24th Apr 2018 11:57
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,484,312 | 0.61% | 5,031,224 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,230,318 | 0.13% | 3,079,146 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 290,300 | 0.04% | 463,500 | 0.05% | |||||||
| TOTAL: | 7,004,930 | 0.78% | 8,573,870 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 20 | 38.3103 GBP | ||||
| ADR | Purchase | 85 | 160.3600 USD | ||||
| ADR | Purchase | 100 | 160.8600 USD | ||||
| ADR | Purchase | 149 | 160.3697 USD | ||||
| ADR | Purchase | 200 | 160.4000 USD | ||||
| ADR | Purchase | 200 | 160.1950 USD | ||||
| ADR | Purchase | 200 | 160.3250 USD | ||||
| 5p ordinary | Purchase | 250 | 38.5950 GBP | ||||
| ADR | Purchase | 300 | 160.1366 USD | ||||
| 5p ordinary | Purchase | 353 | 38.0984 GBP | ||||
| ADR | Purchase | 353 | 160.4916 USD | ||||
| ADR | Purchase | 400 | 159.1675 USD | ||||
| ADR | Purchase | 653 | 160.2339 USD | ||||
| ADR | Purchase | 694 | 160.2689 USD | ||||
| 5p ordinary | Purchase | 735 | 38.3104 GBP | ||||
| ADR | Purchase | 900 | 160.6600 USD | ||||
| ADR | Purchase | 1,176 | 160.0800 USD | ||||
| 5p ordinary | Purchase | 1,336 | 38.0591 GBP | ||||
| 5p ordinary | Purchase | 1,337 | 38.0384 GBP | ||||
| 5p ordinary | Purchase | 1,582 | 38.1016 GBP | ||||
| ADR | Purchase | 1,776 | 159.7454 USD | ||||
| ADR | Purchase | 1,824 | 160.4400 USD | ||||
| ADR | Purchase | 1,824 | 160.4100 USD | ||||
| 5p ordinary | Purchase | 1,966 | 38.1062 GBP | ||||
| 5p ordinary | Purchase | 1,998 | 38.0259 GBP | ||||
| ADR | Purchase | 2,124 | 160.4054 USD | ||||
| ADR | Purchase | 2,200 | 160.1209 USD | ||||
| 5p ordinary | Purchase | 2,311 | 38.1461 GBP | ||||
| 5p ordinary | Purchase | 3,000 | 38.0791 GBP | ||||
| 5p ordinary | Purchase | 3,177 | 38.0289 GBP | ||||
| 5p ordinary | Purchase | 3,435 | 37.9821 GBP | ||||
| 5p ordinary | Purchase | 3,488 | 38.0385 GBP | ||||
| 5p ordinary | Purchase | 3,500 | 38.2575 GBP | ||||
| 5p ordinary | Purchase | 3,886 | 38.1684 GBP | ||||
| ADR | Purchase | 4,500 | 160.2908 USD | ||||
| ORD | Purchase | 6,096 | 38.2289 GBP | ||||
| ADR | Purchase | 7,400 | 160.4010 USD | ||||
| 5p ordinary | Purchase | 9,257 | 38.3191 GBP | ||||
| ADR | Purchase | 15,315 | 159.5999 USD | ||||
| 5p ordinary | Purchase | 16,657 | 38.1405 GBP | ||||
| 5p ordinary | Purchase | 18,000 | 38.6507 GBP | ||||
| 5p ordinary | Purchase | 19,754 | 38.3818 GBP | ||||
| 5p ordinary | Purchase | 22,774 | 38.0000 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 38.5000 GBP | ||||
| 5p ordinary | Purchase | 25,895 | 38.4029 GBP | ||||
| 5p ordinary | Purchase | 37,828 | 38.1520 GBP | ||||
| 5p ordinary | Purchase | 39,101 | 38.4723 GBP | ||||
| ADR | Purchase | 60,841 | 159.9977 USD | ||||
| 5p ordinary | Purchase | 254,164 | 38.1943 GBP | ||||
| 5p ordinary | Sale | 36 | 38.4503 GBP | ||||
| ADR | Sale | 100 | 161.0100 USD | ||||
| ADR | Sale | 155 | 160.1922 USD | ||||
| ADR | Sale | 200 | 159.2700 USD | ||||
| ADR | Sale | 200 | 160.4250 USD | ||||
| ADR | Sale | 200 | 160.2250 USD | ||||
| ADR | Sale | 300 | 159.5000 USD | ||||
| ADR | Sale | 300 | 160.3775 USD | ||||
| ADR | Sale | 339 | 160.2120 USD | ||||
| 5p ordinary | Sale | 359 | 38.7675 GBP | ||||
| ADR | Sale | 363 | 159.7009 USD | ||||
| ADR | Sale | 400 | 160.8125 USD | ||||
| ADR | Sale | 500 | 159.9260 USD | ||||
| 5p ordinary | Sale | 600 | 38.5587 GBP | ||||
| 5p ordinary | Sale | 694 | 38.0617 GBP | ||||
| ADR | Sale | 715 | 159.8179 USD | ||||
| ADR | Sale | 987 | 160.4561 USD | ||||
| ADR | Sale | 1,176 | 160.0800 USD | ||||
| ADR | Sale | 1,200 | 160.3375 USD | ||||
| ADR | Sale | 1,400 | 160.6503 USD | ||||
| 5p ordinary | Sale | 1,505 | 37.9975 GBP | ||||
| 5p ordinary | Sale | 1,564 | 38.3963 GBP | ||||
| ADR | Sale | 1,800 | 160.5444 USD | ||||
| ADR | Sale | 1,824 | 160.4400 USD | ||||
| ADR | Sale | 1,824 | 160.4100 USD | ||||
| ADR | Sale | 1,900 | 160.0742 USD | ||||
| ADR | Sale | 2,200 | 160.4113 USD | ||||
| 5p ordinary | Sale | 3,193 | 38.0017 GBP | ||||
| ADR | Sale | 3,800 | 160.4744 USD | ||||
| 5p ordinary | Sale | 5,138 | 38.2779 GBP | ||||
| 5p ordinary | Sale | 5,282 | 38.1420 GBP | ||||
| ADR | Sale | 5,300 | 160.4033 USD | ||||
| 5p ordinary | Sale | 5,438 | 38.2867 GBP | ||||
| 5p ordinary | Sale | 9,211 | 38.3194 GBP | ||||
| 5p ordinary | Sale | 9,969 | 38.2819 GBP | ||||
| ADR | Sale | 11,142 | 160.1385 USD | ||||
| 5p ordinary | Sale | 13,000 | 37.8862 GBP | ||||
| 5p ordinary | Sale | 16,338 | 38.6462 GBP | ||||
| 5p ordinary | Sale | 17,165 | 38.1808 GBP | ||||
| ADR | Sale | 17,715 | 159.6568 USD | ||||
| 5p ordinary | Sale | 18,762 | 38.2224 GBP | ||||
| 5p ordinary | Sale | 19,339 | 38.3848 GBP | ||||
| 5p ordinary | Sale | 20,224 | 38.2021 GBP | ||||
| 5p ordinary | Sale | 23,468 | 38.2832 GBP | ||||
| 5p ordinary | Sale | 29,313 | 38.4266 GBP | ||||
| ADR | Sale | 45,897 | 159.9121 USD | ||||
| 5p ordinary | Sale | 47,235 | 38.4137 GBP | ||||
| 5p ordinary | Sale | 47,684 | 38.0000 GBP | ||||
| 5p ordinary | Sale | 68,480 | 38.3491 GBP | ||||
| 5p ordinary | Sale | 90,022 | 38.5060 GBP | ||||
| 5p ordinary | Sale | 135,238 | 38.2481 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 34 | 38.3776 GBP | |||||
| 5p ordinary | SWAP | Long | 424 | 38.3953 GBP | |||||
| 5p ordinary | SWAP | Long | 595 | 38.4795 GBP | |||||
| 5p ordinary | CFD | Long | 694 | 38.0617 GBP | |||||
| 5p ordinary | CFD | Long | 1,505 | 37.9975 GBP | |||||
| 5p ordinary | SWAP | Long | 1,952 | 38.4248 GBP | |||||
| 5p ordinary | CFD | Long | 3,882 | 38.0365 GBP | |||||
| 5p ordinary | CFD | Long | 4,206 | 38.4647 GBP | |||||
| 5p ordinary | CFD | Long | 9,969 | 38.2819 GBP | |||||
| 5p ordinary | CFD | Long | 23,468 | 38.2832 GBP | |||||
| 5p ordinary | CFD | Long | 37,338 | 37.9969 GBP | |||||
| 5p ordinary | CFD | Long | 41,630 | 38.3004 GBP | |||||
| 5p ordinary | SWAP | Long | 43,624 | 38.0000 GBP | |||||
| 5p ordinary | CFD | Long | 90,022 | 38.5061 GBP | |||||
| 5p ordinary | SWAP | Long | 118,226 | 38.3785 GBP | |||||
| 5p ordinary | SWAP | Short | 142 | 38.6503 GBP | |||||
| 5p ordinary | SWAP | Short | 593 | 38.0640 GBP | |||||
| 5p ordinary | CFD | Short | 1,333 | 38.1564 GBP | |||||
| 5p ordinary | SWAP | Short | 6,096 | 38.2289 GBP | |||||
| 5p ordinary | SWAP | Short | 8,515 | 38.2930 GBP | |||||
| 5p ordinary | SWAP | Short | 17,841 | 38.1861 GBP | |||||
| 5p ordinary | CFD | Short | 25,895 | 38.4029 GBP | |||||
| 5p ordinary | CFD | Short | 52,929 | 38.3248 GBP | |||||
| 5p ordinary | SWAP | Short | 143,204 | 38.1006 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| 5p ordinary | Put Options | Purchasing | 100,000 | 3600 GBP | American | 18 May 2018 | 120.0000 GBP | ||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 18 Jan 2019 | 5.9400 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 125 USD | American | 18 May 2018 | 0.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 135 USD | American | 27 Apr 2018 | 0.3100 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 140 USD | American | 27 Apr 2018 | 0.4000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 150 USD | American | 27 Apr 2018 | 2.4000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 24 Apr 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,200 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 700 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -13,400 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 140.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 180.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 135.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180424005792/en/
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