12th Oct 2015 15:14
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 12,060,754 | 0.74% | 8,060,222 | 0.50% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,643,697 | 0.23% | 5,946,734 | 0.37% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,704,451 | 0.97% | 14,006,956 | 0.87% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 4 | 36.4750 GBP | ||||
| ORD | Purchase | 40 | 36.4100 GBP | ||||
| ORD | Purchase | 42 | 36.7775 GBP | ||||
| ORD | Purchase | 56 | 36.4800 GBP | ||||
| ORD | Purchase | 83 | 36.8975 GBP | ||||
| ORD | Purchase | 83 | 36.8750 GBP | ||||
| ORD | Purchase | 83 | 36.8475 GBP | ||||
| ORD | Purchase | 83 | 36.7900 GBP | ||||
| ORD | Purchase | 83 | 36.7300 GBP | ||||
| ORD | Purchase | 83 | 36.7250 GBP | ||||
| ORD | Purchase | 83 | 36.6800 GBP | ||||
| ORD | Purchase | 83 | 36.6675 GBP | ||||
| ORD | Purchase | 104 | 36.7750 GBP | ||||
| ORD | Purchase | 113 | 36.9500 GBP | ||||
| ORD | Purchase | 113 | 36.8200 GBP | ||||
| ORD | Purchase | 113 | 36.7691 GBP | ||||
| ORD | Purchase | 146 | 36.8600 GBP | ||||
| ORD | Purchase | 166 | 36.8000 GBP | ||||
| ORD | Purchase | 167 | 36.7450 GBP | ||||
| ORD | Purchase | 171 | 36.7150 GBP | ||||
| ORD | Purchase | 171 | 36.8050 GBP | ||||
| ORD | Purchase | 178 | 36.8608 GBP | ||||
| ORD | Purchase | 205 | 36.8500 GBP | ||||
| ORD | Purchase | 262 | 36.8550 GBP | ||||
| ORD | Purchase | 267 | 36.7100 GBP | ||||
| ORD | Purchase | 292 | 36.8450 GBP | ||||
| ORD | Purchase | 333 | 36.7400 GBP | ||||
| ORD | Purchase | 455 | 36.6652 GBP | ||||
| ORD | Purchase | 528 | 36.7050 GBP | ||||
| ORD | Purchase | 575 | 36.7950 GBP | ||||
| ORD | Purchase | 637 | 36.8350 GBP | ||||
| ORD | Purchase | 669 | 36.7700 GBP | ||||
| ORD | Purchase | 884 | 36.7162 GBP | ||||
| ORD | Purchase | 1,108 | 36.6386 GBP | ||||
| ORD | Purchase | 1,282 | 36.7800 GBP | ||||
| ORD | Purchase | 1,881 | 36.7671 GBP | ||||
| ADR | Purchase | 2,000 | 56.5900 USD | ||||
| ADR | Purchase | 2,200 | 56.7690 USD | ||||
| ORD | Purchase | 2,492 | 36.8847 GBP | ||||
| ORD | Purchase | 2,566 | 36.7999 GBP | ||||
| ORD | Purchase | 3,485 | 36.7608 GBP | ||||
| ORD | Purchase | 3,586 | 36.5054 GBP | ||||
| ORD | Purchase | 3,746 | 36.7035 GBP | ||||
| ORD | Purchase | 4,098 | 36.7985 GBP | ||||
| ORD | Purchase | 4,316 | 36.7256 GBP | ||||
| ORD | Purchase | 5,118 | 36.7435 GBP | ||||
| ADR | Purchase | 5,290 | 56.8659 USD | ||||
| ORD | Purchase | 6,008 | 36.7014 GBP | ||||
| ORD | Purchase | 6,386 | 36.7843 GBP | ||||
| ORD | Purchase | 6,584 | 36.7995 GBP | ||||
| ORD | Purchase | 7,901 | 36.7919 GBP | ||||
| ORD | Purchase | 8,738 | 36.7643 GBP | ||||
| ORD | Purchase | 11,731 | 36.7535 GBP | ||||
| ORD | Purchase | 12,799 | 36.6850 GBP | ||||
| ORD | Purchase | 14,388 | 36.5779 GBP | ||||
| ORD | Purchase | 16,281 | 36.7850 GBP | ||||
| ORD | Purchase | 16,682 | 36.7247 GBP | ||||
| ORD | Purchase | 16,924 | 36.7278 GBP | ||||
| ORD | Purchase | 26,532 | 36.6817 GBP | ||||
| ORD | Purchase | 28,234 | 36.7302 GBP | ||||
| ORD | Purchase | 36,853 | 36.8537 GBP | ||||
| ORD | Purchase | 36,853 | 36.8576 GBP | ||||
| ORD | Purchase | 36,853 | 36.8580 GBP | ||||
| ORD | Purchase | 45,863 | 36.7940 GBP | ||||
| ORD | Purchase | 56,510 | 36.6709 GBP | ||||
| ORD | Purchase | 113,303 | 36.7634 GBP | ||||
| ORD | Sale | 4 | 36.4750 GBP | ||||
| ORD | Sale | 25 | 36.8264 GBP | ||||
| ORD | Sale | 27 | 36.7562 GBP | ||||
| ORD | Sale | 28 | 36.7564 GBP | ||||
| ORD | Sale | 32 | 36.7612 GBP | ||||
| ORD | Sale | 42 | 36.7775 GBP | ||||
| ORD | Sale | 45 | 36.7831 GBP | ||||
| ORD | Sale | 56 | 36.4800 GBP | ||||
| ORD | Sale | 77 | 36.6775 GBP | ||||
| ORD | Sale | 83 | 36.6800 GBP | ||||
| ORD | Sale | 83 | 36.7250 GBP | ||||
| ORD | Sale | 83 | 36.7850 GBP | ||||
| ORD | Sale | 83 | 36.6675 GBP | ||||
| ORD | Sale | 83 | 36.7300 GBP | ||||
| ORD | Sale | 83 | 36.7900 GBP | ||||
| ORD | Sale | 83 | 36.8975 GBP | ||||
| ORD | Sale | 83 | 36.8475 GBP | ||||
| ORD | Sale | 83 | 36.8750 GBP | ||||
| ORD | Sale | 98 | 36.7011 GBP | ||||
| ORD | Sale | 104 | 36.7750 GBP | ||||
| ORD | Sale | 113 | 36.8200 GBP | ||||
| ORD | Sale | 113 | 36.9500 GBP | ||||
| ORD | Sale | 146 | 36.8600 GBP | ||||
| ORD | Sale | 166 | 36.8000 GBP | ||||
| ORD | Sale | 166 | 36.7825 GBP | ||||
| ORD | Sale | 167 | 36.7450 GBP | ||||
| ORD | Sale | 171 | 36.7150 GBP | ||||
| ORD | Sale | 171 | 36.8050 GBP | ||||
| ORD | Sale | 262 | 36.8550 GBP | ||||
| ORD | Sale | 267 | 36.7100 GBP | ||||
| ORD | Sale | 268 | 36.8500 GBP | ||||
| ORD | Sale | 292 | 36.8450 GBP | ||||
| ORD | Sale | 333 | 36.7400 GBP | ||||
| ORD | Sale | 528 | 36.7050 GBP | ||||
| ORD | Sale | 562 | 36.7493 GBP | ||||
| ORD | Sale | 575 | 36.7950 GBP | ||||
| ORD | Sale | 637 | 36.8350 GBP | ||||
| ORD | Sale | 669 | 36.7700 GBP | ||||
| ORD | Sale | 752 | 36.7800 GBP | ||||
| ORD | Sale | 1,106 | 36.8049 GBP | ||||
| ORD | Sale | 1,231 | 36.8166 GBP | ||||
| ORD | Sale | 1,290 | 36.7365 GBP | ||||
| ORD | Sale | 1,634 | 36.8556 GBP | ||||
| ORD | Sale | 1,654 | 36.5773 GBP | ||||
| ADR | Sale | 2,000 | 56.5900 USD | ||||
| ORD | Sale | 2,131 | 36.6905 GBP | ||||
| ADR | Sale | 2,200 | 56.7690 USD | ||||
| ORD | Sale | 2,551 | 36.6751 GBP | ||||
| ORD | Sale | 2,619 | 36.5975 GBP | ||||
| ADR | Sale | 2,645 | 56.8660 USD | ||||
| ADR | Sale | 2,645 | 56.8659 USD | ||||
| ORD | Sale | 2,950 | 36.9837 GBP | ||||
| ORD | Sale | 3,259 | 36.8554 GBP | ||||
| ORD | Sale | 3,411 | 36.7683 GBP | ||||
| ORD | Sale | 4,297 | 36.5550 GBP | ||||
| ORD | Sale | 4,364 | 36.8596 GBP | ||||
| ORD | Sale | 4,698 | 36.6850 GBP | ||||
| ORD | Sale | 5,026 | 36.6890 GBP | ||||
| ORD | Sale | 6,275 | 36.8549 GBP | ||||
| ORD | Sale | 6,927 | 36.4100 GBP | ||||
| ORD | Sale | 12,840 | 36.7670 GBP | ||||
| ORD | Sale | 16,832 | 36.7791 GBP | ||||
| ORD | Sale | 41,800 | 36.6544 GBP | ||||
| ORD | Sale | 50,872 | 36.7434 GBP | ||||
| ORD | Sale | 89,483 | 36.7113 GBP | ||||
| ORD | Sale | 296,219 | 36.7127 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 25 | 36.8264 GBP | |||||
| ORD | SWAP | Long | 27 | 36.7562 GBP | |||||
| ORD | SWAP | Long | 28 | 36.7564 GBP | |||||
| ORD | SWAP | Long | 32 | 36.7612 GBP | |||||
| ORD | SWAP | Long | 77 | 36.6775 GBP | |||||
| ORD | SWAP | Long | 98 | 36.7011 GBP | |||||
| ORD | SWAP | Long | 200 | 36.8863 GBP | |||||
| ORD | SWAP | Long | 562 | 36.7493 GBP | |||||
| ORD | SWAP | Long | 2,300 | 36.8653 GBP | |||||
| ORD | SWAP | Long | 2,863 | 36.6643 GBP | |||||
| ORD | CFD | Long | 3,490 | 36.6850 GBP | |||||
| ORD | CFD | Long | 3,687 | 36.8549 GBP | |||||
| ORD | SWAP | Long | 4,297 | 36.5550 GBP | |||||
| ORD | CFD | Long | 5,104 | 36.8099 GBP | |||||
| ORD | SWAP | Long | 5,649 | 36.8321 GBP | |||||
| ORD | CFD | Long | 8,816 | 750.1759 ZAR | |||||
| ORD | CFD | Long | 13,948 | 36.6892 GBP | |||||
| ORD | CFD | Long | 20,807 | 748.5076 ZAR | |||||
| ORD | CFD | Long | 11,110 | 36.4100 GBP | |||||
| ORD | CFD | Long | 31,214 | 746.0743 ZAR | |||||
| ORD | CFD | Long | 46,430 | 36.7260 GBP | |||||
| ORD | CFD | Long | 221,067 | 36.6929 GBP | |||||
| ORD | CFD | Short | 56 | 36.7932 GBP | |||||
| ORD | SWAP | Short | 178 | 36.8608 GBP | |||||
| ORD | SWAP | Short | 455 | 36.6652 GBP | |||||
| ORD | CFD | Short | 1,000 | 36.7873 GBP | |||||
| ORD | SWAP | Short | 1,108 | 36.6386 GBP | |||||
| ORD | CFD | Short | 1,281 | 36.7847 GBP | |||||
| ORD | SWAP | Short | 2,100 | 36.6420 GBP | |||||
| ORD | SWAP | Short | 2,861 | 36.8788 GBP | |||||
| ORD | SWAP | Short | 3,586 | 36.5054 GBP | |||||
| ORD | SWAP | Short | 3,709 | 36.5511 GBP | |||||
| ORD | SWAP | Short | 4,098 | 36.7985 GBP | |||||
| ORD | CFD | Short | 4,270 | 36.6875 GBP | |||||
| ORD | CFD | Short | 4,316 | 36.7256 GBP | |||||
| ORD | CFD | Short | 5,000 | 36.7988 GBP | |||||
| ORD | SWAP | Short | 6,008 | 36.7014 GBP | |||||
| ORD | CFD | Short | 8,738 | 36.7643 GBP | |||||
| ORD | SWAP | Short | 10,492 | 36.6305 GBP | |||||
| ORD | CFD | Short | 11,371 | 748.2253 ZAR | |||||
| ORD | CFD | Short | 11,393 | 36.7921 GBP | |||||
| ORD | CFD | Short | 12,625 | 36.6850 GBP | |||||
| ORD | CFD | Short | 17,802 | 750.8454 ZAR | |||||
| ORD | CFD | Short | 29,837 | 36.8501 GBP | |||||
| ORD | CFD | Short | 40,468 | 750.5700 ZAR | |||||
| ORD | CFD | Short | 4,381 | 36.4100 GBP | |||||
| ORD | CFD | Short | 86,937 | 36.7644 GBP | |||||
| ORD | CFD | Short | 190,596 | 748.1040 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 12 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151012005714/en/
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