13th Oct 2014 13:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,495,372 | 1.95% | 4,699,173 | 0.78% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,114,887 | 0.36% | 5,096,597 | 0.86% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,720,800 | 0.29% | 2,361,312 | 0.40% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,331,059 | 2.60% | 12,157,082 | 2.04% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 45 | 252.6700 USD | ||||
| ORD | Purchase | 60 | 52.8750 GBP | ||||
| ORD (traded as ADR) | Purchase | 225 | 251.8600 USD | ||||
| ORD | Purchase | 227 | 52.9628 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.9200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.2400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.4400 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.9700 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 255.2600 USD | ||||
| ORD | Purchase | 706 | 52.9000 GBP | ||||
| ORD | Purchase | 779 | 52.6646 GBP | ||||
| ORD (traded as ADR) | Purchase | 843 | 251.4247 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 251.0200 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 254.8066 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 255.2950 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 255.4330 USD | ||||
| ORD (traded as ADR) | Purchase | 1,368 | 251.2023 USD | ||||
| ORD | Purchase | 1,600 | 52.5000 GBP | ||||
| ORD | Purchase | 1,977 | 52.8000 GBP | ||||
| ORD | Purchase | 2,216 | 52.8318 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 252.4074 USD | ||||
| ORD (traded as ADR) | Purchase | 2,730 | 251.7485 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 254.6750 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 255.0763 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 255.2753 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 255.1462 USD | ||||
| ORD | Purchase | 3,338 | 52.5500 GBP | ||||
| ORD | Purchase | 3,663 | 52.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 251.3969 USD | ||||
| ORD (traded as ADR) | Purchase | 3,948 | 251.5812 USD | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 252.2804 USD | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 255.2657 USD | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 252.6285 USD | ||||
| ORD (traded as ADR) | Purchase | 7,290 | 256.0000 USD | ||||
| ORD | Purchase | 9,389 | 52.4921 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,900 | 253.5469 USD | ||||
| ORD (traded as ADR) | Purchase | 10,458 | 252.6112 USD | ||||
| ORD | Purchase | 10,615 | 52.5926 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,898 | 252.6183 USD | ||||
| ORD | Purchase | 12,001 | 52.7432 GBP | ||||
| ORD | Purchase | 12,886 | 52.7568 GBP | ||||
| ORD | Purchase | 13,200 | 52.4357 GBP | ||||
| ORD | Purchase | 16,854 | 52.5364 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,052 | 252.7885 USD | ||||
| ORD | Purchase | 17,121 | 52.6504 GBP | ||||
| ORD (traded as ADR) | Purchase | 20,700 | 251.1731 USD | ||||
| ORD (traded as ADR) | Purchase | 21,666 | 251.5186 USD | ||||
| ORD (traded as ADR) | Purchase | 25,284 | 252.6377 USD | ||||
| ORD | Purchase | 30,000 | 52.4818 GBP | ||||
| ORD | Purchase | 30,570 | 52.7391 GBP | ||||
| ORD | Purchase | 35,323 | 52.6816 GBP | ||||
| ORD (traded as ADR) | Purchase | 40,794 | 253.1384 USD | ||||
| ORD | Purchase | 56,800 | 52.6880 GBP | ||||
| ORD | Purchase | 59,000 | 52.5898 GBP | ||||
| ORD | Purchase | 72,555 | 52.7026 GBP | ||||
| ORD | Purchase | 89,086 | 52.6157 GBP | ||||
| ORD | Purchase | 103,625 | 52.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 30 | 254.7900 USD | ||||
| ORD | Sale | 76 | 52.5500 GBP | ||||
| ORD | Sale | 186 | 52.5911 GBP | ||||
| ORD | Sale | 194 | 52.7489 GBP | ||||
| ORD (traded as ADR) | Sale | 204 | 250.7100 USD | ||||
| ORD (traded as ADR) | Sale | 258 | 252.2600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.6400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.8500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.7000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.7500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.9000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 251.9900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.0800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.5900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.8300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.8400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.8500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.8600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.9600 USD | ||||
| ORD (traded as ADR) | Sale | 363 | 252.8122 USD | ||||
| ORD | Sale | 432 | 52.6000 GBP | ||||
| ORD | Sale | 470 | 52.3913 GBP | ||||
| ORD | Sale | 566 | 52.6137 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 251.9700 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.2200 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.8550 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 251.1403 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 252.7450 USD | ||||
| ORD | Sale | 921 | 52.9000 GBP | ||||
| ORD | Sale | 941 | 52.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 252.5050 USD | ||||
| ORD | Sale | 1,353 | 52.5029 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 251.0970 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.5512 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.7900 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 254.2000 USD | ||||
| ORD | Sale | 1,908 | 52.8000 GBP | ||||
| ORD | Sale | 1,959 | 52.8969 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 251.1871 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 252.1757 USD | ||||
| ORD (traded as ADR) | Sale | 2,142 | 252.3996 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 252.8737 USD | ||||
| ORD | Sale | 2,493 | 52.6191 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 251.9028 USD | ||||
| ORD (traded as ADR) | Sale | 3,933 | 251.2722 USD | ||||
| ORD | Sale | 4,498 | 52.4169 GBP | ||||
| ORD (traded as ADR) | Sale | 5,505 | 251.0986 USD | ||||
| ORD | Sale | 5,716 | 52.5618 GBP | ||||
| ORD (traded as ADR) | Sale | 6,000 | 254.8756 USD | ||||
| ORD (traded as ADR) | Sale | 6,600 | 255.1462 USD | ||||
| ORD | Sale | 6,611 | 52.7492 GBP | ||||
| ORD (traded as ADR) | Sale | 7,290 | 256.0000 USD | ||||
| ORD | Sale | 8,622 | 52.6299 GBP | ||||
| ORD (traded as ADR) | Sale | 8,700 | 251.1483 USD | ||||
| ORD (traded as ADR) | Sale | 9,000 | 255.2724 USD | ||||
| ORD (traded as ADR) | Sale | 10,833 | 251.5186 USD | ||||
| ORD | Sale | 11,391 | 52.5928 GBP | ||||
| ORD | Sale | 12,432 | 52.5333 GBP | ||||
| ORD | Sale | 15,378 | 52.4694 GBP | ||||
| ORD | Sale | 16,717 | 52.5776 GBP | ||||
| ORD (traded as ADR) | Sale | 16,800 | 251.6017 USD | ||||
| ORD (traded as ADR) | Sale | 17,184 | 252.5487 USD | ||||
| ORD | Sale | 17,206 | 52.7999 GBP | ||||
| ORD | Sale | 17,743 | 52.7027 GBP | ||||
| ORD | Sale | 18,700 | 52.8542 GBP | ||||
| ORD (traded as ADR) | Sale | 20,400 | 251.1487 USD | ||||
| ORD | Sale | 23,979 | 52.5265 GBP | ||||
| ORD | Sale | 25,000 | 52.8337 GBP | ||||
| ORD (traded as ADR) | Sale | 26,199 | 252.4800 USD | ||||
| ORD | Sale | 28,932 | 52.6899 GBP | ||||
| ORD | Sale | 29,136 | 52.7031 GBP | ||||
| ORD | Sale | 35,241 | 52.6596 GBP | ||||
| ORD | Sale | 42,596 | 52.6687 GBP | ||||
| ORD | Sale | 43,488 | 52.6910 GBP | ||||
| ORD | Sale | 50,437 | 52.7831 GBP | ||||
| ORD | Sale | 67,121 | 52.6636 GBP | ||||
| ORD (traded as ADR) | Sale | 68,046 | 253.1092 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 470 | 52.3913 GBP | |||||
| ORD | SWAP | Long | 1,200 | 52.4465 GBP | |||||
| ORD | CFD | Long | 2,298 | 52.6004 GBP | |||||
| ORD | CFD | Long | 2,493 | 52.6191 GBP | |||||
| ORD | CFD | Long | 4,498 | 52.4168 GBP | |||||
| ORD | SWAP | Long | 5,674 | 52.6877 GBP | |||||
| ORD | CFD | Long | 5,716 | 52.5618 GBP | |||||
| ORD | CFD | Long | 3,441 | 52.5649 GBP | |||||
| ORD | CFD | Short | 422 | 52.6438 GBP | |||||
| ORD | CFD | Short | 1,962 | 52.4878 GBP | |||||
| ORD | SWAP | Short | 5,277 | 52.7607 GBP | |||||
| ORD | CFD | Short | 7,233 | 52.1546 GBP | |||||
| ORD | SWAP | Short | 31,703 | 52.6945 GBP | |||||
| ORD | SWAP | Short | 89,000 | 52.6059 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,400 | 280 USD | American | 17 Jan 2015 | 3.1000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 13 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 257.5000 | American | 10 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 170.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 18,200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 374,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,400 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -834 | 250.0000 | American | 17 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,670 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -30,900 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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