25th Jul 2014 15:58
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,106,375 | 1.54% | 2,078,787 | 0.35% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 145,257 | 0.02% | 3,838,248 | 0.65% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,395,300 | 0.24% | 1,468,500 | 0.25% | |||||||
| TOTAL: | |||||||||||
| 10,646,932 | 1.81% | 7,385,535 | 1.25% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 49.7510 GBP | ||||
| ORD | Purchase | 7 | 49.7540 GBP | ||||
| ORD | Purchase | 41 | 49.8550 GBP | ||||
| ORD | Purchase | 57 | 49.6750 GBP | ||||
| ORD | Purchase | 61 | 49.8810 GBP | ||||
| ORD | Purchase | 62 | 49.8850 GBP | ||||
| ORD | Purchase | 74 | 49.9100 GBP | ||||
| ORD | Purchase | 75 | 49.8879 GBP | ||||
| ORD | Purchase | 84 | 49.6650 GBP | ||||
| ORD | Purchase | 84 | 49.6710 GBP | ||||
| ORD | Purchase | 84 | 49.7560 GBP | ||||
| ORD | Purchase | 84 | 49.7820 GBP | ||||
| ORD | Purchase | 84 | 49.7850 GBP | ||||
| ORD | Purchase | 84 | 49.7960 GBP | ||||
| ORD | Purchase | 84 | 49.8060 GBP | ||||
| ORD | Purchase | 110 | 49.7950 GBP | ||||
| ORD | Purchase | 141 | 49.6700 GBP | ||||
| ORD | Purchase | 141 | 49.6910 GBP | ||||
| ORD | Purchase | 179 | 49.7120 GBP | ||||
| ORD | Purchase | 188 | 49.8800 GBP | ||||
| ORD | Purchase | 193 | 49.7630 GBP | ||||
| ORD | Purchase | 225 | 49.7450 GBP | ||||
| ORD (traded as ADR) | Purchase | 225 | 254.0000 USD | ||||
| ORD | Purchase | 256 | 49.6850 GBP | ||||
| ORD | Purchase | 281 | 49.6950 GBP | ||||
| ORD | Purchase | 351 | 49.7800 GBP | ||||
| ORD | Purchase | 390 | 49.9400 GBP | ||||
| ORD | Purchase | 412 | 49.7550 GBP | ||||
| ORD | Purchase | 449 | 49.8064 GBP | ||||
| ORD | Purchase | 500 | 49.8980 GBP | ||||
| ORD | Purchase | 519 | 49.7300 GBP | ||||
| ORD | Purchase | 643 | 49.8322 GBP | ||||
| ORD | Purchase | 662 | 49.8000 GBP | ||||
| ORD | Purchase | 687 | 49.8189 GBP | ||||
| ORD | Purchase | 700 | 49.8541 GBP | ||||
| ORD | Purchase | 714 | 49.8720 GBP | ||||
| ORD | Purchase | 753 | 49.7200 GBP | ||||
| ORD | Purchase | 765 | 49.8500 GBP | ||||
| ORD | Purchase | 786 | 49.7600 GBP | ||||
| ORD | Purchase | 838 | 49.6900 GBP | ||||
| ORD | Purchase | 887 | 49.8900 GBP | ||||
| ORD | Purchase | 988 | 49.7400 GBP | ||||
| ORD | Purchase | 1,043 | 49.7900 GBP | ||||
| ORD | Purchase | 1,066 | 49.8700 GBP | ||||
| ORD | Purchase | 1,104 | 49.6800 GBP | ||||
| ORD | Purchase | 1,132 | 49.8100 GBP | ||||
| ORD | Purchase | 1,200 | 49.8425 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 254.0475 USD | ||||
| ORD | Purchase | 1,393 | 49.7756 GBP | ||||
| ORD | Purchase | 1,921 | 49.7100 GBP | ||||
| ORD | Purchase | 1,995 | 49.8600 GBP | ||||
| ORD | Purchase | 2,100 | 49.8366 GBP | ||||
| ORD | Purchase | 2,146 | 49.9050 GBP | ||||
| ORD | Purchase | 2,657 | 49.7000 GBP | ||||
| ORD | Purchase | 2,756 | 49.9154 GBP | ||||
| ORD | Purchase | 2,832 | 49.7500 GBP | ||||
| ORD | Purchase | 3,661 | 49.7844 GBP | ||||
| ORD | Purchase | 4,926 | 49.7411 GBP | ||||
| ORD | Purchase | 5,143 | 49.9000 GBP | ||||
| ORD | Purchase | 5,797 | 49.7863 GBP | ||||
| ORD | Purchase | 7,769 | 49.8566 GBP | ||||
| ORD | Purchase | 9,651 | 49.8104 GBP | ||||
| ORD | Purchase | 17,874 | 49.7757 GBP | ||||
| ORD | Purchase | 32,017 | 49.7730 GBP | ||||
| ORD (traded as ADR) | Purchase | 40,215 | 254.2601 USD | ||||
| ORD | Purchase | 40,578 | 49.8019 GBP | ||||
| ORD | Purchase | 40,907 | 49.8074 GBP | ||||
| ORD | Purchase | 42,024 | 49.7931 GBP | ||||
| ORD | Purchase | 65,158 | 49.8809 GBP | ||||
| ORD | Purchase | 111,603 | 49.8865 GBP | ||||
| ORD | Purchase | 121,604 | 49.8775 GBP | ||||
| ORD | Purchase | 126,888 | 49.8568 GBP | ||||
| ORD | Purchase | 445,424 | 49.8681 GBP | ||||
| ORD | Purchase | 496,134 | 49.7700 GBP | ||||
| ORD | Sale | 2 | 49.7510 GBP | ||||
| ORD | Sale | 7 | 49.7540 GBP | ||||
| ORD | Sale | 41 | 49.8550 GBP | ||||
| ORD | Sale | 57 | 49.6750 GBP | ||||
| ORD | Sale | 61 | 49.8810 GBP | ||||
| ORD | Sale | 62 | 49.8850 GBP | ||||
| ORD | Sale | 74 | 49.9100 GBP | ||||
| ORD | Sale | 84 | 49.6650 GBP | ||||
| ORD | Sale | 84 | 49.6710 GBP | ||||
| ORD | Sale | 84 | 49.7560 GBP | ||||
| ORD | Sale | 84 | 49.7820 GBP | ||||
| ORD | Sale | 84 | 49.7850 GBP | ||||
| ORD | Sale | 84 | 49.7960 GBP | ||||
| ORD | Sale | 84 | 49.8060 GBP | ||||
| ORD | Sale | 110 | 49.7950 GBP | ||||
| ORD | Sale | 120 | 49.7935 GBP | ||||
| ORD | Sale | 141 | 49.6700 GBP | ||||
| ORD | Sale | 141 | 49.6910 GBP | ||||
| ORD | Sale | 179 | 49.7120 GBP | ||||
| ORD | Sale | 188 | 49.8800 GBP | ||||
| ORD | Sale | 225 | 49.7450 GBP | ||||
| ORD (traded as ADR) | Sale | 225 | 254.0000 USD | ||||
| ORD | Sale | 256 | 49.6850 GBP | ||||
| ORD | Sale | 281 | 49.6950 GBP | ||||
| ORD | Sale | 351 | 49.7800 GBP | ||||
| ORD | Sale | 390 | 49.9400 GBP | ||||
| ORD | Sale | 412 | 49.7550 GBP | ||||
| ORD | Sale | 519 | 49.7300 GBP | ||||
| ORD | Sale | 662 | 49.8000 GBP | ||||
| ORD | Sale | 753 | 49.7200 GBP | ||||
| ORD | Sale | 765 | 49.8500 GBP | ||||
| ORD | Sale | 786 | 49.7600 GBP | ||||
| ORD | Sale | 838 | 49.6900 GBP | ||||
| ORD | Sale | 887 | 49.8900 GBP | ||||
| ORD | Sale | 988 | 49.7400 GBP | ||||
| ORD | Sale | 1,043 | 49.7900 GBP | ||||
| ORD | Sale | 1,066 | 49.8700 GBP | ||||
| ORD | Sale | 1,104 | 49.6800 GBP | ||||
| ORD | Sale | 1,117 | 49.8203 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 254.0475 USD | ||||
| ORD | Sale | 1,472 | 49.8100 GBP | ||||
| ORD | Sale | 1,483 | 49.7700 GBP | ||||
| ORD | Sale | 1,722 | 49.8600 GBP | ||||
| ORD | Sale | 1,733 | 49.9000 GBP | ||||
| ORD | Sale | 1,854 | 49.8218 GBP | ||||
| ORD | Sale | 1,921 | 49.7100 GBP | ||||
| ORD | Sale | 2,146 | 49.9050 GBP | ||||
| ORD | Sale | 2,657 | 49.7000 GBP | ||||
| ORD | Sale | 2,791 | 49.8098 GBP | ||||
| ORD | Sale | 2,832 | 49.7500 GBP | ||||
| ORD | Sale | 2,905 | 49.7735 GBP | ||||
| ORD | Sale | 2,931 | 49.7485 GBP | ||||
| ORD | Sale | 3,688 | 49.8377 GBP | ||||
| ORD | Sale | 3,731 | 49.7962 GBP | ||||
| ORD | Sale | 4,365 | 49.7662 GBP | ||||
| ORD | Sale | 4,926 | 49.7411 GBP | ||||
| ORD | Sale | 7,190 | 49.8440 GBP | ||||
| ORD | Sale | 9,102 | 49.8309 GBP | ||||
| ORD | Sale | 11,534 | 49.8392 GBP | ||||
| ORD | Sale | 14,862 | 49.8657 GBP | ||||
| ORD | Sale | 19,369 | 49.8669 GBP | ||||
| ORD | Sale | 23,660 | 49.8190 GBP | ||||
| ORD (traded as ADR) | Sale | 41,577 | 254.6421 USD | ||||
| ORD | Sale | 60,537 | 49.8823 GBP | ||||
| ORD | Sale | 71,686 | 49.8365 GBP | ||||
| ORD | Sale | 73,330 | 49.7993 GBP | ||||
| ORD (traded as ADR) | Sale | 85,311 | 254.7770 USD | ||||
| ORD | Sale | 103,953 | 49.8532 GBP | ||||
| ORD | Sale | 108,351 | 49.8890 GBP | ||||
| ORD | Sale | 111,935 | 49.8792 GBP | ||||
| ORD | Sale | 185,293 | 49.8248 GBP | ||||
| ORD | Sale | 200,000 | 49.8061 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 121 | 49.6950 GBP | |||||
| ORD | SWAP | Long | 483 | 49.7857 GBP | |||||
| ORD | SWAP | Long | 634 | 49.8466 GBP | |||||
| ORD | CFD | Long | 975 | 49.8555 GBP | |||||
| ORD | CFD | Long | 1,213 | 49.8410 GBP | |||||
| ORD | SWAP | Long | 2,935 | 49.8320 GBP | |||||
| ORD | CFD | Long | 1,854 | 49.8218 GBP | |||||
| ORD | CFD | Long | 2,931 | 49.7485 GBP | |||||
| ORD | SWAP | Long | 22,714 | 49.8527 GBP | |||||
| ORD | CFD | Long | 26,755 | 49.7702 GBP | |||||
| ORD | SWAP | Short | 193 | 49.7630 GBP | |||||
| ORD | SWAP | Short | 219 | 49.7920 GBP | |||||
| ORD | CFD | Short | 714 | 49.8720 GBP | |||||
| ORD | SWAP | Short | 3,229 | 49.8119 GBP | |||||
| ORD | CFD | Short | 2,138 | 49.8844 GBP | |||||
| ORD | CFD | Short | 4,641 | 49.8224 GBP | |||||
| ORD | CFD | Short | 2,756 | 49.9154 GBP | |||||
| ORD | SWAP | Short | 5,858 | 49.8422 GBP | |||||
| ORD | CFD | Short | 3,915 | 49.9100 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 15,000 | 250 USD | American | 16 Aug 2014 | 6.9000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 25 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire