21st Sep 2015 14:30
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 September 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | Anheuser-Busch InBev SA/NV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,518,230 | 0.71% | 8,737,803 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 2,210,666 | 0.14% | 4,979,588 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,728,896 | 0.85% | 13,717,391 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 41 | 36.1575 GBP | ||||
| ORD | Purchase | 50 | 36.4000 GBP | ||||
| ORD | Purchase | 59 | 36.3535 GBP | ||||
| ORD | Purchase | 60 | 36.2686 GBP | ||||
| ORD | Purchase | 67 | 36.1270 GBP | ||||
| ORD | Purchase | 77 | 36.5350 GBP | ||||
| ORD | Purchase | 83 | 36.2450 GBP | ||||
| ORD | Purchase | 83 | 36.1150 GBP | ||||
| ORD | Purchase | 83 | 36.1100 GBP | ||||
| ORD | Purchase | 83 | 36.0975 GBP | ||||
| ORD | Purchase | 89 | 36.3950 GBP | ||||
| ORD | Purchase | 101 | 36.2600 GBP | ||||
| ORD | Purchase | 108 | 36.1800 GBP | ||||
| ORD | Purchase | 142 | 36.2300 GBP | ||||
| ORD | Purchase | 172 | 36.1450 GBP | ||||
| ORD | Purchase | 174 | 36.2200 GBP | ||||
| ORD | Purchase | 199 | 36.1240 GBP | ||||
| ORD | Purchase | 201 | 36.3200 GBP | ||||
| ORD | Purchase | 201 | 36.1400 GBP | ||||
| ORD | Purchase | 215 | 36.1350 GBP | ||||
| ORD | Purchase | 227 | 36.1200 GBP | ||||
| ORD | Purchase | 238 | 36.3302 GBP | ||||
| ORD | Purchase | 249 | 36.2766 GBP | ||||
| ORD | Purchase | 253 | 36.1850 GBP | ||||
| ORD | Purchase | 260 | 36.2050 GBP | ||||
| ORD | Purchase | 273 | 36.0550 GBP | ||||
| ORD | Purchase | 278 | 36.2250 GBP | ||||
| ORD | Purchase | 278 | 36.1819 GBP | ||||
| ORD | Purchase | 336 | 36.1025 GBP | ||||
| ORD | Purchase | 336 | 36.1300 GBP | ||||
| ORD | Purchase | 336 | 36.1275 GBP | ||||
| ORD | Purchase | 338 | 36.1000 GBP | ||||
| ORD | Purchase | 357 | 36.1250 GBP | ||||
| ORD | Purchase | 376 | 36.2150 GBP | ||||
| ORD | Purchase | 395 | 36.1050 GBP | ||||
| ORD | Purchase | 815 | 36.1550 GBP | ||||
| ORD | Purchase | 892 | 36.1936 GBP | ||||
| ORD | Purchase | 948 | 36.1500 GBP | ||||
| ORD | Purchase | 1,133 | 36.3388 GBP | ||||
| ADR | Purchase | 1,200 | 56.0050 USD | ||||
| ADR | Purchase | 1,200 | 56.8116 USD | ||||
| ORD | Purchase | 1,362 | 36.1860 GBP | ||||
| ORD | Purchase | 1,766 | 36.1388 GBP | ||||
| ORD | Purchase | 1,949 | 36.1951 GBP | ||||
| ORD | Purchase | 2,639 | 36.1958 GBP | ||||
| ORD | Purchase | 3,600 | 36.1329 GBP | ||||
| ORD | Purchase | 4,238 | 36.1529 GBP | ||||
| ORD | Purchase | 4,484 | 36.0471 GBP | ||||
| ORD | Purchase | 5,506 | 36.0539 GBP | ||||
| ORD | Purchase | 5,683 | 36.0388 GBP | ||||
| ORD | Purchase | 5,763 | 36.2093 GBP | ||||
| ORD | Purchase | 5,791 | 36.0362 GBP | ||||
| ORD | Purchase | 7,152 | 36.1190 GBP | ||||
| ORD | Purchase | 7,746 | 36.3155 GBP | ||||
| ORD | Purchase | 10,266 | 36.1699 GBP | ||||
| ORD | Purchase | 19,100 | 36.1762 GBP | ||||
| ORD | Purchase | 20,784 | 36.1885 GBP | ||||
| ORD | Purchase | 29,108 | 36.2034 GBP | ||||
| ORD | Purchase | 30,000 | 36.3346 GBP | ||||
| ORD | Purchase | 30,222 | 36.0950 GBP | ||||
| ORD | Purchase | 39,729 | 36.2133 GBP | ||||
| ORD | Purchase | 50,780 | 36.0000 GBP | ||||
| ORD | Purchase | 67,783 | 36.0072 GBP | ||||
| ORD | Purchase | 341,055 | 36.0686 GBP | ||||
| ORD | Sale | 41 | 36.1575 GBP | ||||
| ORD | Sale | 67 | 36.1270 GBP | ||||
| ORD | Sale | 71 | 36.2300 GBP | ||||
| ORD | Sale | 77 | 36.5350 GBP | ||||
| ORD | Sale | 83 | 36.1150 GBP | ||||
| ORD | Sale | 83 | 36.1100 GBP | ||||
| ORD | Sale | 83 | 36.0975 GBP | ||||
| ORD | Sale | 83 | 36.2450 GBP | ||||
| ORD | Sale | 89 | 36.3950 GBP | ||||
| ORD | Sale | 101 | 36.2600 GBP | ||||
| ORD | Sale | 108 | 36.1800 GBP | ||||
| ORD | Sale | 172 | 36.1450 GBP | ||||
| ORD | Sale | 174 | 36.2200 GBP | ||||
| ORD | Sale | 191 | 36.3715 GBP | ||||
| ORD | Sale | 201 | 36.1400 GBP | ||||
| ORD | Sale | 201 | 36.3200 GBP | ||||
| ORD | Sale | 211 | 36.0950 GBP | ||||
| ORD | Sale | 215 | 36.1350 GBP | ||||
| ORD | Sale | 227 | 36.1200 GBP | ||||
| ORD | Sale | 253 | 36.1850 GBP | ||||
| ORD | Sale | 260 | 36.2050 GBP | ||||
| ORD | Sale | 266 | 36.3026 GBP | ||||
| ORD | Sale | 273 | 36.0550 GBP | ||||
| ORD | Sale | 278 | 36.2250 GBP | ||||
| ORD | Sale | 336 | 36.1300 GBP | ||||
| ORD | Sale | 336 | 36.1025 GBP | ||||
| ORD | Sale | 336 | 36.1275 GBP | ||||
| ORD | Sale | 338 | 36.1000 GBP | ||||
| ORD | Sale | 376 | 36.2150 GBP | ||||
| ORD | Sale | 416 | 36.2652 GBP | ||||
| ORD | Sale | 422 | 36.1250 GBP | ||||
| ORD | Sale | 435 | 36.1050 GBP | ||||
| ORD | Sale | 729 | 36.1040 GBP | ||||
| ORD | Sale | 815 | 36.1550 GBP | ||||
| ORD | Sale | 846 | 36.3823 GBP | ||||
| ORD | Sale | 948 | 36.1500 GBP | ||||
| ADR | Sale | 1,200 | 56.0050 USD | ||||
| ADR | Sale | 1,200 | 56.8116 USD | ||||
| ORD | Sale | 1,226 | 36.1312 GBP | ||||
| ORD | Sale | 1,272 | 36.1888 GBP | ||||
| ORD | Sale | 1,608 | 36.1782 GBP | ||||
| ORD | Sale | 1,918 | 36.2800 GBP | ||||
| ORD | Sale | 2,082 | 36.1790 GBP | ||||
| ORD | Sale | 3,157 | 36.2975 GBP | ||||
| ORD | Sale | 3,600 | 36.1907 GBP | ||||
| ORD | Sale | 4,793 | 36.1287 GBP | ||||
| ORD | Sale | 4,852 | 36.3273 GBP | ||||
| ADR | Sale | 5,000 | 57.0682 USD | ||||
| ORD | Sale | 5,629 | 36.2262 GBP | ||||
| ORD | Sale | 5,811 | 36.1871 GBP | ||||
| ORD | Sale | 6,340 | 36.1525 GBP | ||||
| ORD | Sale | 6,398 | 36.1650 GBP | ||||
| ORD | Sale | 10,000 | 36.2789 GBP | ||||
| ORD | Sale | 11,146 | 36.0705 GBP | ||||
| ORD | Sale | 11,407 | 36.2735 GBP | ||||
| ORD | Sale | 13,601 | 36.2193 GBP | ||||
| ORD | Sale | 13,812 | 36.2355 GBP | ||||
| ORD | Sale | 18,634 | 36.2105 GBP | ||||
| ORD | Sale | 26,196 | 36.1552 GBP | ||||
| ORD | Sale | 27,474 | 36.2529 GBP | ||||
| ORD | Sale | 33,067 | 36.2721 GBP | ||||
| ORD | Sale | 47,144 | 36.1606 GBP | ||||
| ORD | Sale | 64,467 | 36.0000 GBP | ||||
| ORD | Sale | 90,129 | 36.2870 GBP | ||||
| ORD | Sale | 215,371 | 36.0057 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 416 | 36.2652 GBP | |||||
| ORD | SWAP | Long | 846 | 36.3823 GBP | |||||
| ORD | CFD | Long | 959 | 36.3982 GBP | |||||
| ORD | SWAP | Long | 1,288 | 36.1746 GBP | |||||
| ORD | CFD | Long | 1,659 | 36.1906 GBP | |||||
| ORD | CFD | Long | 2,082 | 36.1790 GBP | |||||
| ORD | CFD | Long | 3,600 | 36.1907 GBP | |||||
| ORD | CFD | Long | 2,037 | 748.9926 ZAR | |||||
| ORD | SWAP | Long | 5,783 | 36.2801 GBP | |||||
| ORD | SWAP | Long | 10,003 | 36.3209 GBP | |||||
| ORD | SWAP | Long | 11,379 | 36.3361 GBP | |||||
| ORD | SWAP | Long | 11,407 | 36.2735 GBP | |||||
| ORD | CFD | Long | 6,395 | 36.1712 GBP | |||||
| ORD | CFD | Long | 13,530 | 749.0146 ZAR | |||||
| ORD | SWAP | Long | 13,812 | 36.2355 GBP | |||||
| ORD | CFD | Long | 16,876 | 36.3026 GBP | |||||
| ORD | CFD | Long | 47,144 | 36.1605 GBP | |||||
| ORD | CFD | Long | 96,957 | 748.6544 ZAR | |||||
| ORD | CFD | Long | 98,468 | 36.3140 GBP | |||||
| ORD | CFD | Long | 123,215 | 748.1427 ZAR | |||||
| ORD | SWAP | Short | 59 | 36.3535 GBP | |||||
| ORD | SWAP | Short | 60 | 36.2686 GBP | |||||
| ORD | SWAP | Short | 238 | 36.3302 GBP | |||||
| ORD | SWAP | Short | 278 | 36.1819 GBP | |||||
| ORD | CFD | Short | 892 | 36.1936 GBP | |||||
| ORD | SWAP | Short | 1,133 | 36.3388 GBP | |||||
| ORD | SWAP | Short | 1,299 | 36.2553 GBP | |||||
| ORD | CFD | Short | 2,263 | 36.2724 GBP | |||||
| ORD | SWAP | Short | 2,692 | 36.1247 GBP | |||||
| ORD | CFD | Short | 3,600 | 36.1329 GBP | |||||
| ORD | CFD | Short | 4,889 | 36.0481 GBP | |||||
| ORD | CFD | Short | 6,676 | 36.0072 GBP | |||||
| ORD | CFD | Short | 6,848 | 747.3963 ZAR | |||||
| ORD | CFD | Short | 8,922 | 36.1451 GBP | |||||
| ORD | CFD | Short | 10,390 | 749.4002 ZAR | |||||
| ORD | CFD | Short | 13,425 | 750.2208 ZAR | |||||
| ORD | CFD | Short | 16,981 | 36.2450 GBP | |||||
| ORD | SWAP | Short | 17,646 | 36.0078 GBP | |||||
| ORD | CFD | Short | 13,307 | 750.2376 ZAR | |||||
| ORD | SWAP | Short | 30,000 | 36.3346 GBP | |||||
| ORD | CFD | Short | 15,873 | 36.2842 GBP | |||||
| ORD | CFD | Short | 61,107 | 36.0071 GBP | |||||
| ORD | CFD | Short | 98,468 | 750.2364 ZAR | |||||
| ORD | CFD | Short | 123,215 | 36.2174 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 21 Sep 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150921005797/en/
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