4th Jul 2014 14:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 3 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,948,827 | 1.01% | 2,742,855 | 0.47% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 792,659 | 0.13% | 1,456,457 | 0.25% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 53,800 | 0.01% | 109,246 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 6,795,286 | 1.15% | 4,308,558 | 0.74% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 45.7450 GBP | ||||
| ORD | Purchase | 2 | 45.9690 GBP | ||||
| ORD | Purchase | 3 | 45.8700 GBP | ||||
| ORD (traded as ADR) | Purchase | 24 | 235.7800 USD | ||||
| ORD | Purchase | 26 | 45.6870 GBP | ||||
| ORD | Purchase | 26 | 45.9650 GBP | ||||
| ORD | Purchase | 29 | 45.7740 GBP | ||||
| ORD | Purchase | 29 | 45.8750 GBP | ||||
| ORD | Purchase | 33 | 45.7750 GBP | ||||
| ORD | Purchase | 33 | 45.8550 GBP | ||||
| ORD | Purchase | 33 | 45.8650 GBP | ||||
| ORD (traded as ADR) | Purchase | 36 | 235.6400 USD | ||||
| ORD | Purchase | 37 | 45.8350 GBP | ||||
| ORD | Purchase | 39 | 45.6540 GBP | ||||
| ORD | Purchase | 63 | 45.7950 GBP | ||||
| ORD | Purchase | 65 | 45.8140 GBP | ||||
| ORD | Purchase | 65 | 45.9600 GBP | ||||
| ORD | Purchase | 67 | 45.7400 GBP | ||||
| ORD | Purchase | 67 | 45.7990 GBP | ||||
| ORD | Purchase | 67 | 45.8900 GBP | ||||
| ORD | Purchase | 67 | 45.8990 GBP | ||||
| ORD | Purchase | 72 | 45.7590 GBP | ||||
| ORD | Purchase | 79 | 45.7300 GBP | ||||
| ORD | Purchase | 92 | 45.9850 GBP | ||||
| ORD | Purchase | 99 | 45.9700 GBP | ||||
| ORD | Purchase | 100 | 45.7500 GBP | ||||
| ORD | Purchase | 105 | 45.7200 GBP | ||||
| ORD | Purchase | 131 | 45.8050 GBP | ||||
| ORD | Purchase | 132 | 45.7550 GBP | ||||
| ORD | Purchase | 132 | 45.9100 GBP | ||||
| ORD | Purchase | 145 | 45.8600 GBP | ||||
| ORD | Purchase | 166 | 45.9400 GBP | ||||
| ORD | Purchase | 198 | 45.7700 GBP | ||||
| ORD | Purchase | 281 | 45.9000 GBP | ||||
| ORD | Purchase | 283 | 45.8200 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 235.5200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 237.2300 USD | ||||
| ORD | Purchase | 311 | 45.9300 GBP | ||||
| ORD | Purchase | 378 | 45.8329 GBP | ||||
| ORD | Purchase | 392 | 45.7905 GBP | ||||
| ORD | Purchase | 403 | 45.9575 GBP | ||||
| ORD | Purchase | 416 | 45.7900 GBP | ||||
| ORD | Purchase | 416 | 45.8500 GBP | ||||
| ORD | Purchase | 416 | 45.8800 GBP | ||||
| ORD | Purchase | 485 | 45.8300 GBP | ||||
| ORD | Purchase | 512 | 45.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 235.5600 USD | ||||
| ORD | Purchase | 640 | 45.8370 GBP | ||||
| ORD | Purchase | 661 | 45.8100 GBP | ||||
| ORD | Purchase | 695 | 45.7600 GBP | ||||
| ORD | Purchase | 880 | 45.8821 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 236.0033 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 236.0133 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 235.5775 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 235.8775 USD | ||||
| ORD | Purchase | 1,408 | 45.8007 GBP | ||||
| ORD | Purchase | 1,500 | 45.7720 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 235.9397 USD | ||||
| ORD | Purchase | 1,581 | 45.8823 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 236.2891 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 236.7646 USD | ||||
| ORD | Purchase | 2,203 | 45.8193 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 235.6600 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 235.8437 USD | ||||
| ORD (traded as ADR) | Purchase | 3,150 | 236.1133 USD | ||||
| ORD | Purchase | 3,381 | 45.8250 GBP | ||||
| ORD | Purchase | 4,258 | 45.9263 GBP | ||||
| ORD | Purchase | 5,154 | 45.8014 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,000 | 237.3500 USD | ||||
| ORD | Purchase | 6,008 | 45.8154 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,300 | 235.7312 USD | ||||
| ORD | Purchase | 6,455 | 45.7487 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,600 | 236.4145 USD | ||||
| ORD | Purchase | 8,066 | 45.8217 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,080 | 236.5400 USD | ||||
| ORD | Purchase | 10,283 | 45.8615 GBP | ||||
| ORD | Purchase | 10,903 | 45.8482 GBP | ||||
| ORD (traded as ADR) | Purchase | 21,078 | 236.4551 USD | ||||
| ORD (traded as ADR) | Purchase | 23,640 | 237.1741 USD | ||||
| ORD | Purchase | 29,157 | 45.8417 GBP | ||||
| ORD | Purchase | 38,252 | 45.8333 GBP | ||||
| ORD | Purchase | 38,680 | 45.8717 GBP | ||||
| ORD | Purchase | 51,059 | 45.8340 GBP | ||||
| ORD | Purchase | 54,151 | 45.7800 GBP | ||||
| ORD | Purchase | 75,372 | 45.8343 GBP | ||||
| ORD | Purchase | 119,275 | 45.8507 GBP | ||||
| ORD | Sale | 2 | 45.7450 GBP | ||||
| ORD | Sale | 2 | 45.9690 GBP | ||||
| ORD | Sale | 3 | 45.8700 GBP | ||||
| ORD (traded as ADR) | Sale | 18 | 235.6400 USD | ||||
| ORD | Sale | 26 | 45.6870 GBP | ||||
| ORD | Sale | 26 | 45.9650 GBP | ||||
| ORD | Sale | 29 | 45.7740 GBP | ||||
| ORD | Sale | 29 | 45.8750 GBP | ||||
| ORD | Sale | 33 | 45.7750 GBP | ||||
| ORD | Sale | 33 | 45.8550 GBP | ||||
| ORD | Sale | 33 | 45.8650 GBP | ||||
| ORD | Sale | 37 | 45.8350 GBP | ||||
| ORD | Sale | 39 | 45.6540 GBP | ||||
| ORD | Sale | 63 | 45.7950 GBP | ||||
| ORD | Sale | 65 | 45.8140 GBP | ||||
| ORD | Sale | 65 | 45.9600 GBP | ||||
| ORD | Sale | 67 | 45.7400 GBP | ||||
| ORD | Sale | 67 | 45.7990 GBP | ||||
| ORD | Sale | 67 | 45.8900 GBP | ||||
| ORD | Sale | 67 | 45.8990 GBP | ||||
| ORD | Sale | 72 | 45.7590 GBP | ||||
| ORD | Sale | 79 | 45.7300 GBP | ||||
| ORD | Sale | 91 | 45.8250 GBP | ||||
| ORD | Sale | 92 | 45.9850 GBP | ||||
| ORD | Sale | 99 | 45.9700 GBP | ||||
| ORD | Sale | 105 | 45.7200 GBP | ||||
| ORD | Sale | 131 | 45.8050 GBP | ||||
| ORD | Sale | 132 | 45.7550 GBP | ||||
| ORD | Sale | 132 | 45.9100 GBP | ||||
| ORD | Sale | 145 | 45.8600 GBP | ||||
| ORD | Sale | 166 | 45.9400 GBP | ||||
| ORD | Sale | 196 | 45.8526 GBP | ||||
| ORD | Sale | 198 | 45.7700 GBP | ||||
| ORD | Sale | 234 | 45.7500 GBP | ||||
| ORD | Sale | 281 | 45.9000 GBP | ||||
| ORD | Sale | 283 | 45.8200 GBP | ||||
| ORD | Sale | 290 | 45.8420 GBP | ||||
| ORD | Sale | 294 | 45.7524 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 235.5200 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 236.5800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 237.2300 USD | ||||
| ORD | Sale | 311 | 45.9300 GBP | ||||
| ORD | Sale | 362 | 45.8129 GBP | ||||
| ORD | Sale | 364 | 45.7900 GBP | ||||
| ORD | Sale | 416 | 45.8500 GBP | ||||
| ORD | Sale | 416 | 45.8800 GBP | ||||
| ORD | Sale | 450 | 45.7600 GBP | ||||
| ORD | Sale | 485 | 45.8300 GBP | ||||
| ORD | Sale | 512 | 45.8000 GBP | ||||
| ORD | Sale | 545 | 45.7881 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 235.5600 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 236.0240 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 236.2550 USD | ||||
| ORD | Sale | 661 | 45.8100 GBP | ||||
| ORD | Sale | 1,069 | 45.7673 GBP | ||||
| ORD (traded as ADR) | Sale | 1,140 | 237.3131 USD | ||||
| ORD | Sale | 1,151 | 45.7800 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 235.6283 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 236.4800 USD | ||||
| ORD (traded as ADR) | Sale | 2,250 | 236.4540 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 235.5973 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 235.9120 USD | ||||
| ORD | Sale | 2,917 | 46.0100 GBP | ||||
| ORD | Sale | 3,429 | 45.8144 GBP | ||||
| ORD (traded as ADR) | Sale | 3,450 | 236.0600 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 235.8317 USD | ||||
| ORD | Sale | 3,707 | 45.8327 GBP | ||||
| ORD (traded as ADR) | Sale | 4,800 | 235.7293 USD | ||||
| ORD (traded as ADR) | Sale | 6,489 | 236.4487 USD | ||||
| ORD (traded as ADR) | Sale | 6,600 | 236.4145 USD | ||||
| ORD | Sale | 6,783 | 45.8249 GBP | ||||
| ORD | Sale | 8,411 | 45.6466 GBP | ||||
| ORD | Sale | 8,572 | 45.8443 GBP | ||||
| ORD | Sale | 8,903 | 45.8027 GBP | ||||
| ORD (traded as ADR) | Sale | 10,080 | 236.5400 USD | ||||
| ORD | Sale | 10,241 | 45.8103 GBP | ||||
| ORD (traded as ADR) | Sale | 10,539 | 236.4551 USD | ||||
| ORD | Sale | 13,660 | 45.8255 GBP | ||||
| ORD | Sale | 18,179 | 46.0070 GBP | ||||
| ORD | Sale | 19,000 | 45.7789 GBP | ||||
| ORD (traded as ADR) | Sale | 22,518 | 237.1658 USD | ||||
| ORD | Sale | 34,420 | 45.8362 GBP | ||||
| ORD | Sale | 40,147 | 45.7899 GBP | ||||
| ORD | Sale | 41,778 | 45.7872 GBP | ||||
| ORD | Sale | 49,884 | 45.8349 GBP | ||||
| ORD | Sale | 57,247 | 45.9113 GBP | ||||
| ORD | Sale | 72,316 | 45.8341 GBP | ||||
| ORD | Sale | 103,757 | 45.8401 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 196 | 45.8525 GBP | |||||
| ORD | CFD | Long | 300 | 45.7931 GBP | |||||
| ORD | CFD | Long | 294 | 45.7524 GBP | |||||
| ORD | SWAP | Long | 2,116 | 45.8781 GBP | |||||
| ORD | SWAP | Long | 2,900 | 46.0100 GBP | |||||
| ORD | CFD | Long | 2,458 | 45.7409 GBP | |||||
| ORD | CFD | Long | 4,985 | 45.7205 GBP | |||||
| ORD | CFD | Long | 2,822 | 45.6151 GBP | |||||
| ORD | SWAP | Long | 8,411 | 45.6466 GBP | |||||
| ORD | SWAP | Long | 13,660 | 45.8255 GBP | |||||
| ORD | SWAP | Long | 14,835 | 45.8937 GBP | |||||
| ORD | SWAP | Short | 18 | 45.7554 GBP | |||||
| ORD | SWAP | Short | 360 | 45.8368 GBP | |||||
| ORD | CFD | Short | 806 | 45.9575 GBP | |||||
| ORD | SWAP | Short | 1,004 | 45.7883 GBP | |||||
| ORD | CFD | Short | 1,338 | 45.7708 GBP | |||||
| ORD | SWAP | Short | 1,965 | 45.8777 GBP | |||||
| ORD | SWAP | Short | 2,073 | 45.7953 GBP | |||||
| ORD | SWAP | Short | 2,900 | 46.0100 GBP | |||||
| ORD | CFD | Short | 1,581 | 45.8823 GBP | |||||
| ORD | SWAP | Short | 4,258 | 45.9263 GBP | |||||
| ORD | CFD | Short | 2,419 | 45.9163 GBP | |||||
| ORD | CFD | Short | 5,499 | 46.0141 GBP | |||||
| ORD | CFD | Short | 7,782 | 45.8882 GBP | |||||
| ORD | CFD | Short | 38,680 | 45.8717 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Selling | 1,000 | 240 USD | American | 18 Oct 2014 | 15.4000 USD | ||||||||
| ORD | Call Options | Selling | 2,500 | 245 USD | American | 19 Jul 2014 | 6.8000 USD | ||||||||
| ORD | Call Options | Selling | 600 | 245 USD | American | 17 Jan 2015 | 15.0000 USD | ||||||||
| ORD | Put Options | Selling | 500 | 195 USD | American | 18 Oct 2014 | 3.6000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 4 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 220.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 225.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 230.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 5,900 | 250.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 17,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 7,100 | 260.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -1,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,700 | 200.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -17,500 | 235.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 240.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -20,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,000 | 245.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -100 | 260.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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