4th Dec 2018 13:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 03 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,973,563 | 0.65% | 1,688,815 | 0.18% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 186,222 | 0.02% | 4,820,792 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 641,200 | 0.07% | 517,200 | 0.06% | |||||||
| TOTAL: | 6,800,985 | 0.74% | 7,026,807 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 29 | 45.9600 GBP | ||||
| 5p ordinary | Purchase | 37 | 45.8550 GBP | ||||
| 5p ordinary | Purchase | 58 | 46.1000 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.9500 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.9150 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.0250 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.0025 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.9975 GBP | ||||
| 5p ordinary | Purchase | 80 | 46.0000 GBP | ||||
| 5p ordinary | Purchase | 98 | 45.8650 GBP | ||||
| 5p ordinary | Purchase | 112 | 45.8600 GBP | ||||
| 5p ordinary | Purchase | 122 | 46.0300 GBP | ||||
| 5p ordinary | Purchase | 165 | 45.9704 GBP | ||||
| 5p ordinary | Purchase | 212 | 45.9900 GBP | ||||
| 5p ordinary | Purchase | 266 | 45.9813 GBP | ||||
| 5p ordinary | Purchase | 337 | 45.9817 GBP | ||||
| 5p ordinary | Purchase | 453 | 46.0044 GBP | ||||
| 5p ordinary | Purchase | 456 | 45.9885 GBP | ||||
| 5p ordinary | Purchase | 468 | 45.9931 GBP | ||||
| 5p ordinary | Purchase | 544 | 45.9839 GBP | ||||
| 5p ordinary | Purchase | 1,758 | 45.9659 GBP | ||||
| 5p ordinary | Purchase | 1,964 | 45.9423 GBP | ||||
| 5p ordinary | Purchase | 2,657 | 45.9938 GBP | ||||
| 5p ordinary | Purchase | 4,483 | 45.9994 GBP | ||||
| 5p ordinary | Purchase | 4,640 | 45.9209 GBP | ||||
| 5p ordinary | Purchase | 6,075 | 46.0012 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.9623 GBP | ||||
| 5p ordinary | Purchase | 10,251 | 45.9744 GBP | ||||
| 5p ordinary | Purchase | 12,221 | 45.9777 GBP | ||||
| 5p ordinary | Purchase | 15,560 | 45.9400 GBP | ||||
| 5p ordinary | Purchase | 33,281 | 45.9382 GBP | ||||
| 5p ordinary | Purchase | 33,700 | 45.9731 GBP | ||||
| 5p ordinary | Purchase | 35,786 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 36,531 | 45.9789 GBP | ||||
| 5p ordinary | Purchase | 43,300 | 46.0113 GBP | ||||
| 5p ordinary | Purchase | 50,503 | 45.8590 GBP | ||||
| 5p ordinary | Purchase | 174,263 | 45.9526 GBP | ||||
| 5p ordinary | Sale | 29 | 45.9600 GBP | ||||
| 5p ordinary | Sale | 37 | 45.8550 GBP | ||||
| 5p ordinary | Sale | 58 | 46.1000 GBP | ||||
| 5p ordinary | Sale | 63 | 45.9500 GBP | ||||
| 5p ordinary | Sale | 67 | 45.9150 GBP | ||||
| 5p ordinary | Sale | 67 | 45.9975 GBP | ||||
| 5p ordinary | Sale | 67 | 46.0250 GBP | ||||
| 5p ordinary | Sale | 67 | 46.0025 GBP | ||||
| 5p ordinary | Sale | 70 | 45.8662 GBP | ||||
| 5p ordinary | Sale | 80 | 46.0000 GBP | ||||
| 5p ordinary | Sale | 98 | 45.8650 GBP | ||||
| 5p ordinary | Sale | 112 | 45.8600 GBP | ||||
| 5p ordinary | Sale | 119 | 45.9436 GBP | ||||
| 5p ordinary | Sale | 178 | 45.9492 GBP | ||||
| 5p ordinary | Sale | 212 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 698 | 45.9950 GBP | ||||
| 5p ordinary | Sale | 1,017 | 45.9586 GBP | ||||
| 5p ordinary | Sale | 1,654 | 45.9717 GBP | ||||
| 5p ordinary | Sale | 1,984 | 45.9934 GBP | ||||
| 5p ordinary | Sale | 2,818 | 45.9916 GBP | ||||
| 5p ordinary | Sale | 3,570 | 45.9080 GBP | ||||
| 5p ordinary | Sale | 5,983 | 46.0019 GBP | ||||
| 5p ordinary | Sale | 6,647 | 45.9876 GBP | ||||
| 5p ordinary | Sale | 9,604 | 45.8820 GBP | ||||
| 5p ordinary | Sale | 10,207 | 45.9771 GBP | ||||
| 5p ordinary | Sale | 15,000 | 45.9883 GBP | ||||
| 5p ordinary | Sale | 20,889 | 45.9452 GBP | ||||
| 5p ordinary | Sale | 28,688 | 45.9954 GBP | ||||
| 5p ordinary | Sale | 45,078 | 46.0009 GBP | ||||
| 5p ordinary | Sale | 49,587 | 45.9096 GBP | ||||
| 5p ordinary | Sale | 73,950 | 45.9400 GBP | ||||
| 5p ordinary | Sale | 86,103 | 45.9416 GBP | ||||
| 5p ordinary | Sale | 115,490 | 0.4593 GBP | ||||
| ADR | Purchase | 4 | 175.6400 USD | ||||
| ADR | Purchase | 100 | 175.4300 USD | ||||
| ADR | Purchase | 100 | 175.7900 USD | ||||
| ADR | Purchase | 200 | 175.6425 USD | ||||
| ADR | Purchase | 370 | 175.7305 USD | ||||
| ADR | Purchase | 500 | 175.6970 USD | ||||
| ADR | Purchase | 1,261 | 175.8391 USD | ||||
| ADR | Purchase | 1,479 | 175.9400 USD | ||||
| ADR | Purchase | 3,500 | 175.9585 USD | ||||
| ADR | Purchase | 4,000 | 175.7000 USD | ||||
| ADR | Purchase | 4,000 | 175.9258 USD | ||||
| ADR | Purchase | 5,348 | 175.7784 USD | ||||
| ADR | Sale | 50 | 175.8200 USD | ||||
| ADR | Sale | 64 | 175.8600 USD | ||||
| ADR | Sale | 99 | 175.6600 USD | ||||
| ADR | Sale | 100 | 175.4300 USD | ||||
| ADR | Sale | 100 | 175.7900 USD | ||||
| ADR | Sale | 100 | 176.0800 USD | ||||
| ADR | Sale | 187 | 175.9665 USD | ||||
| ADR | Sale | 200 | 175.7400 USD | ||||
| ADR | Sale | 200 | 176.0450 USD | ||||
| ADR | Sale | 204 | 175.6424 USD | ||||
| ADR | Sale | 400 | 175.6925 USD | ||||
| ADR | Sale | 500 | 175.7710 USD | ||||
| ADR | Sale | 600 | 175.8191 USD | ||||
| ADR | Sale | 862 | 175.8446 USD | ||||
| ADR | Sale | 900 | 175.9138 USD | ||||
| ADR | Sale | 1,131 | 175.8338 USD | ||||
| ADR | Sale | 1,479 | 175.9400 USD | ||||
| ADR | Sale | 2,100 | 175.9300 USD | ||||
| ADR | Sale | 3,100 | 175.9292 USD | ||||
| ADR | Sale | 3,400 | 175.9446 USD | ||||
| ADR | Sale | 3,406 | 175.7668 USD | ||||
| ADR | Sale | 4,080 | 175.7000 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 21 | 45.9438 GBP | |||||
| 5p ordinary | CFD | Long | 98 | 45.9436 GBP | |||||
| 5p ordinary | SWAP | Long | 245 | 45.8143 GBP | |||||
| 5p ordinary | CFD | Long | 1,446 | 45.9775 GBP | |||||
| 5p ordinary | CFD | Long | 1,551 | 45.9953 GBP | |||||
| 5p ordinary | SWAP | Long | 1,731 | 45.7900 GBP | |||||
| 5p ordinary | CFD | Long | 1,984 | 45.9933 GBP | |||||
| 5p ordinary | CFD | Long | 2,818 | 45.9916 GBP | |||||
| 5p ordinary | SWAP | Long | 5,484 | 45.9798 GBP | |||||
| 5p ordinary | SWAP | Long | 5,507 | 45.8709 GBP | |||||
| 5p ordinary | SWAP | Long | 60,399 | 45.9400 GBP | |||||
| 5p ordinary | SWAP | Short | 5 | 46.0600 GBP | |||||
| 5p ordinary | CFD | Short | 266 | 45.9813 GBP | |||||
| 5p ordinary | SWAP | Short | 377 | 45.8856 GBP | |||||
| 5p ordinary | CFD | Short | 456 | 45.9885 GBP | |||||
| 5p ordinary | SWAP | Short | 1,331 | 45.9806 GBP | |||||
| 5p ordinary | CFD | Short | 1,964 | 45.9423 GBP | |||||
| 5p ordinary | CFD | Short | 8,100 | 45.9441 GBP | |||||
| 5p ordinary | CFD | Short | 10,251 | 45.9744 GBP | |||||
| 5p ordinary | SWAP | Short | 14,869 | 45.8731 GBP | |||||
| 5p ordinary | CFD | Short | 27,855 | 45.9509 GBP | |||||
| 5p ordinary | SWAP | Short | 34,421 | 45.9497 GBP | |||||
| 5p ordinary | SWAP | Short | 94,534 | 45.9727 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 165 USD | American | 18 Apr 2019 | 17.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 4,400 | 170 USD | American | 18 Apr 2019 | 13.9200 USD | ||||||||
| ADR | Call Options | Purchasing | 1,500 | 175 USD | American | 18 Apr 2019 | 10.5200 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 185 USD | American | 19 Jul 2019 | 7.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 190 USD | American | 11 Jan 2019 | 1.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 53,600 | 190 USD | American | 18 Jan 2019 | 1.2208 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 200 USD | American | 15 Jan 2021 | 9.6500 USD | ||||||||
| ADR | Call Options | Purchasing | 1,500 | 230 USD | American | 15 Jan 2021 | 2.5000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 173 USD | American | 21 Dec 2018 | 9.4000 USD | ||||||||
| ADR | Call Options | Selling | 26,800 | 178 USD | American | 7 Dec 2018 | 5.3414 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 165 USD | American | 17 Jan 2020 | 8.0000 USD | ||||||||
| ADR | Put Options | Selling | 1,100 | 173 USD | American | 7 Dec 2018 | 5.2272 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 4 Dec 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 193.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,500 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 4,800 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 15,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 138,200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -26,800 | 178.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -15,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,900 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 800 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 173.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 8,200 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,700 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 24,100 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 40,500 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181204005604/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire