19th Sep 2022 13:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 16 Sep 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVEVA GROUP PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 142,387 | 0.02% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 142,387 | 0.02% | 0 | 0.00% |
Class of relevant security: | EUR 4 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,517,210 | 0.44% | 7,333,130 | 1.28% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,238,276 | 0.39% | 2,102,137 | 0.37% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 30,000 | 0.01% | 12,236,057 | 2.14% |
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| TOTAL: |
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| 4,785,486 | 0.84% | 21,671,324 | 3.79% |
Class of relevant security: | EUR 4 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 860 | 0.00% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 860 | 0.00% | 0 | 0.00% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 4 ordinary shares | Purchase | 2 | 122.4200 EUR | ||||
EUR 4 ordinary shares | Purchase | 6 | 121.1736 EUR | ||||
EUR 4 ordinary shares | Purchase | 8 | 122.3400 EUR | ||||
EUR 4 ordinary shares | Purchase | 10 | 121.8800 EUR | ||||
EUR 4 ordinary shares | Purchase | 12 | 121.7000 EUR | ||||
EUR 4 ordinary shares | Purchase | 26 | 120.9600 EUR | ||||
EUR 4 ordinary shares | Purchase | 34 | 121.2988 EUR | ||||
EUR 4 ordinary shares | Purchase | 39 | 121.5700 EUR | ||||
EUR 4 ordinary shares | Purchase | 43 | 122.6200 EUR | ||||
EUR 4 ordinary shares | Purchase | 43 | 122.6300 EUR | ||||
EUR 4 ordinary shares | Purchase | 43 | 121.7600 EUR | ||||
EUR 4 ordinary shares | Purchase | 43 | 121.3700 EUR | ||||
EUR 4 ordinary shares | Purchase | 50 | 122.3848 EUR | ||||
EUR 4 ordinary shares | Purchase | 52 | 123.1584 EUR | ||||
EUR 4 ordinary shares | Purchase | 59 | 121.3203 EUR | ||||
EUR 4 ordinary shares | Purchase | 74 | 121.6223 EUR | ||||
EUR 4 ordinary shares | Purchase | 91 | 122.3531 EUR | ||||
EUR 4 ordinary shares | Purchase | 104 | 120.9297 EUR | ||||
EUR 4 ordinary shares | Purchase | 107 | 122.5041 EUR | ||||
EUR 4 ordinary shares | Purchase | 111 | 123.3437 EUR | ||||
EUR 4 ordinary shares | Purchase | 128 | 122.2483 EUR | ||||
EUR 4 ordinary shares | Purchase | 134 | 121.2800 EUR | ||||
EUR 4 ordinary shares | Purchase | 191 | 121.6867 EUR | ||||
EUR 4 ordinary shares | Purchase | 234 | 121.9400 EUR | ||||
EUR 4 ordinary shares | Purchase | 260 | 123.0876 EUR | ||||
EUR 4 ordinary shares | Purchase | 263 | 121.7308 EUR | ||||
EUR 4 ordinary shares | Purchase | 273 | 121.2552 EUR | ||||
EUR 4 ordinary shares | Purchase | 281 | 121.6987 EUR | ||||
EUR 4 ordinary shares | Purchase | 377 | 123.0597 EUR | ||||
EUR 4 ordinary shares | Purchase | 394 | 121.0046 EUR | ||||
EUR 4 ordinary shares | Purchase | 400 | 120.9381 EUR | ||||
EUR 4 ordinary shares | Purchase | 449 | 121.4109 EUR | ||||
EUR 4 ordinary shares | Purchase | 469 | 121.6176 EUR | ||||
EUR 4 ordinary shares | Purchase | 490 | 121.7564 EUR | ||||
EUR 4 ordinary shares | Purchase | 500 | 120.8000 EUR | ||||
EUR 4 ordinary shares | Purchase | 516 | 120.9891 EUR | ||||
EUR 4 ordinary shares | Purchase | 789 | 121.8941 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,091 | 122.6862 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,234 | 121.6170 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,311 | 121.6909 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,519 | 120.9829 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,589 | 122.1042 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,624 | 121.3651 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,675 | 122.3174 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,000 | 121.8443 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,075 | 122.1461 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,368 | 121.3533 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,391 | 122.0337 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,417 | 121.2958 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,477 | 121.0315 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,783 | 121.2650 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,878 | 122.1573 EUR | ||||
EUR 4 ordinary shares | Purchase | 3,416 | 121.6921 EUR | ||||
EUR 4 ordinary shares | Purchase | 4,122 | 121.8661 EUR | ||||
EUR 4 ordinary shares | Purchase | 4,730 | 121.7781 EUR | ||||
EUR 4 ordinary shares | Purchase | 5,309 | 122.8058 EUR | ||||
ADR | Purchase | 5,600 | 24.1407 USD | ||||
EUR 4 ordinary shares | Purchase | 6,411 | 122.3055 EUR | ||||
EUR 4 ordinary shares | Purchase | 6,424 | 122.4244 EUR | ||||
EUR 4 ordinary shares | Purchase | 6,461 | 121.3702 EUR | ||||
EUR 4 ordinary shares | Purchase | 7,914 | 120.9296 EUR | ||||
EUR 4 ordinary shares | Purchase | 10,817 | 122.5330 EUR | ||||
EUR 4 ordinary shares | Purchase | 13,051 | 120.9379 EUR | ||||
EUR 4 ordinary shares | Purchase | 48,564 | 121.2292 EUR | ||||
EUR 4 ordinary shares | Purchase | 57,023 | 121.4400 EUR | ||||
EUR 4 ordinary shares | Purchase | 69,409 | 121.0313 EUR | ||||
EUR 4 ordinary shares | Purchase | 120,248 | 120.9200 EUR | ||||
EUR 4 ordinary shares | Purchase | 182,761 | 121.9889 EUR | ||||
EUR 4 ordinary shares | Sale | 3 | 122.4200 EUR | ||||
EUR 4 ordinary shares | Sale | 4 | 121.3800 EUR | ||||
EUR 4 ordinary shares | Sale | 5 | 122.4000 EUR | ||||
EUR 4 ordinary shares | Sale | 5 | 122.3600 EUR | ||||
EUR 4 ordinary shares | Sale | 6 | 121.9800 EUR | ||||
EUR 4 ordinary shares | Sale | 7 | 121.4000 EUR | ||||
EUR 4 ordinary shares | Sale | 7 | 121.3200 EUR | ||||
EUR 4 ordinary shares | Sale | 8 | 122.3400 EUR | ||||
EUR 4 ordinary shares | Sale | 8 | 122.2900 EUR | ||||
EUR 4 ordinary shares | Sale | 12 | 121.7000 EUR | ||||
EUR 4 ordinary shares | Sale | 16 | 121.8800 EUR | ||||
EUR 4 ordinary shares | Sale | 19 | 121.9400 EUR | ||||
EUR 4 ordinary shares | Sale | 20 | 121.8600 EUR | ||||
EUR 4 ordinary shares | Sale | 31 | 122.0490 EUR | ||||
EUR 4 ordinary shares | Sale | 34 | 122.2000 EUR | ||||
EUR 4 ordinary shares | Sale | 39 | 121.5700 EUR | ||||
EUR 4 ordinary shares | Sale | 40 | 123.5800 EUR | ||||
EUR 4 ordinary shares | Sale | 41 | 121.1600 EUR | ||||
EUR 4 ordinary shares | Sale | 43 | 121.3700 EUR | ||||
EUR 4 ordinary shares | Sale | 43 | 122.6200 EUR | ||||
EUR 4 ordinary shares | Sale | 43 | 122.6300 EUR | ||||
EUR 4 ordinary shares | Sale | 46 | 120.9400 EUR | ||||
EUR 4 ordinary shares | Sale | 51 | 121.8254 EUR | ||||
EUR 4 ordinary shares | Sale | 85 | 122.6400 EUR | ||||
EUR 4 ordinary shares | Sale | 90 | 121.6977 EUR | ||||
EUR 4 ordinary shares | Sale | 103 | 121.6000 EUR | ||||
EUR 4 ordinary shares | Sale | 103 | 121.9848 EUR | ||||
EUR 4 ordinary shares | Sale | 108 | 121.9503 EUR | ||||
EUR 4 ordinary shares | Sale | 134 | 121.2836 EUR | ||||
EUR 4 ordinary shares | Sale | 134 | 121.2800 EUR | ||||
EUR 4 ordinary shares | Sale | 140 | 121.6664 EUR | ||||
EUR 4 ordinary shares | Sale | 188 | 121.7093 EUR | ||||
EUR 4 ordinary shares | Sale | 199 | 121.6220 EUR | ||||
EUR 4 ordinary shares | Sale | 220 | 122.0436 EUR | ||||
EUR 4 ordinary shares | Sale | 225 | 122.1257 EUR | ||||
EUR 4 ordinary shares | Sale | 266 | 121.0160 EUR | ||||
EUR 4 ordinary shares | Sale | 295 | 122.0891 EUR | ||||
EUR 4 ordinary shares | Sale | 359 | 121.8200 EUR | ||||
EUR 4 ordinary shares | Sale | 470 | 121.8416 EUR | ||||
EUR 4 ordinary shares | Sale | 606 | 122.0323 EUR | ||||
EUR 4 ordinary shares | Sale | 703 | 121.6903 EUR | ||||
EUR 4 ordinary shares | Sale | 746 | 121.5560 EUR | ||||
EUR 4 ordinary shares | Sale | 749 | 123.4000 EUR | ||||
EUR 4 ordinary shares | Sale | 959 | 121.0097 EUR | ||||
EUR 4 ordinary shares | Sale | 1,259 | 122.0878 EUR | ||||
EUR 4 ordinary shares | Sale | 2,200 | 130.0000 EUR | ||||
ADR | Sale | 2,200 | 24.1236 USD | ||||
EUR 4 ordinary shares | Sale | 2,481 | 120.8353 EUR | ||||
EUR 4 ordinary shares | Sale | 2,635 | 122.9718 EUR | ||||
EUR 4 ordinary shares | Sale | 3,212 | 122.4244 EUR | ||||
ADR | Sale | 3,400 | 24.1517 USD | ||||
EUR 4 ordinary shares | Sale | 3,860 | 122.0307 EUR | ||||
EUR 4 ordinary shares | Sale | 5,309 | 122.8058 EUR | ||||
EUR 4 ordinary shares | Sale | 6,085 | 122.3173 EUR | ||||
EUR 4 ordinary shares | Sale | 6,172 | 122.6731 EUR | ||||
EUR 4 ordinary shares | Sale | 6,357 | 122.1548 EUR | ||||
EUR 4 ordinary shares | Sale | 11,426 | 120.9672 EUR | ||||
EUR 4 ordinary shares | Sale | 21,634 | 122.5330 EUR | ||||
EUR 4 ordinary shares | Sale | 61,870 | 121.0820 EUR | ||||
EUR 4 ordinary shares | Sale | 76,148 | 122.0026 EUR | ||||
EUR 4 ordinary shares | Sale | 98,410 | 120.9200 EUR | ||||
EUR 4 ordinary shares | Sale | 133,588 | 120.9937 EUR | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 4 ordinary shares | SWAP | Long | 14 | 122.4200 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 15 | 121.2930 EUR | |||
EUR 4 ordinary shares | CFD | Long | 170 | 123.4000 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 188 | 122.2810 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 225 | 122.1257 EUR | |||
EUR 4 ordinary shares | CFD | Long | 348 | 123.3895 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 818 | 122.1119 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 1,202 | 121.6576 EUR | |||
EUR 4 ordinary shares | CFD | Long | 5,309 | 122.8058 EUR | |||
EUR 4 ordinary shares | CFD | Long | 6,478 | 120.9200 EUR | |||
EUR 4 ordinary shares | CFD | Long | 10,817 | 122.5330 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 133,588 | 120.9937 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 74 | 121.6223 EUR | |||
EUR 4 ordinary shares | CFD | Short | 133 | 121.7897 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 191 | 121.6867 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 286 | 121.2185 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 400 | 120.9381 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 449 | 121.4109 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 469 | 121.6176 EUR | |||
EUR 4 ordinary shares | CFD | Short | 1,034 | 121.1469 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,149 | 121.2457 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,234 | 121.6170 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,311 | 121.6909 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,519 | 120.9829 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 2,064 | 122.0006 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 2,368 | 121.3533 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 2,477 | 121.0315 EUR | |||
EUR 4 ordinary shares | CFD | Short | 3,212 | 122.4244 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 3,416 | 121.6921 EUR | |||
EUR 4 ordinary shares | CFD | Short | 6,411 | 122.3055 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 6,461 | 121.3702 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 8,018 | 120.9296 EUR | |||
EUR 4 ordinary shares | CFD | Short | 10,371 | 120.9200 EUR | |||
EUR 4 ordinary shares | CFD | Short | 14,666 | 121.9001 EUR | |||
EUR 4 ordinary shares | CFD | Short | 36,276 | 120.9302 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 69,409 | 121.0313 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 182,761 | 121.9889 EUR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 19 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 17 Mar 2023 | |
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 16 Dec 2022 | |
EUR 4 ordinary shares | Futures | Selling | -120 | 164.7962 | Z | 16 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -4,569,897 |
| European | 04 Jan 2023 | |
EUR 4 ordinary shares | Call Options | Written | -4,443,170 |
| European | 28 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -2,225,679 |
| European | 27 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -275,490 |
| European | 24 Apr 2024 | |
EUR 4 ordinary shares | Call Options | Written | -225,903 |
| European | 14 Feb 2023 | |
EUR 4 ordinary shares | Call Options | Written | -216,637 |
| European | 11 Oct 2023 | |
EUR 4 ordinary shares | Call Options | Written | -189,281 |
| European | 15 Feb 2023 | |
EUR 4 ordinary shares | Call Options | Written | -30,000 | 140.0000 | American | 15 Dec 2023 | |
EUR 4 ordinary shares | Put Options | Written | 30,000 | 140.0000 | American | 15 Dec 2023 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays