2nd Sep 2022 13:27
FORM 8.3 |
| ||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||
MORE | |||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||
1. | KEY INFORMATION |
| |||||||||
(a) | Full name of discloser: | Barclays PLC. |
| ||||||||
| |||||||||||
(b) | Owner or controller of interest and short |
| |||||||||
positions disclosed, if different from 1(a): |
| ||||||||||
(c) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE |
| ||||||||
relevant securities this form relates: |
| ||||||||||
(d) | If an exempt fund manager connected with an |
| |||||||||
offeror/offeree, state this and specify identity of |
| ||||||||||
offeror/offeree: |
| ||||||||||
(e) | Date position held/dealing undertaken: | 01 September 2022 |
| ||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
|
| |||||||
disclosures in respect of any other party to the offer? | AVEVA GROUP PLC |
| |||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
| |||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||||||
| to which the disclosure relates following the dealing (if any) |
|
| ||||||||
Class of relevant security: | EUR 4 ordinary shares |
| |||||||||
Interests | Short Positions |
| |||||||||
Number | (%) | Number | (%) |
| |||||||
(1) | Relevant securities owned |
| |||||||||
and/or controlled: | 5,057,689 | 0.90% | 9,347,936 | 1.67% |
| ||||||
| |||||||||||
(2) | Cash-settled derivatives: |
| |||||||||
2,056,556 | 0.37% | 2,031,302 | 0.36% |
| |||||||
| |||||||||||
(3) | Stock-settled derivatives (including options) |
| |||||||||
and agreements to purchase/sell: | 30,000 | 0.01% | 12,236,057 | 2.19% |
| ||||||
| |||||||||||
| |||||||||||
TOTAL: | 7,144,245 | 1.28% | 23,615,295 | 4.22% |
| ||||||
| |||||||||||
Class of relevant security: |
| ||||||||||
Interests | Short Positions |
| |||||||||
Number | (%) | Number | (%) |
| |||||||
(1) | Relevant securities owned |
| |||||||||
and/or controlled: | 142,387 | 0.03% | 0 | 0.00% |
| ||||||
| |||||||||||
(2) | Cash-settled derivatives: |
| |||||||||
0 | 0.00% | 0 | 0.00% |
| |||||||
| |||||||||||
(3) | Stock-settled derivatives (including options) |
| |||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
| ||||||
| |||||||||||
| |||||||||||
TOTAL: | 142,387 | 0.03% | 0 | 0.00% |
| ||||||
| |||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||||||
| options) |
|
| ||||||||
Class of relevant security in relation to |
| ||||||||||
which subscription right exists |
| ||||||||||
Details, including nature of the rights |
| ||||||||||
concerned and relevant percentages: |
| ||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
ADR | Purchase | 99 | 23.4350 USD | |||
ADR | Purchase | 417 | 23.5005 USD | |||
ADR | Purchase | 8,728 | 23.4453 USD | |||
ADR | Purchase | 10,298 | 23.3998 USD | |||
ADR | Sale | 99 | 23.4350 USD | |||
ADR | Sale | 400 | 23.4400 USD | |||
ADR | Sale | 434 | 23.5562 USD | |||
ADR | Sale | 4,200 | 23.4576 USD | |||
ADR | Sale | 4,528 | 23.4340 USD | |||
ADR | Sale | 5,149 | 23.3998 USD | |||
EUR 4 ordinary shares | Purchase | 2 | 118.7700 EUR | |||
EUR 4 ordinary shares | Purchase | 3 | 118.1600 EUR | |||
EUR 4 ordinary shares | Purchase | 3 | 117.2600 EUR | |||
EUR 4 ordinary shares | Purchase | 7 | 118.2200 EUR | |||
EUR 4 ordinary shares | Purchase | 9 | 118.5300 EUR | |||
EUR 4 ordinary shares | Purchase | 9 | 118.5500 EUR | |||
EUR 4 ordinary shares | Purchase | 10 | 118.5590 EUR | |||
EUR 4 ordinary shares | Purchase | 18 | 117.9600 EUR | |||
EUR 4 ordinary shares | Purchase | 20 | 118.5984 EUR | |||
EUR 4 ordinary shares | Purchase | 27 | 117.4733 EUR | |||
EUR 4 ordinary shares | Purchase | 30 | 118.2400 EUR | |||
EUR 4 ordinary shares | Purchase | 40 | 117.3000 EUR | |||
EUR 4 ordinary shares | Purchase | 40 | 117.7000 EUR | |||
EUR 4 ordinary shares | Purchase | 41 | 117.4600 EUR | |||
EUR 4 ordinary shares | Purchase | 42 | 118.0700 EUR | |||
EUR 4 ordinary shares | Purchase | 43 | 118.0300 EUR | |||
EUR 4 ordinary shares | Purchase | 43 | 118.0200 EUR | |||
EUR 4 ordinary shares | Purchase | 45 | 118.1444 EUR | |||
EUR 4 ordinary shares | Purchase | 47 | 117.4400 EUR | |||
EUR 4 ordinary shares | Purchase | 51 | 118.0360 EUR | |||
EUR 4 ordinary shares | Purchase | 66 | 117.4265 EUR | |||
EUR 4 ordinary shares | Purchase | 66 | 118.0539 EUR | |||
EUR 4 ordinary shares | Purchase | 79 | 117.6751 EUR | |||
EUR 4 ordinary shares | Purchase | 86 | 117.5700 EUR | |||
EUR 4 ordinary shares | Purchase | 86 | 118.4000 EUR | |||
EUR 4 ordinary shares | Purchase | 113 | 117.7695 EUR | |||
EUR 4 ordinary shares | Purchase | 123 | 117.6127 EUR | |||
EUR 4 ordinary shares | Purchase | 136 | 117.7535 EUR | |||
EUR 4 ordinary shares | Purchase | 144 | 118.2950 EUR | |||
EUR 4 ordinary shares | Purchase | 158 | 118.2000 EUR | |||
EUR 4 ordinary shares | Purchase | 191 | 117.6449 EUR | |||
EUR 4 ordinary shares | Purchase | 203 | 117.8591 EUR | |||
EUR 4 ordinary shares | Purchase | 218 | 117.5289 EUR | |||
EUR 4 ordinary shares | Purchase | 259 | 118.1248 EUR | |||
EUR 4 ordinary shares | Purchase | 260 | 117.4200 EUR | |||
EUR 4 ordinary shares | Purchase | 261 | 117.9741 EUR | |||
EUR 4 ordinary shares | Purchase | 311 | 117.4800 EUR | |||
EUR 4 ordinary shares | Purchase | 332 | 117.5937 EUR | |||
EUR 4 ordinary shares | Purchase | 368 | 117.8585 EUR | |||
EUR 4 ordinary shares | Purchase | 377 | 118.2740 EUR | |||
EUR 4 ordinary shares | Purchase | 391 | 117.6286 EUR | |||
EUR 4 ordinary shares | Purchase | 394 | 117.8883 EUR | |||
EUR 4 ordinary shares | Purchase | 399 | 117.8549 EUR | |||
EUR 4 ordinary shares | Purchase | 521 | 117.6018 EUR | |||
EUR 4 ordinary shares | Purchase | 578 | 118.0049 EUR | |||
EUR 4 ordinary shares | Purchase | 622 | 118.0139 EUR | |||
EUR 4 ordinary shares | Purchase | 766 | 117.7630 EUR | |||
EUR 4 ordinary shares | Purchase | 791 | 117.9766 EUR | |||
EUR 4 ordinary shares | Purchase | 934 | 117.6035 EUR | |||
EUR 4 ordinary shares | Purchase | 1,135 | 117.9646 EUR | |||
EUR 4 ordinary shares | Purchase | 1,718 | 117.7245 EUR | |||
EUR 4 ordinary shares | Purchase | 1,773 | 118.3667 EUR | |||
EUR 4 ordinary shares | Purchase | 1,865 | 117.5553 EUR | |||
EUR 4 ordinary shares | Purchase | 2,400 | 118.1336 EUR | |||
EUR 4 ordinary shares | Purchase | 2,500 | 118.2845 EUR | |||
EUR 4 ordinary shares | Purchase | 2,509 | 118.1499 EUR | |||
EUR 4 ordinary shares | Purchase | 5,445 | 118.1100 EUR | |||
EUR 4 ordinary shares | Purchase | 6,634 | 118.2992 EUR | |||
EUR 4 ordinary shares | Purchase | 6,660 | 117.9161 EUR | |||
EUR 4 ordinary shares | Purchase | 18,273 | 117.9263 EUR | |||
EUR 4 ordinary shares | Purchase | 18,923 | 117.9261 EUR | |||
EUR 4 ordinary shares | Purchase | 34,551 | 117.9200 EUR | |||
EUR 4 ordinary shares | Purchase | 49,256 | 117.9940 EUR | |||
EUR 4 ordinary shares | Purchase | 55,233 | 117.9922 EUR | |||
EUR 4 ordinary shares | Sale | 3 | 118.1600 EUR | |||
EUR 4 ordinary shares | Sale | 5 | 117.8241 EUR | |||
EUR 4 ordinary shares | Sale | 7 | 118.2200 EUR | |||
EUR 4 ordinary shares | Sale | 14 | 117.7735 EUR | |||
EUR 4 ordinary shares | Sale | 27 | 118.0759 EUR | |||
EUR 4 ordinary shares | Sale | 31 | 117.7917 EUR | |||
EUR 4 ordinary shares | Sale | 32 | 117.8500 EUR | |||
EUR 4 ordinary shares | Sale | 40 | 117.3000 EUR | |||
EUR 4 ordinary shares | Sale | 41 | 117.4600 EUR | |||
EUR 4 ordinary shares | Sale | 42 | 118.0700 EUR | |||
EUR 4 ordinary shares | Sale | 43 | 118.0200 EUR | |||
EUR 4 ordinary shares | Sale | 43 | 118.0300 EUR | |||
EUR 4 ordinary shares | Sale | 45 | 118.1444 EUR | |||
EUR 4 ordinary shares | Sale | 46 | 117.7100 EUR | |||
EUR 4 ordinary shares | Sale | 49 | 117.8595 EUR | |||
EUR 4 ordinary shares | Sale | 51 | 118.0360 EUR | |||
EUR 4 ordinary shares | Sale | 85 | 118.4118 EUR | |||
EUR 4 ordinary shares | Sale | 86 | 118.4000 EUR | |||
EUR 4 ordinary shares | Sale | 86 | 118.7000 EUR | |||
EUR 4 ordinary shares | Sale | 89 | 117.9316 EUR | |||
EUR 4 ordinary shares | Sale | 91 | 117.8600 EUR | |||
EUR 4 ordinary shares | Sale | 97 | 118.0171 EUR | |||
EUR 4 ordinary shares | Sale | 103 | 117.8069 EUR | |||
EUR 4 ordinary shares | Sale | 110 | 118.2000 EUR | |||
EUR 4 ordinary shares | Sale | 124 | 117.2400 EUR | |||
EUR 4 ordinary shares | Sale | 128 | 118.0515 EUR | |||
EUR 4 ordinary shares | Sale | 141 | 117.4345 EUR | |||
EUR 4 ordinary shares | Sale | 144 | 118.0334 EUR | |||
EUR 4 ordinary shares | Sale | 149 | 117.6600 EUR | |||
EUR 4 ordinary shares | Sale | 184 | 118.0439 EUR | |||
EUR 4 ordinary shares | Sale | 192 | 118.3818 EUR | |||
EUR 4 ordinary shares | Sale | 210 | 118.1639 EUR | |||
EUR 4 ordinary shares | Sale | 227 | 118.2366 EUR | |||
EUR 4 ordinary shares | Sale | 259 | 118.1248 EUR | |||
EUR 4 ordinary shares | Sale | 278 | 118.2966 EUR | |||
EUR 4 ordinary shares | Sale | 317 | 118.2800 EUR | |||
EUR 4 ordinary shares | Sale | 337 | 118.1686 EUR | |||
EUR 4 ordinary shares | Sale | 337 | 118.1339 EUR | |||
EUR 4 ordinary shares | Sale | 412 | 118.4743 EUR | |||
EUR 4 ordinary shares | Sale | 416 | 118.0486 EUR | |||
EUR 4 ordinary shares | Sale | 460 | 117.7504 EUR | |||
EUR 4 ordinary shares | Sale | 685 | 118.3203 EUR | |||
EUR 4 ordinary shares | Sale | 707 | 117.7319 EUR | |||
EUR 4 ordinary shares | Sale | 713 | 118.4851 EUR | |||
EUR 4 ordinary shares | Sale | 724 | 118.3150 EUR | |||
EUR 4 ordinary shares | Sale | 743 | 117.9764 EUR | |||
EUR 4 ordinary shares | Sale | 790 | 117.9713 EUR | |||
EUR 4 ordinary shares | Sale | 795 | 118.1635 EUR | |||
EUR 4 ordinary shares | Sale | 858 | 118.1211 EUR | |||
EUR 4 ordinary shares | Sale | 939 | 118.4293 EUR | |||
EUR 4 ordinary shares | Sale | 1,593 | 118.0758 EUR | |||
EUR 4 ordinary shares | Sale | 1,731 | 117.7475 EUR | |||
EUR 4 ordinary shares | Sale | 1,913 | 117.5715 EUR | |||
EUR 4 ordinary shares | Sale | 2,073 | 118.3630 EUR | |||
EUR 4 ordinary shares | Sale | 2,142 | 117.9013 EUR | |||
EUR 4 ordinary shares | Sale | 2,543 | 118.3223 EUR | |||
EUR 4 ordinary shares | Sale | 3,649 | 117.6375 EUR | |||
EUR 4 ordinary shares | Sale | 3,699 | 118.0083 EUR | |||
EUR 4 ordinary shares | Sale | 6,220 | 117.8164 EUR | |||
EUR 4 ordinary shares | Sale | 10,248 | 117.8791 EUR | |||
EUR 4 ordinary shares | Sale | 18,129 | 117.9237 EUR | |||
EUR 4 ordinary shares | Sale | 18,411 | 117.8458 EUR | |||
EUR 4 ordinary shares | Sale | 24,548 | 117.8142 EUR | |||
EUR 4 ordinary shares | Sale | 36,822 | 118.0655 EUR | |||
EUR 4 ordinary shares | Sale | 40,544 | 117.6400 EUR | |||
EUR 4 ordinary shares | Sale | 49,690 | 117.9200 EUR | |||
EUR 4 ordinary shares | Sale | 55,666 | 117.8574 EUR | |||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
EUR 4 ordinary shares | SWAP | Long | 61 | 118.0648 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 87 | 117.9526 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 95 | 118.0745 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 97 | 118.0171 EUR | |||
EUR 4 ordinary shares | CFD | Long | 337 | 118.1339 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 337 | 118.1686 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 371 | 118.2231 EUR | |||
EUR 4 ordinary shares | CFD | Long | 581 | 117.7944 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 1,262 | 117.8931 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 1,452 | 117.8138 EUR | |||
EUR 4 ordinary shares | CFD | Long | 1,913 | 117.5715 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 2,095 | 117.7161 EUR | |||
EUR 4 ordinary shares | CFD | Long | 3,244 | 118.0000 EUR | |||
EUR 4 ordinary shares | CFD | Long | 3,918 | 117.9099 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 10,938 | 117.8921 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 22,637 | 117.9200 EUR | |||
EUR 4 ordinary shares | CFD | Long | 33,675 | 117.9200 EUR | |||
EUR 4 ordinary shares | CFD | Long | 40,544 | 117.6400 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 55,666 | 117.8575 EUR | |||
EUR 4 ordinary shares | CFD | Short | 59 | 117.7079 EUR | |||
EUR 4 ordinary shares | CFD | Short | 66 | 118.0539 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 168 | 117.8433 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 192 | 118.1830 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 203 | 117.8590 EUR | |||
EUR 4 ordinary shares | CFD | Short | 254 | 117.4800 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 368 | 117.8584 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 622 | 118.0139 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 934 | 117.6035 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,904 | 117.8802 EUR | |||
EUR 4 ordinary shares | CFD | Short | 3,244 | 118.0000 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 7,954 | 118.1226 EUR | |||
EUR 4 ordinary shares | CFD | Short | 18,923 | 117.9261 EUR | |||
EUR 4 ordinary shares | CFD | Short | 20,722 | 117.9200 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 22,636 | 117.9200 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 49,256 | 117.9940 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 55,233 | 117.9922 EUR | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 2 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | ||||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | ||||||||
PURCHASE OR SELL ETC. | ||||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | ||||||||
1. | KEY INFORMATION | |||||||
Identity of the person whose positions/dealings | Barclays PLC. | |||||||
are being disclosed: | ||||||||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | |||||||
relevant securities this from relates: | ||||||||
2. | OPTIONS AND DERIVATIVES | |||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | ||
of | description | purchasing, | of | price | date | |||
relevant | selling, | securities | per unit | |||||
security | varying etc | to which | ||||||
option | ||||||||
relates | ||||||||
EUR 4 ordinary shares | Call Options | Written | -30,000 | 140.0000 | American | 15 Dec 2023 | ||
EUR 4 ordinary shares | Futures | Selling | -120 | 164.7962 | Z | 16 Dec 2022 | ||
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 17 Mar 2023 | ||
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 16 Dec 2022 | ||
EUR 4 ordinary shares | Put Options | Written | 30,000 | 140.0000 | American | 15 Dec 2023 | ||
Call Options | Written | -4,569,897 | European | 4 Jan 2023 | ||||
Call Options | Written | -4,443,170 | European | 28 Dec 2022 | ||||
Call Options | Written | -2,225,679 | European | 27 Dec 2022 | ||||
Call Options | Written | -275,490 | European | 24 Apr 2024 | ||||
Call Options | Written | -225,903 | European | 14 Feb 2023 | ||||
Call Options | Written | -216,637 | European | 11 Oct 2023 | ||||
Call Options | Written | -189,281 | European | 15 Feb 2023 | ||||
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully | ||||||||
understood: | ||||||||
Related Shares:
Barclays