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Form 8.3 - SHIRE PLC

16th Sep 2014 14:03

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 September 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect ABBVIE INC
of any other party to this offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,801,269 1.83% 4,633,073 0.79%
(2) Derivatives (other than
options): 2,094,989 0.36% 3,885,531 0.66%
(3) Options and agreements to
purchase/sell: 1,342,500 0.23% 1,862,700 0.32%
TOTAL: 14,238,758 2.42% 10,381,304 1.77%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD (traded as ADR) Purchase 24 257.8000 USD
ORD (traded as ADR) Purchase 30 257.5600 USD
ORD (traded as ADR) Purchase 51 257.7270 USD
ORD (traded as ADR) Purchase 54 257.1500 USD
ORD (traded as ADR) Purchase 216 257.1900 USD
ORD (traded as ADR) Purchase 300 257.5300 USD
ORD (traded as ADR) Purchase 300 257.5700 USD
ORD Purchase 547 52.9500 GBP
ORD (traded as ADR) Purchase 600 256.8500 USD
ORD (traded as ADR) Purchase 600 257.5150 USD
ORD Purchase 696 52.8174 GBP
ORD Purchase 1,016 52.9000 GBP
ORD Purchase 1,036 52.7982 GBP
ORD Purchase 1,087 52.8500 GBP
ORD Purchase 1,100 52.8772 GBP
ORD (traded as ADR) Purchase 1,107 257.2366 USD
ORD (traded as ADR) Purchase 1,200 257.0925 USD
ORD Purchase 1,379 52.7000 GBP
ORD Purchase 1,400 52.8642 GBP
ORD Purchase 1,483 52.8260 GBP
ORD Purchase 1,795 52.8162 GBP
ORD (traded as ADR) Purchase 1,989 257.2587 USD
ORD (traded as ADR) Purchase 2,100 257.0571 USD
ORD Purchase 2,152 52.8000 GBP
ORD Purchase 2,200 52.6500 GBP
ORD (traded as ADR) Purchase 2,400 257.2310 USD
ORD Purchase 2,691 52.8059 GBP
ORD (traded as ADR) Purchase 3,000 257.1360 USD
ORD (traded as ADR) Purchase 3,375 257.5942 USD
ORD Purchase 4,098 52.8023 GBP
ORD Purchase 5,406 52.7500 GBP
ORD (traded as ADR) Purchase 6,000 257.4508 USD
ORD Purchase 6,241 52.8142 GBP
ORD Purchase 6,561 52.7519 GBP
ORD Purchase 8,072 52.8243 GBP
ORD (traded as ADR) Purchase 8,496 257.3066 USD
ORD Purchase 9,501 52.8232 GBP
ORD Purchase 12,654 52.7202 GBP
ORD Purchase 15,632 52.8409 GBP
ORD Purchase 17,082 52.8231 GBP
ORD (traded as ADR) Purchase 21,600 257.3836 USD
ORD Purchase 52,592 52.8190 GBP
ORD (traded as ADR) Purchase 58,422 257.0530 USD
ORD Purchase 61,595 52.8784 GBP
ORD (traded as ADR) Purchase 270,000 257.6800 USD
ORD Purchase 276,270 52.7958 GBP
ORD (traded as ADR) Purchase 582,000 257.4003 USD
ORD (traded as ADR) Sale 48 257.3237 USD
ORD (traded as ADR) Sale 108 257.2655 USD
ORD (traded as ADR) Sale 144 257.2326 USD
ORD (traded as ADR) Sale 189 257.3900 USD
ORD Sale 200 52.6680 GBP
ORD (traded as ADR) Sale 300 256.9260 USD
ORD (traded as ADR) Sale 300 256.9400 USD
ORD (traded as ADR) Sale 300 257.0000 USD
ORD (traded as ADR) Sale 300 257.3800 USD
ORD (traded as ADR) Sale 300 257.4000 USD
ORD Sale 402 52.7816 GBP
ORD Sale 547 52.9500 GBP
ORD (traded as ADR) Sale 600 256.7850 USD
ORD (traded as ADR) Sale 600 256.8500 USD
ORD (traded as ADR) Sale 600 257.0925 USD
ORD (traded as ADR) Sale 600 257.6870 USD
ORD (traded as ADR) Sale 900 257.2160 USD
ORD (traded as ADR) Sale 900 257.2833 USD
ORD Sale 1,016 52.9000 GBP
ORD Sale 1,087 52.8500 GBP
ORD (traded as ADR) Sale 1,200 256.5450 USD
ORD (traded as ADR) Sale 1,200 257.0105 USD
ORD (traded as ADR) Sale 1,200 257.1085 USD
ORD Sale 1,223 52.6952 GBP
ORD (traded as ADR) Sale 1,500 257.4381 USD
ORD (traded as ADR) Sale 1,800 257.2450 USD
ORD (traded as ADR) Sale 1,800 257.6716 USD
ORD (traded as ADR) Sale 2,067 257.1537 USD
ORD Sale 2,100 52.6500 GBP
ORD Sale 2,156 52.7500 GBP
ORD Sale 2,248 52.7046 GBP
ORD Sale 2,501 52.7991 GBP
ORD Sale 4,188 52.7963 GBP
ORD Sale 4,500 52.7954 GBP
ORD Sale 5,044 52.8148 GBP
ORD Sale 5,320 52.7743 GBP
ORD (traded as ADR) Sale 5,400 257.2861 USD
ORD (traded as ADR) Sale 6,000 257.4508 USD
ORD Sale 6,249 52.7777 GBP
ORD Sale 6,501 52.7534 GBP
ORD (traded as ADR) Sale 6,600 257.3984 USD
ORD Sale 7,439 52.8188 GBP
ORD (traded as ADR) Sale 7,542 256.9110 USD
ORD Sale 9,154 52.8246 GBP
ORD (traded as ADR) Sale 11,133 257.2025 USD
ORD Sale 12,182 52.8000 GBP
ORD Sale 15,037 52.8425 GBP
ORD (traded as ADR) Sale 15,315 257.3527 USD
ORD Sale 19,683 52.7811 GBP
ORD (traded as ADR) Sale 21,000 257.3750 USD
ORD Sale 26,586 52.7713 GBP
ORD (traded as ADR) Sale 40,713 257.0610 USD
ORD Sale 41,914 52.7622 GBP
ORD Sale 51,379 52.7000 GBP
ORD Sale 51,631 52.7464 GBP
ORD Sale 53,265 52.8910 GBP
ORD Sale 87,249 52.7998 GBP
ORD Sale 115,000 52.9404 GBP
ORD (traded as ADR) Sale 291,000 257.4003 USD
ORD (traded as ADR) Sale 474,000 257.6800 USD

(b) Derivatives transactions (other than options)

Class Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 402 52.7816 GBP
ORD CFD Long 600 52.8340 GBP
ORD SWAP Long 3,853 52.7705 GBP
ORD CFD Long 2,248 52.7046 GBP
ORD SWAP Long 19,405 52.7559 GBP
ORD CFD Long 29,853 52.7583 GBP
ORD CFD Short 696 52.8174 GBP
ORD CFD Short 2,691 52.8059 GBP
ORD SWAP Short 3,607 52.8103 GBP
ADR SWAP Short 22,000 257.7100 USD
ORD SWAP Short 6,862 52.7939 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure: 16 Sep 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose SHIRE PLC
relevant securities this from relates:

2. OPTIONS AND DERIVATIVES

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ADR Put Options Purchased -300 160.0000 American 18 Oct 2014
ADR Put Options Purchased -2,800 160.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 185.0000 American 20 Sep 2014
ADR Put Options Purchased -2,900 185.0000 American 17 Jan 2015
ADR Put Options Purchased -900 210.0000 American 17 Jan 2015
ADR Put Options Purchased -60,000 220.0000 American 18 Oct 2014
ADR Put Options Purchased -200 220.0000 American 17 Jan 2015
ADR Put Options Purchased -1,600 240.0000 American 18 Oct 2014
ADR Put Options Purchased -1,000 255.0000 American 20 Sep 2014
ADR Put Options Purchased -300 255.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 260.0000 American 18 Oct 2014
ADR Put Options Purchased -100 265.0000 American 20 Sep 2014
ADR Put Options Purchased -600 270.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 275.0000 American 17 Apr 2015
ADR Put Options Purchased -2,000 285.0000 American 17 Jan 2015
ADR Put Options Purchased -1,000 290.0000 American 17 Apr 2015
ADR Put Options Purchased -1,100 300.0000 American 17 Apr 2015
ADR Put Options Written 1,000 100.0000 American 17 Jan 2015
ADR Put Options Written 100 130.0000 American 17 Jan 2015
ADR Put Options Written 100 140.0000 American 18 Oct 2014
ADR Put Options Written 300 145.0000 American 18 Oct 2014
ADR Put Options Written 300 150.0000 American 18 Oct 2014
ADR Put Options Written 1,100 165.0000 American 18 Oct 2014
ADR Put Options Written 500 170.0000 American 18 Oct 2014
ADR Put Options Written 6,100 175.0000 American 18 Oct 2014
ADR Put Options Written 1,000 180.0000 American 20 Sep 2014
ADR Put Options Written 300 180.0000 American 18 Oct 2014
ADR Put Options Written 1,500 190.0000 American 18 Oct 2014
ADR Put Options Written 100 190.0000 American 17 Jan 2015
ADR Put Options Written 700 195.0000 American 18 Oct 2014
ADR Put Options Written 5,000 200.0000 American 18 Oct 2014
ADR Put Options Written 300 205.0000 American 18 Oct 2014
ADR Put Options Written 2,700 215.0000 American 20 Sep 2014
ADR Put Options Written 13,100 215.0000 American 17 Jan 2015
ADR Put Options Written 3,300 225.0000 American 20 Sep 2014
ADR Put Options Written 1,700 230.0000 American 18 Oct 2014
ADR Put Options Written 2,700 230.0000 American 17 Jan 2015
ADR Put Options Written 100 235.0000 American 18 Oct 2014
ADR Put Options Written 100 235.0000 American 17 Jan 2015
ADR Put Options Written 200 245.0000 American 20 Sep 2014
ADR Put Options Written 2,200 245.0000 American 18 Oct 2014
ADR Put Options Written 300 275.0000 American 18 Oct 2014
ADR Put Options Written 300 280.0000 American 18 Oct 2014
ADR Call Options Purchased 1,800 165.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 215.0000 American 18 Oct 2014
ADR Call Options Purchased 15,900 225.0000 American 18 Oct 2014
ADR Call Options Purchased 2,800 225.0000 American 17 Jan 2015
ADR Call Options Purchased 6,000 230.0000 American 17 Jan 2015
ADR Call Options Purchased 3,600 235.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 250.0000 American 18 Oct 2014
ADR Call Options Purchased 1,000 255.0000 American 20 Sep 2014
ADR Call Options Purchased 200 255.0000 American 18 Oct 2014
ADR Call Options Purchased 8,300 260.0000 American 18 Oct 2014
ADR Call Options Purchased 15,700 260.0000 American 17 Jan 2015
ADR Call Options Purchased 3,100 265.0000 American 18 Oct 2014
ADR Call Options Purchased 10,300 265.0000 American 17 Jan 2015
ADR Call Options Purchased 100 270.0000 American 18 Oct 2014
ADR Call Options Purchased 326,200 270.0000 American 17 Jan 2015
ADR Call Options Purchased 3,300 275.0000 American 17 Jan 2015
ADR Call Options Purchased 1,800 280.0000 American 17 Jan 2015
ADR Call Options Purchased 100 285.0000 American 17 Jan 2015
ADR Call Options Purchased 100 300.0000 American 17 Apr 2015
ADR Call Options Purchased 100 305.0000 American 17 Apr 2015
ADR Call Options Written -1,200 155.0000 American 18 Oct 2014
ADR Call Options Written -2,200 160.0000 American 18 Oct 2014
ADR Call Options Written -5,800 175.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 18 Oct 2014
ADR Call Options Written -200 180.0000 American 17 Jan 2015
ADR Call Options Written -200 185.0000 American 17 Jan 2015
ADR Call Options Written -1,100 190.0000 American 18 Oct 2014
ADR Call Options Written -2,300 195.0000 American 18 Oct 2014
ADR Call Options Written -200 195.0000 American 17 Jan 2015
ADR Call Options Written -2,000 200.0000 American 18 Oct 2014
ADR Call Options Written -200 210.0000 American 18 Oct 2014
ADR Call Options Written -300 210.0000 American 17 Jan 2015
ADR Call Options Written -57,600 220.0000 American 18 Oct 2014
ADR Call Options Written -300 220.0000 American 17 Jan 2015
ADR Call Options Written -8,400 225.0000 American 17 Jan 2015
ADR Call Options Written -1,900 230.0000 American 18 Oct 2014
ADR Call Options Written -3,500 230.0000 American 17 Jan 2015
ADR Call Options Written -1,100 235.0000 American 18 Oct 2014
ADR Call Options Written -2,800 235.0000 American 17 Jan 2015
ADR Call Options Written -100 240.0000 American 18 Oct 2014
ADR Call Options Written -99,200 240.0000 American 17 Jan 2015
ADR Call Options Written -4,800 245.0000 American 17 Jan 2015
ADR Call Options Written -23,700 250.0000 American 17 Jan 2015
ADR Call Options Written -323,300 255.0000 American 17 Jan 2015
ADR Call Options Written -100 320.0000 American 17 Jan 2015
ADR Call Options Written -400 330.0000 American 17 Jan 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014


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