17th Apr 2018 11:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,280,799 | 0.57% | 4,151,127 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 315,232 | 0.03% | 2,783,846 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 340,200 | 0.04% | 406,200 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,936,231 | 0.64% | 7,341,173 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 37 | 153.2700 USD | ||||
| ADR | Purchase | 40 | 152.9800 USD | ||||
| 5p ordinary | Purchase | 75 | 35.3600 GBP | ||||
| ADR | Purchase | 78 | 152.7800 USD | ||||
| ADR | Purchase | 100 | 152.6550 USD | ||||
| ADR | Purchase | 100 | 152.6200 USD | ||||
| ADR | Purchase | 100 | 152.9850 USD | ||||
| ADR | Purchase | 100 | 153.0300 USD | ||||
| ADR | Purchase | 139 | 153.0200 USD | ||||
| ADR | Purchase | 178 | 153.1023 USD | ||||
| 5p ordinary | Purchase | 195 | 36.3652 GBP | ||||
| 5p ordinary | Purchase | 238 | 36.0282 GBP | ||||
| ADR | Purchase | 300 | 154.4966 USD | ||||
| ADR | Purchase | 500 | 152.3615 USD | ||||
| ADR | Purchase | 542 | 152.4100 USD | ||||
| ADR | Purchase | 562 | 152.8393 USD | ||||
| 5p ordinary | Purchase | 662 | 36.3753 GBP | ||||
| ADR | Purchase | 700 | 152.4796 USD | ||||
| ADR | Purchase | 777 | 152.9531 USD | ||||
| ADR | Purchase | 1,023 | 152.4941 USD | ||||
| 5p ordinary | Purchase | 1,319 | 35.6276 GBP | ||||
| 5p ordinary | Purchase | 1,485 | 36.1729 GBP | ||||
| 5p ordinary | Purchase | 1,550 | 36.6573 GBP | ||||
| ADR | Purchase | 1,646 | 152.5000 USD | ||||
| 5p ordinary | Purchase | 1,757 | 35.6223 GBP | ||||
| 5p ordinary | Purchase | 2,186 | 35.6372 GBP | ||||
| ADR | Purchase | 2,600 | 152.7373 USD | ||||
| 5p ordinary | Purchase | 2,786 | 36.6107 GBP | ||||
| ADR | Purchase | 2,950 | 153.0920 USD | ||||
| 5p ordinary | Purchase | 3,001 | 35.6641 GBP | ||||
| 5p ordinary | Purchase | 3,203 | 35.7975 GBP | ||||
| 5p ordinary | Purchase | 3,232 | 36.1607 GBP | ||||
| ADR | Purchase | 3,295 | 153.9926 USD | ||||
| ADR | Purchase | 3,791 | 153.1382 USD | ||||
| ADR | Purchase | 3,800 | 152.9753 USD | ||||
| ADR | Purchase | 3,873 | 154.6473 USD | ||||
| 5p ordinary | Purchase | 4,292 | 36.0607 GBP | ||||
| 5p ordinary | Purchase | 4,738 | 35.6410 GBP | ||||
| 5p ordinary | Purchase | 5,108 | 35.9428 GBP | ||||
| ADR | Purchase | 6,215 | 153.5899 USD | ||||
| 5p ordinary | Purchase | 6,662 | 36.4244 GBP | ||||
| ADR | Purchase | 7,300 | 152.8795 USD | ||||
| 5p ordinary | Purchase | 14,224 | 36.1105 GBP | ||||
| 5p ordinary | Purchase | 14,611 | 35.5923 GBP | ||||
| 5p ordinary | Purchase | 15,462 | 35.9293 GBP | ||||
| 5p ordinary | Purchase | 19,605 | 36.4478 GBP | ||||
| 5p ordinary | Purchase | 21,457 | 36.3219 GBP | ||||
| ADR | Purchase | 21,650 | 153.1840 USD | ||||
| 5p ordinary | Purchase | 22,015 | 36.0845 GBP | ||||
| ADR | Purchase | 27,073 | 153.2443 USD | ||||
| 5p ordinary | Purchase | 41,332 | 36.1231 GBP | ||||
| 5p ordinary | Purchase | 42,387 | 35.8271 GBP | ||||
| 5p ordinary | Purchase | 64,031 | 36.1300 GBP | ||||
| 5p ordinary | Purchase | 103,476 | 35.5900 GBP | ||||
| 5p ordinary | Purchase | 118,455 | 36.0906 GBP | ||||
| 5p ordinary | Purchase | 191,591 | 35.9251 GBP | ||||
| 5p ordinary | Purchase | 298,954 | 36.5000 GBP | ||||
| ADR | Sale | 40 | 152.9800 USD | ||||
| ADR | Sale | 50 | 153.0000 USD | ||||
| 5p ordinary | Sale | 69 | 36.2676 GBP | ||||
| 5p ordinary | Sale | 83 | 36.2875 GBP | ||||
| ADR | Sale | 99 | 152.9600 USD | ||||
| ADR | Sale | 100 | 152.3600 USD | ||||
| ADR | Sale | 100 | 153.3700 USD | ||||
| ADR | Sale | 100 | 153.5200 USD | ||||
| ADR | Sale | 100 | 153.9400 USD | ||||
| ADR | Sale | 100 | 154.6300 USD | ||||
| ADR | Sale | 100 | 156.3300 USD | ||||
| 5p ordinary | Sale | 183 | 36.4053 GBP | ||||
| ADR | Sale | 200 | 152.4700 USD | ||||
| ADR | Sale | 200 | 152.5700 USD | ||||
| ADR | Sale | 200 | 153.7850 USD | ||||
| 5p ordinary | Sale | 235 | 36.2638 GBP | ||||
| ADR | Sale | 272 | 153.2232 USD | ||||
| ADR | Sale | 300 | 153.9483 USD | ||||
| ADR | Sale | 300 | 152.9266 USD | ||||
| 5p ordinary | Sale | 300 | 35.7650 GBP | ||||
| 5p ordinary | Sale | 376 | 35.5900 GBP | ||||
| ADR | Sale | 400 | 153.0900 USD | ||||
| ADR | Sale | 500 | 154.1820 USD | ||||
| 5p ordinary | Sale | 528 | 36.2524 GBP | ||||
| ADR | Sale | 542 | 152.4100 USD | ||||
| 5p ordinary | Sale | 587 | 36.8613 GBP | ||||
| ADR | Sale | 600 | 152.5791 USD | ||||
| ADR | Sale | 700 | 152.4796 USD | ||||
| ADR | Sale | 700 | 152.8185 USD | ||||
| ADR | Sale | 701 | 153.5288 USD | ||||
| 5p ordinary | Sale | 709 | 36.8448 GBP | ||||
| 5p ordinary | Sale | 711 | 36.4659 GBP | ||||
| ADR | Sale | 789 | 153.1110 USD | ||||
| ADR | Sale | 1,100 | 153.3695 USD | ||||
| ADR | Sale | 1,381 | 152.9626 USD | ||||
| ADR | Sale | 1,450 | 152.5578 USD | ||||
| 5p ordinary | Sale | 1,503 | 36.8402 GBP | ||||
| ADR | Sale | 1,646 | 152.5000 USD | ||||
| 5p ordinary | Sale | 1,870 | 36.3553 GBP | ||||
| ADR | Sale | 1,971 | 152.9267 USD | ||||
| 5p ordinary | Sale | 1,993 | 35.5938 GBP | ||||
| 5p ordinary | Sale | 2,001 | 36.4007 GBP | ||||
| ADR | Sale | 2,100 | 153.1510 USD | ||||
| 5p ordinary | Sale | 2,200 | 35.5580 GBP | ||||
| 5p ordinary | Sale | 2,481 | 35.5295 GBP | ||||
| ADR | Sale | 2,606 | 152.8788 USD | ||||
| ADR | Sale | 2,805 | 153.7926 USD | ||||
| 5p ordinary | Sale | 3,256 | 36.3489 GBP | ||||
| 5p ordinary | Sale | 3,372 | 35.7315 GBP | ||||
| ADR | Sale | 3,873 | 154.6473 USD | ||||
| ADR | Sale | 4,800 | 152.7056 USD | ||||
| ADR | Sale | 5,400 | 152.3409 USD | ||||
| ADR | Sale | 7,000 | 152.8532 USD | ||||
| 5p ordinary | Sale | 7,201 | 36.8355 GBP | ||||
| 5p ordinary | Sale | 10,000 | 35.6946 GBP | ||||
| 5p ordinary | Sale | 11,581 | 35.7145 GBP | ||||
| 5p ordinary | Sale | 13,932 | 36.2629 GBP | ||||
| ADR | Sale | 18,912 | 153.2666 USD | ||||
| 5p ordinary | Sale | 23,943 | 36.1094 GBP | ||||
| ADR | Sale | 32,209 | 153.4548 USD | ||||
| 5p ordinary | Sale | 33,640 | 35.7687 GBP | ||||
| 5p ordinary | Sale | 42,794 | 36.1158 GBP | ||||
| 5p ordinary | Sale | 71,599 | 36.1510 GBP | ||||
| 5p ordinary | Sale | 170,541 | 36.1008 GBP | ||||
| 5p ordinary | Sale | 298,954 | 36.5000 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 35 | 36.4054 GBP | |||||
| 5p ordinary | CFD | Long | 47 | 36.4053 GBP | |||||
| 5p ordinary | CFD | Long | 101 | 36.4052 GBP | |||||
| 5p ordinary | CFD | Long | 711 | 36.4659 GBP | |||||
| 5p ordinary | SWAP | Long | 900 | 36.5961 GBP | |||||
| 5p ordinary | SWAP | Long | 974 | 36.6829 GBP | |||||
| 5p ordinary | SWAP | Long | 1,514 | 35.7183 GBP | |||||
| 5p ordinary | SWAP | Long | 2,407 | 36.3520 GBP | |||||
| 5p ordinary | CFD | Long | 2,603 | 36.7486 GBP | |||||
| 5p ordinary | SWAP | Long | 2,925 | 36.4858 GBP | |||||
| 5p ordinary | SWAP | Long | 2,938 | 36.6989 GBP | |||||
| 5p ordinary | SWAP | Long | 5,075 | 36.2856 GBP | |||||
| 5p ordinary | SWAP | Long | 12,909 | 36.1590 GBP | |||||
| 5p ordinary | CFD | Long | 35,874 | 36.0097 GBP | |||||
| 5p ordinary | SWAP | Short | 82 | 36.4050 GBP | |||||
| 5p ordinary | SWAP | Short | 83 | 35.7200 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 35.6900 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 35.7300 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 35.8927 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 35.9282 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 36.4004 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 36.4083 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 36.4183 GBP | |||||
| 5p ordinary | CFD | Short | 100 | 36.4398 GBP | |||||
| 5p ordinary | SWAP | Short | 195 | 36.3506 GBP | |||||
| 5p ordinary | CFD | Short | 200 | 36.4133 GBP | |||||
| 5p ordinary | CFD | Short | 200 | 36.4233 GBP | |||||
| 5p ordinary | SWAP | Short | 238 | 36.0282 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 36.4033 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 36.4333 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 36.4583 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 36.4683 GBP | |||||
| 5p ordinary | CFD | Short | 400 | 36.4283 GBP | |||||
| 5p ordinary | CFD | Short | 400 | 36.4533 GBP | |||||
| 5p ordinary | CFD | Short | 500 | 36.4483 GBP | |||||
| 5p ordinary | CFD | Short | 600 | 36.4433 GBP | |||||
| 5p ordinary | SWAP | Short | 683 | 35.6872 GBP | |||||
| 5p ordinary | SWAP | Short | 902 | 36.1600 GBP | |||||
| 5p ordinary | CFD | Short | 1,485 | 36.1729 GBP | |||||
| 5p ordinary | CFD | Short | 1,593 | 35.5953 GBP | |||||
| 5p ordinary | SWAP | Short | 1,972 | 36.3066 GBP | |||||
| 5p ordinary | CFD | Short | 2,500 | 35.6417 GBP | |||||
| 5p ordinary | CFD | Short | 2,786 | 36.6107 GBP | |||||
| 5p ordinary | CFD | Short | 5,108 | 35.9428 GBP | |||||
| 5p ordinary | CFD | Short | 6,000 | 36.5029 GBP | |||||
| 5p ordinary | CFD | Short | 11,073 | 36.4369 GBP | |||||
| 5p ordinary | SWAP | Short | 12,904 | 36.3724 GBP | |||||
| 5p ordinary | CFD | Short | 14,224 | 36.1105 GBP | |||||
| 5p ordinary | CFD | Short | 14,611 | 35.5923 GBP | |||||
| 5p ordinary | CFD | Short | 17,315 | 36.2192 GBP | |||||
| 5p ordinary | CFD | Short | 19,377 | 35.5928 GBP | |||||
| 5p ordinary | CFD | Short | 21,457 | 36.3219 GBP | |||||
| 5p ordinary | SWAP | Short | 36,663 | 36.6592 GBP | |||||
| 5p ordinary | SWAP | Short | 51,259 | 35.7366 GBP | |||||
| 5p ordinary | CFD | Short | 147,528 | 35.5900 GBP | |||||
| 5p ordinary | SWAP | Short | 147,528 | 35.5900 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 160 USD | American | 25 May 2018 | 4.8200 USD | ||||||||
| ADR | Call Options | Purchasing | 800 | 165 USD | American | 20 Apr 2018 | 1.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,600 | 145 USD | American | 17 Jan 2020 | 15.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 17 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 700 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,800 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -4,400 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 12,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180417005845/en/
Copyright Business Wire 2018
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