21st Oct 2015 14:46
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,149,039 | 0.87% | 7,217,260 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,534,431 | 0.22% | 9,057,500 | 0.56% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 17,683,470 | 1.09% | 16,274,760 | 1.01% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 12 | 39.8595 GBP | ||||
| ORD | Purchase | 36 | 39.8150 GBP | ||||
| ORD | Purchase | 38 | 39.9475 GBP | ||||
| ORD | Purchase | 39 | 39.8500 GBP | ||||
| ORD | Purchase | 54 | 39.7911 GBP | ||||
| ORD | Purchase | 88 | 39.8750 GBP | ||||
| ORD | Purchase | 91 | 39.8700 GBP | ||||
| ORD | Purchase | 99 | 39.7824 GBP | ||||
| ORD | Purchase | 139 | 39.8462 GBP | ||||
| ORD | Purchase | 150 | 39.7305 GBP | ||||
| ORD | Purchase | 154 | 39.8841 GBP | ||||
| ORD | Purchase | 168 | 39.8343 GBP | ||||
| ORD | Purchase | 171 | 39.8065 GBP | ||||
| ORD | Purchase | 202 | 39.7700 GBP | ||||
| ORD | Purchase | 220 | 39.7900 GBP | ||||
| ORD | Purchase | 252 | 39.8098 GBP | ||||
| ADR | Purchase | 400 | 61.4550 USD | ||||
| ADR | Purchase | 400 | 61.5750 USD | ||||
| ORD | Purchase | 502 | 39.7972 GBP | ||||
| ORD | Purchase | 521 | 39.7788 GBP | ||||
| ORD | Purchase | 723 | 39.8008 GBP | ||||
| ORD | Purchase | 1,100 | 39.7786 GBP | ||||
| ORD | Purchase | 1,787 | 39.8573 GBP | ||||
| ORD | Purchase | 1,824 | 39.8078 GBP | ||||
| ORD | Purchase | 2,244 | 39.7912 GBP | ||||
| ORD | Purchase | 3,364 | 39.7813 GBP | ||||
| ORD | Purchase | 3,761 | 39.8105 GBP | ||||
| ORD | Purchase | 5,438 | 39.8566 GBP | ||||
| ORD | Purchase | 7,893 | 39.7801 GBP | ||||
| ORD | Purchase | 8,349 | 39.7861 GBP | ||||
| ORD | Purchase | 9,059 | 39.5850 GBP | ||||
| ORD | Purchase | 9,073 | 39.7885 GBP | ||||
| ADR | Purchase | 12,849 | 61.4667 USD | ||||
| ORD | Purchase | 17,076 | 39.7759 GBP | ||||
| ORD | Purchase | 18,714 | 39.7634 GBP | ||||
| ORD | Purchase | 25,000 | 39.8126 GBP | ||||
| ORD | Purchase | 28,965 | 39.7132 GBP | ||||
| ORD | Purchase | 62,118 | 39.6980 GBP | ||||
| ORD | Purchase | 100,000 | 39.8188 GBP | ||||
| ORD | Purchase | 349,652 | 39.7500 GBP | ||||
| ORD | Sale | 36 | 39.8150 GBP | ||||
| ORD | Sale | 38 | 39.9475 GBP | ||||
| ORD | Sale | 74 | 39.8830 GBP | ||||
| ORD | Sale | 75 | 39.7305 GBP | ||||
| ORD | Sale | 220 | 39.7900 GBP | ||||
| ADR | Sale | 400 | 61.4550 USD | ||||
| ADR | Sale | 400 | 61.5750 USD | ||||
| ORD | Sale | 1,822 | 39.7534 GBP | ||||
| ORD | Sale | 2,311 | 39.7721 GBP | ||||
| ORD | Sale | 3,032 | 39.7722 GBP | ||||
| ORD | Sale | 3,600 | 39.7518 GBP | ||||
| ORD | Sale | 6,095 | 39.8770 GBP | ||||
| ORD | Sale | 6,668 | 39.9000 GBP | ||||
| ORD | Sale | 6,787 | 39.7114 GBP | ||||
| ORD | Sale | 7,410 | 39.8933 GBP | ||||
| ORD | Sale | 8,800 | 39.5850 GBP | ||||
| ORD | Sale | 9,217 | 39.7754 GBP | ||||
| ORD | Sale | 12,071 | 39.8956 GBP | ||||
| ADR | Sale | 12,849 | 61.4668 USD | ||||
| ORD | Sale | 21,143 | 39.7370 GBP | ||||
| ORD | Sale | 21,717 | 39.7313 GBP | ||||
| ORD | Sale | 28,755 | 39.7045 GBP | ||||
| ORD | Sale | 34,444 | 39.7730 GBP | ||||
| ORD | Sale | 43,761 | 39.7446 GBP | ||||
| ORD | Sale | 125,000 | 39.8071 GBP | ||||
| ORD | Sale | 176,447 | 39.6151 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 97 | 39.7769 GBP | |||||
| ORD | CFD | Long | 798 | 814.7513 ZAR | |||||
| ORD | CFD | Long | 1,822 | 39.7534 GBP | |||||
| ORD | CFD | Long | 3,600 | 39.7518 GBP | |||||
| ORD | CFD | Long | 3,724 | 39.7659 GBP | |||||
| ORD | CFD | Long | 3,869 | 814.8664 ZAR | |||||
| ORD | CFD | Long | 5,044 | 39.7715 GBP | |||||
| ORD | CFD | Long | 7,150 | 39.7644 GBP | |||||
| ORD | CFD | Long | 7,602 | 812.7598 ZAR | |||||
| ORD | CFD | Long | 31,542 | 39.7684 GBP | |||||
| ORD | CFD | Long | 46,128 | 815.1997 ZAR | |||||
| ORD | CFD | Long | 100,000 | 39.9347 GBP | |||||
| ORD | SWAP | Short | 12 | 39.8595 GBP | |||||
| ORD | SWAP | Short | 54 | 39.7911 GBP | |||||
| ORD | SWAP | Short | 99 | 39.7824 GBP | |||||
| ORD | SWAP | Short | 139 | 39.8462 GBP | |||||
| ORD | SWAP | Short | 202 | 39.7700 GBP | |||||
| ORD | SWAP | Short | 252 | 39.8098 GBP | |||||
| ORD | CFD | Short | 444 | 39.5909 GBP | |||||
| ORD | SWAP | Short | 502 | 39.7972 GBP | |||||
| ORD | CFD | Short | 1,776 | 815.1665 ZAR | |||||
| ORD | SWAP | Short | 1,787 | 39.8573 GBP | |||||
| ORD | CFD | Short | 1,800 | 39.7308 GBP | |||||
| ORD | CFD | Short | 1,824 | 39.8078 GBP | |||||
| ORD | SWAP | Short | 2,372 | 39.7877 GBP | |||||
| ORD | SWAP | Short | 2,610 | 39.7169 GBP | |||||
| ORD | CFD | Short | 3,076 | 814.8510 ZAR | |||||
| ORD | SWAP | Short | 3,364 | 39.7813 GBP | |||||
| ORD | CFD | Short | 4,517 | 39.8354 GBP | |||||
| ORD | SWAP | Short | 5,438 | 39.8566 GBP | |||||
| ORD | CFD | Short | 7,690 | 39.8091 GBP | |||||
| ORD | SWAP | Short | 9,073 | 39.7885 GBP | |||||
| ORD | CFD | Short | 13,198 | 815.9056 ZAR | |||||
| ORD | SWAP | Short | 19,755 | 39.6146 GBP | |||||
| ORD | SWAP | Short | 100,000 | 39.8188 GBP | |||||
| ORD | CFD | Short | 107,059 | 817.8648 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 21 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151021005949/en/
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