19th Oct 2015 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMILLER PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 16 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,576,160 | 0.84% | 6,878,826 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,251,619 | 0.20% | 7,733,905 | 0.48% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,827,679 | 1.04% | 14,612,731 | 0.90% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 31 | 39.8750 GBP | ||||||
| ORD | Purchase | 51 | 39.9750 GBP | ||||||
| ORD | Purchase | 52 | 39.9850 GBP | ||||||
| ORD | Purchase | 58 | 39.9775 GBP | ||||||
| ORD | Purchase | 64 | 40.0000 GBP | ||||||
| ORD | Purchase | 116 | 39.9125 GBP | ||||||
| ORD | Purchase | 116 | 40.0150 GBP | ||||||
| ORD | Purchase | 116 | 39.9325 GBP | ||||||
| ORD | Purchase | 116 | 39.9175 GBP | ||||||
| ORD | Purchase | 130 | 39.9950 GBP | ||||||
| ORD | Purchase | 153 | 39.9613 GBP | ||||||
| ORD | Purchase | 154 | 39.9000 GBP | ||||||
| ORD | Purchase | 154 | 40.0264 GBP | ||||||
| ORD | Purchase | 174 | 40.0500 GBP | ||||||
| ORD | Purchase | 176 | 40.0100 GBP | ||||||
| ORD | Purchase | 227 | 39.9200 GBP | ||||||
| ORD | Purchase | 232 | 39.9250 GBP | ||||||
| ORD | Purchase | 340 | 39.8975 GBP | ||||||
| ORD | Purchase | 367 | 40.0025 GBP | ||||||
| ADR | Purchase | 400 | 62.2200 USD | ||||||
| ORD | Purchase | 420 | 39.9976 GBP | ||||||
| ORD | Purchase | 448 | 40.0123 GBP | ||||||
| ORD | Purchase | 467 | 40.0041 GBP | ||||||
| ORD | Purchase | 681 | 39.9050 GBP | ||||||
| ORD | Purchase | 700 | 39.9628 GBP | ||||||
| ORD | Purchase | 778 | 40.0339 GBP | ||||||
| ORD | Purchase | 865 | 39.9614 GBP | ||||||
| ORD | Purchase | 1,737 | 39.9150 GBP | ||||||
| ORD | Purchase | 1,767 | 39.8900 GBP | ||||||
| ORD | Purchase | 2,697 | 39.9529 GBP | ||||||
| ORD | Purchase | 4,224 | 40.0250 GBP | ||||||
| ADR | Purchase | 5,400 | 62.1681 USD | ||||||
| ORD | Purchase | 6,256 | 39.8950 GBP | ||||||
| ORD | Purchase | 8,056 | 39.9471 GBP | ||||||
| ORD | Purchase | 8,348 | 39.9519 GBP | ||||||
| ORD | Purchase | 9,674 | 40.0275 GBP | ||||||
| ORD | Purchase | 13,559 | 39.9094 GBP | ||||||
| ORD | Purchase | 14,463 | 39.9106 GBP | ||||||
| ORD | Purchase | 17,936 | 39.9119 GBP | ||||||
| ORD | Purchase | 18,863 | 40.0600 GBP | ||||||
| ORD | Purchase | 20,164 | 39.9668 GBP | ||||||
| ORD | Purchase | 20,648 | 39.9429 GBP | ||||||
| ADR | Purchase | 31,698 | 62.2374 USD | ||||||
| ORD | Purchase | 50,412 | 40.0054 GBP | ||||||
| ORD | Purchase | 55,666 | 39.9795 GBP | ||||||
| ORD | Purchase | 60,905 | 39.9028 GBP | ||||||
| ORD | Purchase | 650,000 | 39.9906 GBP | ||||||
| ORD | Sale | 31 | 39.8750 GBP | ||||||
| ORD | Sale | 52 | 39.9850 GBP | ||||||
| ORD | Sale | 58 | 39.9775 GBP | ||||||
| ORD | Sale | 64 | 40.0000 GBP | ||||||
| ORD | Sale | 87 | 40.0500 GBP | ||||||
| ORD | Sale | 116 | 39.9325 GBP | ||||||
| ORD | Sale | 116 | 40.0150 GBP | ||||||
| ORD | Sale | 116 | 39.9175 GBP | ||||||
| ORD | Sale | 116 | 39.9125 GBP | ||||||
| ORD | Sale | 130 | 39.9950 GBP | ||||||
| ORD | Sale | 210 | 40.0217 GBP | ||||||
| ORD | Sale | 232 | 39.9250 GBP | ||||||
| ORD | Sale | 324 | 40.0100 GBP | ||||||
| ORD | Sale | 333 | 39.8679 GBP | ||||||
| ORD | Sale | 340 | 39.8975 GBP | ||||||
| ORD | Sale | 367 | 40.0122 GBP | ||||||
| ORD | Sale | 367 | 40.0025 GBP | ||||||
| ORD | Sale | 393 | 39.9000 GBP | ||||||
| ADR | Sale | 400 | 62.2200 USD | ||||||
| ORD | Sale | 420 | 39.9976 GBP | ||||||
| ORD | Sale | 444 | 39.9481 GBP | ||||||
| ORD | Sale | 681 | 39.9050 GBP | ||||||
| ORD | Sale | 827 | 39.9200 GBP | ||||||
| ORD | Sale | 910 | 39.8694 GBP | ||||||
| ORD | Sale | 1,000 | 39.9135 GBP | ||||||
| ORD | Sale | 1,097 | 39.8911 GBP | ||||||
| ORD | Sale | 1,737 | 39.9150 GBP | ||||||
| ORD | Sale | 1,767 | 39.8900 GBP | ||||||
| ORD | Sale | 1,906 | 39.9088 GBP | ||||||
| ORD | Sale | 2,112 | 40.0250 GBP | ||||||
| ORD | Sale | 2,147 | 40.0247 GBP | ||||||
| ORD | Sale | 2,830 | 39.9528 GBP | ||||||
| ORD | Sale | 2,935 | 39.9376 GBP | ||||||
| ORD | Sale | 4,485 | 40.0101 GBP | ||||||
| ORD | Sale | 4,745 | 40.0029 GBP | ||||||
| ADR | Sale | 5,400 | 62.1681 USD | ||||||
| ORD | Sale | 5,534 | 40.0163 GBP | ||||||
| ORD | Sale | 6,327 | 39.8950 GBP | ||||||
| ORD | Sale | 7,791 | 39.9385 GBP | ||||||
| ORD | Sale | 8,754 | 39.9339 GBP | ||||||
| ORD | Sale | 9,573 | 40.0600 GBP | ||||||
| ORD | Sale | 11,337 | 39.9176 GBP | ||||||
| ORD | Sale | 19,282 | 39.9505 GBP | ||||||
| ORD | Sale | 22,899 | 39.9672 GBP | ||||||
| ORD | Sale | 26,196 | 39.9666 GBP | ||||||
| ADR | Sale | 31,698 | 62.2375 USD | ||||||
| ORD | Sale | 35,197 | 39.9652 GBP | ||||||
| ORD | Sale | 40,045 | 39.9450 GBP | ||||||
| ORD | Sale | 46,980 | 39.9525 GBP | ||||||
| ORD | Sale | 49,977 | 39.9692 GBP | ||||||
| ORD | Sale | 88,729 | 39.9596 GBP | ||||||
| ORD | Sale | 97,247 | 39.9794 GBP | ||||||
| ORD | Sale | 385,341 | 39.9859 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 59 | 39.9742 GBP | |||||
| ORD | CFD | Long | 161 | 808.5760 ZAR | |||||
| ORD | SWAP | Long | 557 | 39.9060 GBP | |||||
| ORD | CFD | Long | 800 | 39.9088 GBP | |||||
| ORD | SWAP | Long | 948 | 39.8595 GBP | |||||
| ORD | CFD | Long | 1,097 | 39.8911 GBP | |||||
| ORD | CFD | Long | 3,860 | 808.9564 ZAR | |||||
| ORD | CFD | Long | 5,534 | 40.0162 GBP | |||||
| ORD | CFD | Long | 6,902 | 809.3661 ZAR | |||||
| ORD | CFD | Long | 10,995 | 807.9588 ZAR | |||||
| ORD | CFD | Long | 15,951 | 40.0010 GBP | |||||
| ORD | SWAP | Long | 15,951 | 40.0010 GBP | |||||
| ORD | CFD | Long | 20,357 | 808.7420 ZAR | |||||
| ORD | CFD | Long | 37,081 | 808.9438 ZAR | |||||
| ORD | CFD | Long | 25,041 | 39.8948 GBP | |||||
| ORD | CFD | Short | 50 | 810.8212 ZAR | |||||
| ORD | SWAP | Short | 55 | 40.0203 GBP | |||||
| ORD | CFD | Short | 154 | 40.0265 GBP | |||||
| ORD | SWAP | Short | 407 | 39.9003 GBP | |||||
| ORD | CFD | Short | 778 | 40.0339 GBP | |||||
| ORD | CFD | Short | 876 | 39.9626 GBP | |||||
| ORD | SWAP | Short | 1,670 | 39.9276 GBP | |||||
| ORD | SWAP | Short | 3,107 | 39.9036 GBP | |||||
| ORD | CFD | Short | 4,610 | 39.9238 GBP | |||||
| ORD | CFD | Short | 5,534 | 809.3875 ZAR | |||||
| ORD | CFD | Short | 7,855 | 810.0577 ZAR | |||||
| ORD | CFD | Short | 15,755 | 809.9111 ZAR | |||||
| ORD | CFD | Short | 14,131 | 809.6714 ZAR | |||||
| ORD | CFD | Short | 37,277 | 39.9385 GBP | |||||
| ORD | CFD | Short | 35,514 | 40.0240 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 19 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151019005920/en/
Copyright Business Wire 2015
Related Shares:
BarclaysSAB.L