18th Sep 2015 15:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 September 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | Anheuser-Busch InBev SA/NV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,600,406 | 0.72% | 8,883,331 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,016,025 | 0.12% | 5,262,114 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 250,000 | 0.02% | |||||||
| TOTAL: | 13,616,431 | 0.84% | 14,395,445 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 22 | 36.3045 GBP | ||||
| ORD | Purchase | 34 | 36.3385 GBP | ||||
| ORD | Purchase | 66 | 36.2086 GBP | ||||
| ORD | Purchase | 91 | 36.2850 GBP | ||||
| ORD | Purchase | 100 | 36.2175 GBP | ||||
| ORD | Purchase | 100 | 36.4400 GBP | ||||
| ORD | Purchase | 100 | 36.1475 GBP | ||||
| ORD | Purchase | 100 | 36.3000 GBP | ||||
| ORD | Purchase | 100 | 35.9525 GBP | ||||
| ORD | Purchase | 100 | 36.3475 GBP | ||||
| ORD | Purchase | 100 | 753.7800 ZAR | ||||
| ORD | Purchase | 101 | 36.3675 GBP | ||||
| ORD | Purchase | 112 | 36.6200 GBP | ||||
| ORD | Purchase | 114 | 36.3400 GBP | ||||
| ORD | Purchase | 114 | 36.0050 GBP | ||||
| ORD | Purchase | 114 | 36.4000 GBP | ||||
| ORD | Purchase | 130 | 36.4750 GBP | ||||
| ORD | Purchase | 143 | 36.1000 GBP | ||||
| ORD | Purchase | 148 | 36.2300 GBP | ||||
| ORD | Purchase | 153 | 35.9400 GBP | ||||
| ORD | Purchase | 156 | 36.0450 GBP | ||||
| ORD | Purchase | 158 | 36.2700 GBP | ||||
| ORD | Purchase | 165 | 36.2350 GBP | ||||
| ORD | Purchase | 174 | 36.3900 GBP | ||||
| ORD | Purchase | 181 | 36.0250 GBP | ||||
| ORD | Purchase | 181 | 35.9500 GBP | ||||
| ORD | Purchase | 228 | 36.2136 GBP | ||||
| ORD | Purchase | 234 | 36.2470 GBP | ||||
| ORD | Purchase | 308 | 36.2244 GBP | ||||
| ORD | Purchase | 338 | 35.9550 GBP | ||||
| ORD | Purchase | 362 | 36.2650 GBP | ||||
| ORD | Purchase | 501 | 36.1967 GBP | ||||
| ORD | Purchase | 571 | 36.3716 GBP | ||||
| ORD | Purchase | 798 | 36.0208 GBP | ||||
| ORD | Purchase | 807 | 36.2500 GBP | ||||
| ORD | Purchase | 842 | 36.2600 GBP | ||||
| ORD | Purchase | 1,020 | 36.2216 GBP | ||||
| ORD | Purchase | 1,067 | 36.2398 GBP | ||||
| ORD | Purchase | 1,517 | 36.1763 GBP | ||||
| ORD | Purchase | 2,065 | 36.2122 GBP | ||||
| ORD | Purchase | 2,305 | 36.3683 GBP | ||||
| ORD | Purchase | 2,831 | 36.3728 GBP | ||||
| ORD | Purchase | 2,940 | 36.3701 GBP | ||||
| ORD | Purchase | 3,178 | 36.2586 GBP | ||||
| ORD | Purchase | 3,410 | 36.2550 GBP | ||||
| ORD | Purchase | 3,446 | 35.9503 GBP | ||||
| ADR | Purchase | 3,800 | 56.8618 USD | ||||
| ORD | Purchase | 3,878 | 36.3916 GBP | ||||
| ORD | Purchase | 4,519 | 36.3240 GBP | ||||
| ORD | Purchase | 5,000 | 36.2673 GBP | ||||
| ADR | Purchase | 6,000 | 56.1505 USD | ||||
| ORD | Purchase | 9,105 | 36.2143 GBP | ||||
| ORD | Purchase | 10,346 | 36.2233 GBP | ||||
| ORD | Purchase | 15,595 | 36.1989 GBP | ||||
| ORD | Purchase | 28,862 | 36.2331 GBP | ||||
| ORD | Purchase | 37,726 | 36.2000 GBP | ||||
| ORD | Purchase | 44,085 | 36.2752 GBP | ||||
| ORD | Purchase | 90,608 | 36.2170 GBP | ||||
| ORD | Purchase | 118,429 | 36.2929 GBP | ||||
| ORD | Purchase | 131,026 | 36.1890 GBP | ||||
| ORD | Purchase | 211,532 | 36.2097 GBP | ||||
| ORD | Purchase | 275,436 | 36.2003 GBP | ||||
| ORD | Purchase | 290,260 | 36.1457 GBP | ||||
| ORD | Purchase | 425,102 | 36.2026 GBP | ||||
| ORD | Sale | 91 | 36.2850 GBP | ||||
| ORD | Sale | 100 | 35.9525 GBP | ||||
| ORD | Sale | 100 | 36.1475 GBP | ||||
| ORD | Sale | 100 | 36.2175 GBP | ||||
| ORD | Sale | 100 | 36.4400 GBP | ||||
| ORD | Sale | 100 | 36.3475 GBP | ||||
| ORD | Sale | 100 | 36.3000 GBP | ||||
| ORD | Sale | 101 | 36.3675 GBP | ||||
| ORD | Sale | 103 | 36.2500 GBP | ||||
| ORD | Sale | 112 | 36.6200 GBP | ||||
| ORD | Sale | 114 | 36.0050 GBP | ||||
| ORD | Sale | 114 | 36.4000 GBP | ||||
| ORD | Sale | 114 | 36.3400 GBP | ||||
| ORD | Sale | 130 | 36.4750 GBP | ||||
| ORD | Sale | 143 | 36.1000 GBP | ||||
| ORD | Sale | 148 | 36.2300 GBP | ||||
| ORD | Sale | 153 | 35.9400 GBP | ||||
| ORD | Sale | 156 | 36.0450 GBP | ||||
| ORD | Sale | 158 | 36.2700 GBP | ||||
| ORD | Sale | 165 | 36.2350 GBP | ||||
| ORD | Sale | 174 | 36.3900 GBP | ||||
| ORD | Sale | 181 | 35.9500 GBP | ||||
| ORD | Sale | 181 | 36.0250 GBP | ||||
| ORD | Sale | 283 | 36.2550 GBP | ||||
| ORD | Sale | 338 | 35.9550 GBP | ||||
| ORD | Sale | 559 | 36.2130 GBP | ||||
| ORD | Sale | 814 | 36.1515 GBP | ||||
| ORD | Sale | 934 | 36.2269 GBP | ||||
| ORD | Sale | 1,056 | 36.1318 GBP | ||||
| ORD | Sale | 1,439 | 36.2244 GBP | ||||
| ORD | Sale | 1,924 | 36.1998 GBP | ||||
| ORD | Sale | 2,055 | 36.1812 GBP | ||||
| ORD | Sale | 2,175 | 36.1467 GBP | ||||
| ORD | Sale | 3,318 | 36.3530 GBP | ||||
| ORD | Sale | 3,430 | 36.3824 GBP | ||||
| ADR | Sale | 3,800 | 56.8618 USD | ||||
| ORD | Sale | 4,071 | 36.3301 GBP | ||||
| ADR | Sale | 6,000 | 56.1505 USD | ||||
| ORD | Sale | 6,346 | 36.3116 GBP | ||||
| ORD | Sale | 8,566 | 36.2000 GBP | ||||
| ORD | Sale | 10,923 | 36.3577 GBP | ||||
| ORD | Sale | 13,242 | 36.1807 GBP | ||||
| ORD | Sale | 13,297 | 36.2092 GBP | ||||
| ORD | Sale | 15,114 | 36.3749 GBP | ||||
| ORD | Sale | 17,025 | 36.3518 GBP | ||||
| ORD | Sale | 19,574 | 36.1995 GBP | ||||
| ORD | Sale | 20,761 | 36.2010 GBP | ||||
| ORD | Sale | 24,531 | 36.2062 GBP | ||||
| ORD | Sale | 28,236 | 36.2099 GBP | ||||
| ORD | Sale | 31,409 | 36.2100 GBP | ||||
| ORD | Sale | 35,700 | 36.2263 GBP | ||||
| ORD | Sale | 41,040 | 36.2572 GBP | ||||
| ORD | Sale | 74,213 | 36.2036 GBP | ||||
| ORD | Sale | 75,600 | 36.2002 GBP | ||||
| ORD | Sale | 81,302 | 36.1798 GBP | ||||
| ORD | Sale | 98,155 | 36.3494 GBP | ||||
| ORD | Sale | 112,445 | 36.2603 GBP | ||||
| ORD | Sale | 113,782 | 36.2016 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 661 | 36.1989 GBP | |||||
| ORD | CFD | Long | 559 | 36.2130 GBP | |||||
| ORD | CFD | Long | 1,394 | 36.1746 GBP | |||||
| ORD | SWAP | Long | 2,978 | 36.2328 GBP | |||||
| ORD | CFD | Long | 2,401 | 36.2131 GBP | |||||
| ORD | SWAP | Long | 5,634 | 36.2536 GBP | |||||
| ORD | CFD | Long | 5,779 | 36.3248 GBP | |||||
| ORD | CFD | Long | 9,949 | 753.1247 ZAR | |||||
| ORD | CFD | Long | 13,242 | 36.1807 GBP | |||||
| ORD | SWAP | Long | 14,246 | 36.1962 GBP | |||||
| ORD | SWAP | Long | 24,578 | 36.2362 GBP | |||||
| ORD | CFD | Long | 31,409 | 36.2100 GBP | |||||
| ORD | CFD | Long | 16,503 | 749.7672 ZAR | |||||
| ORD | SWAP | Long | 35,700 | 36.2264 GBP | |||||
| ORD | CFD | Long | 47,381 | 36.2038 GBP | |||||
| ORD | SWAP | Long | 48,000 | 36.2000 GBP | |||||
| ORD | CFD | Long | 54,161 | 36.3714 GBP | |||||
| ORD | CFD | Long | 78,551 | 755.7807 ZAR | |||||
| ORD | CFD | Long | 81,302 | 36.1798 GBP | |||||
| ORD | CFD | Long | 116,819 | 751.1519 ZAR | |||||
| ORD | CFD | Long | 275,436 | 751.3755 ZAR | |||||
| ORD | CFD | Long | 802,384 | 751.0701 ZAR | |||||
| ORD | SWAP | Short | 22 | 36.3045 GBP | |||||
| ORD | SWAP | Short | 34 | 36.3385 GBP | |||||
| ORD | SWAP | Short | 66 | 36.2086 GBP | |||||
| ORD | SWAP | Short | 228 | 36.2136 GBP | |||||
| ORD | SWAP | Short | 234 | 36.2470 GBP | |||||
| ORD | SWAP | Short | 308 | 36.2244 GBP | |||||
| ORD | SWAP | Short | 400 | 36.0853 GBP | |||||
| ORD | SWAP | Short | 571 | 36.3716 GBP | |||||
| ORD | SWAP | Short | 797 | 36.1515 GBP | |||||
| ORD | SWAP | Short | 2,065 | 36.2122 GBP | |||||
| ORD | CFD | Short | 2,212 | 36.2382 GBP | |||||
| ORD | CFD | Short | 5,093 | 749.4544 ZAR | |||||
| ORD | CFD | Short | 5,186 | 752.9831 ZAR | |||||
| ORD | SWAP | Short | 5,618 | 36.1688 GBP | |||||
| ORD | CFD | Short | 3,178 | 36.2586 GBP | |||||
| ORD | CFD | Short | 10,542 | 36.2660 GBP | |||||
| ORD | SWAP | Short | 15,595 | 36.1989 GBP | |||||
| ORD | CFD | Short | 21,752 | 750.4966 ZAR | |||||
| ORD | SWAP | Short | 40,500 | 36.2000 GBP | |||||
| ORD | CFD | Short | 84,161 | 753.9788 ZAR | |||||
| ORD | CFD | Short | 49,150 | 36.2405 GBP | |||||
| ORD | CFD | Short | 275,436 | 36.2003 GBP | |||||
| ORD | CFD | Short | 772,384 | 36.2012 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Sep 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SABMILLER PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -250,000 | 3200.0000 | American | 18 Sep 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150918005475/en/
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