15th Jul 2014 15:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,650,028 | 1.47% | 2,801,773 | 0.48% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 667,306 | 0.11% | 3,203,316 | 0.53% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,088,600 | 0.18% | 2,010,900 | 0.34% | |||||||
| TOTAL: | |||||||||||
| 10,405,934 | 1.76% | 8,015,989 | 1.35% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 49.3960 GBP | ||||
| ORD | Purchase | 4 | 49.9750 GBP | ||||
| ORD (traded as ADR) | Purchase | 6 | 252.9400 USD | ||||
| ORD | Purchase | 9 | 49.6390 GBP | ||||
| ORD | Purchase | 11 | 49.4390 GBP | ||||
| ORD (traded as ADR) | Purchase | 15 | 253.4900 USD | ||||
| ORD (traded as ADR) | Purchase | 30 | 253.5000 USD | ||||
| ORD | Purchase | 31 | 49.2360 GBP | ||||
| ORD | Purchase | 42 | 49.9340 GBP | ||||
| ORD | Purchase | 44 | 49.2390 GBP | ||||
| ORD | Purchase | 45 | 49.2890 GBP | ||||
| ORD | Purchase | 50 | 49.1400 GBP | ||||
| ORD | Purchase | 50 | 49.1600 GBP | ||||
| ORD | Purchase | 50 | 49.1800 GBP | ||||
| ORD | Purchase | 50 | 49.2450 GBP | ||||
| ORD | Purchase | 57 | 49.4350 GBP | ||||
| ORD | Purchase | 57 | 49.5100 GBP | ||||
| ORD | Purchase | 57 | 49.5650 GBP | ||||
| ORD | Purchase | 62 | 49.1900 GBP | ||||
| ORD | Purchase | 62 | 49.3140 GBP | ||||
| ORD | Purchase | 62 | 49.3860 GBP | ||||
| ORD | Purchase | 62 | 49.6790 GBP | ||||
| ORD | Purchase | 62 | 49.9990 GBP | ||||
| ORD | Purchase | 63 | 49.2990 GBP | ||||
| ORD | Purchase | 65 | 49.5150 GBP | ||||
| ORD | Purchase | 65 | 49.6240 GBP | ||||
| ORD | Purchase | 67 | 49.9180 GBP | ||||
| ORD | Purchase | 71 | 49.9970 GBP | ||||
| ORD | Purchase | 72 | 49.6150 GBP | ||||
| ORD | Purchase | 73 | 49.8250 GBP | ||||
| ORD | Purchase | 74 | 49.4450 GBP | ||||
| ORD | Purchase | 76 | 49.2300 GBP | ||||
| ORD | Purchase | 76 | 49.2850 GBP | ||||
| ORD | Purchase | 83 | 49.3650 GBP | ||||
| ORD | Purchase | 85 | 49.9040 GBP | ||||
| ORD | Purchase | 87 | 49.4800 GBP | ||||
| ORD | Purchase | 91 | 49.6350 GBP | ||||
| ORD | Purchase | 92 | 49.4250 GBP | ||||
| ORD | Purchase | 95 | 49.3180 GBP | ||||
| ORD | Purchase | 96 | 49.5290 GBP | ||||
| ORD | Purchase | 96 | 49.5550 GBP | ||||
| ORD | Purchase | 98 | 49.7700 GBP | ||||
| ORD | Purchase | 98 | 49.8950 GBP | ||||
| ORD | Purchase | 100 | 49.3150 GBP | ||||
| ORD | Purchase | 100 | 49.4490 GBP | ||||
| ORD | Purchase | 100 | 49.7900 GBP | ||||
| ORD | Purchase | 101 | 49.9650 GBP | ||||
| ORD | Purchase | 106 | 49.3780 GBP | ||||
| ORD | Purchase | 107 | 49.1690 GBP | ||||
| ORD | Purchase | 111 | 49.7100 GBP | ||||
| ORD | Purchase | 127 | 49.8790 GBP | ||||
| ORD | Purchase | 132 | 49.6300 GBP | ||||
| ORD | Purchase | 140 | 49.2200 GBP | ||||
| ORD | Purchase | 141 | 49.2960 GBP | ||||
| ORD | Purchase | 142 | 49.8850 GBP | ||||
| ORD | Purchase | 151 | 49.3850 GBP | ||||
| ORD | Purchase | 152 | 49.2550 GBP | ||||
| ORD | Purchase | 152 | 49.3290 GBP | ||||
| ORD | Purchase | 157 | 49.6600 GBP | ||||
| ORD (traded as ADR) | Purchase | 159 | 255.4803 USD | ||||
| ORD | Purchase | 161 | 49.2650 GBP | ||||
| ORD | Purchase | 161 | 49.4950 GBP | ||||
| ORD | Purchase | 161 | 49.8990 GBP | ||||
| ORD | Purchase | 163 | 49.5400 GBP | ||||
| ORD | Purchase | 164 | 49.9350 GBP | ||||
| ORD | Purchase | 167 | 49.6660 GBP | ||||
| ORD | Purchase | 171 | 49.3250 GBP | ||||
| ORD | Purchase | 174 | 49.1700 GBP | ||||
| ORD | Purchase | 175 | 49.9950 GBP | ||||
| ORD | Purchase | 178 | 49.3380 GBP | ||||
| ORD | Purchase | 179 | 49.4550 GBP | ||||
| ORD | Purchase | 180 | 49.3550 GBP | ||||
| ORD | Purchase | 192 | 49.4980 GBP | ||||
| ORD | Purchase | 205 | 49.6450 GBP | ||||
| ORD (traded as ADR) | Purchase | 213 | 254.9900 USD | ||||
| ORD | Purchase | 218 | 49.8600 GBP | ||||
| ORD | Purchase | 220 | 49.8800 GBP | ||||
| ORD | Purchase | 229 | 49.3750 GBP | ||||
| ORD | Purchase | 229 | 49.6250 GBP | ||||
| ORD | Purchase | 230 | 49.9400 GBP | ||||
| ORD | Purchase | 232 | 49.6380 GBP | ||||
| ORD | Purchase | 243 | 49.6950 GBP | ||||
| ORD | Purchase | 245 | 49.3950 GBP | ||||
| ORD | Purchase | 247 | 49.2000 GBP | ||||
| ORD | Purchase | 247 | 49.8150 GBP | ||||
| ORD | Purchase | 248 | 49.8290 GBP | ||||
| ORD | Purchase | 252 | 49.9050 GBP | ||||
| ORD | Purchase | 255 | 49.6190 GBP | ||||
| ORD | Purchase | 260 | 49.3590 GBP | ||||
| ORD | Purchase | 265 | 49.5890 GBP | ||||
| ORD | Purchase | 284 | 49.5850 GBP | ||||
| ORD | Purchase | 284 | 49.6050 GBP | ||||
| ORD | Purchase | 285 | 49.9190 GBP | ||||
| ORD | Purchase | 286 | 49.2600 GBP | ||||
| ORD | Purchase | 289 | 49.7090 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 253.3220 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 253.6800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.0200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.2300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.4300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.7200 USD | ||||
| ORD | Purchase | 304 | 49.6700 GBP | ||||
| ORD | Purchase | 308 | 49.8900 GBP | ||||
| ORD | Purchase | 322 | 49.5250 GBP | ||||
| ORD | Purchase | 322 | 49.5950 GBP | ||||
| ORD | Purchase | 330 | 49.4600 GBP | ||||
| ORD | Purchase | 342 | 49.9850 GBP | ||||
| ORD | Purchase | 353 | 49.5390 GBP | ||||
| ORD | Purchase | 362 | 49.6200 GBP | ||||
| ORD | Purchase | 368 | 49.5350 GBP | ||||
| ORD | Purchase | 368 | 49.9100 GBP | ||||
| ORD | Purchase | 370 | 49.9200 GBP | ||||
| ORD | Purchase | 376 | 49.8100 GBP | ||||
| ORD | Purchase | 381 | 49.7500 GBP | ||||
| ORD | Purchase | 401 | 49.9900 GBP | ||||
| ORD | Purchase | 402 | 49.0300 GBP | ||||
| ORD | Purchase | 419 | 49.4700 GBP | ||||
| ORD | Purchase | 435 | 49.9680 GBP | ||||
| ORD | Purchase | 439 | 50.2000 GBP | ||||
| ORD | Purchase | 451 | 49.8350 GBP | ||||
| ORD | Purchase | 480 | 49.8200 GBP | ||||
| ORD | Purchase | 496 | 49.4500 GBP | ||||
| ORD | Purchase | 529 | 49.6100 GBP | ||||
| ORD | Purchase | 530 | 49.4090 GBP | ||||
| ORD | Purchase | 532 | 49.4890 GBP | ||||
| ORD | Purchase | 541 | 49.9600 GBP | ||||
| ORD | Purchase | 552 | 49.5700 GBP | ||||
| ORD | Purchase | 561 | 49.4050 GBP | ||||
| ORD | Purchase | 561 | 49.9700 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 130.0000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 252.8950 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 254.4900 USD | ||||
| ORD | Purchase | 619 | 50.1250 GBP | ||||
| ORD | Purchase | 641 | 49.3890 GBP | ||||
| ORD | Purchase | 656 | 49.4900 GBP | ||||
| ORD | Purchase | 669 | 49.8400 GBP | ||||
| ORD | Purchase | 716 | 49.9490 GBP | ||||
| ORD | Purchase | 766 | 49.4850 GBP | ||||
| ORD | Purchase | 778 | 49.6500 GBP | ||||
| ORD | Purchase | 802 | 49.6800 GBP | ||||
| ORD | Purchase | 813 | 49.6400 GBP | ||||
| ORD | Purchase | 823 | 49.9550 GBP | ||||
| ORD | Purchase | 828 | 49.9800 GBP | ||||
| ORD | Purchase | 841 | 49.5300 GBP | ||||
| ORD | Purchase | 857 | 49.3990 GBP | ||||
| ORD | Purchase | 898 | 49.2900 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 253.0900 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 253.1200 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 253.6833 USD | ||||
| ORD | Purchase | 903 | 49.4200 GBP | ||||
| ORD | Purchase | 914 | 49.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 930 | 254.9806 USD | ||||
| ORD | Purchase | 944 | 49.4400 GBP | ||||
| ORD | Purchase | 951 | 49.3400 GBP | ||||
| ORD | Purchase | 1,007 | 49.9300 GBP | ||||
| ORD | Purchase | 1,021 | 49.4300 GBP | ||||
| ORD | Purchase | 1,045 | 49.5600 GBP | ||||
| ORD | Purchase | 1,045 | 50.0250 GBP | ||||
| ORD | Purchase | 1,066 | 49.9500 GBP | ||||
| ORD | Purchase | 1,193 | 49.3100 GBP | ||||
| ORD | Purchase | 1,200 | 50.2250 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 252.8500 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 253.3870 USD | ||||
| ORD | Purchase | 1,221 | 49.6900 GBP | ||||
| ORD | Purchase | 1,355 | 49.6000 GBP | ||||
| ORD | Purchase | 1,387 | 49.3900 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,419 | 253.9611 USD | ||||
| ORD | Purchase | 1,423 | 49.5800 GBP | ||||
| ORD | Purchase | 1,486 | 49.2400 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 254.3000 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 254.5300 USD | ||||
| ORD | Purchase | 1,559 | 49.2800 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,614 | 254.4657 USD | ||||
| ORD (traded as ADR) | Purchase | 1,701 | 253.3204 USD | ||||
| ORD | Purchase | 1,730 | 49.9681 GBP | ||||
| ORD | Purchase | 1,787 | 49.5900 GBP | ||||
| ORD | Purchase | 1,992 | 49.4100 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 253.5342 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 254.3264 USD | ||||
| ORD | Purchase | 2,150 | 49.7000 GBP | ||||
| ORD | Purchase | 2,192 | 49.3800 GBP | ||||
| ORD | Purchase | 2,322 | 49.3200 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,355 | 252.8921 USD | ||||
| ORD | Purchase | 2,554 | 50.1000 GBP | ||||
| ORD | Purchase | 2,563 | 49.9803 GBP | ||||
| ORD | Purchase | 2,579 | 50.0500 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,841 | 254.0883 USD | ||||
| ORD | Purchase | 2,864 | 49.3700 GBP | ||||
| ORD | Purchase | 2,915 | 49.2573 GBP | ||||
| ORD | Purchase | 2,923 | 49.5000 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 253.0370 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 253.0872 USD | ||||
| ORD | Purchase | 3,754 | 49.3300 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,780 | 253.3863 USD | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 253.6680 USD | ||||
| ORD | Purchase | 4,186 | 49.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 253.4321 USD | ||||
| ORD | Purchase | 4,237 | 49.2500 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,434 | 254.5895 USD | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 252.8433 USD | ||||
| ORD | Purchase | 4,626 | 49.2700 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,355 | 253.8826 USD | ||||
| ORD | Purchase | 5,811 | 49.3600 GBP | ||||
| ORD | Purchase | 6,474 | 49.5855 GBP | ||||
| ORD | Purchase | 6,852 | 49.4436 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,900 | 253.8778 USD | ||||
| ORD | Purchase | 7,218 | 49.2643 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,500 | 254.5760 USD | ||||
| ORD (traded as ADR) | Purchase | 7,800 | 254.0863 USD | ||||
| ORD | Purchase | 8,233 | 49.3500 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,400 | 253.5892 USD | ||||
| ORD (traded as ADR) | Purchase | 10,071 | 253.9843 USD | ||||
| ORD | Purchase | 10,424 | 49.3206 GBP | ||||
| ORD | Purchase | 10,566 | 50.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,599 | 255.1127 USD | ||||
| ORD (traded as ADR) | Purchase | 12,945 | 253.1711 USD | ||||
| ORD | Purchase | 13,297 | 49.3000 GBP | ||||
| ORD | Purchase | 15,224 | 49.6983 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,750 | 254.7560 USD | ||||
| ORD | Purchase | 16,206 | 49.5200 GBP | ||||
| ORD | Purchase | 16,607 | 49.3450 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,850 | 253.2490 USD | ||||
| ORD (traded as ADR) | Purchase | 18,849 | 254.6339 USD | ||||
| ORD | Purchase | 20,000 | 49.0545 GBP | ||||
| ORD | Purchase | 21,082 | 49.7409 GBP | ||||
| ORD | Purchase | 22,097 | 49.3680 GBP | ||||
| ORD | Purchase | 22,131 | 49.4246 GBP | ||||
| ORD (traded as ADR) | Purchase | 23,100 | 254.2745 USD | ||||
| ORD (traded as ADR) | Purchase | 23,103 | 254.6043 USD | ||||
| ORD | Purchase | 23,142 | 49.4594 GBP | ||||
| ORD | Purchase | 25,000 | 49.5695 GBP | ||||
| ORD | Purchase | 25,000 | 49.9949 GBP | ||||
| ORD (traded as ADR) | Purchase | 26,181 | 253.7484 USD | ||||
| ORD | Purchase | 28,400 | 49.6988 GBP | ||||
| ORD (traded as ADR) | Purchase | 30,000 | 254.6841 USD | ||||
| ORD (traded as ADR) | Purchase | 36,897 | 254.7990 USD | ||||
| ORD (traded as ADR) | Purchase | 37,737 | 254.6412 USD | ||||
| ORD | Purchase | 40,000 | 49.8650 GBP | ||||
| ORD (traded as ADR) | Purchase | 45,546 | 253.5282 USD | ||||
| ORD | Purchase | 46,150 | 49.4973 GBP | ||||
| ORD | Purchase | 48,905 | 49.5007 GBP | ||||
| ORD (traded as ADR) | Purchase | 49,755 | 253.5670 USD | ||||
| ORD | Purchase | 50,000 | 49.4794 GBP | ||||
| ORD (traded as ADR) | Purchase | 50,196 | 253.4581 USD | ||||
| ORD (traded as ADR) | Purchase | 57,000 | 254.0229 USD | ||||
| ORD | Purchase | 57,723 | 50.2500 GBP | ||||
| ORD (traded as ADR) | Purchase | 58,200 | 252.8904 USD | ||||
| ORD (traded as ADR) | Purchase | 59,655 | 253.0155 USD | ||||
| ORD | Purchase | 60,000 | 49.3484 GBP | ||||
| ORD (traded as ADR) | Purchase | 62,853 | 253.9175 USD | ||||
| ORD | Purchase | 67,432 | 49.5335 GBP | ||||
| ORD (traded as ADR) | Purchase | 67,896 | 254.6746 USD | ||||
| ORD | Purchase | 84,410 | 49.4784 GBP | ||||
| ORD | Purchase | 86,898 | 49.5207 GBP | ||||
| ORD | Purchase | 95,385 | 50.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 99,000 | 252.9602 USD | ||||
| ORD | Purchase | 100,000 | 49.6319 GBP | ||||
| ORD | Purchase | 100,000 | 50.5252 GBP | ||||
| ORD | Purchase | 101,060 | 49.4974 GBP | ||||
| ORD | Purchase | 117,000 | 50.1220 GBP | ||||
| ORD | Purchase | 141,000 | 49.5885 GBP | ||||
| ORD (traded as ADR) | Purchase | 150,000 | 254.5850 USD | ||||
| ORD (traded as ADR) | Purchase | 162,306 | 254.3243 USD | ||||
| ORD | Purchase | 175,210 | 49.9250 GBP | ||||
| ORD | Purchase | 200,000 | 49.3486 GBP | ||||
| ORD | Purchase | 200,000 | 49.9820 GBP | ||||
| ORD (traded as ADR) | Purchase | 203,400 | 254.1997 USD | ||||
| ORD (traded as ADR) | Purchase | 272,100 | 253.2729 USD | ||||
| ORD | Purchase | 299,111 | 49.3222 GBP | ||||
| ORD | Purchase | 299,309 | 49.5107 GBP | ||||
| ORD (traded as ADR) | Purchase | 330,000 | 255.1226 USD | ||||
| ORD (traded as ADR) | Purchase | 330,000 | 255.5053 USD | ||||
| ORD (traded as ADR) | Purchase | 380,103 | 254.2235 USD | ||||
| ORD (traded as ADR) | Purchase | 389,274 | 253.9475 USD | ||||
| ORD | Purchase | 540,977 | 50.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 555,891 | 254.3225 USD | ||||
| ORD (traded as ADR) | Purchase | 600,000 | 254.0989 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200,000 | 254.7000 USD | ||||
| ORD | Sale | 1 | 49.3960 GBP | ||||
| ORD | Sale | 4 | 49.9750 GBP | ||||
| ORD | Sale | 9 | 49.6390 GBP | ||||
| ORD | Sale | 11 | 49.4390 GBP | ||||
| ORD | Sale | 31 | 49.2360 GBP | ||||
| ORD | Sale | 35 | 49.6208 GBP | ||||
| ORD | Sale | 42 | 49.9340 GBP | ||||
| ORD | Sale | 44 | 49.2390 GBP | ||||
| ORD | Sale | 45 | 49.2890 GBP | ||||
| ORD | Sale | 50 | 49.1400 GBP | ||||
| ORD | Sale | 50 | 49.1600 GBP | ||||
| ORD | Sale | 50 | 49.1800 GBP | ||||
| ORD | Sale | 50 | 49.2450 GBP | ||||
| ORD | Sale | 52 | 49.3248 GBP | ||||
| ORD | Sale | 57 | 49.4350 GBP | ||||
| ORD | Sale | 57 | 49.5100 GBP | ||||
| ORD | Sale | 57 | 49.5650 GBP | ||||
| ORD | Sale | 62 | 49.1900 GBP | ||||
| ORD | Sale | 62 | 49.3140 GBP | ||||
| ORD | Sale | 62 | 49.3860 GBP | ||||
| ORD | Sale | 62 | 49.6790 GBP | ||||
| ORD | Sale | 62 | 49.9990 GBP | ||||
| ORD | Sale | 63 | 49.2990 GBP | ||||
| ORD | Sale | 65 | 49.5150 GBP | ||||
| ORD | Sale | 65 | 49.6240 GBP | ||||
| ORD | Sale | 67 | 49.9180 GBP | ||||
| ORD | Sale | 71 | 49.9970 GBP | ||||
| ORD | Sale | 72 | 49.6150 GBP | ||||
| ORD | Sale | 73 | 49.8250 GBP | ||||
| ORD | Sale | 74 | 49.4450 GBP | ||||
| ORD | Sale | 76 | 49.2300 GBP | ||||
| ORD | Sale | 76 | 49.2850 GBP | ||||
| ORD | Sale | 83 | 49.3650 GBP | ||||
| ORD | Sale | 85 | 49.9040 GBP | ||||
| ORD | Sale | 87 | 49.4800 GBP | ||||
| ORD | Sale | 91 | 49.6350 GBP | ||||
| ORD | Sale | 92 | 49.4250 GBP | ||||
| ORD | Sale | 95 | 49.3180 GBP | ||||
| ORD | Sale | 96 | 49.5550 GBP | ||||
| ORD | Sale | 98 | 49.7700 GBP | ||||
| ORD | Sale | 98 | 49.8950 GBP | ||||
| ORD | Sale | 100 | 49.3150 GBP | ||||
| ORD | Sale | 100 | 49.4490 GBP | ||||
| ORD | Sale | 100 | 49.7900 GBP | ||||
| ORD | Sale | 101 | 49.9650 GBP | ||||
| ORD | Sale | 106 | 49.3780 GBP | ||||
| ORD | Sale | 107 | 49.1690 GBP | ||||
| ORD | Sale | 111 | 49.7100 GBP | ||||
| ORD | Sale | 127 | 49.8790 GBP | ||||
| ORD | Sale | 132 | 49.6300 GBP | ||||
| ORD | Sale | 140 | 49.2200 GBP | ||||
| ORD | Sale | 141 | 49.2960 GBP | ||||
| ORD | Sale | 142 | 49.8850 GBP | ||||
| ORD | Sale | 151 | 49.3850 GBP | ||||
| ORD | Sale | 152 | 49.3290 GBP | ||||
| ORD | Sale | 157 | 49.6600 GBP | ||||
| ORD (traded as ADR) | Sale | 159 | 255.4803 USD | ||||
| ORD | Sale | 161 | 49.2650 GBP | ||||
| ORD | Sale | 161 | 49.4950 GBP | ||||
| ORD | Sale | 161 | 49.8990 GBP | ||||
| ORD | Sale | 163 | 49.5400 GBP | ||||
| ORD | Sale | 164 | 49.9350 GBP | ||||
| ORD | Sale | 167 | 49.6660 GBP | ||||
| ORD | Sale | 171 | 49.3250 GBP | ||||
| ORD | Sale | 174 | 49.1700 GBP | ||||
| ORD | Sale | 175 | 49.9950 GBP | ||||
| ORD | Sale | 178 | 49.3380 GBP | ||||
| ORD | Sale | 179 | 49.4550 GBP | ||||
| ORD | Sale | 180 | 49.3550 GBP | ||||
| ORD | Sale | 183 | 49.2550 GBP | ||||
| ORD | Sale | 192 | 49.4980 GBP | ||||
| ORD | Sale | 205 | 49.6450 GBP | ||||
| ORD | Sale | 218 | 49.8600 GBP | ||||
| ORD | Sale | 220 | 49.8800 GBP | ||||
| ORD | Sale | 229 | 49.3750 GBP | ||||
| ORD | Sale | 229 | 49.6250 GBP | ||||
| ORD | Sale | 232 | 49.6380 GBP | ||||
| ORD | Sale | 243 | 49.6950 GBP | ||||
| ORD | Sale | 245 | 49.3950 GBP | ||||
| ORD | Sale | 247 | 49.2000 GBP | ||||
| ORD | Sale | 247 | 49.8150 GBP | ||||
| ORD | Sale | 248 | 49.8290 GBP | ||||
| ORD | Sale | 252 | 49.9050 GBP | ||||
| ORD | Sale | 255 | 49.6190 GBP | ||||
| ORD | Sale | 260 | 49.3590 GBP | ||||
| ORD | Sale | 265 | 49.5890 GBP | ||||
| ORD | Sale | 284 | 49.5850 GBP | ||||
| ORD | Sale | 284 | 49.6050 GBP | ||||
| ORD | Sale | 285 | 49.9190 GBP | ||||
| ORD | Sale | 286 | 49.2600 GBP | ||||
| ORD | Sale | 289 | 49.7090 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 253.2700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.0800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 254.4700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 255.2050 USD | ||||
| ORD | Sale | 302 | 49.6800 GBP | ||||
| ORD | Sale | 304 | 49.6700 GBP | ||||
| ORD | Sale | 308 | 49.8900 GBP | ||||
| ORD | Sale | 322 | 49.5250 GBP | ||||
| ORD | Sale | 322 | 49.5950 GBP | ||||
| ORD | Sale | 330 | 49.4600 GBP | ||||
| ORD | Sale | 342 | 49.9850 GBP | ||||
| ORD | Sale | 353 | 49.5390 GBP | ||||
| ORD | Sale | 362 | 49.6200 GBP | ||||
| ORD | Sale | 368 | 49.5350 GBP | ||||
| ORD | Sale | 368 | 49.9100 GBP | ||||
| ORD | Sale | 370 | 49.9200 GBP | ||||
| ORD | Sale | 376 | 49.8100 GBP | ||||
| ORD | Sale | 381 | 49.7500 GBP | ||||
| ORD | Sale | 385 | 50.1500 GBP | ||||
| ORD | Sale | 385 | 50.2500 GBP | ||||
| ORD (traded as ADR) | Sale | 390 | 254.1092 USD | ||||
| ORD | Sale | 395 | 49.7240 GBP | ||||
| ORD | Sale | 401 | 49.9900 GBP | ||||
| ORD | Sale | 419 | 49.4700 GBP | ||||
| ORD | Sale | 435 | 49.9680 GBP | ||||
| ORD | Sale | 439 | 50.2000 GBP | ||||
| ORD | Sale | 451 | 49.8350 GBP | ||||
| ORD | Sale | 480 | 49.8200 GBP | ||||
| ORD | Sale | 496 | 49.4500 GBP | ||||
| ORD | Sale | 529 | 49.6100 GBP | ||||
| ORD | Sale | 530 | 49.4090 GBP | ||||
| ORD | Sale | 532 | 49.4890 GBP | ||||
| ORD | Sale | 541 | 49.9600 GBP | ||||
| ORD | Sale | 552 | 49.5700 GBP | ||||
| ORD | Sale | 561 | 49.4050 GBP | ||||
| ORD | Sale | 561 | 49.9700 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 254.1800 USD | ||||
| ORD | Sale | 614 | 49.9400 GBP | ||||
| ORD | Sale | 619 | 50.1250 GBP | ||||
| ORD | Sale | 641 | 49.3890 GBP | ||||
| ORD | Sale | 656 | 49.4900 GBP | ||||
| ORD | Sale | 669 | 49.8400 GBP | ||||
| ORD | Sale | 716 | 49.9490 GBP | ||||
| ORD | Sale | 741 | 49.0300 GBP | ||||
| ORD | Sale | 748 | 49.5200 GBP | ||||
| ORD | Sale | 766 | 49.4850 GBP | ||||
| ORD | Sale | 778 | 49.6500 GBP | ||||
| ORD | Sale | 813 | 49.6400 GBP | ||||
| ORD | Sale | 823 | 49.9550 GBP | ||||
| ORD | Sale | 833 | 49.9800 GBP | ||||
| ORD | Sale | 841 | 49.5300 GBP | ||||
| ORD | Sale | 857 | 49.3990 GBP | ||||
| ORD | Sale | 898 | 49.2900 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 253.9000 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 254.4303 USD | ||||
| ORD | Sale | 903 | 49.4200 GBP | ||||
| ORD | Sale | 914 | 49.9000 GBP | ||||
| ORD | Sale | 944 | 49.4400 GBP | ||||
| ORD | Sale | 951 | 49.3400 GBP | ||||
| ORD | Sale | 1,000 | 49.5936 GBP | ||||
| ORD | Sale | 1,007 | 49.9300 GBP | ||||
| ORD | Sale | 1,021 | 49.4300 GBP | ||||
| ORD | Sale | 1,045 | 49.5600 GBP | ||||
| ORD | Sale | 1,045 | 50.0250 GBP | ||||
| ORD | Sale | 1,066 | 49.9500 GBP | ||||
| ORD | Sale | 1,193 | 49.3100 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 252.9750 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 253.1650 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 253.3870 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 253.9001 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 253.9375 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 254.0000 USD | ||||
| ORD | Sale | 1,221 | 49.6900 GBP | ||||
| ORD (traded as ADR) | Sale | 1,275 | 253.7311 USD | ||||
| ORD | Sale | 1,355 | 49.6000 GBP | ||||
| ORD | Sale | 1,387 | 49.3900 GBP | ||||
| ORD | Sale | 1,423 | 49.5800 GBP | ||||
| ORD | Sale | 1,486 | 49.2400 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 253.9520 USD | ||||
| ORD | Sale | 1,559 | 49.2800 GBP | ||||
| ORD | Sale | 1,787 | 49.5900 GBP | ||||
| ORD (traded as ADR) | Sale | 1,794 | 254.8129 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 253.3072 USD | ||||
| ORD | Sale | 1,992 | 49.4100 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 254.1174 USD | ||||
| ORD | Sale | 2,150 | 49.7000 GBP | ||||
| ORD | Sale | 2,192 | 49.3800 GBP | ||||
| ORD (traded as ADR) | Sale | 2,247 | 253.7083 USD | ||||
| ORD | Sale | 2,322 | 49.3200 GBP | ||||
| ORD (traded as ADR) | Sale | 2,403 | 254.1791 USD | ||||
| ORD | Sale | 2,423 | 49.3460 GBP | ||||
| ORD | Sale | 2,554 | 50.1000 GBP | ||||
| ORD (traded as ADR) | Sale | 2,610 | 254.1698 USD | ||||
| ORD | Sale | 2,825 | 49.3233 GBP | ||||
| ORD | Sale | 2,864 | 49.3700 GBP | ||||
| ORD | Sale | 2,923 | 49.5000 GBP | ||||
| ORD | Sale | 3,138 | 50.0500 GBP | ||||
| ORD | Sale | 3,164 | 49.6167 GBP | ||||
| ORD | Sale | 3,816 | 49.3300 GBP | ||||
| ORD | Sale | 4,186 | 49.4000 GBP | ||||
| ORD | Sale | 4,237 | 49.2500 GBP | ||||
| ORD (traded as ADR) | Sale | 4,332 | 253.9126 USD | ||||
| ORD (traded as ADR) | Sale | 4,386 | 253.7000 USD | ||||
| ORD | Sale | 4,626 | 49.2700 GBP | ||||
| ORD | Sale | 4,640 | 49.4407 GBP | ||||
| ORD (traded as ADR) | Sale | 4,650 | 253.3312 USD | ||||
| ORD (traded as ADR) | Sale | 4,800 | 253.4243 USD | ||||
| ORD (traded as ADR) | Sale | 5,097 | 254.0114 USD | ||||
| ORD (traded as ADR) | Sale | 5,100 | 254.1170 USD | ||||
| ORD (traded as ADR) | Sale | 5,100 | 254.1841 USD | ||||
| ORD | Sale | 5,811 | 49.3600 GBP | ||||
| ORD | Sale | 5,817 | 49.5992 GBP | ||||
| ORD (traded as ADR) | Sale | 6,000 | 253.3260 USD | ||||
| ORD (traded as ADR) | Sale | 6,600 | 254.2585 USD | ||||
| ORD (traded as ADR) | Sale | 7,200 | 253.8728 USD | ||||
| ORD | Sale | 8,233 | 49.3500 GBP | ||||
| ORD (traded as ADR) | Sale | 8,250 | 253.7694 USD | ||||
| ORD (traded as ADR) | Sale | 8,400 | 253.4321 USD | ||||
| ORD (traded as ADR) | Sale | 8,400 | 253.5893 USD | ||||
| ORD (traded as ADR) | Sale | 8,865 | 253.9979 USD | ||||
| ORD | Sale | 10,566 | 50.3000 GBP | ||||
| ORD | Sale | 11,909 | 49.3755 GBP | ||||
| ORD (traded as ADR) | Sale | 12,000 | 253.8731 USD | ||||
| ORD (traded as ADR) | Sale | 12,900 | 254.0614 USD | ||||
| ORD | Sale | 13,297 | 49.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 14,700 | 253.6994 USD | ||||
| ORD (traded as ADR) | Sale | 15,240 | 253.3607 USD | ||||
| ORD (traded as ADR) | Sale | 16,398 | 253.2832 USD | ||||
| ORD | Sale | 16,607 | 49.3450 GBP | ||||
| ORD | Sale | 17,998 | 49.9243 GBP | ||||
| ORD (traded as ADR) | Sale | 18,300 | 254.2813 USD | ||||
| ORD | Sale | 22,578 | 49.4554 GBP | ||||
| ORD | Sale | 22,943 | 49.7600 GBP | ||||
| ORD (traded as ADR) | Sale | 25,098 | 253.4581 USD | ||||
| ORD | Sale | 25,575 | 49.5619 GBP | ||||
| ORD | Sale | 29,085 | 49.4485 GBP | ||||
| ORD | Sale | 30,268 | 49.5583 GBP | ||||
| ORD | Sale | 30,643 | 49.6980 GBP | ||||
| ORD | Sale | 31,320 | 49.6341 GBP | ||||
| ORD (traded as ADR) | Sale | 33,600 | 255.0656 USD | ||||
| ORD | Sale | 36,627 | 50.0000 GBP | ||||
| ORD | Sale | 48,281 | 49.9854 GBP | ||||
| ORD (traded as ADR) | Sale | 49,800 | 254.0446 USD | ||||
| ORD (traded as ADR) | Sale | 53,169 | 253.8786 USD | ||||
| ORD (traded as ADR) | Sale | 59,112 | 253.7090 USD | ||||
| ORD | Sale | 60,291 | 49.5290 GBP | ||||
| ORD | Sale | 61,970 | 49.9489 GBP | ||||
| ORD (traded as ADR) | Sale | 62,400 | 254.3644 USD | ||||
| ORD | Sale | 76,609 | 49.6799 GBP | ||||
| ORD | Sale | 78,524 | 49.4744 GBP | ||||
| ORD | Sale | 98,867 | 49.7364 GBP | ||||
| ORD (traded as ADR) | Sale | 99,000 | 252.9600 USD | ||||
| ORD (traded as ADR) | Sale | 99,003 | 253.5000 USD | ||||
| ORD | Sale | 118,606 | 50.0174 GBP | ||||
| ORD | Sale | 140,649 | 49.6755 GBP | ||||
| ORD | Sale | 145,294 | 49.6796 GBP | ||||
| ORD | Sale | 145,803 | 49.6256 GBP | ||||
| ORD | Sale | 147,245 | 49.9358 GBP | ||||
| ORD (traded as ADR) | Sale | 150,000 | 254.5850 USD | ||||
| ORD | Sale | 150,804 | 49.5422 GBP | ||||
| ORD | Sale | 193,660 | 49.4322 GBP | ||||
| ORD (traded as ADR) | Sale | 272,100 | 253.2730 USD | ||||
| ORD (traded as ADR) | Sale | 308,400 | 254.1045 USD | ||||
| ORD (traded as ADR) | Sale | 330,000 | 255.5053 USD | ||||
| ORD (traded as ADR) | Sale | 332,883 | 253.9598 USD | ||||
| ORD (traded as ADR) | Sale | 420,000 | 255.3218 USD | ||||
| ORD | Sale | 456,403 | 49.7407 GBP | ||||
| ORD | Sale | 489,164 | 49.8525 GBP | ||||
| ORD (traded as ADR) | Sale | 600,000 | 254.0990 USD | ||||
| ORD (traded as ADR) | Sale | 600,000 | 254.7000 USD | ||||
| ORD (traded as ADR) | Sale | 1,103,100 | 254.3036 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 2,700 | 49.4170 GBP | |||||
| ORD | CFD | Long | 3,662 | 50.2836 GBP | |||||
| ORD | CFD | Long | 2,825 | 49.3233 GBP | |||||
| ORD | CFD | Long | 3,164 | 49.6167 GBP | |||||
| ORD | CFD | Long | 6,363 | 49.9613 GBP | |||||
| ORD | SWAP | Long | 11,754 | 49.7635 GBP | |||||
| ORD | SWAP | Long | 16,233 | 49.9799 GBP | |||||
| ORD | CFD | Long | 31,187 | 49.6205 GBP | |||||
| ORD | CFD | Long | 63,686 | 49.7582 GBP | |||||
| ORD | CFD | Long | 144,441 | 49.5237 GBP | |||||
| ORD | SWAP | Short | 788 | 49.5502 GBP | |||||
| ORD | SWAP | Short | 944 | 49.9887 GBP | |||||
| ORD | CFD | Short | 2,500 | 49.4927 GBP | |||||
| ORD | CFD | Short | 3,524 | 50.0048 GBP | |||||
| ORD | CFD | Short | 8,204 | 49.4315 GBP | |||||
| ORD | SWAP | Short | 11,125 | 49.6869 GBP | |||||
| ORD | CFD | Short | 19,998 | 49.1219 GBP | |||||
| ORD | SWAP | Short | 20,000 | 49.0545 GBP | |||||
| ORD | CFD | Short | 25,000 | 49.5695 GBP | |||||
| ORD | SWAP | Short | 25,000 | 49.9949 GBP | |||||
| ORD | CFD | Short | 50,000 | 49.4794 GBP | |||||
| ORD | SWAP | Short | 60,000 | 49.3484 GBP | |||||
| ORD | SWAP | Short | 75,145 | 49.0304 GBP | |||||
| ORD | SWAP | Short | 100,000 | 49.6319 GBP | |||||
| ORD | SWAP | Short | 100,000 | 50.5252 GBP | |||||
| ORD | SWAP | Short | 117,000 | 50.1220 GBP | |||||
| ORD | SWAP | Short | 200,000 | 49.9820 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 230 USD | American | 16 Aug 2014 | 26.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 117,000 | 240 USD | American | 19 Jul 2014 | 12.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 240 USD | American | 19 Jul 2014 | 13.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 900 | 240 USD | American | 18 Oct 2014 | 20.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,500 | 250 USD | American | 19 Jul 2014 | 6.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,600 | 250 USD | American | 17 Jan 2015 | 15.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 900 | 260 USD | American | 19 Jul 2014 | 2.7500 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 260 USD | American | 18 Oct 2014 | 8.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 260 USD | American | 17 Jan 2015 | 10.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 270 USD | American | 18 Oct 2014 | 4.3500 USD | ||||||||
| ADR | Call Options | Selling | 200 | 130 USD | American | 17 Jan 2015 | 117.8000 USD | ||||||||
| ADR | Call Options | Selling | 200,000 | 240 USD | American | 19 Jul 2014 | 16.0000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 260 USD | American | 18 Oct 2014 | 7.8500 USD | ||||||||
| ADR | Put Options | Purchasing | 9,500 | 230 USD | American | 19 Jul 2014 | 0.3978 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 235 USD | American | 19 Jul 2014 | 0.7000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 240 USD | American | 19 Jul 2014 | 0.9500 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 240 USD | American | 16 Aug 2014 | 3.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 245 USD | American | 19 Jul 2014 | 1.9000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,900 | 250 USD | American | 19 Jul 2014 | 3.9000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 140 USD | American | 18 Oct 2014 | 0.0500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 15 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 GBP | European | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -8,300 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -11,200 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -39,300 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,900 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 15,000 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 70,800 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 92,000 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 7,400 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 133,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 7,900 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 270.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 280.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -22,300 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -302,200 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -20,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,700 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -176,800 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 275.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -300 | 285.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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