3rd Aug 2015 14:48
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | RSA INSURANCE GROUP PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 31 July 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||||||||||
| disclosures in respect of any other party to the offer? | |||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 8,889,176 | 0.87% | 6,037,424 | 0.59% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 4,236,493 | 0.42% | 1,178,718 | 0.12% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 3,650,000 | 0.36% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 13,125,669 | 1.29% | 10,866,142 | 1.07% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 13 | 5.1317 GBP | ||||||||||||
| ORD | Purchase | 308 | 5.1675 GBP | ||||||||||||
| ORD | Purchase | 320 | 5.1320 GBP | ||||||||||||
| ORD | Purchase | 352 | 5.1450 GBP | ||||||||||||
| ORD | Purchase | 585 | 5.1200 GBP | ||||||||||||
| ORD | Purchase | 779 | 5.1325 GBP | ||||||||||||
| ORD | Purchase | 977 | 5.1100 GBP | ||||||||||||
| ORD | Purchase | 1,026 | 5.1750 GBP | ||||||||||||
| ADR | Purchase | 1,100 | 8.1090 USD | ||||||||||||
| ORD | Purchase | 1,546 | 5.1725 GBP | ||||||||||||
| ORD | Purchase | 1,560 | 5.1275 GBP | ||||||||||||
| ORD | Purchase | 2,051 | 5.1522 GBP | ||||||||||||
| ORD | Purchase | 2,300 | 5.1635 GBP | ||||||||||||
| ORD | Purchase | 2,355 | 5.1435 GBP | ||||||||||||
| ORD | Purchase | 3,340 | 5.1476 GBP | ||||||||||||
| ORD | Purchase | 3,962 | 5.1350 GBP | ||||||||||||
| ORD | Purchase | 4,284 | 5.1399 GBP | ||||||||||||
| ORD | Purchase | 4,350 | 5.1253 GBP | ||||||||||||
| ORD | Purchase | 9,990 | 5.1294 GBP | ||||||||||||
| ORD | Purchase | 10,464 | 5.1370 GBP | ||||||||||||
| ORD | Purchase | 11,238 | 5.1372 GBP | ||||||||||||
| ORD | Purchase | 13,664 | 5.1426 GBP | ||||||||||||
| ORD | Purchase | 17,916 | 5.1896 GBP | ||||||||||||
| ORD | Purchase | 28,772 | 5.1238 GBP | ||||||||||||
| ORD | Purchase | 45,499 | 5.1528 GBP | ||||||||||||
| ORD | Purchase | 45,630 | 5.1465 GBP | ||||||||||||
| ORD | Purchase | 54,660 | 5.1400 GBP | ||||||||||||
| ORD | Purchase | 63,865 | 5.1512 GBP | ||||||||||||
| ORD | Purchase | 77,154 | 5.1382 GBP | ||||||||||||
| ORD | Purchase | 89,000 | 5.1365 GBP | ||||||||||||
| ORD | Purchase | 101,343 | 5.1459 GBP | ||||||||||||
| ORD | Purchase | 170,395 | 5.1396 GBP | ||||||||||||
| ORD | Purchase | 248,953 | 5.1377 GBP | ||||||||||||
| ORD | Sale | 308 | 5.1675 GBP | ||||||||||||
| ORD | Sale | 352 | 5.1450 GBP | ||||||||||||
| ORD | Sale | 739 | 5.1240 GBP | ||||||||||||
| ORD | Sale | 779 | 5.1325 GBP | ||||||||||||
| ORD | Sale | 780 | 5.1275 GBP | ||||||||||||
| ORD | Sale | 841 | 5.1409 GBP | ||||||||||||
| ORD | Sale | 977 | 5.1100 GBP | ||||||||||||
| ORD | Sale | 1,026 | 5.1750 GBP | ||||||||||||
| ADR | Sale | 1,100 | 8.1090 USD | ||||||||||||
| ORD | Sale | 1,210 | 5.1599 GBP | ||||||||||||
| ORD | Sale | 1,378 | 5.1673 GBP | ||||||||||||
| ORD | Sale | 1,546 | 5.1725 GBP | ||||||||||||
| ORD | Sale | 1,981 | 5.1350 GBP | ||||||||||||
| ORD | Sale | 2,635 | 5.1202 GBP | ||||||||||||
| ORD | Sale | 2,761 | 5.1328 GBP | ||||||||||||
| ORD | Sale | 3,224 | 5.1401 GBP | ||||||||||||
| ORD | Sale | 3,610 | 5.1465 GBP | ||||||||||||
| ORD | Sale | 4,765 | 5.1426 GBP | ||||||||||||
| ORD | Sale | 6,087 | 5.1503 GBP | ||||||||||||
| ORD | Sale | 8,020 | 5.1619 GBP | ||||||||||||
| ORD | Sale | 11,677 | 5.1411 GBP | ||||||||||||
| ORD | Sale | 14,000 | 5.1595 GBP | ||||||||||||
| ORD | Sale | 14,663 | 5.1334 GBP | ||||||||||||
| ORD | Sale | 15,986 | 5.1464 GBP | ||||||||||||
| ORD | Sale | 22,411 | 5.1200 GBP | ||||||||||||
| ORD | Sale | 27,956 | 5.1434 GBP | ||||||||||||
| ORD | Sale | 37,421 | 5.1431 GBP | ||||||||||||
| ORD | Sale | 54,393 | 5.1543 GBP | ||||||||||||
| ORD | Sale | 67,992 | 5.1352 GBP | ||||||||||||
| ORD | Sale | 169,293 | 5.1400 GBP | ||||||||||||
| ORD | Sale | 214,201 | 5.1361 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 2,840 | 5.1304 GBP | |||||||||||
| ORD | SWAP | Long | 10,555 | 5.1330 GBP | |||||||||||
| ORD | CFD | Long | 14,000 | 5.1595 GBP | |||||||||||
| ORD | SWAP | Long | 16,184 | 5.1424 GBP | |||||||||||
| ORD | CFD | Long | 8,260 | 5.1693 GBP | |||||||||||
| ORD | SWAP | Long | 19,825 | 5.1462 GBP | |||||||||||
| ORD | SWAP | Long | 21,237 | 5.1436 GBP | |||||||||||
| ORD | SWAP | Short | 300 | 5.1384 GBP | |||||||||||
| ORD | SWAP | Short | 1,022 | 5.1503 GBP | |||||||||||
| ORD | CFD | Short | 1,109 | 5.1622 GBP | |||||||||||
| ORD | SWAP | Short | 1,856 | 5.1401 GBP | |||||||||||
| ORD | SWAP | Short | 11,781 | 5.1755 GBP | |||||||||||
| ORD | SWAP | Short | 16,244 | 5.1727 GBP | |||||||||||
| ORD | CFD | Short | 21,052 | 5.1407 GBP | |||||||||||
| ORD | SWAP | Short | 24,442 | 5.1458 GBP | |||||||||||
| ORD | SWAP | Short | 27,139 | 5.1369 GBP | |||||||||||
| ORD | SWAP | Short | 28,772 | 5.1238 GBP | |||||||||||
| ORD | SWAP | Short | 29,255 | 5.1417 GBP | |||||||||||
| ORD | CFD | Short | 42,778 | 5.1500 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 3 Aug 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | RSA INSURANCE GROUP PLC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Written | -3,650,000 | 540.0000 | American | 17 Jun 2016 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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