13th Oct 2015 15:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 12,161,011 | 0.75% | 7,976,434 | 0.49% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,175,905 | 0.20% | 6,299,515 | 0.39% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,336,916 | 0.95% | 14,275,949 | 0.88% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 26 | 35.9753 GBP | ||||
| ORD | Purchase | 44 | 36.6750 GBP | ||||
| ORD | Purchase | 47 | 36.9450 GBP | ||||
| ORD | Purchase | 57 | 754.9300 ZAR | ||||
| ORD | Purchase | 59 | 36.3850 GBP | ||||
| ORD | Purchase | 74 | 36.2850 GBP | ||||
| ORD | Purchase | 83 | 37.1725 GBP | ||||
| ORD | Purchase | 83 | 37.0475 GBP | ||||
| ORD | Purchase | 83 | 36.5525 GBP | ||||
| ORD | Purchase | 85 | 36.3728 GBP | ||||
| ORD | Purchase | 99 | 37.0800 GBP | ||||
| ORD | Purchase | 100 | 35.8450 GBP | ||||
| ORD | Purchase | 100 | 35.8200 GBP | ||||
| ORD | Purchase | 103 | 36.3688 GBP | ||||
| ORD | Purchase | 109 | 36.3400 GBP | ||||
| ORD | Purchase | 109 | 36.3820 GBP | ||||
| ORD | Purchase | 109 | 36.3500 GBP | ||||
| ORD | Purchase | 110 | 35.9650 GBP | ||||
| ORD | Purchase | 110 | 36.3200 GBP | ||||
| ORD | Purchase | 115 | 36.9700 GBP | ||||
| ORD | Purchase | 122 | 36.9255 GBP | ||||
| ORD | Purchase | 126 | 36.5150 GBP | ||||
| ORD | Purchase | 130 | 36.4700 GBP | ||||
| ORD | Purchase | 147 | 36.3018 GBP | ||||
| ORD | Purchase | 237 | 36.3450 GBP | ||||
| ORD | Purchase | 241 | 37.1700 GBP | ||||
| ADR | Purchase | 250 | 55.0200 USD | ||||
| ORD | Purchase | 255 | 36.2500 GBP | ||||
| ORD | Purchase | 256 | 36.3896 GBP | ||||
| ORD | Purchase | 264 | 37.1800 GBP | ||||
| ORD | Purchase | 279 | 36.5700 GBP | ||||
| ORD | Purchase | 300 | 35.8900 GBP | ||||
| ORD | Purchase | 300 | 36.5400 GBP | ||||
| ORD | Purchase | 323 | 37.1950 GBP | ||||
| ORD | Purchase | 350 | 37.1350 GBP | ||||
| ORD | Purchase | 358 | 36.0350 GBP | ||||
| ORD | Purchase | 367 | 37.1850 GBP | ||||
| ORD | Purchase | 369 | 37.1100 GBP | ||||
| ORD | Purchase | 379 | 36.3410 GBP | ||||
| ORD | Purchase | 399 | 36.0050 GBP | ||||
| ORD | Purchase | 406 | 36.0000 GBP | ||||
| ORD | Purchase | 444 | 36.1000 GBP | ||||
| ORD | Purchase | 461 | 36.6600 GBP | ||||
| ORD | Purchase | 500 | 35.9700 GBP | ||||
| ORD | Purchase | 500 | 36.5350 GBP | ||||
| ORD | Purchase | 500 | 36.0550 GBP | ||||
| ORD | Purchase | 500 | 36.8850 GBP | ||||
| ORD | Purchase | 664 | 36.6700 GBP | ||||
| ORD | Purchase | 691 | 36.4650 GBP | ||||
| ORD | Purchase | 846 | 37.0100 GBP | ||||
| ORD | Purchase | 879 | 36.4413 GBP | ||||
| ORD | Purchase | 908 | 36.4672 GBP | ||||
| ORD | Purchase | 915 | 37.1750 GBP | ||||
| ORD | Purchase | 1,000 | 35.7750 GBP | ||||
| ORD | Purchase | 1,876 | 36.3220 GBP | ||||
| ORD | Purchase | 2,171 | 36.9933 GBP | ||||
| ORD | Purchase | 2,668 | 36.8375 GBP | ||||
| ORD | Purchase | 2,691 | 36.8613 GBP | ||||
| ORD | Purchase | 2,802 | 36.2204 GBP | ||||
| ORD | Purchase | 2,888 | 36.4406 GBP | ||||
| ORD | Purchase | 3,148 | 36.5990 GBP | ||||
| ORD | Purchase | 3,883 | 37.1790 GBP | ||||
| ORD | Purchase | 4,148 | 36.9310 GBP | ||||
| ORD | Purchase | 4,500 | 36.9777 GBP | ||||
| ORD | Purchase | 4,500 | 37.0861 GBP | ||||
| ORD | Purchase | 4,867 | 36.6268 GBP | ||||
| ORD | Purchase | 5,000 | 36.3055 GBP | ||||
| ORD | Purchase | 5,697 | 36.4475 GBP | ||||
| ORD | Purchase | 7,029 | 37.0779 GBP | ||||
| ORD | Purchase | 9,649 | 36.1909 GBP | ||||
| ADR | Purchase | 11,400 | 56.9519 USD | ||||
| ORD | Purchase | 15,436 | 36.4187 GBP | ||||
| ADR | Purchase | 17,392 | 55.4965 USD | ||||
| ORD | Purchase | 19,409 | 36.5058 GBP | ||||
| ORD | Purchase | 19,903 | 36.5852 GBP | ||||
| ORD | Purchase | 21,349 | 36.5304 GBP | ||||
| ORD | Purchase | 26,001 | 36.6312 GBP | ||||
| ORD | Purchase | 26,672 | 36.5863 GBP | ||||
| ORD | Purchase | 28,024 | 36.5891 GBP | ||||
| ORD | Purchase | 44,079 | 36.3296 GBP | ||||
| ORD | Purchase | 47,654 | 36.2441 GBP | ||||
| ORD | Purchase | 51,643 | 36.4774 GBP | ||||
| ORD | Purchase | 52,754 | 36.8000 GBP | ||||
| ORD | Purchase | 76,043 | 36.5688 GBP | ||||
| ORD | Purchase | 76,841 | 36.2469 GBP | ||||
| ORD | Purchase | 87,053 | 36.5112 GBP | ||||
| ORD | Purchase | 100,000 | 37.0185 GBP | ||||
| ORD | Purchase | 128,712 | 36.9682 GBP | ||||
| ORD | Purchase | 166,040 | 37.0032 GBP | ||||
| ORD | Purchase | 239,012 | 36.0303 GBP | ||||
| ORD | Purchase | 316,816 | 36.5297 GBP | ||||
| ORD | Purchase | 447,999 | 37.0239 GBP | ||||
| ORD | Sale | 14 | 36.2585 GBP | ||||
| ORD | Sale | 40 | 37.0279 GBP | ||||
| ORD | Sale | 44 | 36.6750 GBP | ||||
| ORD | Sale | 47 | 36.9450 GBP | ||||
| ORD | Sale | 59 | 36.3850 GBP | ||||
| ORD | Sale | 62 | 36.4991 GBP | ||||
| ORD | Sale | 74 | 36.2850 GBP | ||||
| ORD | Sale | 83 | 37.0475 GBP | ||||
| ORD | Sale | 83 | 37.1725 GBP | ||||
| ORD | Sale | 83 | 36.5525 GBP | ||||
| ORD | Sale | 99 | 37.0800 GBP | ||||
| ORD | Sale | 100 | 35.8200 GBP | ||||
| ORD | Sale | 100 | 35.8450 GBP | ||||
| ORD | Sale | 109 | 36.3820 GBP | ||||
| ORD | Sale | 109 | 36.3500 GBP | ||||
| ORD | Sale | 109 | 36.3400 GBP | ||||
| ORD | Sale | 110 | 35.9650 GBP | ||||
| ORD | Sale | 110 | 36.3200 GBP | ||||
| ORD | Sale | 115 | 36.9700 GBP | ||||
| ORD | Sale | 122 | 36.3284 GBP | ||||
| ORD | Sale | 126 | 36.5150 GBP | ||||
| ORD | Sale | 130 | 36.4700 GBP | ||||
| ORD | Sale | 145 | 37.0782 GBP | ||||
| ORD | Sale | 156 | 36.2150 GBP | ||||
| ORD | Sale | 163 | 36.3290 GBP | ||||
| ORD | Sale | 203 | 36.4439 GBP | ||||
| ORD | Sale | 213 | 35.6935 GBP | ||||
| ORD | Sale | 237 | 36.3450 GBP | ||||
| ORD | Sale | 241 | 37.1700 GBP | ||||
| ORD | Sale | 244 | 36.9255 GBP | ||||
| ADR | Sale | 250 | 55.0200 USD | ||||
| ORD | Sale | 255 | 36.2500 GBP | ||||
| ORD | Sale | 264 | 37.1800 GBP | ||||
| ORD | Sale | 279 | 36.5700 GBP | ||||
| ORD | Sale | 300 | 36.5400 GBP | ||||
| ORD | Sale | 300 | 35.8900 GBP | ||||
| ORD | Sale | 323 | 37.1950 GBP | ||||
| ORD | Sale | 350 | 37.1350 GBP | ||||
| ORD | Sale | 358 | 36.0350 GBP | ||||
| ORD | Sale | 367 | 37.1850 GBP | ||||
| ORD | Sale | 369 | 37.1100 GBP | ||||
| ORD | Sale | 399 | 36.0050 GBP | ||||
| ORD | Sale | 406 | 36.0000 GBP | ||||
| ORD | Sale | 423 | 36.2477 GBP | ||||
| ORD | Sale | 461 | 36.6600 GBP | ||||
| ORD | Sale | 475 | 36.3729 GBP | ||||
| ORD | Sale | 500 | 36.5350 GBP | ||||
| ORD | Sale | 500 | 36.8850 GBP | ||||
| ORD | Sale | 500 | 35.9700 GBP | ||||
| ORD | Sale | 500 | 36.0550 GBP | ||||
| ORD | Sale | 522 | 36.6219 GBP | ||||
| ORD | Sale | 607 | 37.0284 GBP | ||||
| ORD | Sale | 610 | 36.1000 GBP | ||||
| ORD | Sale | 664 | 36.6700 GBP | ||||
| ORD | Sale | 846 | 37.0100 GBP | ||||
| ORD | Sale | 915 | 37.1750 GBP | ||||
| ORD | Sale | 979 | 35.9263 GBP | ||||
| ORD | Sale | 1,000 | 35.7750 GBP | ||||
| ORD | Sale | 1,300 | 36.3676 GBP | ||||
| ORD | Sale | 2,227 | 35.7703 GBP | ||||
| ORD | Sale | 2,336 | 36.8653 GBP | ||||
| ORD | Sale | 2,542 | 37.1926 GBP | ||||
| ORD | Sale | 2,801 | 35.7772 GBP | ||||
| ORD | Sale | 3,527 | 37.1729 GBP | ||||
| ORD | Sale | 4,158 | 36.1025 GBP | ||||
| ORD | Sale | 4,464 | 36.8999 GBP | ||||
| ORD | Sale | 4,500 | 36.7024 GBP | ||||
| ORD | Sale | 4,586 | 37.0180 GBP | ||||
| ORD | Sale | 5,660 | 36.6731 GBP | ||||
| ORD | Sale | 5,698 | 36.2934 GBP | ||||
| ORD | Sale | 5,962 | 37.1594 GBP | ||||
| ORD | Sale | 5,995 | 36.9446 GBP | ||||
| ORD | Sale | 7,182 | 35.7417 GBP | ||||
| ORD | Sale | 7,592 | 36.4094 GBP | ||||
| ORD | Sale | 8,481 | 36.5517 GBP | ||||
| ORD | Sale | 10,000 | 36.4489 GBP | ||||
| ORD | Sale | 10,036 | 35.7916 GBP | ||||
| ADR | Sale | 11,400 | 56.9519 USD | ||||
| ORD | Sale | 11,578 | 36.4294 GBP | ||||
| ORD | Sale | 12,000 | 37.1481 GBP | ||||
| ORD | Sale | 13,422 | 35.7867 GBP | ||||
| ORD | Sale | 16,015 | 36.6131 GBP | ||||
| ORD | Sale | 17,096 | 36.9063 GBP | ||||
| ADR | Sale | 17,392 | 55.4965 USD | ||||
| ORD | Sale | 19,571 | 36.8506 GBP | ||||
| ORD | Sale | 20,000 | 36.8671 GBP | ||||
| ORD | Sale | 26,842 | 36.8203 GBP | ||||
| ORD | Sale | 30,000 | 36.4475 GBP | ||||
| ORD | Sale | 45,530 | 36.7129 GBP | ||||
| ORD | Sale | 50,000 | 35.7714 GBP | ||||
| ORD | Sale | 50,000 | 37.1997 GBP | ||||
| ORD | Sale | 57,084 | 36.7572 GBP | ||||
| ORD | Sale | 62,871 | 36.8877 GBP | ||||
| ORD | Sale | 75,542 | 36.2717 GBP | ||||
| ORD | Sale | 93,722 | 36.8298 GBP | ||||
| ORD | Sale | 125,000 | 36.3242 GBP | ||||
| ORD | Sale | 131,468 | 36.7384 GBP | ||||
| ORD | Sale | 157,960 | 36.7743 GBP | ||||
| ORD | Sale | 289,359 | 36.7609 GBP | ||||
| ORD | Sale | 433,977 | 36.7055 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 14 | 36.2585 GBP | |||||
| ORD | SWAP | Long | 58 | 37.0046 GBP | |||||
| ORD | SWAP | Long | 62 | 36.4991 GBP | |||||
| ORD | SWAP | Long | 122 | 36.3284 GBP | |||||
| ORD | SWAP | Long | 145 | 37.0782 GBP | |||||
| ORD | SWAP | Long | 163 | 36.3290 GBP | |||||
| ORD | CFD | Long | 203 | 36.4439 GBP | |||||
| ORD | SWAP | Long | 213 | 35.6935 GBP | |||||
| ORD | SWAP | Long | 475 | 36.3729 GBP | |||||
| ORD | SWAP | Long | 522 | 36.6219 GBP | |||||
| ORD | CFD | Long | 552 | 36.0346 GBP | |||||
| ORD | CFD | Long | 1,000 | 36.4021 GBP | |||||
| ORD | CFD | Long | 1,000 | 37.4315 GBP | |||||
| ORD | CFD | Long | 1,000 | 36.4604 GBP | |||||
| ORD | CFD | Long | 2,297 | 37.2473 GBP | |||||
| ORD | SWAP | Long | 2,336 | 36.8653 GBP | |||||
| ORD | CFD | Long | 2,354 | 37.1178 GBP | |||||
| ORD | SWAP | Long | 2,481 | 37.0376 GBP | |||||
| ORD | SWAP | Long | 4,433 | 36.2889 GBP | |||||
| ORD | SWAP | Long | 4,464 | 36.8999 GBP | |||||
| ORD | CFD | Long | 4,500 | 36.7024 GBP | |||||
| ORD | SWAP | Long | 5,698 | 36.2934 GBP | |||||
| ORD | SWAP | Long | 5,995 | 36.9447 GBP | |||||
| ORD | CFD | Long | 6,989 | 746.4673 ZAR | |||||
| ORD | CFD | Long | 10,000 | 36.4489 GBP | |||||
| ORD | CFD | Long | 19,571 | 36.8506 GBP | |||||
| ORD | CFD | Long | 20,000 | 36.8671 GBP | |||||
| ORD | CFD | Long | 42,077 | 752.7075 ZAR | |||||
| ORD | CFD | Long | 52,418 | 36.8334 GBP | |||||
| ORD | CFD | Long | 59,381 | 751.7315 ZAR | |||||
| ORD | CFD | Long | 209,267 | 36.8361 GBP | |||||
| ORD | SWAP | Short | 26 | 35.9753 GBP | |||||
| ORD | SWAP | Short | 85 | 36.3728 GBP | |||||
| ORD | SWAP | Short | 103 | 36.3688 GBP | |||||
| ORD | SWAP | Short | 130 | 36.2477 GBP | |||||
| ORD | SWAP | Short | 147 | 36.3019 GBP | |||||
| ORD | SWAP | Short | 256 | 36.3896 GBP | |||||
| ORD | SWAP | Short | 379 | 36.3410 GBP | |||||
| ORD | SWAP | Short | 691 | 36.4650 GBP | |||||
| ORD | SWAP | Short | 908 | 36.4672 GBP | |||||
| ORD | CFD | Short | 2,668 | 36.8375 GBP | |||||
| ORD | SWAP | Short | 2,802 | 36.2204 GBP | |||||
| ORD | SWAP | Short | 2,888 | 36.4406 GBP | |||||
| ORD | CFD | Short | 3,866 | 36.9379 GBP | |||||
| ORD | SWAP | Short | 3,883 | 37.1790 GBP | |||||
| ORD | SWAP | Short | 4,136 | 36.3183 GBP | |||||
| ORD | SWAP | Short | 4,440 | 36.6710 GBP | |||||
| ORD | CFD | Short | 4,500 | 36.9777 GBP | |||||
| ORD | CFD | Short | 4,867 | 36.6268 GBP | |||||
| ORD | SWAP Expires 14/11/2016 | Short | 5,000 | 36.6756 GBP | |||||
| ORD | CFD | Short | 5,000 | 37.0033 GBP | |||||
| ORD | SWAP | Short | 7,029 | 37.0779 GBP | |||||
| ORD | CFD | Short | 7,433 | 36.3500 GBP | |||||
| ORD | SWAP | Short | 9,649 | 36.1909 GBP | |||||
| ORD | SWAP | Short | 9,901 | 36.7436 GBP | |||||
| ORD | SWAP | Short | 15,436 | 36.4187 GBP | |||||
| ORD | CFD | Short | 33,303 | 732.2928 ZAR | |||||
| ORD | CFD | Short | 39,633 | 752.2107 ZAR | |||||
| ORD | CFD | Short | 44,723 | 753.3091 ZAR | |||||
| ORD | SWAP | Short | 49,687 | 36.1984 GBP | |||||
| ORD | CFD | Short | 54,862 | 36.8276 GBP | |||||
| ORD | CFD | Short | 59,738 | 36.6159 GBP | |||||
| ORD | CFD | Short | 64,407 | 754.5502 ZAR | |||||
| ORD | CFD | Short | 68,887 | 754.1332 ZAR | |||||
| ORD | CFD | Short | 89,086 | 732.2927 ZAR | |||||
| ORD | SWAP | Short | 100,000 | 37.0185 GBP | |||||
| ORD | CFD | Short | 155,468 | 36.7801 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 13 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151013006244/en/
Copyright Business Wire 2015
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