16th Sep 2022 14:08
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 15 Sep 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVEVA GROUP PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | EUR 4 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,291,297 | 0.41% | 7,244,869 | 1.30% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 2,337,731 | 0.42% | 2,004,605 | 0.36% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 30,000 | 0.01% | 12,236,057 | 2.19% |
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| TOTAL: |
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| 4,659,028 | 0.83% | 21,485,531 | 3.84% |
Class of relevant security: | EUR 4 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 860 | 0.00% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 860 | 0.00% | 0 | 0.00% |
Class of relevant security: |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 142,387 | 0.03% | 0 | 0.00% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 0 | 0.00% | 0 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 142,387 | 0.03% | 0 | 0.00% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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EUR 4 ordinary shares | Purchase | 2 | 126.3173 EUR | ||||
EUR 4 ordinary shares | Purchase | 2 | 125.7400 EUR | ||||
EUR 4 ordinary shares | Purchase | 8 | 126.3000 EUR | ||||
EUR 4 ordinary shares | Purchase | 20 | 126.0200 EUR | ||||
EUR 4 ordinary shares | Purchase | 31 | 126.2032 EUR | ||||
EUR 4 ordinary shares | Purchase | 39 | 125.4256 EUR | ||||
EUR 4 ordinary shares | Purchase | 51 | 124.6090 EUR | ||||
EUR 4 ordinary shares | Purchase | 56 | 125.0351 EUR | ||||
EUR 4 ordinary shares | Purchase | 60 | 125.3000 EUR | ||||
EUR 4 ordinary shares | Purchase | 72 | 126.2055 EUR | ||||
EUR 4 ordinary shares | Purchase | 76 | 125.4000 EUR | ||||
EUR 4 ordinary shares | Purchase | 105 | 126.0600 EUR | ||||
EUR 4 ordinary shares | Purchase | 116 | 125.8320 EUR | ||||
EUR 4 ordinary shares | Purchase | 135 | 125.5927 EUR | ||||
EUR 4 ordinary shares | Purchase | 150 | 125.7365 EUR | ||||
EUR 4 ordinary shares | Purchase | 179 | 124.7049 EUR | ||||
EUR 4 ordinary shares | Purchase | 207 | 125.5200 EUR | ||||
EUR 4 ordinary shares | Purchase | 262 | 125.0007 EUR | ||||
EUR 4 ordinary shares | Purchase | 308 | 125.7136 EUR | ||||
EUR 4 ordinary shares | Purchase | 308 | 125.9200 EUR | ||||
EUR 4 ordinary shares | Purchase | 321 | 124.6707 EUR | ||||
EUR 4 ordinary shares | Purchase | 392 | 125.7404 EUR | ||||
EUR 4 ordinary shares | Purchase | 405 | 125.2680 EUR | ||||
EUR 4 ordinary shares | Purchase | 536 | 125.4662 EUR | ||||
EUR 4 ordinary shares | Purchase | 624 | 125.6491 EUR | ||||
EUR 4 ordinary shares | Purchase | 713 | 125.3608 EUR | ||||
EUR 4 ordinary shares | Purchase | 728 | 125.4381 EUR | ||||
EUR 4 ordinary shares | Purchase | 846 | 125.7270 EUR | ||||
EUR 4 ordinary shares | Purchase | 887 | 125.6513 EUR | ||||
EUR 4 ordinary shares | Purchase | 1,052 | 125.6333 EUR | ||||
EUR 4 ordinary shares | Purchase | 2,171 | 125.3823 EUR | ||||
EUR 4 ordinary shares | Purchase | 3,310 | 126.0310 EUR | ||||
EUR 4 ordinary shares | Purchase | 3,335 | 125.8187 EUR | ||||
ADR | Purchase | 3,900 | 24.8346 USD | ||||
EUR 4 ordinary shares | Purchase | 4,004 | 125.6124 EUR | ||||
EUR 4 ordinary shares | Purchase | 7,000 | 126.0704 EUR | ||||
EUR 4 ordinary shares | Purchase | 8,248 | 125.3289 EUR | ||||
EUR 4 ordinary shares | Purchase | 10,604 | 125.2330 EUR | ||||
EUR 4 ordinary shares | Purchase | 21,176 | 124.8559 EUR | ||||
EUR 4 ordinary shares | Purchase | 28,056 | 124.6800 EUR | ||||
EUR 4 ordinary shares | Sale | 1 | 126.2200 EUR | ||||
EUR 4 ordinary shares | Sale | 6 | 126.1140 EUR | ||||
EUR 4 ordinary shares | Sale | 6 | 126.1000 EUR | ||||
EUR 4 ordinary shares | Sale | 6 | 126.0000 EUR | ||||
EUR 4 ordinary shares | Sale | 16 | 125.4900 EUR | ||||
EUR 4 ordinary shares | Sale | 19 | 126.3000 EUR | ||||
EUR 4 ordinary shares | Sale | 24 | 124.6524 EUR | ||||
EUR 4 ordinary shares | Sale | 42 | 126.0300 EUR | ||||
EUR 4 ordinary shares | Sale | 45 | 126.1400 EUR | ||||
EUR 4 ordinary shares | Sale | 46 | 126.1800 EUR | ||||
EUR 4 ordinary shares | Sale | 46 | 125.8200 EUR | ||||
EUR 4 ordinary shares | Sale | 51 | 125.8000 EUR | ||||
EUR 4 ordinary shares | Sale | 55 | 125.8681 EUR | ||||
EUR 4 ordinary shares | Sale | 59 | 124.4400 EUR | ||||
EUR 4 ordinary shares | Sale | 59 | 124.2800 EUR | ||||
EUR 4 ordinary shares | Sale | 79 | 125.9000 EUR | ||||
EUR 4 ordinary shares | Sale | 80 | 126.1385 EUR | ||||
EUR 4 ordinary shares | Sale | 102 | 126.3600 EUR | ||||
EUR 4 ordinary shares | Sale | 102 | 124.9498 EUR | ||||
EUR 4 ordinary shares | Sale | 105 | 126.0600 EUR | ||||
EUR 4 ordinary shares | Sale | 126 | 124.9411 EUR | ||||
EUR 4 ordinary shares | Sale | 127 | 125.2150 EUR | ||||
EUR 4 ordinary shares | Sale | 185 | 125.7019 EUR | ||||
EUR 4 ordinary shares | Sale | 214 | 125.3793 EUR | ||||
EUR 4 ordinary shares | Sale | 230 | 125.2115 EUR | ||||
EUR 4 ordinary shares | Sale | 248 | 126.2100 EUR | ||||
EUR 4 ordinary shares | Sale | 265 | 124.6740 EUR | ||||
EUR 4 ordinary shares | Sale | 273 | 125.0257 EUR | ||||
EUR 4 ordinary shares | Sale | 275 | 125.4946 EUR | ||||
EUR 4 ordinary shares | Sale | 389 | 126.2399 EUR | ||||
EUR 4 ordinary shares | Sale | 392 | 125.7404 EUR | ||||
EUR 4 ordinary shares | Sale | 399 | 125.7257 EUR | ||||
EUR 4 ordinary shares | Sale | 423 | 125.7270 EUR | ||||
EUR 4 ordinary shares | Sale | 559 | 126.0018 EUR | ||||
EUR 4 ordinary shares | Sale | 569 | 124.9548 EUR | ||||
EUR 4 ordinary shares | Sale | 1,039 | 125.5340 EUR | ||||
EUR 4 ordinary shares | Sale | 1,248 | 125.6491 EUR | ||||
EUR 4 ordinary shares | Sale | 1,267 | 126.1221 EUR | ||||
EUR 4 ordinary shares | Sale | 1,454 | 126.1429 EUR | ||||
EUR 4 ordinary shares | Sale | 1,532 | 126.0455 EUR | ||||
EUR 4 ordinary shares | Sale | 1,747 | 126.0686 EUR | ||||
EUR 4 ordinary shares | Sale | 1,995 | 125.3378 EUR | ||||
EUR 4 ordinary shares | Sale | 2,156 | 125.9703 EUR | ||||
EUR 4 ordinary shares | Sale | 2,502 | 125.8314 EUR | ||||
EUR 4 ordinary shares | Sale | 3,148 | 125.5543 EUR | ||||
EUR 4 ordinary shares | Sale | 3,346 | 125.3589 EUR | ||||
ADR | Sale | 3,900 | 24.8346 USD | ||||
EUR 4 ordinary shares | Sale | 6,468 | 125.8105 EUR | ||||
EUR 4 ordinary shares | Sale | 7,500 | 125.8209 EUR | ||||
EUR 4 ordinary shares | Sale | 9,000 | 125.2122 EUR | ||||
EUR 4 ordinary shares | Sale | 9,813 | 124.7329 EUR | ||||
EUR 4 ordinary shares | Sale | 20,749 | 124.6800 EUR | ||||
EUR 4 ordinary shares | Sale | 49,258 | 125.1183 EUR | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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EUR 4 ordinary shares | SWAP | Long | 4 | 125.5811 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 6 | 126.1133 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 26 | 125.2150 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 27 | 126.1198 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 51 | 125.8000 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 87 | 125.6623 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 101 | 125.2149 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 185 | 125.7019 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 224 | 124.8215 EUR | |||
EUR 4 ordinary shares | CFD | Long | 624 | 125.6491 EUR | |||
EUR 4 ordinary shares | CFD | Long | 1,196 | 124.6650 EUR | |||
EUR 4 ordinary shares | CFD | Long | 2,502 | 125.8314 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 6,780 | 125.8074 EUR | |||
EUR 4 ordinary shares | CFD | Long | 20,328 | 124.6800 EUR | |||
EUR 4 ordinary shares | SWAP | Long | 49,258 | 125.1183 EUR | |||
EUR 4 ordinary shares | CFD | Short | 76 | 125.4000 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 179 | 124.7049 EUR | |||
EUR 4 ordinary shares | CFD | Short | 392 | 125.7404 EUR | |||
EUR 4 ordinary shares | CFD | Short | 423 | 125.7270 EUR | |||
EUR 4 ordinary shares | CFD | Short | 519 | 125.4106 EUR | |||
EUR 4 ordinary shares | CFD | Short | 804 | 124.6788 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 1,036 | 125.5200 EUR | |||
EUR 4 ordinary shares | CFD | Short | 1,233 | 125.4872 EUR | |||
EUR 4 ordinary shares | SWAP | Short | 21,176 | 124.8559 EUR | |||
EUR 4 ordinary shares | CFD | Short | 27,635 | 124.6800 EUR | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 16 Sep 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | SCHNEIDER ELECTRIC SE | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 17 Mar 2023 | |
EUR 4 ordinary shares | Put Options | Purchased | -30,000 | 120.0000 | American | 16 Dec 2022 | |
EUR 4 ordinary shares | Futures | Selling | -120 | 164.7962 | Z | 16 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -4,569,897 |
| European | 04 Jan 2023 | |
EUR 4 ordinary shares | Call Options | Written | -4,443,170 |
| European | 28 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -2,225,679 |
| European | 27 Dec 2022 | |
EUR 4 ordinary shares | Call Options | Written | -275,490 |
| European | 24 Apr 2024 | |
EUR 4 ordinary shares | Call Options | Written | -225,903 |
| European | 14 Feb 2023 | |
EUR 4 ordinary shares | Call Options | Written | -216,637 |
| European | 11 Oct 2023 | |
EUR 4 ordinary shares | Call Options | Written | -189,281 |
| European | 15 Feb 2023 | |
EUR 4 ordinary shares | Call Options | Written | -30,000 | 140.0000 | American | 15 Dec 2023 | |
EUR 4 ordinary shares | Put Options | Written | 30,000 | 140.0000 | American | 15 Dec 2023 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays