27th Jun 2018 11:36
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of discloser: | Barclays PLC. | ||
| Owner or controller of interest and short | |||
| positions disclosed, if different from 1(a): | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this form relates: | |||
| If an exempt fund manager connected with an | |||
| offeror/offeree, state this and specify identity of | |||
| offeror/offeree: | |||
| Date position held/dealing undertaken: | 26 June 2018 | ||
| In addition to the company in 1(c) above, is the discloser making | YES: | ||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,392,163 | 1.02% | 4,483,301 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 184,268 | 0.02% | 5,397,289 | 0.59% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 245,700 | 0.02% | 248,900 | 0.02% | |||||||
| TOTAL: | 9,822,131 | 1.06% | 10,129,490 | 1.11% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 100 | 162.3150 USD | ||||
| ADR | Purchase | 100 | 161.7300 USD | ||||
| ADR | Purchase | 100 | 162.0500 USD | ||||
| 5p ordinary | Purchase | 109 | 40.5600 GBP | ||||
| 5p ordinary | Purchase | 115 | 40.3600 GBP | ||||
| 5p ordinary | Purchase | 117 | 40.4700 GBP | ||||
| ADR | Purchase | 120 | 161.8458 USD | ||||
| 5p ordinary | Purchase | 146 | 40.5311 GBP | ||||
| 5p ordinary | Purchase | 147 | 40.4155 GBP | ||||
| 5p ordinary | Purchase | 150 | 40.3400 GBP | ||||
| ADR | Purchase | 200 | 161.7400 USD | ||||
| ADR | Purchase | 200 | 161.9500 USD | ||||
| 5p ordinary | Purchase | 218 | 40.4325 GBP | ||||
| 5p ordinary | Purchase | 231 | 40.6199 GBP | ||||
| 5p ordinary | Purchase | 235 | 40.4343 GBP | ||||
| 5p ordinary | Purchase | 266 | 40.4996 GBP | ||||
| ADR | Purchase | 300 | 162.0833 USD | ||||
| ADR | Purchase | 300 | 161.7366 USD | ||||
| 5p ordinary | Purchase | 305 | 40.5000 GBP | ||||
| ADR | Purchase | 400 | 161.7237 USD | ||||
| ADR | Purchase | 600 | 161.8950 USD | ||||
| ADR | Purchase | 600 | 162.0400 USD | ||||
| ADR | Purchase | 600 | 161.9958 USD | ||||
| ADR | Purchase | 900 | 161.6988 USD | ||||
| ADR | Purchase | 1,100 | 161.9800 USD | ||||
| 5p ordinary | Purchase | 1,379 | 40.5776 GBP | ||||
| ADR | Purchase | 1,719 | 161.7000 USD | ||||
| ADR | Purchase | 1,900 | 161.8330 USD | ||||
| ADR | Purchase | 2,600 | 161.8911 USD | ||||
| ADR | Purchase | 2,800 | 161.7633 USD | ||||
| ADR | Purchase | 2,851 | 161.6452 USD | ||||
| 5p ordinary | Purchase | 2,982 | 40.5331 GBP | ||||
| 5p ordinary | Purchase | 3,651 | 40.5376 GBP | ||||
| 5p ordinary | Purchase | 4,242 | 40.4575 GBP | ||||
| 5p ordinary | Purchase | 5,611 | 40.5350 GBP | ||||
| 5p ordinary | Purchase | 7,284 | 40.2915 GBP | ||||
| 5p ordinary | Purchase | 11,295 | 40.5294 GBP | ||||
| ADR | Purchase | 14,634 | 161.8214 USD | ||||
| 5p ordinary | Purchase | 18,804 | 40.2362 GBP | ||||
| ADR | Purchase | 19,933 | 161.5712 USD | ||||
| 5p ordinary | Purchase | 21,913 | 40.5020 GBP | ||||
| 5p ordinary | Purchase | 31,969 | 40.4718 GBP | ||||
| 5p ordinary | Purchase | 249,388 | 40.4819 GBP | ||||
| ADR | Sale | 10 | 161.9000 USD | ||||
| ADR | Sale | 10 | 160.9900 USD | ||||
| 5p ordinary | Sale | 15 | 40.4513 GBP | ||||
| 5p ordinary | Sale | 81 | 40.6150 GBP | ||||
| 5p ordinary | Sale | 98 | 40.5584 GBP | ||||
| ADR | Sale | 100 | 160.9300 USD | ||||
| ADR | Sale | 100 | 161.7300 USD | ||||
| ADR | Sale | 100 | 161.4300 USD | ||||
| ADR | Sale | 110 | 161.9236 USD | ||||
| 5p ordinary | Sale | 156 | 40.2433 GBP | ||||
| 5p ordinary | Sale | 167 | 40.4700 GBP | ||||
| ADR | Sale | 182 | 162.0500 USD | ||||
| ADR | Sale | 198 | 161.7297 USD | ||||
| ADR | Sale | 200 | 161.4050 USD | ||||
| ADR | Sale | 200 | 161.6500 USD | ||||
| 5p ordinary | Sale | 290 | 40.3150 GBP | ||||
| 5p ordinary | Sale | 311 | 40.4604 GBP | ||||
| ADR | Sale | 313 | 161.7222 USD | ||||
| 5p ordinary | Sale | 440 | 40.5069 GBP | ||||
| 5p ordinary | Sale | 544 | 40.3335 GBP | ||||
| ADR | Sale | 600 | 161.9966 USD | ||||
| ADR | Sale | 731 | 161.6348 USD | ||||
| 5p ordinary | Sale | 774 | 40.2464 GBP | ||||
| 5p ordinary | Sale | 775 | 40.1951 GBP | ||||
| 5p ordinary | Sale | 900 | 40.5313 GBP | ||||
| ADR | Sale | 1,100 | 161.5109 USD | ||||
| ADR | Sale | 1,200 | 161.5937 USD | ||||
| ADR | Sale | 1,351 | 161.7431 USD | ||||
| ADR | Sale | 1,400 | 161.7973 USD | ||||
| ADR | Sale | 1,410 | 161.7895 USD | ||||
| ADR | Sale | 1,547 | 161.7000 USD | ||||
| ADR | Sale | 1,807 | 161.4888 USD | ||||
| 5p ordinary | Sale | 2,333 | 40.2147 GBP | ||||
| ADR | Sale | 2,700 | 161.7756 USD | ||||
| 5p ordinary | Sale | 2,706 | 40.3363 GBP | ||||
| 5p ordinary | Sale | 2,985 | 40.5422 GBP | ||||
| 5p ordinary | Sale | 4,004 | 40.5236 GBP | ||||
| ADR | Sale | 4,216 | 161.5586 USD | ||||
| 5p ordinary | Sale | 4,255 | 40.6438 GBP | ||||
| 5p ordinary | Sale | 4,400 | 40.4157 GBP | ||||
| 5p ordinary | Sale | 4,458 | 40.5802 GBP | ||||
| 5p ordinary | Sale | 10,312 | 40.5368 GBP | ||||
| ADR | Sale | 14,274 | 161.5548 USD | ||||
| 5p ordinary | Sale | 15,139 | 40.2458 GBP | ||||
| ADR | Sale | 17,918 | 161.9170 USD | ||||
| 5p ordinary | Sale | 18,406 | 40.4264 GBP | ||||
| 5p ordinary | Sale | 19,037 | 40.4990 GBP | ||||
| 5p ordinary | Sale | 21,805 | 40.5350 GBP | ||||
| 5p ordinary | Sale | 24,859 | 40.4548 GBP | ||||
| 5p ordinary | Sale | 47,459 | 40.4288 GBP | ||||
| 5p ordinary | Sale | 145,991 | 40.4480 GBP | ||||
| 5p ordinary | Sale | 436,518 | 40.3500 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 15 | 40.4513 GBP | |||||
| 5p ordinary | CFD | Long | 156 | 40.2433 GBP | |||||
| 5p ordinary | SWAP | Long | 288 | 40.5551 GBP | |||||
| 5p ordinary | SWAP | Long | 400 | 40.5309 GBP | |||||
| 5p ordinary | CFD | Long | 700 | 40.5132 GBP | |||||
| 5p ordinary | SWAP | Long | 900 | 40.5313 GBP | |||||
| 5p ordinary | CFD | Long | 1,470 | 40.2198 GBP | |||||
| 5p ordinary | SWAP | Long | 2,347 | 40.4202 GBP | |||||
| 5p ordinary | CFD | Long | 2,706 | 40.3362 GBP | |||||
| 5p ordinary | SWAP | Long | 3,857 | 40.4837 GBP | |||||
| 5p ordinary | CFD | Long | 4,255 | 40.6438 GBP | |||||
| 5p ordinary | CFD | Long | 4,458 | 40.5802 GBP | |||||
| 5p ordinary | SWAP | Long | 6,469 | 40.3537 GBP | |||||
| 5p ordinary | CFD | Long | 13,942 | 40.5317 GBP | |||||
| 5p ordinary | SWAP | Long | 15,865 | 40.3588 GBP | |||||
| 5p ordinary | SWAP | Long | 20,851 | 40.5350 GBP | |||||
| 5p ordinary | SWAP | Long | 25,944 | 40.4290 GBP | |||||
| 5p ordinary | SWAP | Short | 1 | 40.4600 GBP | |||||
| 5p ordinary | SWAP | Short | 33 | 40.4000 GBP | |||||
| 5p ordinary | SWAP | Short | 146 | 40.5312 GBP | |||||
| 5p ordinary | SWAP | Short | 147 | 40.4155 GBP | |||||
| 5p ordinary | SWAP | Short | 254 | 40.3503 GBP | |||||
| 5p ordinary | SWAP | Short | 659 | 40.5434 GBP | |||||
| 5p ordinary | CFD | Short | 1,379 | 40.5776 GBP | |||||
| 5p ordinary | SWAP | Short | 2,349 | 40.3520 GBP | |||||
| 5p ordinary | CFD | Short | 3,001 | 40.3418 GBP | |||||
| 5p ordinary | CFD | Short | 4,242 | 40.4575 GBP | |||||
| 5p ordinary | CFD | Short | 4,283 | 40.2562 GBP | |||||
| 5p ordinary | CFD | Short | 11,469 | 40.5386 GBP | |||||
| 5p ordinary | CFD | Short | 16,720 | 40.5389 GBP | |||||
| 5p ordinary | SWAP | Short | 28,009 | 40.5307 GBP | |||||
| 5p ordinary | SWAP | Short | 55,657 | 40.5350 GBP | |||||
| ADR | SWAP Expires 30/12/2019 | Long | 2,500 | 161.6867 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 180 USD | American | 18 Jan 2019 | 3.8300 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 18 Jan 2019 | 2.4200 USD | ||||||||
| ADR | Call Options | Selling | 100 | 170 USD | American | 18 Jan 2019 | 8.2500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 27 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,600 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180627005585/en/
Copyright Business Wire 2018
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