23rd Oct 2015 13:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,290,160 | 0.88% | 8,668,851 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,360,941 | 0.21% | 8,899,941 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 17,651,101 | 1.09% | 17,568,792 | 1.09% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 49 | 39.2108 GBP | ||||
| ORD | Purchase | 50 | 39.4000 GBP | ||||
| ORD | Purchase | 52 | 39.3038 GBP | ||||
| ORD | Purchase | 63 | 39.2153 GBP | ||||
| ORD | Purchase | 87 | 39.2100 GBP | ||||
| ORD | Purchase | 95 | 39.3028 GBP | ||||
| ORD | Purchase | 127 | 39.3404 GBP | ||||
| ORD | Purchase | 166 | 39.3050 GBP | ||||
| ORD | Purchase | 169 | 39.2200 GBP | ||||
| ORD | Purchase | 174 | 39.3299 GBP | ||||
| ORD | Purchase | 175 | 39.2325 GBP | ||||
| ORD | Purchase | 212 | 39.1600 GBP | ||||
| ORD | Purchase | 255 | 39.2814 GBP | ||||
| ORD | Purchase | 352 | 39.2250 GBP | ||||
| ORD | Purchase | 355 | 39.3862 GBP | ||||
| ORD | Purchase | 400 | 39.2400 GBP | ||||
| ORD | Purchase | 400 | 39.3037 GBP | ||||
| ORD | Purchase | 415 | 39.1400 GBP | ||||
| ORD | Purchase | 462 | 39.1925 GBP | ||||
| ORD | Purchase | 476 | 39.2237 GBP | ||||
| ORD | Purchase | 497 | 39.1450 GBP | ||||
| ORD | Purchase | 509 | 39.2150 GBP | ||||
| ORD | Purchase | 510 | 39.1937 GBP | ||||
| ORD | Purchase | 575 | 39.2209 GBP | ||||
| ORD | Purchase | 577 | 39.1700 GBP | ||||
| ORD | Purchase | 594 | 39.1675 GBP | ||||
| ORD | Purchase | 631 | 39.2503 GBP | ||||
| ORD | Purchase | 714 | 39.3453 GBP | ||||
| ORD | Purchase | 802 | 39.1650 GBP | ||||
| ORD | Purchase | 848 | 39.2469 GBP | ||||
| ORD | Purchase | 869 | 39.2300 GBP | ||||
| ORD | Purchase | 915 | 39.2050 GBP | ||||
| ORD | Purchase | 966 | 39.1800 GBP | ||||
| ORD | Purchase | 1,103 | 39.1500 GBP | ||||
| ORD | Purchase | 1,104 | 39.2350 GBP | ||||
| ORD | Purchase | 1,233 | 39.2334 GBP | ||||
| ORD | Purchase | 1,440 | 39.2403 GBP | ||||
| ORD | Purchase | 1,552 | 39.2312 GBP | ||||
| ORD | Purchase | 2,263 | 39.1950 GBP | ||||
| ORD | Purchase | 2,487 | 39.1850 GBP | ||||
| ORD | Purchase | 2,552 | 39.1900 GBP | ||||
| ORD | Purchase | 3,011 | 39.2493 GBP | ||||
| ORD | Purchase | 3,210 | 39.2364 GBP | ||||
| ORD | Purchase | 3,469 | 39.2462 GBP | ||||
| ORD | Purchase | 5,499 | 39.4558 GBP | ||||
| ORD | Purchase | 7,834 | 39.3364 GBP | ||||
| ORD | Purchase | 9,768 | 39.2668 GBP | ||||
| ORD | Purchase | 13,883 | 39.2000 GBP | ||||
| ORD | Purchase | 15,784 | 39.2594 GBP | ||||
| ORD | Purchase | 19,393 | 39.2336 GBP | ||||
| ORD | Purchase | 22,970 | 39.2474 GBP | ||||
| ORD | Purchase | 40,410 | 39.2639 GBP | ||||
| ORD | Purchase | 70,250 | 39.2710 GBP | ||||
| ORD | Purchase | 100,000 | 39.3163 GBP | ||||
| ORD | Purchase | 200,000 | 39.2750 GBP | ||||
| ORD | Purchase | 325,000 | 39.3329 GBP | ||||
| ORD | Purchase | 500,000 | 39.2340 GBP | ||||
| ORD | Sale | 50 | 39.4000 GBP | ||||
| ORD | Sale | 87 | 39.2100 GBP | ||||
| ORD | Sale | 169 | 39.2200 GBP | ||||
| ORD | Sale | 175 | 39.2325 GBP | ||||
| ORD | Sale | 180 | 39.2504 GBP | ||||
| ORD | Sale | 212 | 39.1600 GBP | ||||
| ORD | Sale | 305 | 39.2425 GBP | ||||
| ORD | Sale | 348 | 39.2250 GBP | ||||
| ORD | Sale | 350 | 39.2312 GBP | ||||
| ORD | Sale | 386 | 39.2906 GBP | ||||
| ORD | Sale | 400 | 39.2400 GBP | ||||
| ORD | Sale | 415 | 39.1400 GBP | ||||
| ORD | Sale | 497 | 39.1450 GBP | ||||
| ORD | Sale | 509 | 39.2150 GBP | ||||
| ORD | Sale | 543 | 39.3067 GBP | ||||
| ORD | Sale | 577 | 39.1700 GBP | ||||
| ORD | Sale | 594 | 39.1675 GBP | ||||
| ORD | Sale | 595 | 39.1925 GBP | ||||
| ORD | Sale | 802 | 39.1650 GBP | ||||
| ORD | Sale | 842 | 39.2117 GBP | ||||
| ORD | Sale | 869 | 39.2300 GBP | ||||
| ORD | Sale | 915 | 39.2050 GBP | ||||
| ORD | Sale | 966 | 39.1800 GBP | ||||
| ORD | Sale | 1,003 | 39.2368 GBP | ||||
| ORD | Sale | 1,103 | 39.1500 GBP | ||||
| ORD | Sale | 1,104 | 39.2350 GBP | ||||
| ORD | Sale | 1,544 | 39.2353 GBP | ||||
| ORD | Sale | 2,011 | 39.2823 GBP | ||||
| ORD | Sale | 2,263 | 39.1950 GBP | ||||
| ORD | Sale | 2,487 | 39.1850 GBP | ||||
| ORD | Sale | 2,552 | 39.1900 GBP | ||||
| ORD | Sale | 2,849 | 39.2586 GBP | ||||
| ORD | Sale | 3,265 | 39.2567 GBP | ||||
| ORD | Sale | 3,600 | 39.1777 GBP | ||||
| ORD | Sale | 5,696 | 39.1879 GBP | ||||
| ORD | Sale | 9,972 | 39.2000 GBP | ||||
| ORD | Sale | 9,999 | 39.1888 GBP | ||||
| ORD | Sale | 13,300 | 39.2555 GBP | ||||
| ORD | Sale | 16,785 | 39.2754 GBP | ||||
| ORD | Sale | 20,000 | 39.2192 GBP | ||||
| ORD | Sale | 32,176 | 39.2327 GBP | ||||
| ORD | Sale | 48,533 | 39.2423 GBP | ||||
| ORD | Sale | 61,123 | 39.2514 GBP | ||||
| ORD | Sale | 130,750 | 39.2009 GBP | ||||
| ORD | Sale | 154,270 | 39.2383 GBP | ||||
| ORD | Sale | 275,239 | 39.2502 GBP | ||||
| ORD | Sale | 397,000 | 39.2835 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 66 | 812.2043 ZAR | |||||
| ORD | CFD | Long | 81 | 810.7548 ZAR | |||||
| ORD | CFD | Long | 92 | 810.7547 ZAR | |||||
| ORD | SWAP | Long | 200 | 39.2461 GBP | |||||
| ORD | CFD | Long | 444 | 39.2970 GBP | |||||
| ORD | SWAP | Long | 734 | 39.4172 GBP | |||||
| ORD | CFD | Long | 1,297 | 39.3270 GBP | |||||
| ORD | CFD | Long | 2,630 | 825.6858 ZAR | |||||
| ORD | CFD | Long | 3,600 | 39.1777 GBP | |||||
| ORD | SWAP | Long | 5,859 | 39.2827 GBP | |||||
| ORD | CFD | Long | 12,184 | 813.9428 ZAR | |||||
| ORD | CFD | Long | 13,218 | 39.1967 GBP | |||||
| ORD | SWAP | Long | 13,300 | 39.2555 GBP | |||||
| ORD | SWAP | Long | 18,088 | 39.2350 GBP | |||||
| ORD | SWAP | Long | 20,000 | 39.2192 GBP | |||||
| ORD | CFD | Long | 35,966 | 823.0329 ZAR | |||||
| ORD | CFD | Long | 94,838 | 813.8876 ZAR | |||||
| ORD | SWAP | Short | 52 | 39.3038 GBP | |||||
| ORD | SWAP | Short | 63 | 39.2153 GBP | |||||
| ORD | SWAP | Short | 115 | 39.2161 GBP | |||||
| ORD | SWAP | Short | 476 | 39.2237 GBP | |||||
| ORD | CFD | Short | 500 | 39.2185 GBP | |||||
| ORD | SWAP | Short | 575 | 39.2209 GBP | |||||
| ORD | SWAP | Short | 631 | 39.2503 GBP | |||||
| ORD | SWAP | Short | 714 | 39.2117 GBP | |||||
| ORD | SWAP | Short | 714 | 39.3453 GBP | |||||
| ORD | CFD | Short | 727 | 825.0102 ZAR | |||||
| ORD | SWAP | Short | 1,323 | 39.2659 GBP | |||||
| ORD | SWAP | Short | 1,440 | 39.2403 GBP | |||||
| ORD | SWAP | Short | 1,552 | 39.2312 GBP | |||||
| ORD | CFD | Short | 2,506 | 821.5011 ZAR | |||||
| ORD | CFD | Short | 3,000 | 39.2285 GBP | |||||
| ORD | CFD | Short | 3,011 | 39.2493 GBP | |||||
| ORD | CFD | Short | 3,200 | 39.3468 GBP | |||||
| ORD | SWAP | Short | 3,469 | 39.2462 GBP | |||||
| ORD | SWAP | Short | 5,499 | 39.4558 GBP | |||||
| ORD | CFD | Short | 5,814 | 39.2703 GBP | |||||
| ORD | SWAP | Short | 7,834 | 39.3364 GBP | |||||
| ORD | CFD | Short | 13,221 | 812.5331 ZAR | |||||
| ORD | CFD | Short | 15,784 | 39.2594 GBP | |||||
| ORD | SWAP | Short | 19,393 | 39.2336 GBP | |||||
| ORD | CFD | Short | 19,874 | 811.8869 ZAR | |||||
| ORD | CFD | Short | 39,434 | 39.2816 GBP | |||||
| ORD | CFD | Short | 94,835 | 39.2606 GBP | |||||
| ORD | SWAP | Short | 100,000 | 39.3163 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 23 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151023005421/en/
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