31st Dec 2015 11:43
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 30 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,433,345 | 0.69% | 22,256,033 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,450,004 | 0.26% | 14,503,041 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,333,000 | 0.03% | 707,000 | 0.02% | |||||||
| TOTAL: | 39,216,349 | 0.98% | 37,466,074 | 0.94% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,993,097 | 0.86% | 12,521,899 | 0.51% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,042,132 | 0.37% | 6,737,135 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 30,035,229 | 1.23% | 19,558,670 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 1 | 15.5650 GBP | ||||
| A ADSs | Purchase | 7 | 46.0942 USD | ||||
| A ADSs | Purchase | 8 | 46.1512 USD | ||||
| B ADSs | Purchase | 78 | 46.6500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 90 | 15.7064 GBP | ||||
| B ADSs | Purchase | 100 | 46.3000 USD | ||||
| B ADSs | Purchase | 100 | 46.3500 USD | ||||
| B ADSs | Purchase | 100 | 46.4050 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 107 | 15.7375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 196 | 15.7300 GBP | ||||
| A ADSs | Purchase | 200 | 46.0750 USD | ||||
| A ADSs | Purchase | 200 | 45.9900 USD | ||||
| B ADSs | Purchase | 200 | 46.3100 USD | ||||
| A ADSs | Purchase | 200 | 46.4100 USD | ||||
| A ADSs | Purchase | 200 | 46.1025 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 212 | 21.3100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 222 | 15.7150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 269 | 15.6825 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 292 | 15.7350 GBP | ||||
| B ADSs | Purchase | 300 | 46.3066 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 310 | 21.2600 EUR | ||||
| A ADSs | Purchase | 325 | 46.0311 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 340 | 15.6150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 353 | 15.5700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 359 | 21.2700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 359 | 21.3050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 359 | 21.1950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 402 | 15.4350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 440 | 15.6707 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 446 | 15.6750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 455 | 15.6350 GBP | ||||
| B ADSs | Purchase | 500 | 46.3140 USD | ||||
| B ADSs | Purchase | 504 | 46.3063 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 513 | 15.4500 GBP | ||||
| A ADSs | Purchase | 670 | 46.0807 USD | ||||
| B ADSs | Purchase | 700 | 46.5642 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 700 | 21.3200 EUR | ||||
| A ADSs | Purchase | 700 | 46.2800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 786 | 15.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 800 | 21.2900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 800 | 21.1750 EUR | ||||
| A ADSs | Purchase | 813 | 46.1600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 21.2000 EUR | ||||
| A ADSs | Purchase | 900 | 45.9944 USD | ||||
| B ADSs | Purchase | 900 | 46.6700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 21.2611 EUR | ||||
| B ADSs | Purchase | 1,000 | 46.4975 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 21.3300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 21.2950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,059 | 21.3250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,183 | 15.5257 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,193 | 15.5300 GBP | ||||
| A ADSs | Purchase | 1,200 | 46.1797 USD | ||||
| A ADSs | Purchase | 1,300 | 46.2530 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,329 | 15.6200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,336 | 15.4650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,348 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,400 | 21.2800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,595 | 15.5060 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,617 | 15.4719 GBP | ||||
| A ADSs | Purchase | 1,700 | 46.0288 USD | ||||
| A ADSs | Purchase | 1,798 | 46.1382 USD | ||||
| A ADSs | Purchase | 1,892 | 46.0232 USD | ||||
| A ADSs | Purchase | 1,896 | 46.0742 USD | ||||
| A ADSs | Purchase | 2,062 | 46.0922 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,156 | 21.2093 EUR | ||||
| A ADSs | Purchase | 2,160 | 46.0760 USD | ||||
| B ADSs | Purchase | 2,299 | 46.4226 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,426 | 15.6650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,456 | 15.7328 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,880 | 15.6500 GBP | ||||
| B ADSs | Purchase | 2,896 | 46.5421 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,939 | 21.2500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,140 | 15.6600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,463 | 15.6550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,643 | 15.6250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,667 | 21.1850 EUR | ||||
| B ADSs | Purchase | 3,700 | 46.7629 USD | ||||
| A ADSs | Purchase | 3,857 | 46.0618 USD | ||||
| A ADSs | Purchase | 3,900 | 46.1664 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,981 | 15.6629 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,283 | 15.6700 GBP | ||||
| A ADSs | Purchase | 4,500 | 46.0350 USD | ||||
| A ADSs | Purchase | 4,768 | 46.1673 USD | ||||
| A ADSs | Purchase | 5,591 | 46.1150 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,598 | 15.4855 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,387 | 21.2456 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7,530 | 21.3087 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,164 | 15.6450 GBP | ||||
| A ADSs | Purchase | 8,300 | 46.0435 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,739 | 21.2748 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,821 | 15.6396 GBP | ||||
| A ADSs | Purchase | 9,090 | 46.0241 USD | ||||
| A ADSs | Purchase | 9,300 | 46.0274 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,968 | 15.6400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 11,790 | 15.6300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,173 | 21.2622 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 13,492 | 15.6480 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,843 | 15.4842 GBP | ||||
| A ADSs | Purchase | 15,637 | 46.0722 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 20,159 | 15.6634 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 22,008 | 21.2669 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 23,151 | 15.6940 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26,945 | 21.2026 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 28,410 | 15.6894 GBP | ||||
| A ADSs | Purchase | 28,762 | 46.0082 USD | ||||
| A ADSs | Purchase | 29,575 | 46.0124 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 50,713 | 15.6695 GBP | ||||
| B ADSs | Purchase | 52,250 | 46.3428 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 63,017 | 15.6602 GBP | ||||
| A ADSs | Purchase | 63,364 | 46.1255 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 64,100 | 15.6921 GBP | ||||
| B ADSs | Purchase | 69,008 | 46.7391 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 82,529 | 21.2392 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 87,319 | 21.2146 EUR | ||||
| A ADSs | Purchase | 129,929 | 46.1577 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 146,039 | 21.2432 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 175,215 | 15.4524 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 214,094 | 15.6762 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 222,700 | 15.6557 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 500,000 | 15.6442 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,000,000 | 15.7294 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1 | 15.5650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 20 | 15.6235 GBP | ||||
| B ADSs | Sale | 39 | 46.6500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 43 | 21.3150 EUR | ||||
| A ADSs | Sale | 48 | 46.2600 USD | ||||
| B ADSs | Sale | 100 | 46.8000 USD | ||||
| A ADSs | Sale | 100 | 46.1350 USD | ||||
| A ADSs | Sale | 100 | 45.9600 USD | ||||
| B ADSs | Sale | 100 | 46.4050 USD | ||||
| B ADSs | Sale | 100 | 46.3000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 102 | 21.2107 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 105 | 21.2050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 107 | 15.7375 GBP | ||||
| B ADSs | Sale | 133 | 46.5600 USD | ||||
| A ADSs | Sale | 170 | 46.0300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 196 | 15.7300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 198 | 15.4800 GBP | ||||
| A ADSs | Sale | 200 | 45.9737 USD | ||||
| B ADSs | Sale | 200 | 46.2950 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 21.2100 EUR | ||||
| A ADSs | Sale | 200 | 45.9900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 212 | 21.3100 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 222 | 15.7150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 292 | 15.7350 GBP | ||||
| A ADSs | Sale | 300 | 46.1316 USD | ||||
| B ADSs | Sale | 300 | 46.3066 USD | ||||
| B ADSs | Sale | 300 | 46.7933 USD | ||||
| EUR 0.07 A Ordinary | Sale | 310 | 21.2600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 340 | 15.6150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 353 | 15.5700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 359 | 21.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 359 | 21.2700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 359 | 21.3050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 393 | 15.5500 GBP | ||||
| B ADSs | Sale | 400 | 46.8400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 402 | 15.4350 GBP | ||||
| A ADSs | Sale | 428 | 46.1928 USD | ||||
| EUR 0.07 B Ordinary | Sale | 446 | 15.6750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 455 | 15.6350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 458 | 15.5550 GBP | ||||
| B ADSs | Sale | 500 | 46.7900 USD | ||||
| A ADSs | Sale | 500 | 46.0500 USD | ||||
| B ADSs | Sale | 600 | 46.6083 USD | ||||
| A ADSs | Sale | 700 | 46.2800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 700 | 21.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 701 | 21.1580 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 746 | 15.5594 GBP | ||||
| A ADSs | Sale | 800 | 46.1462 USD | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 21.2900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 21.1750 EUR | ||||
| B ADSs | Sale | 800 | 46.5481 USD | ||||
| B ADSs | Sale | 900 | 46.6700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 900 | 21.2000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 903 | 21.2766 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 973 | 15.5651 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 21.2950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 21.3300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,059 | 21.3250 EUR | ||||
| B ADSs | Sale | 1,100 | 46.6345 USD | ||||
| A ADSs | Sale | 1,119 | 46.3408 USD | ||||
| A ADSs | Sale | 1,208 | 46.1796 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,211 | 15.5300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,327 | 15.6300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,329 | 15.6200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,348 | 21.1650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,400 | 21.2800 EUR | ||||
| B ADSs | Sale | 1,400 | 46.7935 USD | ||||
| A ADSs | Sale | 1,500 | 46.0786 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,509 | 21.2179 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,523 | 21.2500 EUR | ||||
| A ADSs | Sale | 1,587 | 46.1037 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,595 | 15.5060 GBP | ||||
| A ADSs | Sale | 1,596 | 46.2005 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,659 | 21.1850 EUR | ||||
| A ADSs | Sale | 1,700 | 46.1444 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,792 | 21.2794 EUR | ||||
| A ADSs | Sale | 1,801 | 46.3006 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,980 | 15.6504 GBP | ||||
| A ADSs | Sale | 2,028 | 46.2111 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,328 | 15.6818 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,382 | 15.6470 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,422 | 21.2138 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,426 | 15.6650 GBP | ||||
| A ADSs | Sale | 2,500 | 46.0498 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,684 | 15.6500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,717 | 15.4652 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,810 | 21.2756 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,080 | 15.6656 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,140 | 15.6600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,166 | 21.2407 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,264 | 15.4918 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,463 | 15.6550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,643 | 15.6250 GBP | ||||
| A ADSs | Sale | 3,686 | 46.1459 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,283 | 15.6700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,348 | 21.2332 EUR | ||||
| A ADSs | Sale | 4,363 | 46.2368 USD | ||||
| A ADSs | Sale | 4,500 | 46.0350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,690 | 21.3294 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 5,029 | 21.2942 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,506 | 15.6308 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,702 | 15.6331 GBP | ||||
| A ADSs | Sale | 6,237 | 46.1265 USD | ||||
| B ADSs | Sale | 6,499 | 46.4531 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,500 | 15.6691 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,743 | 15.7700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,893 | 15.6584 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,211 | 15.4688 GBP | ||||
| A ADSs | Sale | 7,400 | 46.0020 USD | ||||
| A ADSs | Sale | 7,700 | 46.0398 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,737 | 15.6387 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,905 | 21.1921 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,164 | 15.6450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,442 | 15.6836 GBP | ||||
| A ADSs | Sale | 8,675 | 46.1673 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,050 | 15.6603 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,161 | 15.6706 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,275 | 15.6352 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,879 | 15.6400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,358 | 15.6779 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,841 | 15.6514 GBP | ||||
| B ADSs | Sale | 11,880 | 46.8392 USD | ||||
| A ADSs | Sale | 12,245 | 46.1226 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,236 | 15.6732 GBP | ||||
| A ADSs | Sale | 16,453 | 46.1940 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,615 | 15.4767 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 18,927 | 15.6882 GBP | ||||
| B ADSs | Sale | 22,530 | 46.6870 USD | ||||
| A ADSs | Sale | 24,297 | 46.1646 USD | ||||
| EUR 0.07 B Ordinary | Sale | 33,340 | 15.6739 GBP | ||||
| A ADSs | Sale | 33,963 | 46.0542 USD | ||||
| EUR 0.07 A Ordinary | Sale | 34,361 | 21.2372 EUR | ||||
| B ADSs | Sale | 34,504 | 46.7391 USD | ||||
| EUR 0.07 B Ordinary | Sale | 37,749 | 15.6483 GBP | ||||
| B ADSs | Sale | 52,250 | 46.3428 USD | ||||
| EUR 0.07 B Ordinary | Sale | 55,167 | 15.6433 GBP | ||||
| A ADSs | Sale | 59,150 | 46.0124 USD | ||||
| EUR 0.07 A Ordinary | Sale | 59,592 | 15.5001 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 62,064 | 21.2256 EUR | ||||
| A ADSs | Sale | 63,364 | 46.1255 USD | ||||
| A ADSs | Sale | 64,186 | 46.1379 USD | ||||
| EUR 0.07 B Ordinary | Sale | 66,852 | 15.6783 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 88,771 | 15.6708 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 96,390 | 15.6847 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 162,617 | 15.4500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 342,340 | 15.6673 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 414,959 | 21.2204 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500,000 | 15.4675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,000,000 | 15.5468 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 20 | 15.6235 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 43 | 21.3125 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,792 | 21.2794 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 15.5476 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,878 | 15.6786 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,124 | 21.1948 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,442 | 15.6836 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,472 | 21.1921 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 10,778 | 15.6859 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 14,830 | 15.5635 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,918 | 15.6790 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 19,561 | 21.2042 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 23,262 | 15.6601 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 12,821 | 15.6201 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 15,710 | 15.6262 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 24,618 | 15.4573 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 51,608 | 15.6689 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 52,514 | 21.2238 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 26,592 | 15.4835 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 53,459 | 21.2007 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 54,652 | 15.6683 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 68,480 | 21.1586 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 73,971 | 15.6492 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 500,000 | 15.4675 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,000,000 | 15.5468 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 90 | 15.7064 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 678 | 15.5154 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 682 | 15.6853 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,194 | 15.7317 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,447 | 15.5153 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,791 | 15.6517 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 21.2380 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,585 | 15.4720 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,610 | 15.4670 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,510 | 21.2803 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 9,306 | 15.4896 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 12,263 | 15.6631 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 19,559 | 21.2356 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,425 | 15.6583 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 32,805 | 21.2933 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 21,798 | 15.6407 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 46,648 | 21.2131 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 65,008 | 15.6836 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,319 | 21.2146 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 31 Dec 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -310,000 | 1.4740 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -42,000 | 42.5000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 68,000 | 45.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151231005111/en/
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