9th Oct 2015 14:21
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 12,178,484 | 0.75% | 8,149,831 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,054,561 | 0.25% | 6,075,521 | 0.38% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,233,045 | 1.00% | 14,225,352 | 0.88% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 12 | 36.3325 GBP | ||||
| ORD | Purchase | 27 | 36.3850 GBP | ||||
| ORD | Purchase | 29 | 36.5025 GBP | ||||
| ORD | Purchase | 53 | 36.3640 GBP | ||||
| ORD | Purchase | 59 | 36.1950 GBP | ||||
| ORD | Purchase | 94 | 36.4905 GBP | ||||
| ORD | Purchase | 96 | 36.4250 GBP | ||||
| ORD | Purchase | 96 | 36.2500 GBP | ||||
| ORD | Purchase | 106 | 36.3275 GBP | ||||
| ORD | Purchase | 118 | 36.2150 GBP | ||||
| ORD | Purchase | 132 | 36.3375 GBP | ||||
| ORD | Purchase | 153 | 36.4800 GBP | ||||
| ORD | Purchase | 212 | 36.3875 GBP | ||||
| ORD | Purchase | 223 | 36.4575 GBP | ||||
| ORD | Purchase | 229 | 36.4925 GBP | ||||
| ORD | Purchase | 242 | 36.3075 GBP | ||||
| ORD | Purchase | 245 | 36.4050 GBP | ||||
| ORD | Purchase | 258 | 36.4625 GBP | ||||
| ORD | Purchase | 258 | 36.3400 GBP | ||||
| ORD | Purchase | 266 | 36.4400 GBP | ||||
| ORD | Purchase | 272 | 36.4414 GBP | ||||
| ORD | Purchase | 276 | 36.5225 GBP | ||||
| ORD | Purchase | 276 | 36.4600 GBP | ||||
| ORD | Purchase | 287 | 36.3650 GBP | ||||
| ORD | Purchase | 296 | 36.3775 GBP | ||||
| ORD | Purchase | 299 | 36.4500 GBP | ||||
| ORD | Purchase | 300 | 36.3690 GBP | ||||
| ORD | Purchase | 300 | 36.4700 GBP | ||||
| ORD | Purchase | 304 | 36.2975 GBP | ||||
| ORD | Purchase | 305 | 36.5000 GBP | ||||
| ORD | Purchase | 307 | 36.3350 GBP | ||||
| ORD | Purchase | 331 | 36.3250 GBP | ||||
| ORD | Purchase | 353 | 36.4325 GBP | ||||
| ORD | Purchase | 356 | 36.3500 GBP | ||||
| ORD | Purchase | 358 | 36.4270 GBP | ||||
| ORD | Purchase | 364 | 36.3900 GBP | ||||
| ORD | Purchase | 369 | 36.4175 GBP | ||||
| ORD | Purchase | 382 | 36.5200 GBP | ||||
| ORD | Purchase | 399 | 36.4875 GBP | ||||
| ORD | Purchase | 415 | 36.3125 GBP | ||||
| ORD | Purchase | 431 | 36.3750 GBP | ||||
| ORD | Purchase | 445 | 36.2900 GBP | ||||
| ORD | Purchase | 470 | 36.4550 GBP | ||||
| ORD | Purchase | 476 | 36.3475 GBP | ||||
| ORD | Purchase | 483 | 36.4350 GBP | ||||
| ORD | Purchase | 487 | 36.4675 GBP | ||||
| ORD | Purchase | 545 | 36.4825 GBP | ||||
| ORD | Purchase | 592 | 36.4225 GBP | ||||
| ORD | Purchase | 603 | 36.4425 GBP | ||||
| ORD | Purchase | 605 | 36.4475 GBP | ||||
| ORD | Purchase | 612 | 36.3800 GBP | ||||
| ORD | Purchase | 628 | 36.4125 GBP | ||||
| ORD | Purchase | 650 | 36.4000 GBP | ||||
| ORD | Purchase | 668 | 36.4975 GBP | ||||
| ORD | Purchase | 718 | 36.4650 GBP | ||||
| ORD | Purchase | 735 | 36.4525 GBP | ||||
| ORD | Purchase | 743 | 36.3300 GBP | ||||
| ORD | Purchase | 803 | 36.4150 GBP | ||||
| ADR | Purchase | 1,000 | 55.6580 USD | ||||
| ORD | Purchase | 1,123 | 36.4200 GBP | ||||
| ORD | Purchase | 1,135 | 36.3975 GBP | ||||
| ORD | Purchase | 1,197 | 36.4750 GBP | ||||
| ORD | Purchase | 1,208 | 36.3925 GBP | ||||
| ORD | Purchase | 1,697 | 36.4075 GBP | ||||
| ADR | Purchase | 2,000 | 55.9040 USD | ||||
| ORD | Purchase | 2,051 | 36.4046 GBP | ||||
| ORD | Purchase | 2,185 | 36.4091 GBP | ||||
| ORD | Purchase | 2,527 | 36.4025 GBP | ||||
| ORD | Purchase | 2,773 | 36.4290 GBP | ||||
| ORD | Purchase | 3,214 | 36.4701 GBP | ||||
| ORD | Purchase | 3,310 | 36.3419 GBP | ||||
| ORD | Purchase | 3,363 | 36.4450 GBP | ||||
| ORD | Purchase | 5,222 | 36.4286 GBP | ||||
| ORD | Purchase | 6,921 | 36.4668 GBP | ||||
| ORD | Purchase | 7,243 | 36.3425 GBP | ||||
| ORD | Purchase | 7,255 | 36.4074 GBP | ||||
| ORD | Purchase | 7,536 | 36.4466 GBP | ||||
| ORD | Purchase | 8,079 | 36.4576 GBP | ||||
| ORD | Purchase | 8,276 | 36.4570 GBP | ||||
| ORD | Purchase | 10,405 | 36.4097 GBP | ||||
| ORD | Purchase | 18,460 | 36.4100 GBP | ||||
| ORD | Purchase | 19,618 | 36.3743 GBP | ||||
| ORD | Purchase | 19,918 | 36.4122 GBP | ||||
| ORD | Purchase | 20,055 | 36.4278 GBP | ||||
| ORD | Purchase | 29,629 | 36.3854 GBP | ||||
| ORD | Purchase | 50,000 | 36.3870 GBP | ||||
| ORD | Purchase | 65,568 | 36.3897 GBP | ||||
| ORD | Purchase | 94,143 | 36.3869 GBP | ||||
| ORD | Purchase | 198,705 | 36.3837 GBP | ||||
| ORD | Sale | 12 | 36.3325 GBP | ||||
| ORD | Sale | 22 | 36.4577 GBP | ||||
| ORD | Sale | 26 | 36.4865 GBP | ||||
| ORD | Sale | 27 | 36.3850 GBP | ||||
| ORD | Sale | 29 | 36.5025 GBP | ||||
| ORD | Sale | 53 | 36.3640 GBP | ||||
| ORD | Sale | 59 | 36.1950 GBP | ||||
| ORD | Sale | 94 | 36.4905 GBP | ||||
| ORD | Sale | 96 | 36.2500 GBP | ||||
| ORD | Sale | 96 | 36.4250 GBP | ||||
| ORD | Sale | 106 | 36.3275 GBP | ||||
| ORD | Sale | 118 | 36.2150 GBP | ||||
| ORD | Sale | 132 | 36.3375 GBP | ||||
| ORD | Sale | 153 | 36.4800 GBP | ||||
| ORD | Sale | 178 | 36.3513 GBP | ||||
| ORD | Sale | 212 | 36.3875 GBP | ||||
| ORD | Sale | 223 | 36.4575 GBP | ||||
| ORD | Sale | 229 | 36.4925 GBP | ||||
| ORD | Sale | 242 | 36.3075 GBP | ||||
| ORD | Sale | 245 | 36.4050 GBP | ||||
| ORD | Sale | 258 | 36.4625 GBP | ||||
| ORD | Sale | 258 | 36.3400 GBP | ||||
| ORD | Sale | 265 | 36.4061 GBP | ||||
| ORD | Sale | 266 | 36.4400 GBP | ||||
| ORD | Sale | 276 | 36.4600 GBP | ||||
| ORD | Sale | 276 | 36.5225 GBP | ||||
| ORD | Sale | 287 | 36.3650 GBP | ||||
| ORD | Sale | 296 | 36.3775 GBP | ||||
| ORD | Sale | 299 | 36.4500 GBP | ||||
| ORD | Sale | 300 | 36.4700 GBP | ||||
| ORD | Sale | 300 | 36.3690 GBP | ||||
| ORD | Sale | 303 | 36.4450 GBP | ||||
| ORD | Sale | 304 | 36.2975 GBP | ||||
| ORD | Sale | 305 | 36.5000 GBP | ||||
| ORD | Sale | 307 | 36.3350 GBP | ||||
| ORD | Sale | 331 | 36.3250 GBP | ||||
| ORD | Sale | 345 | 36.3049 GBP | ||||
| ORD | Sale | 347 | 36.2996 GBP | ||||
| ORD | Sale | 353 | 36.4325 GBP | ||||
| ORD | Sale | 356 | 36.3500 GBP | ||||
| ORD | Sale | 364 | 36.3900 GBP | ||||
| ORD | Sale | 369 | 36.4175 GBP | ||||
| ORD | Sale | 379 | 36.3673 GBP | ||||
| ORD | Sale | 382 | 36.5200 GBP | ||||
| ORD | Sale | 387 | 36.2886 GBP | ||||
| ORD | Sale | 399 | 36.4875 GBP | ||||
| ORD | Sale | 415 | 36.3125 GBP | ||||
| ORD | Sale | 430 | 36.3284 GBP | ||||
| ORD | Sale | 431 | 36.3750 GBP | ||||
| ORD | Sale | 445 | 36.2900 GBP | ||||
| ORD | Sale | 470 | 36.4550 GBP | ||||
| ORD | Sale | 476 | 36.3475 GBP | ||||
| ORD | Sale | 499 | 36.2373 GBP | ||||
| ORD | Sale | 545 | 36.4825 GBP | ||||
| ORD | Sale | 592 | 36.4225 GBP | ||||
| ORD | Sale | 603 | 36.4425 GBP | ||||
| ORD | Sale | 605 | 36.4475 GBP | ||||
| ORD | Sale | 612 | 36.3800 GBP | ||||
| ORD | Sale | 628 | 36.4125 GBP | ||||
| ORD | Sale | 650 | 36.4000 GBP | ||||
| ORD | Sale | 668 | 36.4975 GBP | ||||
| ORD | Sale | 670 | 36.3232 GBP | ||||
| ORD | Sale | 704 | 36.2828 GBP | ||||
| ORD | Sale | 718 | 36.4650 GBP | ||||
| ORD | Sale | 735 | 36.4525 GBP | ||||
| ORD | Sale | 743 | 36.3300 GBP | ||||
| ORD | Sale | 755 | 36.4350 GBP | ||||
| ORD | Sale | 803 | 36.4150 GBP | ||||
| ORD | Sale | 811 | 36.4039 GBP | ||||
| ADR | Sale | 1,000 | 55.6580 USD | ||||
| ORD | Sale | 1,135 | 36.3975 GBP | ||||
| ORD | Sale | 1,197 | 36.4750 GBP | ||||
| ORD | Sale | 1,208 | 36.3925 GBP | ||||
| ORD | Sale | 1,324 | 36.3948 GBP | ||||
| ORD | Sale | 1,471 | 36.4334 GBP | ||||
| ORD | Sale | 1,538 | 36.3175 GBP | ||||
| ORD | Sale | 1,697 | 36.4075 GBP | ||||
| ADR | Sale | 2,000 | 55.9040 USD | ||||
| ORD | Sale | 2,071 | 36.3980 GBP | ||||
| ORD | Sale | 2,185 | 36.3047 GBP | ||||
| ORD | Sale | 2,433 | 36.4112 GBP | ||||
| ORD | Sale | 2,527 | 36.4025 GBP | ||||
| ORD | Sale | 3,218 | 36.5076 GBP | ||||
| ORD | Sale | 4,506 | 36.3962 GBP | ||||
| ORD | Sale | 5,253 | 36.3968 GBP | ||||
| ORD | Sale | 5,532 | 36.3345 GBP | ||||
| ORD | Sale | 6,992 | 36.4675 GBP | ||||
| ORD | Sale | 7,757 | 36.5013 GBP | ||||
| ORD | Sale | 10,636 | 36.4495 GBP | ||||
| ORD | Sale | 11,733 | 36.4065 GBP | ||||
| ORD | Sale | 12,702 | 36.3870 GBP | ||||
| ORD | Sale | 15,075 | 36.3663 GBP | ||||
| ORD | Sale | 15,886 | 36.4002 GBP | ||||
| ORD | Sale | 19,929 | 36.4200 GBP | ||||
| ORD | Sale | 20,295 | 36.4747 GBP | ||||
| ORD | Sale | 20,967 | 36.3348 GBP | ||||
| ORD | Sale | 29,247 | 36.4100 GBP | ||||
| ORD | Sale | 30,515 | 36.3583 GBP | ||||
| ORD | Sale | 35,757 | 36.3184 GBP | ||||
| ORD | Sale | 63,379 | 36.3268 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 22 | 36.4577 GBP | |||||
| ORD | SWAP | Long | 26 | 36.4865 GBP | |||||
| ORD | CFD | Long | 100 | 36.4480 GBP | |||||
| ORD | SWAP | Long | 345 | 36.3049 GBP | |||||
| ORD | SWAP | Long | 347 | 36.2997 GBP | |||||
| ORD | SWAP | Long | 379 | 36.3673 GBP | |||||
| ORD | SWAP | Long | 387 | 36.2886 GBP | |||||
| ORD | SWAP | Long | 430 | 36.3285 GBP | |||||
| ORD | SWAP | Long | 499 | 36.2373 GBP | |||||
| ORD | CFD | Long | 670 | 36.3232 GBP | |||||
| ORD | SWAP | Long | 704 | 36.2828 GBP | |||||
| ORD | CFD | Long | 1,400 | 36.4624 GBP | |||||
| ORD | SWAP | Long | 2,737 | 36.4120 GBP | |||||
| ORD | SWAP | Long | 5,532 | 36.3345 GBP | |||||
| ORD | SWAP | Long | 5,866 | 36.3587 GBP | |||||
| ORD | SWAP | Long | 6,505 | 36.4675 GBP | |||||
| ORD | CFD | Long | 7,167 | 36.3886 GBP | |||||
| ORD | SWAP | Long | 8,023 | 36.3955 GBP | |||||
| ORD | CFD | Long | 13,522 | 749.8799 ZAR | |||||
| ORD | CFD | Long | 15,688 | 749.1264 ZAR | |||||
| ORD | CFD | Long | 21,658 | 753.2390 ZAR | |||||
| ORD | CFD | Long | 21,957 | 36.3315 GBP | |||||
| ORD | CFD | Long | 35,757 | 36.3184 GBP | |||||
| ORD | CFD | Long | 18,529 | 748.9025 ZAR | |||||
| ORD | CFD | Long | 53,374 | 36.2518 GBP | |||||
| ORD | CFD | Long | 56,021 | 752.7925 ZAR | |||||
| ORD | CFD | Long | 170,661 | 747.9751 ZAR | |||||
| ORD | SWAP | Short | 216 | 36.3046 GBP | |||||
| ORD | SWAP | Short | 644 | 36.4200 GBP | |||||
| ORD | SWAP | Short | 2,185 | 36.4091 GBP | |||||
| ORD | SWAP | Short | 2,645 | 36.3625 GBP | |||||
| ORD | SWAP | Short | 2,732 | 36.3548 GBP | |||||
| ORD | SWAP | Short | 2,875 | 36.4450 GBP | |||||
| ORD | CFD | Short | 5,837 | 748.0677 ZAR | |||||
| ORD | CFD | Short | 6,259 | 36.3344 GBP | |||||
| ORD | CFD | Short | 10,405 | 36.4097 GBP | |||||
| ORD | CFD | Short | 7,243 | 747.3935 ZAR | |||||
| ORD | CFD | Short | 17,265 | 36.3425 GBP | |||||
| ORD | SWAP | Short | 17,265 | 36.3425 GBP | |||||
| ORD | CFD | Short | 19,618 | 36.3743 GBP | |||||
| ORD | SWAP | Short | 22,903 | 36.3636 GBP | |||||
| ORD | CFD | Short | 23,357 | 36.3638 GBP | |||||
| ORD | CFD | Short | 45,704 | 745.9265 ZAR | |||||
| ORD | CFD | Short | 32,061 | 753.2156 ZAR | |||||
| ORD | CFD | Short | 47,979 | 36.4210 GBP | |||||
| ORD | CFD | Short | 259,709 | 36.3884 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 9 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151009005474/en/
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