26th Oct 2015 14:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV SA/NV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,407,351 | 0.89% | 8,575,742 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,292,457 | 0.20% | 8,758,322 | 0.54% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 17,699,708 | 1.09% | 17,334,064 | 1.07% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 3 | 39.3025 GBP | ||||
| ORD | Purchase | 22 | 39.3404 GBP | ||||
| ORD | Purchase | 38 | 39.3000 GBP | ||||
| ORD | Purchase | 41 | 39.3175 GBP | ||||
| ORD | Purchase | 52 | 39.5195 GBP | ||||
| ORD | Purchase | 52 | 39.5175 GBP | ||||
| ORD | Purchase | 60 | 39.4375 GBP | ||||
| ORD | Purchase | 60 | 39.4445 GBP | ||||
| ORD | Purchase | 100 | 39.3825 GBP | ||||
| ORD | Purchase | 100 | 39.3275 GBP | ||||
| ORD | Purchase | 100 | 39.4325 GBP | ||||
| ORD | Purchase | 100 | 39.3525 GBP | ||||
| ORD | Purchase | 100 | 39.3625 GBP | ||||
| ORD | Purchase | 107 | 39.4900 GBP | ||||
| ORD | Purchase | 117 | 39.3205 GBP | ||||
| ORD | Purchase | 120 | 39.3412 GBP | ||||
| ORD | Purchase | 145 | 39.4725 GBP | ||||
| ORD | Purchase | 157 | 39.4675 GBP | ||||
| ORD | Purchase | 166 | 39.3400 GBP | ||||
| ORD | Purchase | 181 | 39.3339 GBP | ||||
| ORD | Purchase | 192 | 39.4950 GBP | ||||
| ORD | Purchase | 200 | 39.4800 GBP | ||||
| ORD | Purchase | 200 | 39.3700 GBP | ||||
| ORD | Purchase | 200 | 39.3475 GBP | ||||
| ORD | Purchase | 200 | 39.5100 GBP | ||||
| ORD | Purchase | 228 | 39.4850 GBP | ||||
| ORD | Purchase | 237 | 39.4275 GBP | ||||
| ORD | Purchase | 259 | 39.3925 GBP | ||||
| ORD | Purchase | 280 | 39.4575 GBP | ||||
| ORD | Purchase | 291 | 39.4045 GBP | ||||
| ORD | Purchase | 300 | 39.3800 GBP | ||||
| ORD | Purchase | 300 | 39.4300 GBP | ||||
| ORD | Purchase | 301 | 39.3575 GBP | ||||
| ORD | Purchase | 306 | 39.4200 GBP | ||||
| ORD | Purchase | 400 | 39.3995 GBP | ||||
| ORD | Purchase | 409 | 39.3662 GBP | ||||
| ORD | Purchase | 430 | 39.3350 GBP | ||||
| ORD | Purchase | 460 | 39.3900 GBP | ||||
| ORD | Purchase | 494 | 39.4075 GBP | ||||
| ORD | Purchase | 500 | 39.4750 GBP | ||||
| ORD | Purchase | 531 | 39.3150 GBP | ||||
| ORD | Purchase | 536 | 39.3600 GBP | ||||
| ORD | Purchase | 564 | 39.4350 GBP | ||||
| ORD | Purchase | 573 | 39.4975 GBP | ||||
| ORD | Purchase | 615 | 39.3200 GBP | ||||
| ORD | Purchase | 636 | 39.5025 GBP | ||||
| ORD | Purchase | 675 | 39.4100 GBP | ||||
| ORD | Purchase | 695 | 39.4175 GBP | ||||
| ORD | Purchase | 700 | 39.3493 GBP | ||||
| ORD | Purchase | 712 | 39.3550 GBP | ||||
| ORD | Purchase | 770 | 39.4625 GBP | ||||
| ORD | Purchase | 882 | 39.3668 GBP | ||||
| ORD | Purchase | 883 | 39.4250 GBP | ||||
| ORD | Purchase | 900 | 39.4600 GBP | ||||
| ORD | Purchase | 927 | 39.4700 GBP | ||||
| ORD | Purchase | 942 | 39.3775 GBP | ||||
| ORD | Purchase | 959 | 39.4525 GBP | ||||
| ORD | Purchase | 1,070 | 39.3450 GBP | ||||
| ORD | Purchase | 1,119 | 39.3950 GBP | ||||
| ORD | Purchase | 1,261 | 39.4550 GBP | ||||
| ORD | Purchase | 1,285 | 39.4650 GBP | ||||
| ORD | Purchase | 1,308 | 39.4450 GBP | ||||
| ORD | Purchase | 1,366 | 39.4500 GBP | ||||
| ORD | Purchase | 1,396 | 39.4225 GBP | ||||
| ORD | Purchase | 1,539 | 39.4475 GBP | ||||
| ORD | Purchase | 1,722 | 39.4150 GBP | ||||
| ORD | Purchase | 1,723 | 39.3500 GBP | ||||
| ORD | Purchase | 2,106 | 39.4025 GBP | ||||
| ORD | Purchase | 2,261 | 39.4125 GBP | ||||
| ADR | Purchase | 2,540 | 60.6220 USD | ||||
| ORD | Purchase | 2,709 | 39.4183 GBP | ||||
| ORD | Purchase | 2,912 | 39.3921 GBP | ||||
| ORD | Purchase | 2,948 | 39.3884 GBP | ||||
| ORD | Purchase | 3,010 | 39.4050 GBP | ||||
| ORD | Purchase | 3,460 | 39.3393 GBP | ||||
| ORD | Purchase | 3,600 | 39.3581 GBP | ||||
| ORD | Purchase | 3,722 | 39.3829 GBP | ||||
| ORD | Purchase | 3,845 | 39.3910 GBP | ||||
| ORD | Purchase | 4,141 | 39.3871 GBP | ||||
| ORD | Purchase | 4,561 | 39.4000 GBP | ||||
| ORD | Purchase | 5,630 | 39.3543 GBP | ||||
| ORD | Purchase | 6,681 | 39.3685 GBP | ||||
| ORD | Purchase | 8,874 | 39.4606 GBP | ||||
| ORD | Purchase | 11,320 | 39.3918 GBP | ||||
| ORD | Purchase | 13,284 | 39.4235 GBP | ||||
| ORD | Purchase | 15,000 | 39.3573 GBP | ||||
| ORD | Purchase | 16,182 | 39.4061 GBP | ||||
| ORD | Purchase | 20,719 | 39.3956 GBP | ||||
| ORD | Purchase | 22,862 | 39.4067 GBP | ||||
| ORD | Purchase | 32,671 | 39.4126 GBP | ||||
| ORD | Purchase | 35,793 | 39.3672 GBP | ||||
| ORD | Purchase | 77,255 | 39.4029 GBP | ||||
| ORD | Purchase | 106,605 | 39.3300 GBP | ||||
| ORD | Purchase | 207,600 | 39.4011 GBP | ||||
| ORD | Sale | 3 | 39.3025 GBP | ||||
| ORD | Sale | 5 | 39.3499 GBP | ||||
| ORD | Sale | 38 | 39.3000 GBP | ||||
| ORD | Sale | 41 | 39.3175 GBP | ||||
| ORD | Sale | 52 | 39.5175 GBP | ||||
| ORD | Sale | 52 | 39.5195 GBP | ||||
| ORD | Sale | 60 | 39.4375 GBP | ||||
| ORD | Sale | 60 | 39.4445 GBP | ||||
| ORD | Sale | 100 | 39.4325 GBP | ||||
| ORD | Sale | 100 | 39.3625 GBP | ||||
| ORD | Sale | 100 | 39.3825 GBP | ||||
| ORD | Sale | 100 | 39.3275 GBP | ||||
| ORD | Sale | 100 | 39.3525 GBP | ||||
| ORD | Sale | 107 | 39.4900 GBP | ||||
| ORD | Sale | 114 | 39.4850 GBP | ||||
| ORD | Sale | 145 | 39.4725 GBP | ||||
| ORD | Sale | 157 | 39.4675 GBP | ||||
| ORD | Sale | 166 | 39.3400 GBP | ||||
| ORD | Sale | 192 | 39.4950 GBP | ||||
| ORD | Sale | 200 | 39.3700 GBP | ||||
| ORD | Sale | 200 | 39.4800 GBP | ||||
| ORD | Sale | 200 | 39.3475 GBP | ||||
| ORD | Sale | 200 | 39.5100 GBP | ||||
| ORD | Sale | 237 | 39.4275 GBP | ||||
| ORD | Sale | 259 | 39.3925 GBP | ||||
| ORD | Sale | 277 | 39.3490 GBP | ||||
| ORD | Sale | 280 | 39.4575 GBP | ||||
| ORD | Sale | 291 | 39.4045 GBP | ||||
| ORD | Sale | 300 | 39.4300 GBP | ||||
| ORD | Sale | 301 | 39.3575 GBP | ||||
| ORD | Sale | 306 | 39.4200 GBP | ||||
| ORD | Sale | 346 | 39.3800 GBP | ||||
| ORD | Sale | 378 | 39.3418 GBP | ||||
| ORD | Sale | 400 | 39.3995 GBP | ||||
| ORD | Sale | 430 | 39.3350 GBP | ||||
| ORD | Sale | 439 | 39.3600 GBP | ||||
| ORD | Sale | 460 | 39.3900 GBP | ||||
| ORD | Sale | 494 | 39.4075 GBP | ||||
| ORD | Sale | 500 | 39.4750 GBP | ||||
| ORD | Sale | 531 | 39.3150 GBP | ||||
| ORD | Sale | 564 | 39.4350 GBP | ||||
| ORD | Sale | 567 | 39.3593 GBP | ||||
| ORD | Sale | 573 | 39.4975 GBP | ||||
| ORD | Sale | 615 | 39.3200 GBP | ||||
| ORD | Sale | 636 | 39.5025 GBP | ||||
| ORD | Sale | 648 | 39.3300 GBP | ||||
| ORD | Sale | 675 | 39.4100 GBP | ||||
| ORD | Sale | 695 | 39.4175 GBP | ||||
| ORD | Sale | 700 | 39.4304 GBP | ||||
| ORD | Sale | 712 | 39.3550 GBP | ||||
| ORD | Sale | 770 | 39.4625 GBP | ||||
| ORD | Sale | 883 | 39.4250 GBP | ||||
| ORD | Sale | 886 | 39.3573 GBP | ||||
| ORD | Sale | 900 | 39.4600 GBP | ||||
| ORD | Sale | 900 | 39.4072 GBP | ||||
| ORD | Sale | 911 | 39.4014 GBP | ||||
| ORD | Sale | 927 | 39.4700 GBP | ||||
| ORD | Sale | 942 | 39.3775 GBP | ||||
| ORD | Sale | 959 | 39.4525 GBP | ||||
| ORD | Sale | 1,070 | 39.3450 GBP | ||||
| ORD | Sale | 1,119 | 39.3950 GBP | ||||
| ORD | Sale | 1,208 | 39.4450 GBP | ||||
| ORD | Sale | 1,261 | 39.4550 GBP | ||||
| ORD | Sale | 1,285 | 39.4650 GBP | ||||
| ORD | Sale | 1,366 | 39.4500 GBP | ||||
| ORD | Sale | 1,396 | 39.4225 GBP | ||||
| ORD | Sale | 1,436 | 39.4444 GBP | ||||
| ORD | Sale | 1,539 | 39.4475 GBP | ||||
| ORD | Sale | 1,722 | 39.4150 GBP | ||||
| ORD | Sale | 2,106 | 39.4025 GBP | ||||
| ORD | Sale | 2,193 | 39.3500 GBP | ||||
| ORD | Sale | 2,261 | 39.3560 GBP | ||||
| ORD | Sale | 2,261 | 39.4125 GBP | ||||
| ORD | Sale | 2,311 | 39.3594 GBP | ||||
| ADR | Sale | 2,540 | 60.6220 USD | ||||
| ORD | Sale | 3,010 | 39.4050 GBP | ||||
| ORD | Sale | 3,334 | 39.4403 GBP | ||||
| ORD | Sale | 5,519 | 39.4276 GBP | ||||
| ORD | Sale | 6,547 | 39.3642 GBP | ||||
| ORD | Sale | 6,600 | 39.3860 GBP | ||||
| ORD | Sale | 6,652 | 39.4365 GBP | ||||
| ORD | Sale | 7,960 | 39.4252 GBP | ||||
| ORD | Sale | 8,586 | 39.4237 GBP | ||||
| ORD | Sale | 9,727 | 39.4000 GBP | ||||
| ORD | Sale | 12,120 | 39.4896 GBP | ||||
| ORD | Sale | 13,976 | 39.4165 GBP | ||||
| ORD | Sale | 19,782 | 39.4144 GBP | ||||
| ORD | Sale | 22,453 | 39.4076 GBP | ||||
| ORD | Sale | 23,369 | 39.4055 GBP | ||||
| ORD | Sale | 31,062 | 39.3851 GBP | ||||
| ORD | Sale | 34,968 | 39.3812 GBP | ||||
| ORD | Sale | 79,308 | 39.3886 GBP | ||||
| ORD | Sale | 95,941 | 39.3961 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 115 | 39.4379 GBP | |||||
| ORD | SWAP | Long | 318 | 39.4591 GBP | |||||
| ORD | SWAP | Long | 595 | 39.4179 GBP | |||||
| ORD | CFD | Long | 1,199 | 820.4039 ZAR | |||||
| ORD | CFD | Long | 1,436 | 39.4444 GBP | |||||
| ORD | CFD | Long | 3,000 | 39.3985 GBP | |||||
| ORD | CFD | Long | 3,462 | 39.4740 GBP | |||||
| ORD | CFD | Long | 3,600 | 810.0066 ZAR | |||||
| ORD | CFD | Long | 4,754 | 39.3959 GBP | |||||
| ORD | CFD | Long | 6,096 | 816.6271 ZAR | |||||
| ORD | SWAP | Long | 6,600 | 39.3860 GBP | |||||
| ORD | CFD | Long | 8,006 | 823.2705 ZAR | |||||
| ORD | CFD | Long | 12,131 | 813.1078 ZAR | |||||
| ORD | CFD | Long | 19,489 | 39.3903 GBP | |||||
| ORD | CFD | Long | 11,147 | 39.4549 GBP | |||||
| ORD | CFD | Long | 12,118 | 809.4100 ZAR | |||||
| ORD | CFD | Long | 78,015 | 815.6890 ZAR | |||||
| ORD | SWAP | Short | 22 | 39.3404 GBP | |||||
| ORD | SWAP | Short | 117 | 39.3205 GBP | |||||
| ORD | SWAP | Short | 131 | 39.3499 GBP | |||||
| ORD | SWAP | Short | 181 | 39.3339 GBP | |||||
| ORD | CFD | Short | 359 | 816.5572 ZAR | |||||
| ORD | SWAP | Short | 803 | 39.3971 GBP | |||||
| ORD | CFD | Short | 849 | 813.5558 ZAR | |||||
| ORD | SWAP | Short | 882 | 39.3668 GBP | |||||
| ORD | SWAP | Short | 1,218 | 39.4467 GBP | |||||
| ORD | SWAP | Short | 2,709 | 39.4183 GBP | |||||
| ORD | SWAP | Short | 2,912 | 39.3921 GBP | |||||
| ORD | SWAP | Short | 3,460 | 39.3393 GBP | |||||
| ORD | CFD | Short | 3,600 | 39.3581 GBP | |||||
| ORD | CFD | Short | 4,220 | 816.0164 ZAR | |||||
| ORD | SWAP | Short | 5,028 | 39.3875 GBP | |||||
| ORD | SWAP | Short | 5,630 | 39.3543 GBP | |||||
| ORD | CFD | Short | 2,948 | 39.3884 GBP | |||||
| ORD | CFD | Short | 6,630 | 39.3990 GBP | |||||
| ORD | SWAP | Short | 6,681 | 39.3684 GBP | |||||
| ORD | SWAP | Short | 7,335 | 39.4104 GBP | |||||
| ORD | SWAP | Short | 8,874 | 39.4606 GBP | |||||
| ORD | SWAP | Short | 13,284 | 39.4235 GBP | |||||
| ORD | SWAP | Short | 14,985 | 39.4055 GBP | |||||
| ORD | CFD | Short | 19,375 | 813.8705 ZAR | |||||
| ORD | CFD | Short | 33,803 | 816.6699 ZAR | |||||
| ORD | SWAP | Short | 35,793 | 39.3672 GBP | |||||
| ORD | CFD | Short | 78,129 | 39.4165 GBP | |||||
| ORD | CFD | Short | 41,547 | 39.4026 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 26 Oct 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151026005896/en/
Copyright Business Wire 2015
Related Shares:
BarclaysSAB.L