30th Sep 2015 15:12
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 Sep 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,414,722 | 0.64% | 23,995,411 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,371,888 | 0.19% | 11,061,779 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 34,336,810 | 0.87% | 36,657,390 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,879,507 | 0.86% | 13,899,506 | 0.57% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,677,811 | 0.23% | 6,158,461 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 26,732,318 | 1.10% | 20,357,603 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 54 | 15.4445 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 74 | 15.3712 GBP | ||||
| B ADSs | Purchase | 76 | 46.9699 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 110 | 15.3050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 120 | 15.0200 GBP | ||||
| B ADSs | Purchase | 130 | 46.6300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 151 | 15.3450 GBP | ||||
| B ADSs | Purchase | 200 | 46.9100 USD | ||||
| A ADSs | Purchase | 200 | 46.8850 USD | ||||
| A ADSs | Purchase | 205 | 46.5602 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 224 | 15.4550 GBP | ||||
| A ADSs | Purchase | 250 | 46.8560 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 280 | 21.0075 EUR | ||||
| B ADSs | Purchase | 300 | 46.9166 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 307 | 21.0625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 344 | 20.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 390 | 21.0450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 15.5500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 475 | 20.4050 EUR | ||||
| B ADSs | Purchase | 500 | 47.0360 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 510 | 15.4971 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 524 | 15.1535 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 585 | 20.6150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 586 | 20.3700 EUR | ||||
| B ADSs | Purchase | 600 | 46.8316 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 600 | 15.5050 GBP | ||||
| A ADSs | Purchase | 602 | 46.8800 USD | ||||
| B ADSs | Purchase | 602 | 46.8800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 663 | 15.4250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 663 | 14.9850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 709 | 20.9350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 709 | 20.9300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 709 | 20.9250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 770 | 20.8436 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 879 | 20.9000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 886 | 20.9700 EUR | ||||
| B ADSs | Purchase | 900 | 47.2666 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 900 | 15.5450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 923 | 15.5400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 945 | 21.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 954 | 20.9600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 982 | 20.9200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 15.4500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,038 | 15.4800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,044 | 20.9073 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,098 | 20.8550 EUR | ||||
| A ADSs | Purchase | 1,110 | 46.9000 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,179 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,179 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 15.0050 GBP | ||||
| B ADSs | Purchase | 1,200 | 46.8825 USD | ||||
| A ADSs | Purchase | 1,400 | 46.8050 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,415 | 20.9676 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,460 | 20.6275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,595 | 20.8400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,644 | 20.9400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,663 | 20.9500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,678 | 15.4950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,678 | 15.4950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,763 | 15.4900 GBP | ||||
| A ADSs | Purchase | 1,803 | 46.5600 USD | ||||
| A ADSs | Purchase | 1,900 | 46.7745 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,988 | 20.9050 EUR | ||||
| B ADSs | Purchase | 2,200 | 46.8580 USD | ||||
| A ADSs | Purchase | 2,280 | 46.5741 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,300 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,312 | 20.9100 EUR | ||||
| A ADSs | Purchase | 2,319 | 46.5490 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,461 | 21.0670 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,533 | 20.4600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,607 | 15.4450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,691 | 21.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,694 | 20.9157 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,777 | 15.4242 GBP | ||||
| A ADSs | Purchase | 2,850 | 46.5218 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,872 | 15.4350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,921 | 15.2645 GBP | ||||
| B ADSs | Purchase | 3,100 | 46.8922 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,339 | 20.9382 EUR | ||||
| B ADSs | Purchase | 4,008 | 46.8654 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,485 | 15.2664 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,654 | 15.3500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,693 | 15.4400 GBP | ||||
| B ADSs | Purchase | 5,953 | 47.1690 USD | ||||
| B ADSs | Purchase | 6,500 | 46.7393 USD | ||||
| B ADSs | Purchase | 7,900 | 46.8688 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,652 | 15.5170 GBP | ||||
| A ADSs | Purchase | 10,000 | 46.5554 USD | ||||
| B ADSs | Purchase | 10,000 | 46.6287 USD | ||||
| B ADSs | Purchase | 10,400 | 46.8466 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,757 | 20.8800 EUR | ||||
| A ADSs | Purchase | 12,500 | 46.8145 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,002 | 15.3100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,445 | 20.9081 EUR | ||||
| B ADSs | Purchase | 14,460 | 46.8200 USD | ||||
| A ADSs | Purchase | 14,460 | 46.8200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 14,654 | 15.3128 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 23,026 | 15.3165 GBP | ||||
| A ADSs | Purchase | 24,600 | 46.6240 USD | ||||
| A ADSs | Purchase | 27,085 | 46.8478 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 27,198 | 15.4488 GBP | ||||
| A ADSs | Purchase | 28,000 | 46.6294 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 29,141 | 15.4717 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 33,711 | 15.4725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,513 | 15.3359 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 39,078 | 15.4561 GBP | ||||
| B ADSs | Purchase | 44,300 | 46.7200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 45,003 | 15.4300 GBP | ||||
| B ADSs | Purchase | 50,000 | 47.1500 USD | ||||
| A ADSs | Purchase | 53,694 | 46.6656 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 55,664 | 15.4518 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 56,554 | 15.4525 GBP | ||||
| A ADSs | Purchase | 57,144 | 46.9007 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 57,978 | 15.4697 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 58,200 | 15.3704 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 63,749 | 15.3700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 76,374 | 20.8810 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 90,167 | 15.4610 GBP | ||||
| B ADSs | Purchase | 114,990 | 46.8414 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 120,141 | 20.8758 EUR | ||||
| B ADSs | Purchase | 122,343 | 46.8612 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 126,537 | 15.3603 GBP | ||||
| A ADSs | Purchase | 153,324 | 46.8318 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 174,475 | 20.8092 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 200,456 | 15.4467 GBP | ||||
| A ADSs | Purchase | 332,598 | 46.6237 USD | ||||
| EUR 0.07 A Ordinary | Sale | 25 | 15.4150 GBP | ||||
| A ADSs | Sale | 50 | 46.8400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 60 | 15.0200 GBP | ||||
| B ADSs | Sale | 100 | 46.8300 USD | ||||
| B ADSs | Sale | 100 | 46.5700 USD | ||||
| A ADSs | Sale | 100 | 46.8450 USD | ||||
| A ADSs | Sale | 100 | 46.5600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 110 | 15.3050 GBP | ||||
| B ADSs | Sale | 130 | 46.6300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 151 | 15.3450 GBP | ||||
| A ADSs | Sale | 178 | 46.5543 USD | ||||
| A ADSs | Sale | 200 | 46.6600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 224 | 15.4550 GBP | ||||
| A ADSs | Sale | 293 | 46.7482 USD | ||||
| A ADSs | Sale | 300 | 46.8216 USD | ||||
| B ADSs | Sale | 300 | 46.8333 USD | ||||
| EUR 0.07 A Ordinary | Sale | 307 | 21.0625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 307 | 21.0650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 318 | 20.9476 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 318 | 20.9800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 344 | 20.3000 EUR | ||||
| A ADSs | Sale | 382 | 46.6100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 390 | 21.0450 EUR | ||||
| A ADSs | Sale | 400 | 46.7825 USD | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 15.5500 GBP | ||||
| B ADSs | Sale | 400 | 46.7450 USD | ||||
| EUR 0.07 B Ordinary | Sale | 441 | 15.1360 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 475 | 20.4050 EUR | ||||
| A ADSs | Sale | 492 | 46.6150 USD | ||||
| A ADSs | Sale | 500 | 46.6090 USD | ||||
| A ADSs | Sale | 500 | 46.9000 USD | ||||
| A ADSs | Sale | 500 | 47.0060 USD | ||||
| EUR 0.07 B Ordinary | Sale | 500 | 15.1536 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 585 | 20.6150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 586 | 20.3700 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 15.5050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 606 | 15.2688 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 684 | 21.0150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 698 | 20.9785 EUR | ||||
| B ADSs | Sale | 700 | 46.6200 USD | ||||
| A ADSs | Sale | 700 | 46.8207 USD | ||||
| EUR 0.07 A Ordinary | Sale | 709 | 20.9350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 709 | 20.9250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 709 | 20.9300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 711 | 15.1547 GBP | ||||
| A ADSs | Sale | 800 | 46.6737 USD | ||||
| A ADSs | Sale | 860 | 46.8200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 886 | 20.9700 EUR | ||||
| A ADSs | Sale | 900 | 46.8022 USD | ||||
| B ADSs | Sale | 900 | 46.8311 USD | ||||
| EUR 0.07 B Ordinary | Sale | 900 | 15.5450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 923 | 15.5400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 954 | 20.9600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 956 | 20.9050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 965 | 21.0550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 982 | 20.9200 EUR | ||||
| B ADSs | Sale | 1,000 | 46.8610 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,034 | 15.4190 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,038 | 15.4800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,098 | 20.8550 EUR | ||||
| B ADSs | Sale | 1,100 | 46.8505 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,179 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,179 | 21.0000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 15.0050 GBP | ||||
| B ADSs | Sale | 1,306 | 46.6463 USD | ||||
| B ADSs | Sale | 1,320 | 46.6062 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,379 | 20.9000 EUR | ||||
| A ADSs | Sale | 1,400 | 46.8050 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,463 | 15.4250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,463 | 15.4250 GBP | ||||
| A ADSs | Sale | 1,500 | 46.6123 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,595 | 20.8400 EUR | ||||
| A ADSs | Sale | 1,641 | 46.8923 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,644 | 20.9400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,663 | 20.9500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,678 | 15.4950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,678 | 15.4950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,763 | 15.4900 GBP | ||||
| B ADSs | Sale | 1,900 | 46.6205 USD | ||||
| A ADSs | Sale | 2,000 | 46.7800 USD | ||||
| A ADSs | Sale | 2,100 | 46.6097 USD | ||||
| B ADSs | Sale | 2,100 | 46.9195 USD | ||||
| A ADSs | Sale | 2,100 | 46.8204 USD | ||||
| A ADSs | Sale | 2,210 | 46.5897 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,276 | 21.0500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,300 | 15.3200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,312 | 20.9100 EUR | ||||
| A ADSs | Sale | 2,420 | 46.5585 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,461 | 21.0670 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,533 | 20.4600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,607 | 15.4450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,627 | 15.3500 GBP | ||||
| A ADSs | Sale | 2,700 | 46.6266 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,872 | 15.4350 GBP | ||||
| B ADSs | Sale | 3,000 | 46.7640 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,283 | 15.3681 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,339 | 20.9382 EUR | ||||
| A ADSs | Sale | 3,434 | 46.8019 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,564 | 20.7152 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,986 | 15.4059 GBP | ||||
| B ADSs | Sale | 4,100 | 46.7236 USD | ||||
| A ADSs | Sale | 4,500 | 46.8285 USD | ||||
| A ADSs | Sale | 4,500 | 46.6438 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,602 | 15.4383 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,693 | 15.4400 GBP | ||||
| A ADSs | Sale | 4,900 | 46.6044 USD | ||||
| B ADSs | Sale | 5,374 | 46.6338 USD | ||||
| A ADSs | Sale | 5,412 | 46.5633 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,686 | 15.4498 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,848 | 20.9308 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,093 | 20.9966 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,145 | 21.0600 EUR | ||||
| A ADSs | Sale | 7,626 | 46.6001 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,003 | 15.4390 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,197 | 20.8851 EUR | ||||
| A ADSs | Sale | 8,285 | 46.7761 USD | ||||
| EUR 0.07 A Ordinary | Sale | 8,548 | 15.1248 GBP | ||||
| A ADSs | Sale | 9,700 | 46.8750 USD | ||||
| B ADSs | Sale | 9,700 | 46.8750 USD | ||||
| A ADSs | Sale | 9,900 | 46.7414 USD | ||||
| A ADSs | Sale | 10,118 | 46.8087 USD | ||||
| EUR 0.07 B Ordinary | Sale | 10,400 | 15.4681 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,760 | 15.4610 GBP | ||||
| A ADSs | Sale | 10,827 | 46.7903 USD | ||||
| EUR 0.07 B Ordinary | Sale | 12,040 | 15.4502 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,278 | 15.4300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,278 | 15.4300 GBP | ||||
| A ADSs | Sale | 12,362 | 46.8460 USD | ||||
| A ADSs | Sale | 12,500 | 46.8145 USD | ||||
| B ADSs | Sale | 13,300 | 46.8175 USD | ||||
| EUR 0.07 A Ordinary | Sale | 13,431 | 20.9139 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 14,227 | 15.4500 GBP | ||||
| B ADSs | Sale | 14,708 | 46.8694 USD | ||||
| EUR 0.07 B Ordinary | Sale | 15,165 | 15.4599 GBP | ||||
| A ADSs | Sale | 16,600 | 46.5711 USD | ||||
| EUR 0.07 A Ordinary | Sale | 20,794 | 20.8800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 22,496 | 20.8856 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 24,221 | 20.5148 EUR | ||||
| A ADSs | Sale | 24,900 | 46.6366 USD | ||||
| A ADSs | Sale | 26,600 | 46.8492 USD | ||||
| A ADSs | Sale | 28,629 | 46.8324 USD | ||||
| EUR 0.07 B Ordinary | Sale | 30,113 | 15.4677 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,031 | 15.2322 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35,689 | 20.8514 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 39,763 | 20.7940 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 42,022 | 15.4353 GBP | ||||
| B ADSs | Sale | 44,300 | 46.7200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 44,666 | 15.4472 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 47,560 | 15.4302 GBP | ||||
| A ADSs | Sale | 48,935 | 46.8451 USD | ||||
| EUR 0.07 A Ordinary | Sale | 49,966 | 15.3323 GBP | ||||
| B ADSs | Sale | 50,000 | 47.1500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 55,267 | 15.4511 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56,280 | 15.4438 GBP | ||||
| A ADSs | Sale | 57,144 | 46.9007 USD | ||||
| A ADSs | Sale | 88,228 | 46.7115 USD | ||||
| EUR 0.07 B Ordinary | Sale | 99,110 | 15.4303 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 99,870 | 20.7872 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 100,000 | 15.4868 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 117,973 | 15.3700 GBP | ||||
| B ADSs | Sale | 244,686 | 46.8612 USD | ||||
| EUR 0.07 B Ordinary | Sale | 260,265 | 15.4457 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 260,788 | 15.3332 GBP | ||||
| A ADSs | Sale | 332,598 | 46.6237 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 15.4648 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 100 | 20.8398 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 151 | 15.3431 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 349 | 15.3481 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 500 | 15.1631 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 505 | 15.3886 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,034 | 15.4191 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,200 | 15.4432 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,700 | 20.9907 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,791 | 20.5814 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,100 | 15.4351 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,700 | 15.4374 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,714 | 15.3094 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,774 | 15.4562 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,907 | 15.4101 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 23,568 | 15.4223 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 24,436 | 15.1903 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,155 | 20.5667 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 28,840 | 15.1942 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 47,560 | 15.4302 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 88,076 | 15.3340 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 100,000 | 15.4868 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 52,621 | 15.3944 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 174,251 | 15.4332 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 212,400 | 15.3133 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 60 | 15.0218 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 74 | 15.3712 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 158 | 20.3216 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 200 | 15.0313 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 329 | 15.4536 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,116 | 20.8576 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,769 | 20.4222 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,079 | 15.0333 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,718 | 15.3974 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,161 | 15.4122 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,075 | 15.4529 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 21,500 | 15.4455 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 25,456 | 15.3453 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 34,076 | 20.8850 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 38,317 | 15.4983 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 130,076 | 20.8901 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 165,262 | 15.4430 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 30 Sep 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150930006160/en/
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