20th May 2015 13:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) | Full name of discloser: | Barclays PLC. | |||
(b) | Owner or controller of interest and short | ||||
positions disclosed, if different from 1(a): | |||||
(c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
relevant securities this form relates: | |||||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
offeror/offeree: | |||||
(e) | Date position held/dealing undertaken: | 19 May 2015 | |||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 22,390,920 | 0.57% | 12,334,848 | 0.32% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
8,412,295 | 0.22% | 8,912,867 | 0.23% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 2,300,000 | 0.06% | 1,846,815 | 0.05% | |||||||
(4) | |||||||||||
TOTAL: | 33,103,215 | 0.85% | 23,094,530 | 0.59% | |||||||
Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 22,855,382 | 0.94% | 9,434,107 | 0.39% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
4,742,813 | 0.19% | 6,834,218 | 0.28% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
(4) | |||||||||||
TOTAL: | 27,773,195 | 1.14% | 16,467,961 | 0.67% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
B ADSs | Purchase | 2 | 62.0800 USD | ||||
EUR 0.07 B Ordinary | Purchase | 6 | 27.9250 EUR | ||||
B ADSs | Purchase | 14 | 62.0899 USD | ||||
EUR 0.07 A Ordinary | Purchase | 61 | 19.8267 GBP | ||||
A ADSs | Purchase | 100 | 61.1700 USD | ||||
A ADSs | Purchase | 100 | 61.7200 USD | ||||
B ADSs | Purchase | 100 | 62.5000 USD | ||||
A ADSs | Purchase | 112 | 61.2100 USD | ||||
EUR 0.07 B Ordinary | Purchase | 131 | 19.9600 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 140 | 28.0500 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.0375 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.0600 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.0700 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.0725 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.0745 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.0950 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 149 | 20.1675 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 155 | 20.1350 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.7800 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.8000 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.8100 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.8150 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.8425 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.8525 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.8675 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.9475 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 175 | 19.9525 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 178 | 19.7850 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 188 | 19.8350 GBP | ||||
A ADSs | Purchase | 192 | 61.6227 USD | ||||
EUR 0.07 A Ordinary | Purchase | 196 | 19.8400 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 196 | 19.9350 GBP | ||||
A ADSs | Purchase | 200 | 61.2550 USD | ||||
A ADSs | Purchase | 200 | 61.2850 USD | ||||
A ADSs | Purchase | 200 | 61.6800 USD | ||||
B ADSs | Purchase | 200 | 62.3100 USD | ||||
EUR 0.07 A Ordinary | Purchase | 201 | 19.8500 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 208 | 20.0390 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 235 | 27.6900 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 238 | 20.0275 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 247 | 20.0325 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 249 | 27.6250 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 272 | 27.6825 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 286 | 20.0426 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 290 | 20.0440 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 293 | 19.7200 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 294 | 19.8914 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 298 | 20.0850 GBP | ||||
B ADSs | Purchase | 300 | 62.0566 USD | ||||
B ADSs | Purchase | 300 | 62.2450 USD | ||||
B ADSs | Purchase | 300 | 62.3350 USD | ||||
EUR 0.07 B Ordinary | Purchase | 301 | 20.0350 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 350 | 19.7650 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 350 | 19.7750 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 350 | 19.7950 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 350 | 19.8050 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 360 | 20.0445 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 396 | 27.6850 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 400 | 20.0250 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 400 | 27.5000 EUR | ||||
A ADSs | Purchase | 400 | 61.2615 USD | ||||
EUR 0.07 A Ordinary | Purchase | 417 | 27.7100 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 438 | 19.9800 GBP | ||||
A ADSs | Purchase | 438 | 61.2054 USD | ||||
EUR 0.07 B Ordinary | Purchase | 447 | 20.1200 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 447 | 27.7144 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 470 | 27.7050 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 485 | 27.6750 EUR | ||||
B ADSs | Purchase | 500 | 62.0360 USD | ||||
B ADSs | Purchase | 500 | 62.1050 USD | ||||
B ADSs | Purchase | 500 | 62.1590 USD | ||||
EUR 0.07 A Ordinary | Purchase | 520 | 27.5950 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 523 | 20.1850 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 537 | 19.8850 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 543 | 27.7450 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 594 | 27.6400 EUR | ||||
B ADSs | Purchase | 600 | 62.3050 USD | ||||
EUR 0.07 A Ordinary | Purchase | 667 | 19.8234 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 684 | 20.0650 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 705 | 27.6150 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 722 | 19.7475 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 775 | 20.0610 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 775 | 27.7000 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 795 | 27.6350 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 922 | 20.0750 GBP | ||||
A ADSs | Purchase | 972 | 61.5455 USD | ||||
A ADSs | Purchase | 1,000 | 61.2300 USD | ||||
EUR 0.07 B Ordinary | Purchase | 1,031 | 20.0800 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,102 | 27.5420 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 1,144 | 20.0050 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,162 | 19.7987 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 1,175 | 27.6950 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 1,256 | 19.9900 GBP | ||||
A ADSs | Purchase | 1,300 | 61.2053 USD | ||||
A ADSs | Purchase | 1,300 | 61.3687 USD | ||||
B ADSs | Purchase | 1,300 | 62.5230 USD | ||||
EUR 0.07 B Ordinary | Purchase | 1,364 | 20.1300 GBP | ||||
B ADSs | Purchase | 1,400 | 62.6100 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,511 | 27.6800 EUR | ||||
A ADSs | Purchase | 1,569 | 61.5505 USD | ||||
A ADSs | Purchase | 1,600 | 61.1775 USD | ||||
EUR 0.07 A Ordinary | Purchase | 1,752 | 27.6801 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 1,770 | 20.0966 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 2,049 | 20.1000 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 2,066 | 27.6700 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 2,071 | 19.7534 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 2,172 | 19.8082 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 2,269 | 20.0740 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 2,325 | 20.1750 GBP | ||||
A ADSs | Purchase | 2,645 | 61.4453 USD | ||||
A ADSs | Purchase | 2,680 | 61.5112 USD | ||||
EUR 0.07 A Ordinary | Purchase | 2,874 | 27.6448 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 3,269 | 27.6113 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 3,416 | 19.7600 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 3,436 | 27.6876 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 3,782 | 20.0293 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 4,100 | 20.0000 GBP | ||||
B ADSs | Purchase | 4,344 | 62.1100 USD | ||||
EUR 0.07 A Ordinary | Purchase | 4,441 | 27.6200 EUR | ||||
A ADSs | Purchase | 4,500 | 61.2398 USD | ||||
EUR 0.07 B Ordinary | Purchase | 4,998 | 19.9750 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 5,086 | 20.0682 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 5,310 | 20.0943 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 5,329 | 27.6634 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 5,616 | 27.6670 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 6,032 | 27.6547 EUR | ||||
B ADSs | Purchase | 6,249 | 62.1328 USD | ||||
B ADSs | Purchase | 6,400 | 62.1318 USD | ||||
EUR 0.07 A Ordinary | Purchase | 6,500 | 27.7028 EUR | ||||
A ADSs | Purchase | 6,600 | 61.3098 USD | ||||
A ADSs | Purchase | 7,000 | 61.3201 USD | ||||
A ADSs | Purchase | 7,600 | 61.2256 USD | ||||
EUR 0.07 A Ordinary | Purchase | 7,851 | 19.8141 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 8,169 | 27.6778 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 9,709 | 19.7100 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 10,090 | 20.1017 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 10,139 | 27.5350 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 10,328 | 20.0245 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 10,766 | 27.6781 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 10,860 | 27.6562 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 10,894 | 27.6954 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 10,971 | 19.7349 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 11,153 | 27.6361 EUR | ||||
A ADSs | Purchase | 11,751 | 61.3943 USD | ||||
A ADSs | Purchase | 11,751 | 61.3944 USD | ||||
A ADSs | Purchase | 13,500 | 61.5058 USD | ||||
EUR 0.07 A Ordinary | Purchase | 13,946 | 27.6633 EUR | ||||
A ADSs | Purchase | 14,307 | 61.4250 USD | ||||
A ADSs | Purchase | 15,000 | 62.1500 USD | ||||
EUR 0.07 A Ordinary | Purchase | 15,430 | 27.7241 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 15,693 | 27.6500 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 16,082 | 20.0826 GBP | ||||
A ADSs | Purchase | 16,600 | 61.3845 USD | ||||
EUR 0.07 A Ordinary | Purchase | 16,604 | 27.7203 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 19,000 | 27.6253 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 19,710 | 27.7063 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 22,097 | 27.7051 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 24,038 | 20.0316 GBP | ||||
A ADSs | Purchase | 24,476 | 61.4572 USD | ||||
EUR 0.07 A Ordinary | Purchase | 27,539 | 19.8222 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 30,725 | 19.8521 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 31,409 | 27.6675 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 32,201 | 20.1027 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 35,045 | 19.8260 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 37,525 | 20.1178 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 39,184 | 27.6558 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 44,540 | 20.0027 GBP | ||||
B ADSs | Purchase | 45,876 | 62.1665 USD | ||||
A ADSs | Purchase | 46,000 | 61.5758 USD | ||||
EUR 0.07 B Ordinary | Purchase | 46,374 | 20.1089 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 46,721 | 20.1133 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 47,000 | 20.0300 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 55,871 | 27.6875 EUR | ||||
EUR 0.07 B Ordinary | Purchase | 57,969 | 20.0872 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 64,690 | 19.8494 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 65,255 | 20.0857 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 75,507 | 20.0637 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 91,251 | 20.0695 GBP | ||||
EUR 0.07 A Ordinary | Purchase | 98,412 | 27.6912 EUR | ||||
EUR 0.07 A Ordinary | Purchase | 139,670 | 19.8319 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 143,598 | 20.0642 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 179,541 | 20.0805 GBP | ||||
EUR 0.07 B Ordinary | Purchase | 254,603 | 20.0845 GBP | ||||
A ADSs | Sale | -66 | 61.1800 USD | ||||
EUR 0.07 B Ordinary | Sale | 33 | 20.1822 GBP | ||||
EUR 0.07 B Ordinary | Sale | 40 | 20.0550 GBP | ||||
EUR 0.07 B Ordinary | Sale | 44 | 20.1018 GBP | ||||
EUR 0.07 B Ordinary | Sale | 44 | 20.1486 GBP | ||||
EUR 0.07 B Ordinary | Sale | 55 | 20.1736 GBP | ||||
B ADSs | Sale | 73 | 62.0600 USD | ||||
EUR 0.07 B Ordinary | Sale | 74 | 20.1118 GBP | ||||
A ADSs | Sale | 92 | 61.2800 USD | ||||
A ADSs | Sale | 100 | 61.2300 USD | ||||
A ADSs | Sale | 100 | 61.3100 USD | ||||
B ADSs | Sale | 100 | 62.0900 USD | ||||
B ADSs | Sale | 100 | 62.5000 USD | ||||
EUR 0.07 B Ordinary | Sale | 111 | 20.0666 GBP | ||||
EUR 0.07 B Ordinary | Sale | 131 | 19.9600 GBP | ||||
EUR 0.07 B Ordinary | Sale | 140 | 28.0500 EUR | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.0375 GBP | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.0600 GBP | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.0700 GBP | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.0725 GBP | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.0745 GBP | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.0950 GBP | ||||
EUR 0.07 B Ordinary | Sale | 149 | 20.1675 GBP | ||||
EUR 0.07 B Ordinary | Sale | 155 | 20.1350 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.7800 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.8000 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.8100 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.8150 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.8425 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.8525 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.8675 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.9475 GBP | ||||
EUR 0.07 A Ordinary | Sale | 175 | 19.9525 GBP | ||||
EUR 0.07 A Ordinary | Sale | 178 | 19.7850 GBP | ||||
A ADSs | Sale | 184 | 61.4504 USD | ||||
EUR 0.07 A Ordinary | Sale | 188 | 19.8350 GBP | ||||
A ADSs | Sale | 192 | 61.6227 USD | ||||
EUR 0.07 A Ordinary | Sale | 196 | 19.8400 GBP | ||||
EUR 0.07 A Ordinary | Sale | 196 | 19.9350 GBP | ||||
EUR 0.07 A Ordinary | Sale | 200 | 19.7550 GBP | ||||
A ADSs | Sale | 200 | 61.2850 USD | ||||
A ADSs | Sale | 200 | 61.3000 USD | ||||
A ADSs | Sale | 200 | 61.3650 USD | ||||
A ADSs | Sale | 200 | 61.7500 USD | ||||
B ADSs | Sale | 200 | 62.4750 USD | ||||
EUR 0.07 A Ordinary | Sale | 201 | 19.8500 GBP | ||||
EUR 0.07 A Ordinary | Sale | 235 | 27.6900 EUR | ||||
EUR 0.07 B Ordinary | Sale | 238 | 20.0275 GBP | ||||
EUR 0.07 B Ordinary | Sale | 247 | 20.0325 GBP | ||||
EUR 0.07 A Ordinary | Sale | 249 | 27.6250 EUR | ||||
EUR 0.07 A Ordinary | Sale | 260 | 27.6000 EUR | ||||
EUR 0.07 A Ordinary | Sale | 263 | 27.6875 EUR | ||||
EUR 0.07 A Ordinary | Sale | 272 | 27.6825 EUR | ||||
EUR 0.07 A Ordinary | Sale | 293 | 19.7200 GBP | ||||
EUR 0.07 B Ordinary | Sale | 300 | 20.0420 GBP | ||||
A ADSs | Sale | 300 | 61.5466 USD | ||||
A ADSs | Sale | 300 | 61.7000 USD | ||||
B ADSs | Sale | 300 | 62.2450 USD | ||||
EUR 0.07 B Ordinary | Sale | 301 | 20.0350 GBP | ||||
EUR 0.07 A Ordinary | Sale | 312 | 19.7848 GBP | ||||
A ADSs | Sale | 333 | 61.3200 USD | ||||
EUR 0.07 A Ordinary | Sale | 350 | 19.7650 GBP | ||||
EUR 0.07 A Ordinary | Sale | 350 | 19.7950 GBP | ||||
EUR 0.07 A Ordinary | Sale | 350 | 19.8050 GBP | ||||
EUR 0.07 A Ordinary | Sale | 352 | 19.8200 GBP | ||||
EUR 0.07 A Ordinary | Sale | 396 | 27.6850 EUR | ||||
A ADSs | Sale | 398 | 61.3382 USD | ||||
EUR 0.07 B Ordinary | Sale | 400 | 20.0250 GBP | ||||
EUR 0.07 A Ordinary | Sale | 400 | 27.5000 EUR | ||||
A ADSs | Sale | 400 | 61.2150 USD | ||||
A ADSs | Sale | 400 | 61.2750 USD | ||||
EUR 0.07 A Ordinary | Sale | 417 | 27.7100 EUR | ||||
EUR 0.07 B Ordinary | Sale | 438 | 19.9800 GBP | ||||
EUR 0.07 B Ordinary | Sale | 447 | 20.1200 GBP | ||||
EUR 0.07 A Ordinary | Sale | 485 | 27.6750 EUR | ||||
EUR 0.07 A Ordinary | Sale | 518 | 27.6675 EUR | ||||
EUR 0.07 B Ordinary | Sale | 520 | 20.1770 GBP | ||||
EUR 0.07 B Ordinary | Sale | 523 | 20.1850 GBP | ||||
EUR 0.07 A Ordinary | Sale | 525 | 19.7750 GBP | ||||
A ADSs | Sale | 532 | 61.4087 USD | ||||
EUR 0.07 A Ordinary | Sale | 537 | 19.8850 GBP | ||||
EUR 0.07 A Ordinary | Sale | 543 | 27.7450 EUR | ||||
EUR 0.07 A Ordinary | Sale | 594 | 27.6400 EUR | ||||
A ADSs | Sale | 595 | 61.4234 USD | ||||
A ADSs | Sale | 600 | 61.3750 USD | ||||
A ADSs | Sale | 600 | 61.7250 USD | ||||
B ADSs | Sale | 600 | 62.0966 USD | ||||
B ADSs | Sale | 612 | 62.2283 USD | ||||
A ADSs | Sale | 700 | 61.3971 USD | ||||
EUR 0.07 A Ordinary | Sale | 705 | 27.6150 EUR | ||||
A ADSs | Sale | 740 | 61.7038 USD | ||||
EUR 0.07 A Ordinary | Sale | 763 | 27.5548 EUR | ||||
EUR 0.07 A Ordinary | Sale | 775 | 27.7000 EUR | ||||
EUR 0.07 A Ordinary | Sale | 795 | 27.6350 EUR | ||||
B ADSs | Sale | 800 | 62.1175 USD | ||||
B ADSs | Sale | 900 | 62.0977 USD | ||||
EUR 0.07 B Ordinary | Sale | 922 | 20.0750 GBP | ||||
EUR 0.07 B Ordinary | Sale | 931 | 20.0650 GBP | ||||
EUR 0.07 B Ordinary | Sale | 1,000 | 20.0855 GBP | ||||
A ADSs | Sale | 1,022 | 61.2095 USD | ||||
EUR 0.07 B Ordinary | Sale | 1,031 | 20.0800 GBP | ||||
A ADSs | Sale | 1,091 | 61.2500 USD | ||||
B ADSs | Sale | 1,095 | 62.3751 USD | ||||
A ADSs | Sale | 1,100 | 61.6890 USD | ||||
EUR 0.07 A Ordinary | Sale | 1,102 | 27.5420 EUR | ||||
EUR 0.07 B Ordinary | Sale | 1,144 | 20.0050 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,175 | 27.6950 EUR | ||||
EUR 0.07 B Ordinary | Sale | 1,256 | 19.9900 GBP | ||||
EUR 0.07 B Ordinary | Sale | 1,471 | 20.0705 GBP | ||||
A ADSs | Sale | 1,500 | 61.6493 USD | ||||
EUR 0.07 A Ordinary | Sale | 1,511 | 27.6800 EUR | ||||
EUR 0.07 A Ordinary | Sale | 1,524 | 19.8330 GBP | ||||
EUR 0.07 A Ordinary | Sale | 1,574 | 27.6512 EUR | ||||
EUR 0.07 B Ordinary | Sale | 1,575 | 20.0640 GBP | ||||
A ADSs | Sale | 1,600 | 61.4825 USD | ||||
A ADSs | Sale | 1,750 | 61.2054 USD | ||||
B ADSs | Sale | 1,939 | 62.0787 USD | ||||
EUR 0.07 B Ordinary | Sale | 2,000 | 20.0891 GBP | ||||
EUR 0.07 B Ordinary | Sale | 2,049 | 20.1000 GBP | ||||
EUR 0.07 A Ordinary | Sale | 2,066 | 27.6700 EUR | ||||
EUR 0.07 A Ordinary | Sale | 2,213 | 19.8027 GBP | ||||
A ADSs | Sale | 2,400 | 61.4239 USD | ||||
A ADSs | Sale | 2,400 | 61.4604 USD | ||||
EUR 0.07 B Ordinary | Sale | 2,700 | 20.0974 GBP | ||||
A ADSs | Sale | 2,800 | 61.6960 USD | ||||
EUR 0.07 A Ordinary | Sale | 2,974 | 27.7400 EUR | ||||
EUR 0.07 A Ordinary | Sale | 3,087 | 19.7984 GBP | ||||
A ADSs | Sale | 3,200 | 61.5884 USD | ||||
EUR 0.07 A Ordinary | Sale | 3,240 | 19.8249 GBP | ||||
A ADSs | Sale | 3,300 | 61.3577 USD | ||||
EUR 0.07 A Ordinary | Sale | 3,661 | 27.7050 EUR | ||||
B ADSs | Sale | 3,671 | 62.1246 USD | ||||
B ADSs | Sale | 4,055 | 62.2183 USD | ||||
B ADSs | Sale | 4,344 | 62.1100 USD | ||||
EUR 0.07 B Ordinary | Sale | 4,435 | 19.9750 GBP | ||||
EUR 0.07 A Ordinary | Sale | 4,585 | 27.6200 EUR | ||||
A ADSs | Sale | 4,600 | 61.2921 USD | ||||
B ADSs | Sale | 4,802 | 62.3943 USD | ||||
EUR 0.07 A Ordinary | Sale | 4,898 | 27.6163 EUR | ||||
B ADSs | Sale | 4,904 | 62.1633 USD | ||||
A ADSs | Sale | 4,908 | 61.3255 USD | ||||
EUR 0.07 B Ordinary | Sale | 4,976 | 20.0445 GBP | ||||
A ADSs | Sale | 5,160 | 61.3818 USD | ||||
EUR 0.07 A Ordinary | Sale | 5,339 | 27.6570 EUR | ||||
EUR 0.07 B Ordinary | Sale | 5,415 | 20.0683 GBP | ||||
EUR 0.07 B Ordinary | Sale | 5,500 | 20.0677 GBP | ||||
A ADSs | Sale | 5,500 | 61.3910 USD | ||||
EUR 0.07 A Ordinary | Sale | 5,768 | 19.8716 GBP | ||||
A ADSs | Sale | 6,400 | 61.3259 USD | ||||
B ADSs | Sale | 6,593 | 62.1349 USD | ||||
A ADSs | Sale | 6,624 | 61.4119 USD | ||||
EUR 0.07 B Ordinary | Sale | 6,789 | 20.0732 GBP | ||||
EUR 0.07 A Ordinary | Sale | 6,863 | 27.6537 EUR | ||||
EUR 0.07 A Ordinary | Sale | 7,669 | 27.7327 EUR | ||||
EUR 0.07 B Ordinary | Sale | 8,056 | 20.0827 GBP | ||||
EUR 0.07 A Ordinary | Sale | 8,223 | 19.8543 GBP | ||||
EUR 0.07 B Ordinary | Sale | 9,083 | 20.0756 GBP | ||||
A ADSs | Sale | 9,397 | 61.3351 USD | ||||
EUR 0.07 B Ordinary | Sale | 10,738 | 20.0983 GBP | ||||
A ADSs | Sale | 10,800 | 61.5048 USD | ||||
B ADSs | Sale | 10,845 | 62.1439 USD | ||||
EUR 0.07 A Ordinary | Sale | 11,189 | 27.7308 EUR | ||||
A ADSs | Sale | 11,751 | 61.3943 USD | ||||
EUR 0.07 A Ordinary | Sale | 12,044 | 27.6484 EUR | ||||
EUR 0.07 A Ordinary | Sale | 12,213 | 27.7298 EUR | ||||
A ADSs | Sale | 13,323 | 61.5854 USD | ||||
A ADSs | Sale | 13,400 | 61.3357 USD | ||||
EUR 0.07 A Ordinary | Sale | 13,481 | 27.7336 EUR | ||||
EUR 0.07 B Ordinary | Sale | 14,261 | 20.0913 GBP | ||||
A ADSs | Sale | 15,000 | 62.1500 USD | ||||
A ADSs | Sale | 15,200 | 61.2256 USD | ||||
EUR 0.07 B Ordinary | Sale | 16,162 | 20.0850 GBP | ||||
EUR 0.07 A Ordinary | Sale | 18,000 | 27.6777 EUR | ||||
EUR 0.07 A Ordinary | Sale | 18,748 | 27.6587 EUR | ||||
EUR 0.07 A Ordinary | Sale | 19,492 | 19.8351 GBP | ||||
EUR 0.07 B Ordinary | Sale | 20,854 | 20.1011 GBP | ||||
A ADSs | Sale | 22,200 | 61.3026 USD | ||||
B ADSs | Sale | 22,938 | 62.1665 USD | ||||
A ADSs | Sale | 23,000 | 61.5758 USD | ||||
EUR 0.07 A Ordinary | Sale | 23,477 | 19.7972 GBP | ||||
EUR 0.07 A Ordinary | Sale | 25,186 | 19.7941 GBP | ||||
EUR 0.07 B Ordinary | Sale | 28,274 | 20.0872 GBP | ||||
EUR 0.07 B Ordinary | Sale | 28,311 | 20.0340 GBP | ||||
EUR 0.07 B Ordinary | Sale | 29,862 | 20.0338 GBP | ||||
EUR 0.07 B Ordinary | Sale | 33,212 | 20.0689 GBP | ||||
EUR 0.07 A Ordinary | Sale | 34,016 | 27.6565 EUR | ||||
A ADSs | Sale | 34,501 | 61.4680 USD | ||||
EUR 0.07 B Ordinary | Sale | 40,204 | 20.0777 GBP | ||||
EUR 0.07 B Ordinary | Sale | 41,021 | 20.0932 GBP | ||||
EUR 0.07 A Ordinary | Sale | 44,460 | 27.7491 EUR | ||||
EUR 0.07 B Ordinary | Sale | 49,000 | 20.1097 GBP | ||||
EUR 0.07 B Ordinary | Sale | 50,807 | 20.0748 GBP | ||||
EUR 0.07 B Ordinary | Sale | 54,026 | 20.0435 GBP | ||||
EUR 0.07 B Ordinary | Sale | 57,760 | 20.0000 GBP | ||||
EUR 0.07 A Ordinary | Sale | 68,403 | 27.6608 EUR | ||||
EUR 0.07 A Ordinary | Sale | 72,798 | 19.8182 GBP | ||||
EUR 0.07 A Ordinary | Sale | 81,793 | 27.5350 EUR | ||||
EUR 0.07 B Ordinary | Sale | 86,793 | 20.0916 GBP | ||||
EUR 0.07 A Ordinary | Sale | 96,800 | 19.7100 GBP | ||||
EUR 0.07 A Ordinary | Sale | 132,965 | 19.8219 GBP | ||||
EUR 0.07 B Ordinary | Sale | 147,000 | 20.0778 GBP | ||||
EUR 0.07 B Ordinary | Sale | 201,364 | 20.1300 GBP | ||||
EUR 0.07 B Ordinary | Sale | 233,055 | 20.0835 GBP | ||||
EUR 0.07 A Ordinary | Sale | 252,578 | 27.6787 EUR | ||||
EUR 0.07 A Ordinary | Sale | 550,000 | 19.8300 GBP |
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
EUR 0.07 B Ordinary | CFD | Long | 188 | 20.0831 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 1,751 | 20.0645 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 2,376 | 27.6238 EUR | |||||
EUR 0.07 A Ordinary | CFD | Long | 2,912 | 19.8043 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 3,153 | 27.6886 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 5,422 | 27.6330 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 5,929 | 27.7139 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Long | 8,161 | 20.1388 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 8,185 | 19.8076 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 8,857 | 20.0978 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 12,278 | 20.0501 GBP | |||||
A ADSs | SWAP | Long | 15,000 | 61.3381 USD | |||||
EUR 0.07 A Ordinary | CFD | Long | 26,382 | 19.7734 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 46,000 | 20.0000 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 54,379 | 20.0789 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 63,142 | 27.6674 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 104,661 | 27.6633 EUR | |||||
EUR 0.07 A Ordinary | CFD | Long | 190,023 | 19.8171 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 217,719 | 20.0850 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 550,000 | 19.8300 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 6 | 27.9250 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Short | 20 | 27.6480 EUR | |||||
EUR 0.07 A Ordinary | CFD | Short | 61 | 19.8265 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 294 | 19.8914 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 1,162 | 19.7987 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 2,172 | 19.8082 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 2,566 | 19.8608 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 2,576 | 27.6674 EUR | |||||
EUR 0.07 B Ordinary | CFD | Short | 2,700 | 19.9718 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 3,416 | 19.7600 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 3,782 | 20.0293 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 5,894 | 27.6687 EUR | |||||
EUR 0.07 A Ordinary | CFD | Short | 6,000 | 19.7268 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 7,480 | 19.7523 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 7,851 | 19.8140 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 7,889 | 27.5475 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 8,259 | 20.1123 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 8,416 | 27.6922 EUR | |||||
EUR 0.07 A Ordinary | CFD | Short | 8,767 | 19.8096 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 10,422 | 27.6644 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 10,740 | 20.1004 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 11,153 | 27.6362 EUR | |||||
EUR 0.07 A Ordinary | CFD | Short | 12,681 | 27.6417 EUR | |||||
EUR 0.07 B Ordinary | CFD | Short | 42,062 | 20.0071 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 47,655 | 20.1420 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 57,036 | 19.8638 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 88,907 | 20.0949 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 164,610 | 19.8238 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 198,385 | 20.0787 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, |
formal or informal, relating to relevant securities which may be an inducement to deal |
or refrain from dealing entered into by the person making the disclosure and any party |
to the offer or any person acting in concert with a party to the offer: |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between |
the person making the disclosure and any other person relating to: |
(i) the voting rights of any relevant securities under any option; or |
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
any derivative is referenced: |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | |
Date of disclosure: | 20 May 2015 | |
Contact name: | Jay Supaya | |
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Barclays PLC. | |
are being disclosed: | ||
Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 20.1000 | European | 17 Jul 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 25.0000 | American | 18 Dec 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -300,000 | 26.0000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 27.5000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -300,000 | 28.0000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 300,000 | 28.0000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 28.0000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 29.0000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 29.5000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -200,000 | 28.0000 | American | 18 Dec 2015 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -200,000 | 30.0000 | American | 19 Jun 2015 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -196,815 | 2219.6100 | European | 29 Mar 2016 | |||||||
EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150520005746/en/
Copyright Business Wire 2015
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