18th Jul 2018 14:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,520,383 | 0.60% | 2,671,562 | 0.30% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,672,260 | 0.18% | 4,253,045 | 0.47% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 248,400 | 0.02% | 277,500 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 7,441,043 | 0.80% | 7,202,107 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 5 | 43.6050 GBP | ||||
| 5p ordinary | Purchase | 62 | 43.2300 GBP | ||||
| 5p ordinary | Purchase | 64 | 43.6150 GBP | ||||
| 5p ordinary | Purchase | 66 | 43.1600 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.2075 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.5975 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.2775 GBP | ||||
| 5p ordinary | Purchase | 73 | 43.2250 GBP | ||||
| 5p ordinary | Purchase | 78 | 43.2525 GBP | ||||
| ADR | Purchase | 100 | 172.7700 USD | ||||
| ADR | Purchase | 100 | 171.9700 USD | ||||
| ADR | Purchase | 100 | 172.6800 USD | ||||
| ADR | Purchase | 100 | 172.7550 USD | ||||
| ADR | Purchase | 100 | 172.7600 USD | ||||
| ADR | Purchase | 100 | 172.6700 USD | ||||
| 5p ordinary | Purchase | 103 | 43.2750 GBP | ||||
| 5p ordinary | Purchase | 103 | 43.2600 GBP | ||||
| 5p ordinary | Purchase | 120 | 43.2975 GBP | ||||
| ADR | Purchase | 130 | 172.7769 USD | ||||
| ADR | Purchase | 137 | 172.5400 USD | ||||
| 5p ordinary | Purchase | 139 | 43.3139 GBP | ||||
| ADR | Purchase | 140 | 172.8000 USD | ||||
| ADR | Purchase | 160 | 171.6700 USD | ||||
| ADR | Purchase | 166 | 172.2100 USD | ||||
| 5p ordinary | Purchase | 169 | 43.4250 GBP | ||||
| 5p ordinary | Purchase | 204 | 43.6100 GBP | ||||
| 5p ordinary | Purchase | 210 | 43.2050 GBP | ||||
| 5p ordinary | Purchase | 232 | 43.5600 GBP | ||||
| 5p ordinary | Purchase | 284 | 43.2330 GBP | ||||
| ADR | Purchase | 330 | 172.7620 USD | ||||
| 5p ordinary | Purchase | 338 | 43.6011 GBP | ||||
| 5p ordinary | Purchase | 356 | 43.5889 GBP | ||||
| 5p ordinary | Purchase | 424 | 43.2100 GBP | ||||
| 5p ordinary | Purchase | 784 | 43.3000 GBP | ||||
| ADR | Purchase | 800 | 172.5062 USD | ||||
| 5p ordinary | Purchase | 844 | 43.3265 GBP | ||||
| ADR | Purchase | 900 | 172.7699 USD | ||||
| 5p ordinary | Purchase | 937 | 43.4852 GBP | ||||
| 5p ordinary | Purchase | 1,088 | 43.5118 GBP | ||||
| ADR | Purchase | 1,300 | 172.6208 USD | ||||
| ADR | Purchase | 1,348 | 171.9038 USD | ||||
| 5p ordinary | Purchase | 1,874 | 43.2025 GBP | ||||
| 5p ordinary | Purchase | 2,045 | 43.6650 GBP | ||||
| 5p ordinary | Purchase | 2,543 | 43.4525 GBP | ||||
| ADR | Purchase | 4,588 | 172.4505 USD | ||||
| ADR | Purchase | 5,018 | 172.3334 USD | ||||
| 5p ordinary | Purchase | 5,041 | 43.3417 GBP | ||||
| 5p ordinary | Purchase | 5,808 | 43.3774 GBP | ||||
| 5p ordinary | Purchase | 8,970 | 43.2094 GBP | ||||
| 5p ordinary | Purchase | 19,545 | 43.2776 GBP | ||||
| 5p ordinary | Purchase | 39,649 | 43.6131 GBP | ||||
| 5p ordinary | Purchase | 77,094 | 43.4906 GBP | ||||
| 5p ordinary | Purchase | 207,564 | 43.3636 GBP | ||||
| 5p ordinary | Purchase | 579,113 | 43.1250 GBP | ||||
| 5p ordinary | Sale | 45 | 43.5300 GBP | ||||
| ADR | Sale | 60 | 171.6700 USD | ||||
| 5p ordinary | Sale | 62 | 43.2300 GBP | ||||
| 5p ordinary | Sale | 64 | 43.6150 GBP | ||||
| 5p ordinary | Sale | 66 | 43.1600 GBP | ||||
| 5p ordinary | Sale | 73 | 43.2775 GBP | ||||
| 5p ordinary | Sale | 73 | 43.2075 GBP | ||||
| 5p ordinary | Sale | 73 | 43.5975 GBP | ||||
| 5p ordinary | Sale | 73 | 43.2250 GBP | ||||
| 5p ordinary | Sale | 78 | 43.2525 GBP | ||||
| 5p ordinary | Sale | 85 | 43.3321 GBP | ||||
| ADR | Sale | 100 | 172.6800 USD | ||||
| 5p ordinary | Sale | 101 | 43.2534 GBP | ||||
| 5p ordinary | Sale | 103 | 43.2600 GBP | ||||
| 5p ordinary | Sale | 103 | 43.2750 GBP | ||||
| 5p ordinary | Sale | 120 | 43.2975 GBP | ||||
| 5p ordinary | Sale | 139 | 43.3139 GBP | ||||
| 5p ordinary | Sale | 169 | 43.4250 GBP | ||||
| 5p ordinary | Sale | 204 | 43.6100 GBP | ||||
| 5p ordinary | Sale | 206 | 43.2100 GBP | ||||
| 5p ordinary | Sale | 210 | 43.2050 GBP | ||||
| 5p ordinary | Sale | 232 | 43.5600 GBP | ||||
| ADR | Sale | 300 | 172.4483 USD | ||||
| 5p ordinary | Sale | 328 | 43.4583 GBP | ||||
| ADR | Sale | 337 | 172.5400 USD | ||||
| ADR | Sale | 366 | 171.9968 USD | ||||
| ADR | Sale | 400 | 172.5062 USD | ||||
| 5p ordinary | Sale | 422 | 43.5481 GBP | ||||
| 5p ordinary | Sale | 682 | 43.5744 GBP | ||||
| ADR | Sale | 748 | 172.0098 USD | ||||
| 5p ordinary | Sale | 784 | 43.3000 GBP | ||||
| 5p ordinary | Sale | 834 | 43.5487 GBP | ||||
| 5p ordinary | Sale | 850 | 43.1795 GBP | ||||
| ADR | Sale | 900 | 172.4600 USD | ||||
| ADR | Sale | 900 | 172.7699 USD | ||||
| 5p ordinary | Sale | 1,250 | 43.2918 GBP | ||||
| 5p ordinary | Sale | 1,996 | 43.2223 GBP | ||||
| 5p ordinary | Sale | 2,263 | 43.6211 GBP | ||||
| 5p ordinary | Sale | 3,096 | 43.3148 GBP | ||||
| 5p ordinary | Sale | 3,631 | 43.3169 GBP | ||||
| ADR | Sale | 4,088 | 172.3444 USD | ||||
| 5p ordinary | Sale | 4,776 | 43.4817 GBP | ||||
| ADR | Sale | 5,018 | 172.3334 USD | ||||
| 5p ordinary | Sale | 5,041 | 43.3417 GBP | ||||
| 5p ordinary | Sale | 5,957 | 43.2972 GBP | ||||
| 5p ordinary | Sale | 7,261 | 43.2698 GBP | ||||
| 5p ordinary | Sale | 14,864 | 43.3851 GBP | ||||
| 5p ordinary | Sale | 17,313 | 43.2677 GBP | ||||
| 5p ordinary | Sale | 18,525 | 43.4264 GBP | ||||
| 5p ordinary | Sale | 30,509 | 43.6669 GBP | ||||
| 5p ordinary | Sale | 32,942 | 43.2767 GBP | ||||
| 5p ordinary | Sale | 33,070 | 43.3706 GBP | ||||
| 5p ordinary | Sale | 45,192 | 43.3163 GBP | ||||
| 5p ordinary | Sale | 119,605 | 43.3654 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 29 | 43.6648 GBP | |||||
| 5p ordinary | SWAP | Long | 66 | 43.1600 GBP | |||||
| 5p ordinary | CFD | Long | 328 | 43.4583 GBP | |||||
| 5p ordinary | SWAP | Long | 678 | 43.4897 GBP | |||||
| 5p ordinary | SWAP | Long | 810 | 43.5276 GBP | |||||
| 5p ordinary | CFD | Long | 834 | 43.5487 GBP | |||||
| 5p ordinary | CFD | Long | 850 | 43.1795 GBP | |||||
| 5p ordinary | SWAP | Long | 2,779 | 43.6462 GBP | |||||
| 5p ordinary | SWAP | Long | 2,945 | 43.2342 GBP | |||||
| 5p ordinary | CFD | Long | 4,776 | 43.4817 GBP | |||||
| 5p ordinary | CFD | Long | 5,957 | 43.2971 GBP | |||||
| 5p ordinary | CFD | Long | 20,443 | 43.3007 GBP | |||||
| 5p ordinary | SWAP | Short | 5 | 43.6060 GBP | |||||
| 5p ordinary | CFD | Short | 284 | 43.2330 GBP | |||||
| 5p ordinary | SWAP | Short | 716 | 43.4575 GBP | |||||
| 5p ordinary | SWAP | Short | 790 | 43.3766 GBP | |||||
| 5p ordinary | SWAP | Short | 844 | 43.3266 GBP | |||||
| 5p ordinary | CFD | Short | 1,088 | 43.5118 GBP | |||||
| 5p ordinary | SWAP | Short | 1,124 | 43.6123 GBP | |||||
| 5p ordinary | SWAP | Short | 1,530 | 43.2590 GBP | |||||
| 5p ordinary | SWAP | Short | 1,672 | 43.3260 GBP | |||||
| 5p ordinary | SWAP | Short | 1,787 | 43.3825 GBP | |||||
| 5p ordinary | SWAP | Short | 1,924 | 43.5108 GBP | |||||
| 5p ordinary | SWAP | Short | 2,149 | 43.4284 GBP | |||||
| 5p ordinary | CFD | Short | 9,000 | 43.6689 GBP | |||||
| 5p ordinary | SWAP | Short | 9,130 | 43.4179 GBP | |||||
| 5p ordinary | SWAP | Short | 9,953 | 43.6430 GBP | |||||
| 5p ordinary | SWAP | Short | 24,227 | 43.6650 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 1,300 | 160 USD | American | 20 Jul 2018 | 12.3884 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Jul 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 8,200 | 173.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -10,200 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 170.0000 | American | 17 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -9,500 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 7,300 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -4,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 175.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180718005488/en/
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