20th Oct 2015 15:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,010,573 | 0.87% | 7,117,023 | 0.44% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,431,663 | 0.21% | 8,812,036 | 0.54% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 17,442,236 | 1.08% | 15,929,059 | 0.98% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 8 | 40.0100 GBP | ||||
| ORD | Purchase | 11 | 39.9375 GBP | ||||
| ORD | Purchase | 37 | 39.9200 GBP | ||||
| ORD | Purchase | 51 | 39.9451 GBP | ||||
| ORD | Purchase | 75 | 39.9775 GBP | ||||
| ORD | Purchase | 75 | 40.1950 GBP | ||||
| ORD | Purchase | 75 | 39.9425 GBP | ||||
| ORD | Purchase | 76 | 39.9000 GBP | ||||
| ORD | Purchase | 77 | 39.9450 GBP | ||||
| ORD | Purchase | 78 | 39.8700 GBP | ||||
| ORD | Purchase | 79 | 39.9050 GBP | ||||
| ORD | Purchase | 80 | 40.0000 GBP | ||||
| ORD | Purchase | 81 | 39.9600 GBP | ||||
| ORD | Purchase | 150 | 39.9725 GBP | ||||
| ORD | Purchase | 157 | 39.9250 GBP | ||||
| ORD | Purchase | 183 | 40.0005 GBP | ||||
| ORD | Purchase | 192 | 39.9100 GBP | ||||
| ORD | Purchase | 255 | 39.9142 GBP | ||||
| ORD | Purchase | 327 | 39.9150 GBP | ||||
| ORD | Purchase | 413 | 39.9090 GBP | ||||
| ORD | Purchase | 435 | 39.9400 GBP | ||||
| ORD | Purchase | 520 | 39.8950 GBP | ||||
| ORD | Purchase | 1,111 | 39.9662 GBP | ||||
| ORD | Purchase | 1,743 | 39.9123 GBP | ||||
| ORD | Purchase | 2,032 | 39.9385 GBP | ||||
| ORD | Purchase | 3,158 | 40.0494 GBP | ||||
| ORD | Purchase | 3,611 | 39.9971 GBP | ||||
| ORD | Purchase | 3,896 | 39.9109 GBP | ||||
| ORD | Purchase | 3,978 | 40.0013 GBP | ||||
| ORD | Purchase | 4,772 | 40.0221 GBP | ||||
| ADR | Purchase | 4,800 | 62.1000 USD | ||||
| ORD | Purchase | 5,411 | 39.9420 GBP | ||||
| ORD | Purchase | 6,216 | 40.0037 GBP | ||||
| ORD | Purchase | 6,829 | 40.0110 GBP | ||||
| ORD | Purchase | 7,755 | 40.0438 GBP | ||||
| ORD | Purchase | 10,148 | 39.9350 GBP | ||||
| ORD | Purchase | 12,464 | 40.0368 GBP | ||||
| ORD | Purchase | 18,816 | 40.0538 GBP | ||||
| ORD | Purchase | 19,697 | 40.0050 GBP | ||||
| ORD | Purchase | 27,634 | 39.9751 GBP | ||||
| ORD | Purchase | 34,407 | 39.9783 GBP | ||||
| ORD | Purchase | 38,500 | 39.8759 GBP | ||||
| ORD | Purchase | 50,602 | 39.9509 GBP | ||||
| ORD | Purchase | 56,229 | 39.9770 GBP | ||||
| ORD | Purchase | 100,000 | 40.0349 GBP | ||||
| ORD | Purchase | 150,000 | 39.9234 GBP | ||||
| ORD | Purchase | 150,200 | 40.0600 GBP | ||||
| ORD | Purchase | 196,693 | 39.9524 GBP | ||||
| ORD | Sale | 8 | 40.0100 GBP | ||||
| ORD | Sale | 8 | 40.0150 GBP | ||||
| ORD | Sale | 11 | 39.9375 GBP | ||||
| ORD | Sale | 37 | 39.9200 GBP | ||||
| ORD | Sale | 60 | 39.9650 GBP | ||||
| ORD | Sale | 75 | 39.9425 GBP | ||||
| ORD | Sale | 75 | 39.9775 GBP | ||||
| ORD | Sale | 77 | 39.9450 GBP | ||||
| ORD | Sale | 77 | 39.9000 GBP | ||||
| ORD | Sale | 78 | 39.8700 GBP | ||||
| ORD | Sale | 79 | 39.9050 GBP | ||||
| ORD | Sale | 80 | 40.0000 GBP | ||||
| ORD | Sale | 81 | 39.9600 GBP | ||||
| ORD | Sale | 150 | 39.9725 GBP | ||||
| ORD | Sale | 157 | 39.9250 GBP | ||||
| ORD | Sale | 192 | 39.9100 GBP | ||||
| ORD | Sale | 200 | 40.0600 GBP | ||||
| ORD | Sale | 327 | 39.9150 GBP | ||||
| ORD | Sale | 356 | 39.9400 GBP | ||||
| ORD | Sale | 366 | 40.0005 GBP | ||||
| ORD | Sale | 450 | 39.9395 GBP | ||||
| ORD | Sale | 500 | 40.0740 GBP | ||||
| ORD | Sale | 700 | 40.0131 GBP | ||||
| ORD | Sale | 965 | 39.9601 GBP | ||||
| ORD | Sale | 2,376 | 40.0346 GBP | ||||
| ADR | Sale | 4,800 | 62.1000 USD | ||||
| ORD | Sale | 6,693 | 39.9351 GBP | ||||
| ORD | Sale | 9,506 | 39.9350 GBP | ||||
| ORD | Sale | 19,984 | 39.9099 GBP | ||||
| ORD | Sale | 30,704 | 40.1272 GBP | ||||
| ORD | Sale | 35,039 | 39.9998 GBP | ||||
| ORD | Sale | 41,142 | 39.9806 GBP | ||||
| ORD | Sale | 43,488 | 40.0700 GBP | ||||
| ORD | Sale | 57,760 | 40.0715 GBP | ||||
| ORD | Sale | 61,556 | 39.9850 GBP | ||||
| ORD | Sale | 74,135 | 39.9719 GBP | ||||
| ORD | Sale | 76,235 | 39.9857 GBP | ||||
| ORD | Sale | 100,378 | 39.9304 GBP | ||||
| ORD | Sale | 191,593 | 39.9726 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1 | 39.9000 GBP | |||||
| ORD | CFD | Long | 13 | 817.6730 ZAR | |||||
| ORD | SWAP | Long | 80 | 39.9496 GBP | |||||
| ORD | SWAP | Long | 200 | 39.9710 GBP | |||||
| ORD | SWAP | Long | 965 | 39.9601 GBP | |||||
| ORD | CFD | Long | 4,156 | 809.2571 ZAR | |||||
| ORD | CFD | Long | 4,752 | 40.0346 GBP | |||||
| ORD | CFD | Long | 7,673 | 814.8876 ZAR | |||||
| ORD | CFD | Long | 14,287 | 40.0103 GBP | |||||
| ORD | CFD | Long | 15,590 | 817.6727 ZAR | |||||
| ORD | CFD | Long | 19,984 | 39.9099 GBP | |||||
| ORD | CFD | Long | 25,534 | 814.8121 ZAR | |||||
| ORD | CFD | Long | 35,064 | 817.6728 ZAR | |||||
| ORD | CFD | Long | 41,136 | 807.4410 ZAR | |||||
| ORD | CFD | Long | 61,386 | 39.9604 GBP | |||||
| ORD | CFD | Long | 243,107 | 39.9772 GBP | |||||
| ORD | CFD | Short | 69 | 811.7269 ZAR | |||||
| ORD | SWAP | Short | 117 | 40.0066 GBP | |||||
| ORD | SWAP | Short | 1,111 | 39.9662 GBP | |||||
| ORD | SWAP | Short | 1,326 | 39.9992 GBP | |||||
| ORD | CFD | Short | 2,230 | 39.9576 GBP | |||||
| ORD | SWAP | Short | 4,910 | 40.0063 GBP | |||||
| ORD | SWAP | Short | 5,411 | 39.9420 GBP | |||||
| ORD | SWAP Expires 21/11/2016 | Short | 6,829 | 40.0110 GBP | |||||
| ORD | CFD | Short | 8,745 | 39.9851 GBP | |||||
| ORD | CFD | Short | 13,215 | 814.2063 ZAR | |||||
| ORD | CFD | Short | 26,572 | 40.0496 GBP | |||||
| ORD | SWAP | Short | 50,602 | 39.9509 GBP | |||||
| ORD | CFD | Short | 99,486 | 814.9908 ZAR | |||||
| ORD | SWAP Expires 21/11/2016 | Short | 100,000 | 40.0349 GBP | |||||
| ORD | SWAP Expires 21/11/2016 | Short | 150,000 | 39.9234 GBP | |||||
| ORD | SWAP Expires 21/11/2016 | Short | 150,000 | 40.0600 GBP | |||||
| ORD | CFD | Short | 159,820 | 811.2173 ZAR | |||||
| ORD | CFD | Short | 242,069 | 813.2053 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 20 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151020006205/en/
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