30th Aug 2022 15:04
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 29 August 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | EUR 4 ordinary shares | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 4,999,221 | 0.89% | 9,177,451 | 1.64% | |||
(2) | Cash-settled derivatives: | ||||||
2,069,475 | 0.37% | 2,009,665 | 0.36% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 30,000 | 0.01% | 12,236,057 | 2.19% | |||
TOTAL: | 7,098,696 | 1.27% | 23,423,173 | 4.19% | |||
Class of relevant security: | |||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 142,387 | 0.03% | 0 | 0.00% | |||
(2) | Cash-settled derivatives: | ||||||
0 | 0.00% | 0 | 0.00% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 142,387 | 0.03% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
ADR | Purchase | 1,070 | 24.3513 USD | |||
ADR | Purchase | 8,901 | 24.4459 USD | |||
ADR | Sale | 535 | 24.3513 USD | |||
ADR | Sale | 8,901 | 24.4459 USD | |||
EUR 4 ordinary shares | Purchase | 1 | 121.1400 EUR | |||
EUR 4 ordinary shares | Purchase | 5 | 122.0840 EUR | |||
EUR 4 ordinary shares | Purchase | 11 | 121.3800 EUR | |||
EUR 4 ordinary shares | Purchase | 13 | 121.6800 EUR | |||
EUR 4 ordinary shares | Purchase | 20 | 122.2720 EUR | |||
EUR 4 ordinary shares | Purchase | 58 | 122.6500 EUR | |||
EUR 4 ordinary shares | Purchase | 59 | 122.1200 EUR | |||
EUR 4 ordinary shares | Purchase | 59 | 122.5800 EUR | |||
EUR 4 ordinary shares | Purchase | 59 | 122.4600 EUR | |||
EUR 4 ordinary shares | Purchase | 60 | 122.6600 EUR | |||
EUR 4 ordinary shares | Purchase | 60 | 122.3400 EUR | |||
EUR 4 ordinary shares | Purchase | 60 | 122.4800 EUR | |||
EUR 4 ordinary shares | Purchase | 60 | 122.6400 EUR | |||
EUR 4 ordinary shares | Purchase | 61 | 121.8600 EUR | |||
EUR 4 ordinary shares | Purchase | 61 | 122.1000 EUR | |||
EUR 4 ordinary shares | Purchase | 61 | 122.2600 EUR | |||
EUR 4 ordinary shares | Purchase | 65 | 121.6400 EUR | |||
EUR 4 ordinary shares | Purchase | 65 | 122.6800 EUR | |||
EUR 4 ordinary shares | Purchase | 66 | 121.7400 EUR | |||
EUR 4 ordinary shares | Purchase | 68 | 121.7200 EUR | |||
EUR 4 ordinary shares | Purchase | 93 | 121.9800 EUR | |||
EUR 4 ordinary shares | Purchase | 99 | 122.5200 EUR | |||
EUR 4 ordinary shares | Purchase | 117 | 122.6396 EUR | |||
EUR 4 ordinary shares | Purchase | 118 | 121.9200 EUR | |||
EUR 4 ordinary shares | Purchase | 118 | 122.7000 EUR | |||
EUR 4 ordinary shares | Purchase | 119 | 122.5600 EUR | |||
EUR 4 ordinary shares | Purchase | 123 | 121.9808 EUR | |||
EUR 4 ordinary shares | Purchase | 156 | 122.3200 EUR | |||
EUR 4 ordinary shares | Purchase | 160 | 122.2413 EUR | |||
EUR 4 ordinary shares | Purchase | 162 | 122.3600 EUR | |||
EUR 4 ordinary shares | Purchase | 175 | 122.2800 EUR | |||
EUR 4 ordinary shares | Purchase | 177 | 121.9600 EUR | |||
EUR 4 ordinary shares | Purchase | 204 | 121.9343 EUR | |||
EUR 4 ordinary shares | Purchase | 241 | 121.5600 EUR | |||
EUR 4 ordinary shares | Purchase | 265 | 122.3905 EUR | |||
EUR 4 ordinary shares | Purchase | 272 | 122.2981 EUR | |||
EUR 4 ordinary shares | Purchase | 296 | 122.6000 EUR | |||
EUR 4 ordinary shares | Purchase | 300 | 121.4600 EUR | |||
EUR 4 ordinary shares | Purchase | 329 | 122.1018 EUR | |||
EUR 4 ordinary shares | Purchase | 374 | 122.0025 EUR | |||
EUR 4 ordinary shares | Purchase | 411 | 122.1472 EUR | |||
EUR 4 ordinary shares | Purchase | 434 | 122.6524 EUR | |||
EUR 4 ordinary shares | Purchase | 434 | 122.6523 EUR | |||
EUR 4 ordinary shares | Purchase | 446 | 122.3765 EUR | |||
EUR 4 ordinary shares | Purchase | 463 | 121.9260 EUR | |||
EUR 4 ordinary shares | Purchase | 481 | 121.9236 EUR | |||
EUR 4 ordinary shares | Purchase | 484 | 122.1259 EUR | |||
EUR 4 ordinary shares | Purchase | 852 | 122.0351 EUR | |||
EUR 4 ordinary shares | Purchase | 884 | 122.2644 EUR | |||
EUR 4 ordinary shares | Purchase | 1,013 | 121.9581 EUR | |||
EUR 4 ordinary shares | Purchase | 1,499 | 122.0811 EUR | |||
EUR 4 ordinary shares | Purchase | 1,954 | 122.9023 EUR | |||
EUR 4 ordinary shares | Purchase | 2,246 | 121.8524 EUR | |||
EUR 4 ordinary shares | Purchase | 2,616 | 122.0270 EUR | |||
EUR 4 ordinary shares | Purchase | 2,909 | 122.1400 EUR | |||
EUR 4 ordinary shares | Purchase | 2,939 | 122.6238 EUR | |||
EUR 4 ordinary shares | Purchase | 3,219 | 122.1257 EUR | |||
EUR 4 ordinary shares | Purchase | 3,469 | 122.2400 EUR | |||
EUR 4 ordinary shares | Purchase | 3,731 | 121.9079 EUR | |||
EUR 4 ordinary shares | Purchase | 3,920 | 122.2566 EUR | |||
EUR 4 ordinary shares | Purchase | 4,425 | 122.0255 EUR | |||
EUR 4 ordinary shares | Purchase | 4,525 | 122.2238 EUR | |||
EUR 4 ordinary shares | Purchase | 6,517 | 122.1415 EUR | |||
EUR 4 ordinary shares | Purchase | 6,523 | 122.2145 EUR | |||
EUR 4 ordinary shares | Purchase | 8,466 | 122.2348 EUR | |||
EUR 4 ordinary shares | Purchase | 13,684 | 122.3012 EUR | |||
EUR 4 ordinary shares | Purchase | 23,450 | 122.7331 EUR | |||
EUR 4 ordinary shares | Sale | 2 | 123.3600 EUR | |||
EUR 4 ordinary shares | Sale | 3 | 121.1533 EUR | |||
EUR 4 ordinary shares | Sale | 3 | 121.8466 EUR | |||
EUR 4 ordinary shares | Sale | 8 | 122.2522 EUR | |||
EUR 4 ordinary shares | Sale | 11 | 121.3800 EUR | |||
EUR 4 ordinary shares | Sale | 13 | 121.6800 EUR | |||
EUR 4 ordinary shares | Sale | 23 | 122.5400 EUR | |||
EUR 4 ordinary shares | Sale | 28 | 123.0800 EUR | |||
EUR 4 ordinary shares | Sale | 37 | 122.3300 EUR | |||
EUR 4 ordinary shares | Sale | 48 | 121.9667 EUR | |||
EUR 4 ordinary shares | Sale | 50 | 122.2400 EUR | |||
EUR 4 ordinary shares | Sale | 58 | 122.6500 EUR | |||
EUR 4 ordinary shares | Sale | 59 | 122.1200 EUR | |||
EUR 4 ordinary shares | Sale | 59 | 122.4600 EUR | |||
EUR 4 ordinary shares | Sale | 59 | 121.9800 EUR | |||
EUR 4 ordinary shares | Sale | 59 | 122.6800 EUR | |||
EUR 4 ordinary shares | Sale | 59 | 122.5800 EUR | |||
EUR 4 ordinary shares | Sale | 60 | 122.6600 EUR | |||
EUR 4 ordinary shares | Sale | 60 | 122.6400 EUR | |||
EUR 4 ordinary shares | Sale | 60 | 122.4800 EUR | |||
EUR 4 ordinary shares | Sale | 60 | 122.3400 EUR | |||
EUR 4 ordinary shares | Sale | 60 | 121.8680 EUR | |||
EUR 4 ordinary shares | Sale | 61 | 121.8600 EUR | |||
EUR 4 ordinary shares | Sale | 61 | 122.1000 EUR | |||
EUR 4 ordinary shares | Sale | 61 | 122.2600 EUR | |||
EUR 4 ordinary shares | Sale | 65 | 122.5200 EUR | |||
EUR 4 ordinary shares | Sale | 82 | 123.0241 EUR | |||
EUR 4 ordinary shares | Sale | 118 | 122.3600 EUR | |||
EUR 4 ordinary shares | Sale | 118 | 121.9200 EUR | |||
EUR 4 ordinary shares | Sale | 118 | 122.7000 EUR | |||
EUR 4 ordinary shares | Sale | 119 | 122.5600 EUR | |||
EUR 4 ordinary shares | Sale | 121 | 123.1414 EUR | |||
EUR 4 ordinary shares | Sale | 126 | 122.3200 EUR | |||
EUR 4 ordinary shares | Sale | 135 | 122.1619 EUR | |||
EUR 4 ordinary shares | Sale | 159 | 123.0625 EUR | |||
EUR 4 ordinary shares | Sale | 177 | 121.9600 EUR | |||
EUR 4 ordinary shares | Sale | 184 | 122.0286 EUR | |||
EUR 4 ordinary shares | Sale | 242 | 122.2765 EUR | |||
EUR 4 ordinary shares | Sale | 251 | 122.9476 EUR | |||
EUR 4 ordinary shares | Sale | 251 | 122.0000 EUR | |||
EUR 4 ordinary shares | Sale | 253 | 122.4677 EUR | |||
EUR 4 ordinary shares | Sale | 270 | 122.8824 EUR | |||
EUR 4 ordinary shares | Sale | 296 | 122.6000 EUR | |||
EUR 4 ordinary shares | Sale | 300 | 121.4600 EUR | |||
EUR 4 ordinary shares | Sale | 313 | 122.2800 EUR | |||
EUR 4 ordinary shares | Sale | 362 | 122.3670 EUR | |||
EUR 4 ordinary shares | Sale | 408 | 121.9343 EUR | |||
EUR 4 ordinary shares | Sale | 423 | 122.2377 EUR | |||
EUR 4 ordinary shares | Sale | 432 | 122.3711 EUR | |||
EUR 4 ordinary shares | Sale | 434 | 122.6523 EUR | |||
EUR 4 ordinary shares | Sale | 454 | 122.2070 EUR | |||
EUR 4 ordinary shares | Sale | 463 | 123.0115 EUR | |||
EUR 4 ordinary shares | Sale | 549 | 122.3141 EUR | |||
EUR 4 ordinary shares | Sale | 967 | 122.2756 EUR | |||
EUR 4 ordinary shares | Sale | 1,043 | 122.2189 EUR | |||
EUR 4 ordinary shares | Sale | 1,289 | 121.8971 EUR | |||
EUR 4 ordinary shares | Sale | 1,370 | 122.0882 EUR | |||
EUR 4 ordinary shares | Sale | 2,258 | 121.9042 EUR | |||
EUR 4 ordinary shares | Sale | 2,864 | 121.9213 EUR | |||
EUR 4 ordinary shares | Sale | 4,002 | 122.0894 EUR | |||
EUR 4 ordinary shares | Sale | 5,124 | 122.2419 EUR | |||
EUR 4 ordinary shares | Sale | 10,818 | 122.1588 EUR | |||
EUR 4 ordinary shares | Sale | 11,422 | 121.6370 EUR | |||
EUR 4 ordinary shares | Sale | 13,684 | 122.3012 EUR | |||
EUR 4 ordinary shares | Sale | 15,350 | 122.2953 EUR | |||
EUR 4 ordinary shares | Sale | 20,326 | 122.2301 EUR | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
EUR 4 ordinary shares | CFD | Long | 4 | 123.3475 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 43 | 122.4599 EUR | |||
EUR 4 ordinary shares | CFD | Long | 204 | 121.9343 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 218 | 122.6771 EUR | |||
EUR 4 ordinary shares | CFD | Long | 251 | 122.0000 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 1,374 | 122.1842 EUR | |||
EUR 4 ordinary shares | CFD | Long | 1,485 | 122.2400 EUR | |||
EUR 4 ordinary shares | CFD | Long | 1,621 | 122.2296 EUR | |||
EUR 4 ordinary shares | CFD | Long | 13,684 | 122.3012 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 20,326 | 122.2301 EUR | |||
EUR 4 ordinary shares | CFD | Short | 34 | 122.5200 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 103 | 122.3833 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 115 | 122.3991 EUR | |||
EUR 4 ordinary shares | CFD | Short | 303 | 121.6004 EUR | |||
EUR 4 ordinary shares | CFD | Short | 434 | 122.6523 EUR | |||
EUR 4 ordinary shares | CFD | Short | 858 | 122.5304 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 884 | 122.2644 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 996 | 121.9440 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,516 | 122.0890 EUR | |||
EUR 4 ordinary shares | CFD | Short | 1,665 | 122.2400 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 2,939 | 122.6238 EUR | |||
EUR 4 ordinary shares | CFD | Short | 3,731 | 121.9079 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 3,920 | 122.2566 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 8,466 | 122.2348 EUR | |||
EUR 4 ordinary shares | CFD | Short | 9,265 | 122.1282 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 23,450 | 122.7331 EUR | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 30 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | ||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | ||||||||
PURCHASE OR SELL ETC. | ||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | |||||||
are being disclosed: | ||||||||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | |||||||
relevant securities this from relates: | ||||||||
2. | OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | ||
of | description | purchasing, | of | price | date | |||
relevant | selling, | securities | per unit | |||||
security | varying etc | to which | ||||||
option | ||||||||
relates | ||||||||
EUR 4 ordinary shares | Call Options | Written | -30,000 | 140.0000 | American | 15 Dec 2023 | ||
EUR 4 ordinary shares | Futures | Selling | -120 | 164.7962 | Z | 16 Dec 2022 | ||
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 17 Mar 2023 | ||
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 16 Dec 2022 | ||
EUR 4 ordinary shares | Put Options | Written | 30,000 | 140.0000 | American | 15 Dec 2023 | ||
Call Options | Written | -4,569,897 | European | 4 Jan 2023 | ||||
Call Options | Written | -4,443,170 | European | 28 Dec 2022 | ||||
Call Options | Written | -2,225,679 | European | 27 Dec 2022 | ||||
Call Options | Written | -275,490 | European | 24 Apr 2024 | ||||
Call Options | Written | -225,903 | European | 14 Feb 2023 | ||||
Call Options | Written | -216,637 | European | 11 Oct 2023 | ||||
Call Options | Written | -189,281 | European | 15 Feb 2023 | ||||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully | ||||||||
understood: | ||||||||
Related Shares:
Barclays