30th Apr 2018 11:37
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,607,228 | 0.62% | 3,714,701 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 310,087 | 0.03% | 3,516,779 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 343,600 | 0.04% | 495,500 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,260,915 | 0.69% | 7,726,980 | 0.84% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 9 | 161.5900 USD | ||||
| ADR | Purchase | 19 | 161.2126 USD | ||||
| ADR | Purchase | 61 | 161.1700 USD | ||||
| ADR | Purchase | 100 | 161.2600 USD | ||||
| ADR | Purchase | 100 | 161.2400 USD | ||||
| 5p ordinary | Purchase | 104 | 38.6280 GBP | ||||
| ADR | Purchase | 200 | 160.2350 USD | ||||
| ADR | Purchase | 200 | 160.2850 USD | ||||
| ADR | Purchase | 300 | 161.0483 USD | ||||
| ADR | Purchase | 379 | 161.0859 USD | ||||
| ADR | Purchase | 600 | 160.8016 USD | ||||
| ADR | Purchase | 1,200 | 160.5791 USD | ||||
| 5p ordinary | Purchase | 1,516 | 38.6646 GBP | ||||
| 5p ordinary | Purchase | 2,938 | 38.7966 GBP | ||||
| ADR | Purchase | 3,169 | 161.6600 USD | ||||
| ADR | Purchase | 4,400 | 160.7908 USD | ||||
| ADR | Purchase | 4,600 | 160.7974 USD | ||||
| 5p ordinary | Purchase | 6,377 | 38.8993 GBP | ||||
| 5p ordinary | Purchase | 7,213 | 38.7387 GBP | ||||
| 5p ordinary | Purchase | 7,639 | 38.8122 GBP | ||||
| 5p ordinary | Purchase | 8,269 | 38.6840 GBP | ||||
| 5p ordinary | Purchase | 9,994 | 38.6901 GBP | ||||
| 5p ordinary | Purchase | 13,144 | 38.7782 GBP | ||||
| 5p ordinary | Purchase | 13,998 | 38.7557 GBP | ||||
| 5p ordinary | Purchase | 14,116 | 38.7360 GBP | ||||
| ADR | Purchase | 15,918 | 160.8931 USD | ||||
| 5p ordinary | Purchase | 16,297 | 38.8067 GBP | ||||
| 5p ordinary | Purchase | 19,890 | 38.5760 GBP | ||||
| 5p ordinary | Purchase | 25,956 | 38.8918 GBP | ||||
| ADR | Purchase | 32,644 | 160.9564 USD | ||||
| 5p ordinary | Purchase | 41,333 | 38.7228 GBP | ||||
| 5p ordinary | Purchase | 44,822 | 38.7296 GBP | ||||
| 5p ordinary | Purchase | 45,396 | 38.6865 GBP | ||||
| 5p ordinary | Purchase | 80,152 | 38.8445 GBP | ||||
| 5p ordinary | Purchase | 93,754 | 38.7012 GBP | ||||
| 5p ordinary | Purchase | 101,351 | 38.8115 GBP | ||||
| 5p ordinary | Purchase | 184,271 | 38.8529 GBP | ||||
| 5p ordinary | Sale | 24 | 38.8150 GBP | ||||
| ADR | Sale | 61 | 161.1700 USD | ||||
| ADR | Sale | 100 | 160.2900 USD | ||||
| ADR | Sale | 100 | 161.5000 USD | ||||
| ADR | Sale | 100 | 160.3200 USD | ||||
| ADR | Sale | 100 | 160.2500 USD | ||||
| 5p ordinary | Sale | 150 | 38.6300 GBP | ||||
| ADR | Sale | 174 | 161.1255 USD | ||||
| ADR | Sale | 200 | 160.5000 USD | ||||
| 5p ordinary | Sale | 239 | 38.6686 GBP | ||||
| ADR | Sale | 280 | 160.4917 USD | ||||
| ADR | Sale | 302 | 161.6318 USD | ||||
| 5p ordinary | Sale | 306 | 38.9400 GBP | ||||
| 5p ordinary | Sale | 323 | 38.7076 GBP | ||||
| 5p ordinary | Sale | 343 | 38.6409 GBP | ||||
| ADR | Sale | 400 | 160.8887 USD | ||||
| ADR | Sale | 400 | 160.9150 USD | ||||
| 5p ordinary | Sale | 431 | 38.7418 GBP | ||||
| ADR | Sale | 500 | 160.5010 USD | ||||
| 5p ordinary | Sale | 519 | 38.9294 GBP | ||||
| 5p ordinary | Sale | 559 | 38.8812 GBP | ||||
| ADR | Sale | 600 | 160.6942 USD | ||||
| ADR | Sale | 600 | 160.8700 USD | ||||
| ADR | Sale | 700 | 161.0350 USD | ||||
| 5p ordinary | Sale | 717 | 38.5982 GBP | ||||
| ADR | Sale | 867 | 161.1374 USD | ||||
| 5p ordinary | Sale | 1,011 | 38.6523 GBP | ||||
| 5p ordinary | Sale | 1,340 | 38.7815 GBP | ||||
| 5p ordinary | Sale | 1,471 | 38.7602 GBP | ||||
| ADR | Sale | 1,543 | 160.9640 USD | ||||
| 5p ordinary | Sale | 1,544 | 38.9412 GBP | ||||
| 5p ordinary | Sale | 1,605 | 38.6838 GBP | ||||
| ADR | Sale | 2,190 | 160.9218 USD | ||||
| ADR | Sale | 2,255 | 161.0300 USD | ||||
| 5p ordinary | Sale | 2,729 | 39.0098 GBP | ||||
| 5p ordinary | Sale | 3,378 | 38.9399 GBP | ||||
| ADR | Sale | 3,600 | 160.7661 USD | ||||
| 5p ordinary | Sale | 3,880 | 38.7483 GBP | ||||
| ADR | Sale | 4,000 | 160.7674 USD | ||||
| ADR | Sale | 4,160 | 161.6600 USD | ||||
| 5p ordinary | Sale | 10,000 | 38.6406 GBP | ||||
| 5p ordinary | Sale | 10,474 | 38.6917 GBP | ||||
| 5p ordinary | Sale | 14,724 | 38.9433 GBP | ||||
| 5p ordinary | Sale | 17,251 | 38.7810 GBP | ||||
| ADR | Sale | 17,906 | 160.8788 USD | ||||
| ADR | Sale | 24,635 | 160.9575 USD | ||||
| 5p ordinary | Sale | 25,877 | 38.6600 GBP | ||||
| 5p ordinary | Sale | 26,575 | 38.9391 GBP | ||||
| 5p ordinary | Sale | 32,678 | 38.7200 GBP | ||||
| 5p ordinary | Sale | 34,153 | 38.9417 GBP | ||||
| 5p ordinary | Sale | 41,396 | 38.7228 GBP | ||||
| 5p ordinary | Sale | 50,000 | 38.7860 GBP | ||||
| 5p ordinary | Sale | 123,311 | 38.7522 GBP | ||||
| 5p ordinary | Sale | 263,869 | 38.7898 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 115 | 38.9607 GBP | |||||
| 5p ordinary | CFD | Long | 170 | 38.5981 GBP | |||||
| 5p ordinary | SWAP | Long | 184 | 38.8275 GBP | |||||
| 5p ordinary | CFD | Long | 248 | 38.9608 GBP | |||||
| 5p ordinary | CFD | Long | 547 | 38.5982 GBP | |||||
| 5p ordinary | CFD | Long | 559 | 38.8812 GBP | |||||
| 5p ordinary | SWAP | Long | 778 | 38.7424 GBP | |||||
| 5p ordinary | CFD | Long | 1,215 | 38.9374 GBP | |||||
| 5p ordinary | CFD | Long | 7,000 | 38.9370 GBP | |||||
| 5p ordinary | CFD | Long | 13,509 | 38.9438 GBP | |||||
| 5p ordinary | SWAP | Long | 17,251 | 38.7810 GBP | |||||
| 5p ordinary | SWAP | Long | 25,877 | 38.6600 GBP | |||||
| 5p ordinary | SWAP | Long | 32,678 | 38.7200 GBP | |||||
| 5p ordinary | CFD | Long | 39,885 | 38.9198 GBP | |||||
| 5p ordinary | CFD | Long | 42,683 | 38.9368 GBP | |||||
| 5p ordinary | SWAP | Long | 165,043 | 38.7694 GBP | |||||
| 5p ordinary | CFD | Short | 186 | 38.9451 GBP | |||||
| 5p ordinary | SWAP | Short | 5,806 | 38.9497 GBP | |||||
| 5p ordinary | CFD | Short | 7,213 | 38.7387 GBP | |||||
| 5p ordinary | CFD | Short | 7,639 | 38.8122 GBP | |||||
| 5p ordinary | CFD | Short | 8,269 | 38.6840 GBP | |||||
| 5p ordinary | SWAP | Short | 10,350 | 38.9400 GBP | |||||
| 5p ordinary | CFD | Short | 12,830 | 38.7623 GBP | |||||
| 5p ordinary | CFD | Short | 16,297 | 38.8067 GBP | |||||
| 5p ordinary | SWAP Expires 01/06/2019 | Short | 19,890 | 38.5760 GBP | |||||
| 5p ordinary | CFD | Short | 25,956 | 38.8918 GBP | |||||
| 5p ordinary | SWAP | Short | 43,288 | 38.8763 GBP | |||||
| 5p ordinary | SWAP | Short | 80,249 | 38.9003 GBP | |||||
| 5p ordinary | CFD | Short | 101,351 | 38.8115 GBP | |||||
| 5p ordinary | CFD | Short | 101,386 | 38.7460 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 1,100 | 147 USD | American | 4 May 2018 | 0.4500 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 153 USD | American | 4 May 2018 | 1.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 158 USD | American | 27 Apr 2018 | 0.2500 USD | ||||||||
| ADR | Put Options | Selling | 500 | 120 USD | American | 18 Jan 2019 | 2.6000 USD | ||||||||
| ADR | Put Options | Selling | 2,700 | 150 USD | American | 18 May 2018 | 2.3740 USD | ||||||||
| ADR | Put Options | Selling | 4,100 | 150 USD | American | 15 Jun 2018 | 4.0414 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 30 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 147.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,100 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 175.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 158.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 800 | 170.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 134.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 153.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 168.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 160.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 140.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,500 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,300 | 180.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 135.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 153.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180430005583/en/
Copyright Business Wire 2018
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