GBP | ||||
| ORD | Purchase | 57 | 45.2040 GBP | ||||
| ORD | Purchase | 57 | 45.2140 GBP | ||||
| ORD | Purchase | 57 | 45.2950 GBP | ||||
| ORD | Purchase | 63 | 45.1200 GBP | ||||
| ORD | Purchase | 63 | 45.1450 GBP | ||||
| ORD | Purchase | 63 | 45.1490 GBP | ||||
| ORD | Purchase | 65 | 45.2240 GBP | ||||
| ORD | Purchase | 66 | 45.1300 GBP | ||||
| ORD | Purchase | 66 | 45.1400 GBP | ||||
| ORD | Purchase | 66 | 45.2520 GBP | ||||
| ORD | Purchase | 66 | 45.4000 GBP | ||||
| ORD | Purchase | 66 | 45.4310 GBP | ||||
| ORD | Purchase | 73 | 45.1150 GBP | ||||
| ORD | Purchase | 78 | 45.4300 GBP | ||||
| ORD | Purchase | 79 | 45.4250 GBP | ||||
| ORD | Purchase | 95 | 45.3100 GBP | ||||
| ORD | Purchase | 114 | 45.4200 GBP | ||||
| ORD | Purchase | 118 | 45.1650 GBP | ||||
| ORD | Purchase | 123 | 45.1990 GBP | ||||
| ORD | Purchase | 123 | 45.2250 GBP | ||||
| ORD | Purchase | 131 | 45.1350 GBP | ||||
| ORD | Purchase | 132 | 45.2560 GBP | ||||
| ORD | Purchase | 132 | 45.4450 GBP | ||||
| ORD | Purchase | 134 | 45.2600 GBP | ||||
| ORD | Purchase | 186 | 45.3900 GBP | ||||
| ORD | Purchase | 190 | 45.1900 GBP | ||||
| ORD | Purchase | 197 | 45.1600 GBP | ||||
| ORD | Purchase | 205 | 45.4400 GBP | ||||
| ORD | Purchase | 205 | 45.4900 GBP | ||||
| ORD | Purchase | 209 | 45.3400 GBP | ||||
| ORD | Purchase | 215 | 45.3200 GBP | ||||
| ORD (traded as ADR) | Purchase | 237 | 237.2700 USD | ||||
| ORD | Purchase | 245 | 45.2900 GBP | ||||
| ORD | Purchase | 255 | 45.2400 GBP | ||||
| ORD (traded as ADR) | Purchase | 261 | 237.2497 USD | ||||
| ORD | Purchase | 263 | 45.2700 GBP | ||||
| ORD | Purchase | 271 | 45.1800 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 234.1300 USD | ||||
| ORD | Purchase | 339 | 45.3500 GBP | ||||
| ORD | Purchase | 351 | 45.2050 GBP | ||||
| ORD | Purchase | 352 | 45.1700 GBP | ||||
| ORD | Purchase | 358 | 45.4700 GBP | ||||
| ORD | Purchase | 433 | 45.4350 GBP | ||||
| ORD | Purchase | 451 | 45.3600 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 233.0800 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 233.4150 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 236.3700 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 236.6800 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 237.2769 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 237.3900 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 237.5050 USD | ||||
| ORD | Purchase | 607 | 45.2190 GBP | ||||
| ORD | Purchase | 613 | 45.2300 GBP | ||||
| ORD | Purchase | 620 | 45.5000 GBP | ||||
| ORD | Purchase | 712 | 45.4282 GBP | ||||
| ORD | Purchase | 732 | 45.2100 GBP | ||||
| ORD | Purchase | 773 | 45.2000 GBP | ||||
| ORD | Purchase | 802 | 45.4100 GBP | ||||
| ORD (traded as ADR) | Purchase | 852 | 237.0000 USD | ||||
| ORD | Purchase | 915 | 45.2500 GBP | ||||
| ORD | Purchase | 955 | 45.3151 GBP | ||||
| ORD | Purchase | 967 | 45.4600 GBP | ||||
| ORD | Purchase | 978 | 45.2200 GBP | ||||
| ORD | Purchase | 986 | 45.3919 GBP | ||||
| ORD | Purchase | 1,169 | 45.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 235.8148 USD | ||||
| ORD | Purchase | 1,313 | 45.4800 GBP | ||||
| ORD | Purchase | 1,401 | 45.4618 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,494 | 236.6283 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 236.1548 USD | ||||
| ORD | Purchase | 1,723 | 45.3300 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 237.2166 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 237.2183 USD | ||||
| ORD | Purchase | 1,873 | 45.2505 GBP | ||||
| ORD | Purchase | 2,005 | 45.1560 GBP | ||||
| ORD | Purchase | 2,104 | 45.3698 GBP | ||||
| ORD | Purchase | 2,118 | 45.2540 GBP | ||||
| ORD | Purchase | 2,458 | 45.4148 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,511 | 237.0196 USD | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 235.8866 USD | ||||
| ORD | Purchase | 3,015 | 45.1582 GBP | ||||
| ORD | Purchase | 3,389 | 45.3702 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 236.2184 USD | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 233.1560 USD | ||||
| ORD | Purchase | 4,817 | 45.3128 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 236.7877 USD | ||||
| ORD (traded as ADR) | Purchase | 5,100 | 236.9819 USD | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 233.6608 USD | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 234.5031 USD | ||||
| ORD | Purchase | 7,132 | 45.3790 GBP | ||||
| ORD | Purchase | 7,424 | 45.2847 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,259 | 234.1387 USD | ||||
| ORD (traded as ADR) | Purchase | 9,300 | 236.2876 USD | ||||
| ORD (traded as ADR) | Purchase | 9,600 | 236.7234 USD | ||||
| ORD (traded as ADR) | Purchase | 10,500 | 232.4142 USD | ||||
| ORD (traded as ADR) | Purchase | 11,922 | 233.9558 USD | ||||
| ORD (traded as ADR) | Purchase | 12,000 | 235.8095 USD | ||||
| ORD | Purchase | 12,568 | 45.3862 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,600 | 234.4701 USD | ||||
| ORD (traded as ADR) | Purchase | 14,100 | 233.8164 USD | ||||
| ORD | Purchase | 15,151 | 45.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,468 | 236.7017 USD | ||||
| ORD | Purchase | 17,264 | 45.2408 GBP | ||||
| ORD (traded as ADR) | Purchase | 20,100 | 234.7187 USD | ||||
| ORD | Purchase | 32,000 | 45.2418 GBP | ||||
| ORD | Purchase | 32,023 | 45.2332 GBP | ||||
| ORD | Purchase | 33,271 | 45.2170 GBP | ||||
| ORD | Purchase | 39,964 | 45.3487 GBP | ||||
| ORD | Purchase | 45,902 | 45.2983 GBP | ||||
| ORD | Purchase | 123,365 | 45.2563 GBP | ||||
| ORD (traded as ADR) | Sale | 6 | 237.4150 USD | ||||
| ORD | Sale | 9 | 45.1100 GBP | ||||
| ORD | Sale | 10 | 45.3040 GBP | ||||
| ORD | Sale | 10 | 45.3150 GBP | ||||
| ORD (traded as ADR) | Sale | 12 | 236.8400 USD | ||||
| ORD | Sale | 16 | 45.2990 GBP | ||||
| ORD | Sale | 33 | 45.4660 GBP | ||||
| ORD | Sale | 37 | 45.1690 GBP | ||||
| ORD | Sale | 48 | 45.1500 GBP | ||||
| ORD | Sale | 49 | 45.2150 GBP | ||||
| ORD | Sale | 57 | 45.1750 GBP | ||||
| ORD | Sale | 57 | 45.1840 GBP | ||||
| ORD | Sale | 57 | 45.1880 GBP | ||||
| ORD | Sale | 57 | 45.2040 GBP | ||||
| ORD | Sale | 57 | 45.2140 GBP | ||||
| ORD | Sale | 57 | 45.2950 GBP | ||||
| ORD | Sale | 63 | 45.1200 GBP | ||||
| ORD | Sale | 63 | 45.1450 GBP | ||||
| ORD | Sale | 63 | 45.1490 GBP | ||||
| ORD | Sale | 65 | 45.2240 GBP | ||||
| ORD | Sale | 66 | 45.1300 GBP | ||||
| ORD | Sale | 66 | 45.1400 GBP | ||||
| ORD | Sale | 66 | 45.2520 GBP | ||||
| ORD | Sale | 66 | 45.4000 GBP | ||||
| ORD | Sale | 66 | 45.4310 GBP | ||||
| ORD | Sale | 73 | 45.1150 GBP | ||||
| ORD | Sale | 78 | 45.4300 GBP | ||||
| ORD | Sale | 79 | 45.4250 GBP | ||||
| ORD | Sale | 95 | 45.3100 GBP | ||||
| ORD | Sale | 114 | 45.4200 GBP | ||||
| ORD | Sale | 118 | 45.1650 GBP | ||||
| ORD | Sale | 123 | 45.1990 GBP | ||||
| ORD | Sale | 123 | 45.2250 GBP | ||||
| ORD | Sale | 131 | 45.1350 GBP | ||||
| ORD | Sale | 132 | 45.2560 GBP | ||||
| ORD | Sale | 134 | 45.2600 GBP | ||||
| ORD | Sale | 186 | 45.3900 GBP | ||||
| ORD | Sale | 190 | 45.1900 GBP | ||||
| ORD | Sale | 197 | 45.1600 GBP | ||||
| ORD | Sale | 199 | 45.2777 GBP | ||||
| ORD | Sale | 202 | 45.4100 GBP | ||||
| ORD | Sale | 205 | 45.4400 GBP | ||||
| ORD | Sale | 205 | 45.4900 GBP | ||||
| ORD | Sale | 209 | 45.3400 GBP | ||||
| ORD | Sale | 215 | 45.3200 GBP | ||||
| ORD | Sale | 245 | 45.2900 GBP | ||||
| ORD | Sale | 255 | 45.2400 GBP | ||||
| ORD | Sale | 263 | 45.2700 GBP | ||||
| ORD | Sale | 271 | 45.1800 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 235.8300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 236.0740 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 236.3100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 237.3400 USD | ||||
| ORD | Sale | 331 | 45.2840 GBP | ||||
| ORD | Sale | 339 | 45.3500 GBP | ||||
| ORD | Sale | 351 | 45.2050 GBP | ||||
| ORD | Sale | 352 | 45.1700 GBP | ||||
| ORD | Sale | 358 | 45.4700 GBP | ||||
| ORD | Sale | 421 | 45.2725 GBP | ||||
| ORD | Sale | 433 | 45.4350 GBP | ||||
| ORD | Sale | 451 | 45.3600 GBP | ||||
| ORD | Sale | 502 | 45.4525 GBP | ||||
| ORD | Sale | 523 | 45.3300 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 235.3500 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 235.9250 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 236.8850 USD | ||||
| ORD | Sale | 620 | 45.5000 GBP | ||||
| ORD (traded as ADR) | Sale | 672 | 235.8200 USD | ||||
| ORD | Sale | 742 | 45.3831 GBP | ||||
| ORD | Sale | 773 | 45.2000 GBP | ||||
| ORD | Sale | 798 | 45.2100 GBP | ||||
| ORD (traded as ADR) | Sale | 861 | 237.4058 USD | ||||
| ORD | Sale | 862 | 45.4130 GBP | ||||
| ORD | Sale | 885 | 45.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 233.4273 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 235.2033 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 236.1300 USD | ||||
| ORD | Sale | 915 | 45.2500 GBP | ||||
| ORD | Sale | 925 | 45.1166 GBP | ||||
| ORD | Sale | 932 | 45.4600 GBP | ||||
| ORD | Sale | 978 | 45.2200 GBP | ||||
| ORD | Sale | 1,091 | 45.3970 GBP | ||||
| ORD | Sale | 1,137 | 45.2278 GBP | ||||
| ORD | Sale | 1,313 | 45.4800 GBP | ||||
| ORD | Sale | 1,362 | 45.2491 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 235.7056 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 236.8660 USD | ||||
| ORD (traded as ADR) | Sale | 1,539 | 237.4122 USD | ||||
| ORD | Sale | 1,687 | 45.2956 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 233.9542 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 237.0414 USD | ||||
| ORD (traded as ADR) | Sale | 2,133 | 234.2827 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 236.6887 USD | ||||
| ORD | Sale | 2,581 | 45.4500 GBP | ||||
| ORD (traded as ADR) | Sale | 2,895 | 236.4189 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 233.5000 USD | ||||
| ORD (traded as ADR) | Sale | 3,177 | 236.5203 USD | ||||
| ORD (traded as ADR) | Sale | 3,423 | 236.2900 USD | ||||
| ORD (traded as ADR) | Sale | 3,546 | 236.6826 USD | ||||
| ORD (traded as ADR) | Sale | 3,861 | 233.9566 USD | ||||
| ORD | Sale | 3,909 | 45.3039 GBP | ||||
| ORD | Sale | 4,138 | 45.3084 GBP | ||||
| ORD (traded as ADR) | Sale | 4,800 | 237.1745 USD | ||||
| ORD (traded as ADR) | Sale | 5,961 | 233.9558 USD | ||||
| ORD (traded as ADR) | Sale | 7,500 | 233.4000 USD | ||||
| ORD | Sale | 7,703 | 45.2636 GBP | ||||
| ORD | Sale | 8,222 | 45.2678 GBP | ||||
| ORD (traded as ADR) | Sale | 8,700 | 233.7498 USD | ||||
| ORD | Sale | 9,913 | 45.2365 GBP | ||||
| ORD | Sale | 10,572 | 45.2058 GBP | ||||
| ORD (traded as ADR) | Sale | 11,100 | 234.3092 USD | ||||
| ORD (traded as ADR) | Sale | 11,259 | 234.3436 USD | ||||
| ORD | Sale | 11,721 | 45.2455 GBP | ||||
| ORD (traded as ADR) | Sale | 12,000 | 235.8095 USD | ||||
| ORD (traded as ADR) | Sale | 12,237 | 232.9062 USD | ||||
| ORD | Sale | 15,000 | 45.4372 GBP | ||||
| ORD (traded as ADR) | Sale | 16,200 | 233.9881 USD | ||||
| ORD | Sale | 18,450 | 45.4512 GBP | ||||
| ORD | Sale | 20,696 | 45.2918 GBP | ||||
| ORD | Sale | 30,662 | 45.2300 GBP | ||||
| ORD | Sale | 31,670 | 45.2144 GBP | ||||
| ORD | Sale | 35,573 | 45.2965 GBP | ||||
| ORD | Sale | 52,200 | 45.4506 GBP | ||||
| ORD | Sale | 61,803 | 45.2223 GBP | ||||
| ORD | Sale | 69,995 | 45.3719 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 925 | 45.1165 GBP | |||||
| ORD | SWAP | Long | 1,625 | 45.2333 GBP | |||||
| ORD | CFD | Long | 2,412 | 45.3491 GBP | |||||
| ORD | SWAP | Long | 15,000 | 45.4372 GBP | |||||
| ORD | SWAP | Short | 712 | 45.4282 GBP | |||||
| ORD | SWAP | Short | 1,177 | 45.2045 GBP | |||||
| ORD | SWAP | Short | 1,623 | 45.2560 GBP | |||||
| ORD | CFD | Short | 2,432 | 45.3132 GBP | |||||
| ORD | CFD | Short | 2,118 | 45.2540 GBP | |||||
| ORD | CFD | Short | 5,961 | 45.4540 GBP | |||||
| ORD | CFD | Short | 7,424 | 45.2847 GBP | |||||
| ORD | CFD | Short | 7,708 | 45.2461 GBP | |||||
| ORD | SWAP | Short | 32,000 | 45.2418 GBP | |||||
| ORD | CFD | Short | 41,207 | 45.2981 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 17700 | 255 USD | American | 41839 | 3.0770 USD | ||||||||
| ORD | Call Options | Selling | 1500 | 200 USD | American | 41930 | 39.0066 USD | ||||||||
| ORD | Call Options | Selling | 800 | 220 USD | American | 41930 | 26.8000 USD | ||||||||
| ORD | Call Options | Selling | 17500 | 235 USD | American | 41839 | 10.8852 USD | ||||||||
| ORD | Call Options | Selling | 2500 | 245 USD | American | 41839 | 7.3000 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 215 USD | American | 41867 | 5.4300 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 225 USD | American | 41839 | 5.2000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 210 USD | American | 41867 | 4.0800 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Jul 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | SHIRE PLC |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 220.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 225.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 230.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 200 | 195.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 5,900 | 250.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 17,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 7,100 | 260.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -1,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,700 | 200.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -17,500 | 235.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 240.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -20,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 245.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -100 | 260.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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