27th Oct 2015 15:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV SA/NV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,759,434 | 0.91% | 8,647,234 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,365,297 | 0.21% | 9,180,382 | 0.57% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 18,124,731 | 1.12% | 17,827,616 | 1.10% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 5 | 39.3375 GBP | ||||
| ORD | Purchase | 14 | 39.4007 GBP | ||||
| ORD | Purchase | 15 | 39.3296 GBP | ||||
| ORD | Purchase | 16 | 39.4050 GBP | ||||
| ADR | Purchase | 60 | 60.8300 USD | ||||
| ORD | Purchase | 75 | 39.3700 GBP | ||||
| ORD | Purchase | 135 | 39.3800 GBP | ||||
| ORD | Purchase | 156 | 39.5776 GBP | ||||
| ORD | Purchase | 162 | 39.6039 GBP | ||||
| ORD | Purchase | 325 | 39.4776 GBP | ||||
| ORD | Purchase | 326 | 39.4454 GBP | ||||
| ORD | Purchase | 387 | 39.3400 GBP | ||||
| ORD | Purchase | 392 | 39.5061 GBP | ||||
| ORD | Purchase | 651 | 39.4250 GBP | ||||
| ORD | Purchase | 877 | 39.4149 GBP | ||||
| ORD | Purchase | 1,388 | 39.5043 GBP | ||||
| ORD | Purchase | 1,626 | 39.4034 GBP | ||||
| ORD | Purchase | 1,657 | 39.3687 GBP | ||||
| ORD | Purchase | 1,889 | 39.4010 GBP | ||||
| ORD | Purchase | 1,970 | 39.5046 GBP | ||||
| ORD | Purchase | 2,256 | 39.4220 GBP | ||||
| ORD | Purchase | 2,546 | 39.5167 GBP | ||||
| ADR | Purchase | 3,400 | 60.7247 USD | ||||
| ORD | Purchase | 3,739 | 39.4227 GBP | ||||
| ORD | Purchase | 3,818 | 39.3780 GBP | ||||
| ORD | Purchase | 4,260 | 39.4287 GBP | ||||
| ORD | Purchase | 4,281 | 39.3781 GBP | ||||
| ORD | Purchase | 4,459 | 39.5134 GBP | ||||
| ORD | Purchase | 8,578 | 39.3833 GBP | ||||
| ORD | Purchase | 9,032 | 39.4450 GBP | ||||
| ORD | Purchase | 9,324 | 39.4528 GBP | ||||
| ORD | Purchase | 10,308 | 39.4252 GBP | ||||
| ORD | Purchase | 22,634 | 39.5158 GBP | ||||
| ORD | Purchase | 33,984 | 39.4264 GBP | ||||
| ORD | Purchase | 100,000 | 39.3893 GBP | ||||
| ORD | Sale | 15 | 39.4050 GBP | ||||
| ORD | Sale | 28 | 39.3400 GBP | ||||
| ORD | Sale | 33 | 39.3396 GBP | ||||
| ORD | Sale | 56 | 39.3750 GBP | ||||
| ADR | Sale | 60 | 60.8300 USD | ||||
| ORD | Sale | 90 | 39.3758 GBP | ||||
| ORD | Sale | 221 | 39.3800 GBP | ||||
| ORD | Sale | 249 | 39.4161 GBP | ||||
| ORD | Sale | 306 | 39.4250 GBP | ||||
| ORD | Sale | 328 | 39.4462 GBP | ||||
| ORD | Sale | 329 | 39.4181 GBP | ||||
| ORD | Sale | 711 | 39.2972 GBP | ||||
| ORD | Sale | 795 | 39.3898 GBP | ||||
| ORD | Sale | 883 | 39.4715 GBP | ||||
| ORD | Sale | 1,184 | 39.4054 GBP | ||||
| ADR | Sale | 3,400 | 60.7247 USD | ||||
| ORD | Sale | 8,180 | 39.4019 GBP | ||||
| ORD | Sale | 8,764 | 39.4134 GBP | ||||
| ORD | Sale | 9,324 | 39.4685 GBP | ||||
| ORD | Sale | 10,000 | 39.3531 GBP | ||||
| ORD | Sale | 10,977 | 39.4400 GBP | ||||
| ORD | Sale | 12,186 | 39.4329 GBP | ||||
| ORD | Sale | 15,600 | 39.3797 GBP | ||||
| ORD | Sale | 32,108 | 39.3956 GBP | ||||
| ORD | Sale | 38,595 | 39.3960 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 169 | 39.4951 GBP | |||||
| ORD | CFD | Long | 200 | 821.8533 ZAR | |||||
| ORD | CFD | Long | 359 | 821.6008 ZAR | |||||
| ORD | SWAP | Long | 2,076 | 39.4706 GBP | |||||
| ORD | CFD | Long | 2,581 | 39.4334 GBP | |||||
| ORD | CFD | Long | 2,933 | 39.4639 GBP | |||||
| ORD | SWAP | Long | 3,119 | 39.4047 GBP | |||||
| ORD | SWAP | Long | 7,356 | 39.3923 GBP | |||||
| ORD | CFD | Long | 9,324 | 39.4685 GBP | |||||
| ORD | SWAP | Long | 10,000 | 39.3531 GBP | |||||
| ORD | CFD | Long | 11,280 | 823.3446 ZAR | |||||
| ORD | CFD | Long | 15,600 | 39.3797 GBP | |||||
| ORD | CFD | Long | 16,186 | 823.0775 ZAR | |||||
| ORD | CFD | Long | 36,542 | 823.1040 ZAR | |||||
| ORD | CFD | Long | 60,357 | 39.3852 GBP | |||||
| ORD | SWAP | Short | 1 | 39.5900 GBP | |||||
| ORD | SWAP | Short | 15 | 39.3295 GBP | |||||
| ORD | SWAP | Short | 126 | 39.4289 GBP | |||||
| ORD | SWAP | Short | 156 | 39.5776 GBP | |||||
| ORD | SWAP | Short | 162 | 39.6039 GBP | |||||
| ORD | SWAP | Short | 166 | 39.3404 GBP | |||||
| ORD | CFD | Short | 200 | 39.5062 GBP | |||||
| ORD | CFD | Short | 258 | 39.3958 GBP | |||||
| ORD | SWAP | Short | 325 | 39.4776 GBP | |||||
| ORD | SWAP | Short | 392 | 39.5061 GBP | |||||
| ORD | SWAP | Short | 1,388 | 39.5043 GBP | |||||
| ORD | CFD | Short | 1,889 | 39.4010 GBP | |||||
| ORD | SWAP | Short | 1,970 | 39.5046 GBP | |||||
| ORD | CFD | Short | 2,486 | 823.4387 ZAR | |||||
| ORD | SWAP | Short | 2,546 | 39.5167 GBP | |||||
| ORD | CFD | Short | 2,933 | 822.4682 ZAR | |||||
| ORD | SWAP | Short | 3,818 | 39.3780 GBP | |||||
| ORD | SWAP | Short | 4,459 | 39.5134 GBP | |||||
| ORD | CFD | Short | 5,770 | 825.2150 ZAR | |||||
| ORD | CFD | Short | 9,324 | 39.4528 GBP | |||||
| ORD | SWAP Expires 28/11/2016 | Short | 10,308 | 39.4252 GBP | |||||
| ORD | CFD | Short | 11,280 | 39.3800 GBP | |||||
| ORD | CFD | Short | 12,002 | 822.5177 ZAR | |||||
| ORD | CFD | Short | 15,600 | 822.4503 ZAR | |||||
| ORD | CFD | Short | 22,156 | 39.4310 GBP | |||||
| ORD | SWAP | Short | 22,634 | 39.5158 GBP | |||||
| ORD | CFD | Short | 60,357 | 822.7709 ZAR | |||||
| ORD | SWAP Expires 28/11/2016 | Short | 100,000 | 39.3893 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 27 Oct 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151027006356/en/
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