18th Jun 2018 14:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,083,715 | 0.89% | 4,180,825 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 161,609 | 0.02% | 4,654,528 | 0.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 313,500 | 0.03% | 435,500 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 8,558,824 | 0.94% | 9,270,853 | 1.01% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 16 | 161.6200 USD | ||||
| 5p ordinary | Purchase | 32 | 40.6917 GBP | ||||
| 5p ordinary | Purchase | 90 | 40.5950 GBP | ||||
| ADR | Purchase | 100 | 161.8400 USD | ||||
| ADR | Purchase | 100 | 161.6600 USD | ||||
| ADR | Purchase | 100 | 161.3350 USD | ||||
| ADR | Purchase | 100 | 161.4900 USD | ||||
| ADR | Purchase | 100 | 161.8500 USD | ||||
| ADR | Purchase | 100 | 161.5000 USD | ||||
| 5p ordinary | Purchase | 191 | 40.6332 GBP | ||||
| 5p ordinary | Purchase | 230 | 40.5500 GBP | ||||
| 5p ordinary | Purchase | 245 | 40.8350 GBP | ||||
| ADR | Purchase | 356 | 161.6223 USD | ||||
| ADR | Purchase | 400 | 161.5600 USD | ||||
| 5p ordinary | Purchase | 427 | 40.6483 GBP | ||||
| 5p ordinary | Purchase | 453 | 40.3731 GBP | ||||
| ADR | Purchase | 500 | 161.3480 USD | ||||
| 5p ordinary | Purchase | 539 | 40.5638 GBP | ||||
| ADR | Purchase | 800 | 161.2696 USD | ||||
| ADR | Purchase | 847 | 161.5081 USD | ||||
| 5p ordinary | Purchase | 935 | 40.6154 GBP | ||||
| ADR | Purchase | 1,002 | 161.4245 USD | ||||
| ADR | Purchase | 1,200 | 161.5947 USD | ||||
| ADR | Purchase | 1,300 | 161.7683 USD | ||||
| ADR | Purchase | 1,530 | 161.6494 USD | ||||
| 5p ordinary | Purchase | 1,646 | 40.6301 GBP | ||||
| 5p ordinary | Purchase | 1,802 | 40.5658 GBP | ||||
| 5p ordinary | Purchase | 1,808 | 40.8719 GBP | ||||
| ADR | Purchase | 2,100 | 161.4664 USD | ||||
| ADR | Purchase | 2,100 | 161.4889 USD | ||||
| ADR | Purchase | 2,300 | 161.6903 USD | ||||
| 5p ordinary | Purchase | 2,309 | 40.8629 GBP | ||||
| 5p ordinary | Purchase | 4,969 | 40.5146 GBP | ||||
| ADR | Purchase | 5,159 | 161.7500 USD | ||||
| 5p ordinary | Purchase | 6,295 | 40.8989 GBP | ||||
| ADR | Purchase | 7,300 | 161.6941 USD | ||||
| ADR | Purchase | 8,838 | 161.5563 USD | ||||
| 5p ordinary | Purchase | 11,679 | 40.8770 GBP | ||||
| 5p ordinary | Purchase | 12,032 | 40.3750 GBP | ||||
| ADR | Purchase | 16,438 | 161.5599 USD | ||||
| 5p ordinary | Purchase | 19,176 | 40.3973 GBP | ||||
| 5p ordinary | Purchase | 27,401 | 40.8483 GBP | ||||
| 5p ordinary | Purchase | 43,858 | 40.3709 GBP | ||||
| 5p ordinary | Purchase | 250,612 | 40.5784 GBP | ||||
| ADR | Sale | 16 | 161.6200 USD | ||||
| 5p ordinary | Sale | 36 | 40.5800 GBP | ||||
| 5p ordinary | Sale | 60 | 40.5870 GBP | ||||
| ADR | Sale | 100 | 161.6000 USD | ||||
| ADR | Sale | 100 | 161.6900 USD | ||||
| ADR | Sale | 100 | 162.0000 USD | ||||
| ADR | Sale | 200 | 161.6600 USD | ||||
| ADR | Sale | 200 | 161.4550 USD | ||||
| ADR | Sale | 200 | 161.4350 USD | ||||
| ADR | Sale | 200 | 161.6650 USD | ||||
| ADR | Sale | 210 | 161.3195 USD | ||||
| ADR | Sale | 221 | 161.8100 USD | ||||
| ADR | Sale | 250 | 161.6540 USD | ||||
| ADR | Sale | 300 | 161.6233 USD | ||||
| ADR | Sale | 400 | 161.4175 USD | ||||
| ADR | Sale | 400 | 161.6637 USD | ||||
| ADR | Sale | 447 | 161.5892 USD | ||||
| ADR | Sale | 568 | 161.6232 USD | ||||
| ADR | Sale | 600 | 161.4533 USD | ||||
| 5p ordinary | Sale | 773 | 40.5184 GBP | ||||
| ADR | Sale | 798 | 161.7157 USD | ||||
| 5p ordinary | Sale | 843 | 40.5935 GBP | ||||
| 5p ordinary | Sale | 920 | 40.6090 GBP | ||||
| ADR | Sale | 1,000 | 161.6170 USD | ||||
| ADR | Sale | 1,000 | 161.3312 USD | ||||
| ADR | Sale | 1,100 | 161.5893 USD | ||||
| 5p ordinary | Sale | 1,102 | 40.5348 GBP | ||||
| ADR | Sale | 1,210 | 161.5198 USD | ||||
| ADR | Sale | 1,300 | 161.6665 USD | ||||
| 5p ordinary | Sale | 1,623 | 40.5666 GBP | ||||
| 5p ordinary | Sale | 1,886 | 40.4986 GBP | ||||
| ADR | Sale | 2,300 | 161.6903 USD | ||||
| 5p ordinary | Sale | 2,360 | 40.8555 GBP | ||||
| ADR | Sale | 2,400 | 161.3189 USD | ||||
| ADR | Sale | 3,100 | 161.6567 USD | ||||
| 5p ordinary | Sale | 3,197 | 40.7561 GBP | ||||
| 5p ordinary | Sale | 4,129 | 40.5717 GBP | ||||
| 5p ordinary | Sale | 5,306 | 40.5669 GBP | ||||
| ADR | Sale | 5,320 | 161.5561 USD | ||||
| 5p ordinary | Sale | 7,806 | 40.7788 GBP | ||||
| ADR | Sale | 8,650 | 161.7055 USD | ||||
| ADR | Sale | 8,670 | 161.7500 USD | ||||
| 5p ordinary | Sale | 15,877 | 40.3818 GBP | ||||
| 5p ordinary | Sale | 16,797 | 40.3750 GBP | ||||
| 5p ordinary | Sale | 19,204 | 40.7940 GBP | ||||
| ADR | Sale | 21,226 | 161.5525 USD | ||||
| 5p ordinary | Sale | 26,835 | 40.4996 GBP | ||||
| 5p ordinary | Sale | 48,187 | 40.7365 GBP | ||||
| 5p ordinary | Sale | 57,438 | 40.5978 GBP | ||||
| 5p ordinary | Sale | 60,589 | 40.3837 GBP | ||||
| 5p ordinary | Sale | 61,335 | 40.9623 GBP | ||||
| 5p ordinary | Sale | 68,700 | 40.6878 GBP | ||||
| 5p ordinary | Sale | 101,838 | 40.3779 GBP | ||||
| 5p ordinary | Sale | 345,662 | 40.6390 GBP | ||||
| 5p ordinary | Sale | 579,113 | 40.8000 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 51 | 40.5758 GBP | |||||
| 5p ordinary | CFD | Long | 588 | 40.5832 GBP | |||||
| 5p ordinary | SWAP | Long | 709 | 40.8971 GBP | |||||
| 5p ordinary | SWAP | Long | 909 | 40.6984 GBP | |||||
| 5p ordinary | SWAP | Long | 1,311 | 40.6164 GBP | |||||
| 5p ordinary | CFD | Long | 5,000 | 40.4792 GBP | |||||
| 5p ordinary | CFD | Long | 7,806 | 40.7788 GBP | |||||
| 5p ordinary | SWAP | Long | 7,979 | 40.3991 GBP | |||||
| 5p ordinary | SWAP | Long | 10,216 | 40.6412 GBP | |||||
| 5p ordinary | SWAP | Long | 12,844 | 40.3750 GBP | |||||
| 5p ordinary | SWAP | Long | 23,687 | 40.6791 GBP | |||||
| 5p ordinary | CFD | Long | 57,438 | 40.5978 GBP | |||||
| 5p ordinary | SWAP | Long | 57,438 | 40.5978 GBP | |||||
| 5p ordinary | SWAP | Long | 61,335 | 40.9623 GBP | |||||
| 5p ordinary | SWAP | Short | 65 | 40.8106 GBP | |||||
| 5p ordinary | SWAP | Short | 124 | 40.5875 GBP | |||||
| 5p ordinary | CFD | Short | 191 | 40.6331 GBP | |||||
| 5p ordinary | SWAP | Short | 583 | 40.8457 GBP | |||||
| 5p ordinary | SWAP | Short | 1,496 | 40.7781 GBP | |||||
| 5p ordinary | SWAP | Short | 1,549 | 40.3750 GBP | |||||
| 5p ordinary | CFD | Short | 1,802 | 40.5658 GBP | |||||
| 5p ordinary | CFD | Short | 4,969 | 40.5146 GBP | |||||
| 5p ordinary | SWAP | Short | 10,898 | 40.9673 GBP | |||||
| 5p ordinary | CFD | Short | 13,509 | 40.4162 GBP | |||||
| 5p ordinary | SWAP | Short | 19,538 | 40.4293 GBP | |||||
| 5p ordinary | SWAP | Short | 35,619 | 40.8398 GBP | |||||
| 5p ordinary | SWAP | Short | 73,142 | 40.7661 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 1,000 | 155 USD | American | 20 Jul 2018 | 1.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 158 USD | American | 22 Jun 2018 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 163 USD | American | 15 Jun 2018 | 0.7000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 168.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 158.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -154,500 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180618005643/en/
Copyright Business Wire 2018
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