23rd Oct 2015 14:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 Oct 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,523,370 | 0.60% | 19,018,054 | 0.48% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,643,469 | 0.22% | 9,795,444 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,717,039 | 0.86% | 30,413,698 | 0.77% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,188,970 | 0.91% | 14,696,882 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,854,732 | 0.44% | 4,264,697 | 0.17% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,218,702 | 1.36% | 19,261,215 | 0.79% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 1 | 18.0125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 26 | 18.0359 GBP | ||||
| A ADSs | Purchase | 40 | 55.3600 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 42 | 18.0314 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 84 | 18.0175 GBP | ||||
| A ADSs | Purchase | 89 | 55.4100 USD | ||||
| A ADSs | Purchase | 100 | 55.0800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 103 | 17.9600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 110 | 17.9300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 134 | 24.7925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 156 | 17.7450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 169 | 17.9700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 169 | 18.0575 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 169 | 18.0250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 170 | 18.0675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 171 | 24.6900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 171 | 17.8350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 171 | 18.0325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 171 | 17.8650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 172 | 18.0600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 175 | 18.0550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 183 | 17.8600 GBP | ||||
| B ADSs | Purchase | 200 | 55.9400 USD | ||||
| B ADSs | Purchase | 200 | 55.9700 USD | ||||
| A ADSs | Purchase | 200 | 55.0900 USD | ||||
| A ADSs | Purchase | 211 | 55.1700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 218 | 17.8050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 224 | 17.9850 GBP | ||||
| B ADSs | Purchase | 245 | 56.0000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 291 | 24.5350 EUR | ||||
| A ADSs | Purchase | 300 | 55.3083 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 310 | 24.7575 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 342 | 17.9100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 359 | 17.9350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 373 | 17.9775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 391 | 18.0100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 392 | 17.9800 GBP | ||||
| A ADSs | Purchase | 400 | 55.3475 USD | ||||
| A ADSs | Purchase | 400 | 55.3875 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 417 | 17.9725 GBP | ||||
| A ADSs | Purchase | 435 | 55.1699 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 442 | 24.5500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 452 | 17.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 464 | 24.2700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 474 | 17.9405 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 485 | 24.3050 EUR | ||||
| A ADSs | Purchase | 500 | 55.2040 USD | ||||
| B ADSs | Purchase | 500 | 55.9170 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 500 | 18.0866 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 553 | 24.7900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 563 | 18.0000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 563 | 17.9900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 568 | 18.0631 GBP | ||||
| A ADSs | Purchase | 600 | 55.3766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 618 | 24.5300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 630 | 24.7650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 661 | 24.4400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 769 | 24.4500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 789 | 24.6500 EUR | ||||
| A ADSs | Purchase | 800 | 55.0925 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 824 | 24.2550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 827 | 24.7550 EUR | ||||
| A ADSs | Purchase | 880 | 55.3325 USD | ||||
| A ADSs | Purchase | 900 | 55.0766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 963 | 24.7800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 998 | 24.3150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,010 | 24.5850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,075 | 18.0700 GBP | ||||
| B ADSs | Purchase | 1,100 | 55.9350 USD | ||||
| A ADSs | Purchase | 1,100 | 55.0759 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,200 | 18.0533 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,241 | 18.0396 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,293 | 17.8450 GBP | ||||
| B ADSs | Purchase | 1,412 | 55.8731 USD | ||||
| A ADSs | Purchase | 1,419 | 55.3109 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,534 | 17.8975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,537 | 18.0064 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,587 | 24.5200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,676 | 24.7850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,684 | 18.0698 GBP | ||||
| B ADSs | Purchase | 1,737 | 55.9461 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,801 | 17.8999 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,814 | 24.4201 EUR | ||||
| A ADSs | Purchase | 1,900 | 55.0873 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,956 | 18.0636 GBP | ||||
| B ADSs | Purchase | 2,101 | 55.9947 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,132 | 24.5250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,178 | 24.7500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,194 | 24.3394 EUR | ||||
| A ADSs | Purchase | 2,200 | 55.3385 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,245 | 17.9050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,287 | 24.3418 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,315 | 17.8663 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,369 | 17.9000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,369 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,380 | 24.5233 EUR | ||||
| A ADSs | Purchase | 2,400 | 55.3014 USD | ||||
| B ADSs | Purchase | 2,678 | 55.9431 USD | ||||
| A ADSs | Purchase | 2,800 | 55.2795 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,832 | 24.3340 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,276 | 24.7600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,345 | 24.4300 EUR | ||||
| B ADSs | Purchase | 3,400 | 55.8417 USD | ||||
| A ADSs | Purchase | 3,400 | 55.3505 USD | ||||
| A ADSs | Purchase | 3,530 | 55.2334 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,686 | 18.0046 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,690 | 17.9862 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,799 | 24.8000 EUR | ||||
| A ADSs | Purchase | 3,800 | 55.0000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,836 | 24.3932 EUR | ||||
| B ADSs | Purchase | 4,000 | 55.8535 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,094 | 17.8266 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,391 | 24.6459 EUR | ||||
| A ADSs | Purchase | 4,485 | 55.3693 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,907 | 24.5498 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,994 | 24.3388 EUR | ||||
| A ADSs | Purchase | 5,000 | 55.0837 USD | ||||
| A ADSs | Purchase | 5,435 | 55.1835 USD | ||||
| A ADSs | Purchase | 5,700 | 55.1957 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,124 | 17.8968 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,528 | 24.6361 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,980 | 17.8950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 7,300 | 18.0257 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,582 | 24.3555 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7,727 | 17.8883 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,794 | 24.7950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,060 | 17.6994 GBP | ||||
| B ADSs | Purchase | 8,627 | 55.9268 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,750 | 18.0158 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,945 | 18.0070 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,356 | 24.6735 EUR | ||||
| A ADSs | Purchase | 9,700 | 55.3271 USD | ||||
| A ADSs | Purchase | 10,176 | 55.3159 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,308 | 17.8438 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 10,371 | 24.3671 EUR | ||||
| A ADSs | Purchase | 11,702 | 55.3367 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,815 | 17.7739 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,852 | 24.6506 EUR | ||||
| A ADSs | Purchase | 13,200 | 55.2634 USD | ||||
| A ADSs | Purchase | 15,044 | 55.2649 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 17,088 | 24.3937 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 18,014 | 18.0300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,535 | 24.2763 EUR | ||||
| A ADSs | Purchase | 24,159 | 55.1219 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 24,522 | 18.0995 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 25,000 | 18.0715 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 25,903 | 17.8794 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,543 | 17.8700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,921 | 17.8923 GBP | ||||
| B ADSs | Purchase | 59,444 | 55.8377 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 59,497 | 24.3837 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 67,047 | 24.3304 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 77,822 | 17.7914 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 78,112 | 17.8900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 89,080 | 17.8985 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 103,945 | 24.6048 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 107,047 | 18.0159 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 148,373 | 18.0098 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 148,873 | 24.5597 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 162,866 | 18.0051 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 174,036 | 18.0130 GBP | ||||
| B ADSs | Purchase | 175,398 | 55.7761 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 177,780 | 18.0026 GBP | ||||
| A ADSs | Purchase | 201,210 | 55.2287 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 512,436 | 18.0045 GBP | ||||
| A ADSs | Sale | -9 | 55.2901 USD | ||||
| B ADSs | Sale | 1 | 55.9500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1 | 18.0125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 84 | 18.0175 GBP | ||||
| A ADSs | Sale | 89 | 55.4100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 99 | 17.8550 GBP | ||||
| A ADSs | Sale | 99 | 55.3800 USD | ||||
| A ADSs | Sale | 100 | 55.3050 USD | ||||
| EUR 0.07 B Ordinary | Sale | 103 | 17.9600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 110 | 17.9300 GBP | ||||
| A ADSs | Sale | 112 | 55.1700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 156 | 17.7450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 156 | 17.8850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 169 | 18.0575 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 169 | 17.9700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 169 | 18.0250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 170 | 18.0675 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 171 | 18.0325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 171 | 24.6900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 171 | 17.9000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 171 | 17.8350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 172 | 18.0600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 175 | 18.0550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 183 | 17.8600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 190 | 24.2650 EUR | ||||
| A ADSs | Sale | 190 | 55.2005 USD | ||||
| B ADSs | Sale | 199 | 55.9400 USD | ||||
| A ADSs | Sale | 200 | 55.3100 USD | ||||
| A ADSs | Sale | 200 | 55.2050 USD | ||||
| A ADSs | Sale | 200 | 55.1200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 224 | 17.9850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 237 | 17.9405 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 291 | 24.5350 EUR | ||||
| A ADSs | Sale | 300 | 55.1100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 342 | 17.8650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 359 | 17.9350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 373 | 17.9775 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 391 | 18.0100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 392 | 17.9800 GBP | ||||
| A ADSs | Sale | 400 | 55.2000 USD | ||||
| A ADSs | Sale | 400 | 55.2055 USD | ||||
| EUR 0.07 B Ordinary | Sale | 417 | 17.9725 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 424 | 18.0108 GBP | ||||
| A ADSs | Sale | 435 | 55.1699 USD | ||||
| EUR 0.07 A Ordinary | Sale | 436 | 17.8050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 442 | 24.5500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 452 | 17.9550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 464 | 24.2700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 505 | 17.8171 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 505 | 24.5850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 544 | 24.3050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 553 | 24.7900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 563 | 17.9900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 563 | 18.0000 GBP | ||||
| B ADSs | Sale | 600 | 55.9275 USD | ||||
| EUR 0.07 A Ordinary | Sale | 618 | 24.5300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 630 | 24.7650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 635 | 24.3831 EUR | ||||
| A ADSs | Sale | 700 | 55.0300 USD | ||||
| A ADSs | Sale | 735 | 55.0955 USD | ||||
| EUR 0.07 A Ordinary | Sale | 769 | 24.4500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 824 | 24.2550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 830 | 17.8577 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 902 | 24.5245 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 963 | 24.7800 EUR | ||||
| B ADSs | Sale | 1,000 | 55.8272 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,070 | 17.6882 GBP | ||||
| B ADSs | Sale | 1,100 | 55.9350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,168 | 24.4300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,270 | 17.7596 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,558 | 17.9050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,587 | 24.5200 EUR | ||||
| A ADSs | Sale | 1,600 | 55.2122 USD | ||||
| A ADSs | Sale | 1,630 | 55.2073 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,699 | 17.6984 GBP | ||||
| A ADSs | Sale | 1,743 | 55.0854 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,836 | 24.6500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,912 | 24.7600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,951 | 17.8950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,132 | 24.5250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,283 | 24.3135 EUR | ||||
| A ADSs | Sale | 2,390 | 55.2012 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,416 | 18.1921 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,432 | 24.7950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,506 | 18.0715 GBP | ||||
| A ADSs | Sale | 2,821 | 55.0708 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,876 | 24.4017 EUR | ||||
| B ADSs | Sale | 3,000 | 55.8623 USD | ||||
| A ADSs | Sale | 3,156 | 55.1341 USD | ||||
| B ADSs | Sale | 3,300 | 55.8375 USD | ||||
| A ADSs | Sale | 3,500 | 55.2018 USD | ||||
| A ADSs | Sale | 3,530 | 55.2334 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,799 | 24.8000 EUR | ||||
| A ADSs | Sale | 3,800 | 55.0000 USD | ||||
| A ADSs | Sale | 3,900 | 55.1597 USD | ||||
| A ADSs | Sale | 4,100 | 55.1893 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,231 | 24.5318 EUR | ||||
| A ADSs | Sale | 4,600 | 55.1719 USD | ||||
| A ADSs | Sale | 5,000 | 55.0837 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,040 | 18.0772 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,291 | 17.7019 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,402 | 17.9487 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,742 | 17.7914 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,763 | 17.9830 GBP | ||||
| A ADSs | Sale | 6,804 | 55.1098 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,841 | 17.9705 GBP | ||||
| A ADSs | Sale | 7,000 | 55.2627 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,220 | 17.9681 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,876 | 17.9666 GBP | ||||
| A ADSs | Sale | 9,000 | 55.2689 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,517 | 18.0300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,545 | 24.4991 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,858 | 24.4374 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 11,827 | 18.0520 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,302 | 17.8700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,100 | 17.9769 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,237 | 24.2510 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 14,434 | 18.0028 GBP | ||||
| B ADSs | Sale | 14,450 | 55.7375 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,464 | 17.9729 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,556 | 17.8497 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,970 | 24.5456 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 15,295 | 18.0705 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,989 | 18.0037 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,882 | 17.9915 GBP | ||||
| B ADSs | Sale | 17,000 | 55.9369 USD | ||||
| EUR 0.07 B Ordinary | Sale | 20,935 | 18.0397 GBP | ||||
| B ADSs | Sale | 23,164 | 55.8196 USD | ||||
| EUR 0.07 A Ordinary | Sale | 23,231 | 17.8713 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,977 | 24.7500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 26,596 | 24.3602 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 26,837 | 18.0666 GBP | ||||
| A ADSs | Sale | 27,584 | 55.2767 USD | ||||
| EUR 0.07 A Ordinary | Sale | 27,988 | 17.8453 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 28,223 | 24.4841 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 28,423 | 24.5123 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 37,755 | 24.5290 EUR | ||||
| A ADSs | Sale | 40,397 | 55.3275 USD | ||||
| EUR 0.07 B Ordinary | Sale | 48,649 | 18.0073 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 49,070 | 18.0026 GBP | ||||
| B ADSs | Sale | 50,085 | 55.7671 USD | ||||
| EUR 0.07 B Ordinary | Sale | 52,390 | 18.0463 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56,365 | 17.9943 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 57,877 | 17.9947 GBP | ||||
| B ADSs | Sale | 59,444 | 55.8377 USD | ||||
| EUR 0.07 B Ordinary | Sale | 60,615 | 18.0420 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 65,007 | 18.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 67,500 | 24.3906 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 76,993 | 18.0380 GBP | ||||
| B ADSs | Sale | 87,699 | 55.7761 USD | ||||
| EUR 0.07 A Ordinary | Sale | 87,849 | 24.5982 EUR | ||||
| A ADSs | Sale | 91,895 | 55.2312 USD | ||||
| A ADSs | Sale | 100,605 | 55.2287 USD | ||||
| EUR 0.07 B Ordinary | Sale | 118,154 | 17.9978 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 141,269 | 17.8392 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 151,597 | 18.0127 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 177,828 | 24.4225 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 215,805 | 18.0262 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 381 | 18.0222 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 424 | 18.0108 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 702 | 24.6642 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 900 | 18.1566 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 17.7647 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 7,414 | 18.1866 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,900 | 17.7229 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,084 | 18.0513 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 9,317 | 24.5973 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,378 | 18.1692 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 9,631 | 17.9882 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,668 | 18.0280 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,617 | 24.5522 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,237 | 24.2510 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 13,848 | 18.0321 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 15,390 | 24.5581 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 16,971 | 18.1299 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 36,656 | 17.8700 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 41,923 | 18.0386 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 49,666 | 24.7047 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 51,950 | 24.2786 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 67,500 | 24.3906 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 17.9800 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 998 | 24.3179 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,241 | 18.0396 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,428 | 24.3550 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,237 | 24.5716 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,032 | 24.3090 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,015 | 17.9838 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,157 | 17.9939 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 8,225 | 17.7768 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,094 | 17.9823 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,142 | 24.5261 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,820 | 17.8359 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 14,067 | 17.9452 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,909 | 17.9940 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,152 | 17.9336 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 32,260 | 24.6815 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 38,783 | 17.9885 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 66,328 | 17.9857 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,599 | 17.7949 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 97,154 | 17.9666 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 137,426 | 24.4880 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 171,664 | 18.0170 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 Oct 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151023005483/en/
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