22nd Oct 2015 15:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SABMILLER PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | ANHEUSER-BUSCH INBEV |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,108,290 | 0.87% | 7,139,080 | 0.44% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,456,251 | 0.21% | 8,889,606 | 0.55% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 17,564,441 | 1.08% | 16,028,686 | 0.99% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 42 | 39.6100 GBP | ||||
| ORD | Purchase | 70 | 39.5400 GBP | ||||
| ORD | Purchase | 84 | 39.5970 GBP | ||||
| ORD | Purchase | 150 | 39.6700 GBP | ||||
| ORD | Purchase | 155 | 39.5987 GBP | ||||
| ORD | Purchase | 200 | 39.6000 GBP | ||||
| ADR | Purchase | 286 | 61.3000 USD | ||||
| ORD | Purchase | 326 | 39.6037 GBP | ||||
| ADR | Purchase | 400 | 61.1750 USD | ||||
| ORD | Purchase | 600 | 39.6218 GBP | ||||
| ADR | Purchase | 600 | 61.0533 USD | ||||
| ORD | Purchase | 1,274 | 39.7000 GBP | ||||
| ORD | Purchase | 1,803 | 39.6199 GBP | ||||
| ORD | Purchase | 3,443 | 39.5725 GBP | ||||
| ORD | Purchase | 3,671 | 39.5913 GBP | ||||
| ORD | Purchase | 4,490 | 39.6175 GBP | ||||
| ORD | Purchase | 4,809 | 39.5488 GBP | ||||
| ORD | Purchase | 5,976 | 39.5043 GBP | ||||
| ORD | Purchase | 11,140 | 39.5745 GBP | ||||
| ORD | Purchase | 11,813 | 39.5081 GBP | ||||
| ORD | Purchase | 12,417 | 39.5287 GBP | ||||
| ORD | Purchase | 16,825 | 39.5759 GBP | ||||
| ORD | Purchase | 17,358 | 39.5453 GBP | ||||
| ORD | Purchase | 18,186 | 39.5286 GBP | ||||
| ORD | Purchase | 21,960 | 39.4523 GBP | ||||
| ORD | Purchase | 54,140 | 39.5169 GBP | ||||
| ORD | Purchase | 445,457 | 39.5632 GBP | ||||
| ORD | Sale | 18 | 39.4484 GBP | ||||
| ORD | Sale | 84 | 39.6100 GBP | ||||
| ORD | Sale | 100 | 39.6017 GBP | ||||
| ADR | Sale | 286 | 61.3000 USD | ||||
| ORD | Sale | 300 | 39.6700 GBP | ||||
| ADR | Sale | 400 | 61.1750 USD | ||||
| ORD | Sale | 527 | 39.4816 GBP | ||||
| ADR | Sale | 600 | 61.0533 USD | ||||
| ORD | Sale | 634 | 39.5100 GBP | ||||
| ORD | Sale | 650 | 39.4500 GBP | ||||
| ORD | Sale | 932 | 39.4350 GBP | ||||
| ORD | Sale | 1,596 | 39.5412 GBP | ||||
| ORD | Sale | 2,048 | 39.5258 GBP | ||||
| ORD | Sale | 2,219 | 39.4598 GBP | ||||
| ORD | Sale | 4,066 | 39.5276 GBP | ||||
| ORD | Sale | 9,000 | 39.5188 GBP | ||||
| ORD | Sale | 22,033 | 39.5481 GBP | ||||
| ORD | Sale | 26,600 | 39.5364 GBP | ||||
| ORD | Sale | 32,947 | 39.5376 GBP | ||||
| ORD | Sale | 36,131 | 39.4760 GBP | ||||
| ORD | Sale | 44,512 | 39.4503 GBP | ||||
| ORD | Sale | 69,816 | 39.5464 GBP | ||||
| ORD | Sale | 170,000 | 39.6634 GBP | ||||
| ORD | Sale | 179,815 | 39.4987 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 18 | 39.4483 GBP | |||||
| ORD | CFD | Long | 68 | 39.5319 GBP | |||||
| ORD | SWAP | Long | 353 | 39.6054 GBP | |||||
| ORD | CFD | Long | 611 | 39.5660 GBP | |||||
| ORD | SWAP | Long | 751 | 39.4966 GBP | |||||
| ORD | CFD | Long | 1,000 | 39.4315 GBP | |||||
| ORD | CFD | Long | 1,004 | 823.6703 ZAR | |||||
| ORD | SWAP | Long | 2,024 | 39.5083 GBP | |||||
| ORD | CFD | Long | 2,265 | 39.5091 GBP | |||||
| ORD | CFD | Long | 2,731 | 823.6704 ZAR | |||||
| ORD | CFD | Long | 3,482 | 819.5937 ZAR | |||||
| ORD | CFD | Long | 5,976 | 824.2868 ZAR | |||||
| ORD | CFD | Long | 26,272 | 819.5319 ZAR | |||||
| ORD | SWAP | Long | 26,600 | 39.5364 GBP | |||||
| ORD | CFD | Long | 15,397 | 39.5103 GBP | |||||
| ORD | CFD | Long | 70,617 | 823.7633 ZAR | |||||
| ORD | CFD | Short | 75 | 814.5965 ZAR | |||||
| ORD | SWAP | Short | 140 | 39.5445 GBP | |||||
| ORD | CFD | Short | 411 | 815.3427 ZAR | |||||
| ORD | SWAP | Short | 629 | 39.6132 GBP | |||||
| ORD | CFD | Short | 1,562 | 825.2392 ZAR | |||||
| ORD | CFD | Short | 1,803 | 39.6199 GBP | |||||
| ORD | CFD | Short | 2,248 | 39.6345 GBP | |||||
| ORD | CFD | Short | 3,682 | 39.6171 GBP | |||||
| ORD | SWAP | Short | 4,490 | 39.6175 GBP | |||||
| ORD | CFD | Short | 5,976 | 39.5043 GBP | |||||
| ORD | SWAP | Short | 6,846 | 39.4356 GBP | |||||
| ORD | CFD | Short | 3,873 | 39.6351 GBP | |||||
| ORD | CFD | Short | 10,026 | 817.6978 ZAR | |||||
| ORD | SWAP | Short | 18,186 | 39.5286 GBP | |||||
| ORD | CFD | Short | 18,293 | 821.7597 ZAR | |||||
| ORD | CFD | Short | 70,613 | 39.5245 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, |
| formal or informal, relating to relevant securities which may be an inducement to deal |
| or refrain from dealing entered into by the person making the disclosure and any party |
| to the offer or any person acting in concert with a party to the offer: |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between |
| the person making the disclosure and any other person relating to: |
| (i) the voting rights of any relevant securities under any option; or |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which |
| any derivative is referenced: |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 22 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151022006004/en/
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