15th Sep 2022 14:27
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 14 Sep 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVEVA GROUP PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 142,387 | 0.03% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 142,387 | 0.03% | 0 | 0.00% |
Class of relevant security: | EUR 4 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 860 | 0.00% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 860 | 0.00% | 0 | 0.00% |
Class of relevant security: | EUR 4 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,329,860 | 0.42% | 7,277,920 | 1.30% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,309,753 | 0.41% | 2,004,553 | 0.36% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 30,000 | 0.01% | 12,236,057 | 2.19% |
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| TOTAL: |
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| 4,669,613 | 0.84% | 21,518,530 | 3.85% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 4 ordinary shares | Purchase | 12 | 127.2300 EUR | ||||
EUR 4 ordinary shares | Purchase | 17 | 127.2000 EUR | ||||
EUR 4 ordinary shares | Purchase | 18 | 125.8600 EUR | ||||
EUR 4 ordinary shares | Purchase | 20 | 125.8200 EUR | ||||
EUR 4 ordinary shares | Purchase | 21 | 126.4700 EUR | ||||
EUR 4 ordinary shares | Purchase | 28 | 126.4800 EUR | ||||
EUR 4 ordinary shares | Purchase | 34 | 125.4562 EUR | ||||
EUR 4 ordinary shares | Purchase | 34 | 125.4600 EUR | ||||
EUR 4 ordinary shares | Purchase | 43 | 125.6700 EUR | ||||
EUR 4 ordinary shares | Purchase | 43 | 126.5400 EUR | ||||
EUR 4 ordinary shares | Purchase | 46 | 127.2200 EUR | ||||
EUR 4 ordinary shares | Purchase | 52 | 125.8300 EUR | ||||
EUR 4 ordinary shares | Purchase | 79 | 125.7541 EUR | ||||
EUR 4 ordinary shares | Purchase | 86 | 126.5155 EUR | ||||
EUR 4 ordinary shares | Purchase | 86 | 126.1012 EUR | ||||
EUR 4 ordinary shares | Purchase | 86 | 126.2800 EUR | ||||
EUR 4 ordinary shares | Purchase | 93 | 127.0677 EUR | ||||
EUR 4 ordinary shares | Purchase | 107 | 125.9471 EUR | ||||
EUR 4 ordinary shares | Purchase | 110 | 125.8720 EUR | ||||
EUR 4 ordinary shares | Purchase | 112 | 125.9900 EUR | ||||
EUR 4 ordinary shares | Purchase | 113 | 126.4040 EUR | ||||
EUR 4 ordinary shares | Purchase | 120 | 125.3200 EUR | ||||
EUR 4 ordinary shares | Purchase | 121 | 125.8492 EUR | ||||
EUR 4 ordinary shares | Purchase | 125 | 126.6074 EUR | ||||
EUR 4 ordinary shares | Purchase | 150 | 127.2574 EUR | ||||
EUR 4 ordinary shares | Purchase | 167 | 127.3028 EUR | ||||
EUR 4 ordinary shares | Purchase | 175 | 126.0204 EUR | ||||
EUR 4 ordinary shares | Purchase | 353 | 126.1438 EUR | ||||
EUR 4 ordinary shares | Purchase | 369 | 125.6590 EUR | ||||
EUR 4 ordinary shares | Purchase | 391 | 126.6263 EUR | ||||
EUR 4 ordinary shares | Purchase | 440 | 125.9716 EUR | ||||
EUR 4 ordinary shares | Purchase | 451 | 125.5627 EUR | ||||
EUR 4 ordinary shares | Purchase | 462 | 125.8126 EUR | ||||
EUR 4 ordinary shares | Purchase | 502 | 125.7774 EUR | ||||
EUR 4 ordinary shares | Purchase | 597 | 126.1798 EUR | ||||
EUR 4 ordinary shares | Purchase | 645 | 125.8318 EUR | ||||
EUR 4 ordinary shares | Purchase | 700 | 124.9142 EUR | ||||
EUR 4 ordinary shares | Purchase | 800 | 125.8557 EUR | ||||
ADR | Purchase | 1,000 | 24.8800 USD | ||||
EUR 4 ordinary shares | Purchase | 1,042 | 125.7763 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,044 | 126.0605 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,167 | 125.7705 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,206 | 125.9929 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,282 | 126.0182 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,523 | 126.3283 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,692 | 126.4725 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,230 | 126.4096 EUR | ||||
EUR 4 ordinary shares | Purchase | 3,873 | 125.7867 EUR | ||||
ADR | Purchase | 4,200 | 25.0719 USD | ||||
EUR 4 ordinary shares | Purchase | 4,357 | 126.2389 EUR | ||||
EUR 4 ordinary shares | Purchase | 5,500 | 126.6823 EUR | ||||
EUR 4 ordinary shares | Purchase | 5,813 | 125.9216 EUR | ||||
EUR 4 ordinary shares | Purchase | 6,898 | 125.8411 EUR | ||||
EUR 4 ordinary shares | Purchase | 6,971 | 125.8036 EUR | ||||
EUR 4 ordinary shares | Purchase | 7,979 | 126.1311 EUR | ||||
EUR 4 ordinary shares | Purchase | 8,000 | 125.8685 EUR | ||||
EUR 4 ordinary shares | Purchase | 10,049 | 126.0928 EUR | ||||
EUR 4 ordinary shares | Purchase | 11,695 | 125.9186 EUR | ||||
EUR 4 ordinary shares | Purchase | 13,398 | 126.1603 EUR | ||||
EUR 4 ordinary shares | Purchase | 18,933 | 125.8400 EUR | ||||
EUR 4 ordinary shares | Purchase | 21,345 | 125.7519 EUR | ||||
EUR 4 ordinary shares | Purchase | 43,551 | 125.8875 EUR | ||||
EUR 4 ordinary shares | Sale | 6 | 127.2400 EUR | ||||
EUR 4 ordinary shares | Sale | 10 | 127.2000 EUR | ||||
EUR 4 ordinary shares | Sale | 10 | 125.8525 EUR | ||||
EUR 4 ordinary shares | Sale | 18 | 125.8600 EUR | ||||
EUR 4 ordinary shares | Sale | 20 | 125.8200 EUR | ||||
EUR 4 ordinary shares | Sale | 34 | 125.4600 EUR | ||||
EUR 4 ordinary shares | Sale | 43 | 126.5400 EUR | ||||
EUR 4 ordinary shares | Sale | 43 | 125.6700 EUR | ||||
EUR 4 ordinary shares | Sale | 52 | 125.8300 EUR | ||||
EUR 4 ordinary shares | Sale | 52 | 127.2200 EUR | ||||
EUR 4 ordinary shares | Sale | 55 | 125.6500 EUR | ||||
EUR 4 ordinary shares | Sale | 57 | 125.8650 EUR | ||||
EUR 4 ordinary shares | Sale | 61 | 125.8211 EUR | ||||
EUR 4 ordinary shares | Sale | 73 | 126.5923 EUR | ||||
EUR 4 ordinary shares | Sale | 87 | 126.4367 EUR | ||||
EUR 4 ordinary shares | Sale | 120 | 125.3200 EUR | ||||
EUR 4 ordinary shares | Sale | 193 | 125.7232 EUR | ||||
EUR 4 ordinary shares | Sale | 273 | 125.6180 EUR | ||||
EUR 4 ordinary shares | Sale | 273 | 125.6664 EUR | ||||
EUR 4 ordinary shares | Sale | 273 | 126.3771 EUR | ||||
EUR 4 ordinary shares | Sale | 287 | 126.5281 EUR | ||||
EUR 4 ordinary shares | Sale | 298 | 125.8126 EUR | ||||
EUR 4 ordinary shares | Sale | 430 | 126.4971 EUR | ||||
ADR | Sale | 500 | 24.8800 USD | ||||
EUR 4 ordinary shares | Sale | 501 | 126.4000 EUR | ||||
EUR 4 ordinary shares | Sale | 562 | 125.9794 EUR | ||||
EUR 4 ordinary shares | Sale | 641 | 126.0182 EUR | ||||
EUR 4 ordinary shares | Sale | 665 | 125.7616 EUR | ||||
EUR 4 ordinary shares | Sale | 759 | 125.7477 EUR | ||||
EUR 4 ordinary shares | Sale | 1,044 | 126.0605 EUR | ||||
EUR 4 ordinary shares | Sale | 1,107 | 126.0654 EUR | ||||
EUR 4 ordinary shares | Sale | 1,214 | 125.8859 EUR | ||||
EUR 4 ordinary shares | Sale | 1,272 | 126.1200 EUR | ||||
EUR 4 ordinary shares | Sale | 1,568 | 126.7158 EUR | ||||
EUR 4 ordinary shares | Sale | 1,850 | 125.8014 EUR | ||||
EUR 4 ordinary shares | Sale | 2,412 | 125.9929 EUR | ||||
EUR 4 ordinary shares | Sale | 2,926 | 125.9567 EUR | ||||
EUR 4 ordinary shares | Sale | 4,116 | 125.8651 EUR | ||||
ADR | Sale | 4,200 | 25.0719 USD | ||||
EUR 4 ordinary shares | Sale | 4,357 | 126.2389 EUR | ||||
EUR 4 ordinary shares | Sale | 5,078 | 126.6687 EUR | ||||
EUR 4 ordinary shares | Sale | 5,122 | 126.6961 EUR | ||||
EUR 4 ordinary shares | Sale | 5,198 | 125.9678 EUR | ||||
EUR 4 ordinary shares | Sale | 5,214 | 125.8938 EUR | ||||
EUR 4 ordinary shares | Sale | 5,640 | 125.8000 EUR | ||||
EUR 4 ordinary shares | Sale | 7,979 | 126.1311 EUR | ||||
EUR 4 ordinary shares | Sale | 8,807 | 126.2121 EUR | ||||
EUR 4 ordinary shares | Sale | 11,695 | 125.9186 EUR | ||||
EUR 4 ordinary shares | Sale | 12,952 | 125.8510 EUR | ||||
EUR 4 ordinary shares | Sale | 23,353 | 125.8816 EUR | ||||
EUR 4 ordinary shares | Sale | 25,201 | 125.8400 EUR | ||||
EUR 4 ordinary shares | Sale | 30,685 | 126.2194 EUR | ||||
EUR 4 ordinary shares | Sale | 33,876 | 125.7536 EUR | ||||
EUR 4 ordinary shares | Sale | 38,673 | 126.0124 EUR | ||||
EUR 4 ordinary shares | Sale | 68,813 | 126.1212 EUR | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 4 ordinary shares | SWAP | Long | 8 | 127.0800 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 30 | 126.2506 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 34 | 127.4681 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 61 | 125.8211 EUR | |||
EUR 4 ordinary shares | CFD | Long | 100 | 125.0248 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 392 | 127.2371 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 430 | 126.4971 EUR | |||
EUR 4 ordinary shares | CFD | Long | 501 | 126.4000 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 1,049 | 126.0916 EUR | |||
EUR 4 ordinary shares | CFD | Long | 1,206 | 125.9929 EUR | |||
EUR 4 ordinary shares | CFD | Long | 2,921 | 125.8400 EUR | |||
EUR 4 ordinary shares | CFD | Long | 7,163 | 126.9800 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 8,886 | 126.2135 EUR | |||
EUR 4 ordinary shares | CFD | Long | 11,695 | 125.9186 EUR | |||
EUR 4 ordinary shares | CFD | Long | 17,614 | 125.8293 EUR | |||
EUR 4 ordinary shares | CFD | Long | 19,876 | 126.6173 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 33,876 | 125.7536 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 68,813 | 126.1212 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 479 | 125.6163 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 537 | 125.9273 EUR | |||
EUR 4 ordinary shares | CFD | Short | 641 | 126.0182 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 800 | 125.8557 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,167 | 125.7705 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 3,873 | 125.7867 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 5,813 | 125.9216 EUR | |||
EUR 4 ordinary shares | CFD | Short | 7,163 | 126.9800 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 10,049 | 126.0928 EUR | |||
EUR 4 ordinary shares | CFD | Short | 11,847 | 125.8400 EUR | |||
EUR 4 ordinary shares | CFD | Short | 13,398 | 126.1603 EUR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 15 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 17 Mar 2023 | |
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 16 Dec 2022 | |
EUR 4 ordinary shares | Futures | Selling | -120 | 164.7962 | Z | 16 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -4,569,897 |
| European | 04 Jan 2023 | |
EUR 4 ordinary shares | Call Options | Written | -4,443,170 |
| European | 28 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -2,225,679 |
| European | 27 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -275,490 |
| European | 24 Apr 2024 | |
EUR 4 ordinary shares | Call Options | Written | -225,903 |
| European | 14 Feb 2023 | |
EUR 4 ordinary shares | Call Options | Written | -216,637 |
| European | 11 Oct 2023 | |
EUR 4 ordinary shares | Call Options | Written | -189,281 |
| European | 15 Feb 2023 | |
EUR 4 ordinary shares | Call Options | Written | -30,000 | 140.0000 | American | 15 Dec 2023 | |
EUR 4 ordinary shares | Put Options | Written | 30,000 | 140.0000 | American | 15 Dec 2023 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays