14th Dec 2015 13:54
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 Dec 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,847,779 | 0.63% | 19,906,817 | 0.51% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,748,758 | 0.20% | 10,800,381 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,065,200 | 0.05% | 2,115,200 | 0.05% | |||||||
| TOTAL: | 34,661,737 | 0.88% | 32,822,398 | 0.83% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,520,859 | 0.96% | 14,912,638 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,350,895 | 0.47% | 5,845,499 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 97,000 | 0.00% | 299,636 | 0.01% | |||||||
| TOTAL: | 34,968,754 | 1.43% | 21,057,773 | 0.86% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 22 | 14.6000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 30 | 20.8875 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 49 | 20.4275 EUR | ||||
| B ADSs | Purchase | 59 | 45.2100 USD | ||||
| B ADSs | Purchase | 59 | 44.8700 USD | ||||
| A ADSs | Purchase | 71 | 44.9300 USD | ||||
| A ADSs | Purchase | 71 | 45.0200 USD | ||||
| A ADSs | Purchase | 80 | 44.7200 USD | ||||
| A ADSs | Purchase | 96 | 44.8400 USD | ||||
| A ADSs | Purchase | 100 | 44.6900 USD | ||||
| A ADSs | Purchase | 100 | 44.7100 USD | ||||
| B ADSs | Purchase | 100 | 44.8100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 152 | 20.4285 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 189 | 14.7002 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 191 | 15.0581 GBP | ||||
| A ADSs | Purchase | 200 | 44.5600 USD | ||||
| B ADSs | Purchase | 200 | 44.8650 USD | ||||
| B ADSs | Purchase | 200 | 44.9150 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 209 | 15.0525 GBP | ||||
| A ADSs | Purchase | 220 | 44.7009 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 235 | 15.0250 GBP | ||||
| A ADSs | Purchase | 300 | 44.6966 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 378 | 20.8800 EUR | ||||
| A ADSs | Purchase | 400 | 45.0275 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 20.4000 EUR | ||||
| B ADSs | Purchase | 400 | 44.9100 USD | ||||
| B ADSs | Purchase | 407 | 45.0857 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 434 | 14.8904 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 435 | 20.4150 EUR | ||||
| B ADSs | Purchase | 450 | 44.9495 USD | ||||
| A ADSs | Purchase | 465 | 44.7226 USD | ||||
| A ADSs | Purchase | 485 | 44.7525 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 489 | 20.7075 EUR | ||||
| A ADSs | Purchase | 506 | 44.7913 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 545 | 14.9950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 563 | 15.0050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 579 | 15.0200 GBP | ||||
| B ADSs | Purchase | 600 | 44.8025 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 605 | 15.0725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 20.6950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 697 | 20.7400 EUR | ||||
| A ADSs | Purchase | 700 | 44.8785 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 720 | 15.0450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 723 | 20.4350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 749 | 15.0400 GBP | ||||
| A ADSs | Purchase | 773 | 44.7912 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 791 | 15.0243 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 14.7975 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 810 | 21.1450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 839 | 14.6883 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 854 | 14.8410 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 878 | 15.1000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 883 | 15.0500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 900 | 14.8750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 918 | 14.5675 GBP | ||||
| A ADSs | Purchase | 1,000 | 44.8480 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,068 | 20.8550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,074 | 20.3222 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,097 | 20.6160 EUR | ||||
| A ADSs | Purchase | 1,100 | 44.6913 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,100 | 15.0150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,178 | 14.9324 GBP | ||||
| A ADSs | Purchase | 1,200 | 44.6950 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 20.4300 EUR | ||||
| A ADSs | Purchase | 1,200 | 44.8495 USD | ||||
| B ADSs | Purchase | 1,300 | 44.9671 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,300 | 20.6750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,306 | 14.8900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,329 | 20.4200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,375 | 20.5500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,390 | 20.8600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,646 | 14.9035 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,700 | 14.5700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,875 | 14.6242 GBP | ||||
| A ADSs | Purchase | 1,900 | 44.8473 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,964 | 20.8650 EUR | ||||
| B ADSs | Purchase | 1,980 | 44.8500 USD | ||||
| A ADSs | Purchase | 1,980 | 44.8500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,000 | 14.6050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,013 | 20.5580 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,085 | 14.8261 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,200 | 15.0100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,202 | 15.0077 GBP | ||||
| A ADSs | Purchase | 2,322 | 44.7638 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,406 | 14.9471 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,414 | 14.6613 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,482 | 20.7207 EUR | ||||
| B ADSs | Purchase | 2,493 | 44.9321 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,498 | 15.0596 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,574 | 20.7204 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,200 | 20.7000 EUR | ||||
| B ADSs | Purchase | 3,261 | 45.0000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,267 | 14.8981 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,356 | 20.7894 EUR | ||||
| A ADSs | Purchase | 3,371 | 44.8482 USD | ||||
| A ADSs | Purchase | 3,780 | 44.7436 USD | ||||
| A ADSs | Purchase | 3,896 | 44.6971 USD | ||||
| B ADSs | Purchase | 4,103 | 44.9804 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,397 | 20.6584 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,502 | 20.5481 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,819 | 14.6954 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,876 | 20.8750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,950 | 20.8500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,000 | 21.0250 EUR | ||||
| A ADSs | Purchase | 5,000 | 44.8448 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,531 | 20.6190 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,769 | 20.4250 EUR | ||||
| B ADSs | Purchase | 5,840 | 44.8107 USD | ||||
| B ADSs | Purchase | 5,840 | 45.2900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,876 | 14.8213 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,030 | 14.8556 GBP | ||||
| B ADSs | Purchase | 6,200 | 44.8454 USD | ||||
| B ADSs | Purchase | 6,261 | 44.8812 USD | ||||
| A ADSs | Purchase | 6,495 | 44.6922 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,666 | 14.8770 GBP | ||||
| A ADSs | Purchase | 8,298 | 44.7335 USD | ||||
| A ADSs | Purchase | 8,663 | 44.7804 USD | ||||
| A ADSs | Purchase | 8,800 | 44.8150 USD | ||||
| A ADSs | Purchase | 9,000 | 44.8313 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,533 | 20.5536 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,162 | 14.8669 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,386 | 14.7195 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,683 | 14.8682 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 13,752 | 14.8286 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 14,401 | 14.7151 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,891 | 20.4358 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 16,972 | 14.7768 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 18,330 | 14.8807 GBP | ||||
| A ADSs | Purchase | 18,378 | 44.7650 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,308 | 14.6792 GBP | ||||
| B ADSs | Purchase | 19,833 | 44.9351 USD | ||||
| B ADSs | Purchase | 21,474 | 44.9410 USD | ||||
| A ADSs | Purchase | 21,474 | 44.9410 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 23,368 | 14.7732 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,949 | 20.5445 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 26,747 | 14.5350 GBP | ||||
| A ADSs | Purchase | 27,076 | 44.8064 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 31,292 | 14.8338 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34,248 | 14.8674 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 35,295 | 20.3550 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 35,964 | 14.6911 GBP | ||||
| B ADSs | Purchase | 40,646 | 44.9256 USD | ||||
| A ADSs | Purchase | 51,929 | 44.8228 USD | ||||
| A ADSs | Purchase | 52,081 | 44.7787 USD | ||||
| A ADSs | Purchase | 52,274 | 44.7065 USD | ||||
| A ADSs | Purchase | 64,265 | 44.7042 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 68,386 | 14.8145 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 73,876 | 20.3870 EUR | ||||
| B ADSs | Purchase | 80,000 | 44.9900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 82,144 | 20.8100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 85,700 | 20.7055 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 88,639 | 14.8337 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 102,186 | 20.7394 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 125,101 | 20.7328 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 147,740 | 14.6389 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 155,489 | 20.8215 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 158,398 | 14.7283 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 189,761 | 14.8464 GBP | ||||
| A ADSs | Purchase | 232,204 | 44.9828 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 241,392 | 14.9520 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 247,175 | 14.7214 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 306,313 | 20.9144 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 366,684 | 20.8380 EUR | ||||
| B ADSs | Purchase | 497,718 | 45.0054 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 506,091 | 14.7615 GBP | ||||
| A ADSs | Sale | 39 | 45.0400 USD | ||||
| A ADSs | Sale | 50 | 44.7200 USD | ||||
| B ADSs | Sale | 59 | 45.2100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 64 | 20.8915 EUR | ||||
| A ADSs | Sale | 65 | 44.7700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 67 | 14.7650 GBP | ||||
| A ADSs | Sale | 71 | 44.9300 USD | ||||
| A ADSs | Sale | 100 | 44.7600 USD | ||||
| B ADSs | Sale | 100 | 44.8100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 100 | 15.1125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 104 | 14.8736 GBP | ||||
| B ADSs | Sale | 109 | 44.8700 USD | ||||
| EUR 0.07 B Ordinary | Sale | 132 | 14.7319 GBP | ||||
| A ADSs | Sale | 171 | 45.0200 USD | ||||
| A ADSs | Sale | 199 | 44.9059 USD | ||||
| B ADSs | Sale | 200 | 45.3000 USD | ||||
| A ADSs | Sale | 200 | 44.7898 USD | ||||
| A ADSs | Sale | 200 | 45.0300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 209 | 15.0525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 209 | 14.7116 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 235 | 15.0250 GBP | ||||
| A ADSs | Sale | 267 | 44.7913 USD | ||||
| B ADSs | Sale | 270 | 44.9400 USD | ||||
| A ADSs | Sale | 300 | 45.0266 USD | ||||
| B ADSs | Sale | 339 | 44.8623 USD | ||||
| EUR 0.07 A Ordinary | Sale | 378 | 20.8800 EUR | ||||
| B ADSs | Sale | 400 | 44.8000 USD | ||||
| B ADSs | Sale | 400 | 45.1800 USD | ||||
| B ADSs | Sale | 400 | 44.8900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 444 | 20.8550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 20.5400 EUR | ||||
| B ADSs | Sale | 500 | 45.2800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 520 | 20.6900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 545 | 14.9950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 563 | 15.0050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 579 | 15.0200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 600 | 14.6400 GBP | ||||
| A ADSs | Sale | 600 | 44.8383 USD | ||||
| B ADSs | Sale | 600 | 44.8025 USD | ||||
| A ADSs | Sale | 600 | 44.9341 USD | ||||
| EUR 0.07 A Ordinary | Sale | 605 | 15.0725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 640 | 20.4200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 697 | 20.6950 EUR | ||||
| B ADSs | Sale | 700 | 44.8385 USD | ||||
| EUR 0.07 A Ordinary | Sale | 720 | 15.0450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 749 | 14.6901 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 749 | 15.0400 GBP | ||||
| A ADSs | Sale | 773 | 44.7912 USD | ||||
| EUR 0.07 A Ordinary | Sale | 800 | 20.4000 EUR | ||||
| A ADSs | Sale | 805 | 44.7331 USD | ||||
| EUR 0.07 A Ordinary | Sale | 878 | 15.1000 GBP | ||||
| B ADSs | Sale | 900 | 44.8211 USD | ||||
| B ADSs | Sale | 900 | 44.8433 USD | ||||
| EUR 0.07 A Ordinary | Sale | 909 | 20.8600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 978 | 20.7075 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,039 | 20.8500 EUR | ||||
| B ADSs | Sale | 1,061 | 44.9075 USD | ||||
| B ADSs | Sale | 1,100 | 44.8418 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,183 | 15.0500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,183 | 15.0500 GBP | ||||
| B ADSs | Sale | 1,200 | 44.8681 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,243 | 14.7439 GBP | ||||
| B ADSs | Sale | 1,270 | 44.7968 USD | ||||
| B ADSs | Sale | 1,300 | 44.9671 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,300 | 20.6750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,306 | 14.8900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,365 | 14.8262 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,389 | 20.8750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,394 | 20.7400 EUR | ||||
| B ADSs | Sale | 1,400 | 44.8371 USD | ||||
| A ADSs | Sale | 1,570 | 44.8789 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,700 | 14.5700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,832 | 20.4250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,836 | 14.5675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 14.6050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,200 | 15.0150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,200 | 15.0100 GBP | ||||
| A ADSs | Sale | 2,300 | 44.9564 USD | ||||
| A ADSs | Sale | 2,400 | 44.6943 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,439 | 20.3450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,498 | 15.0596 GBP | ||||
| A ADSs | Sale | 2,600 | 44.7875 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,848 | 14.8898 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,855 | 20.4280 EUR | ||||
| B ADSs | Sale | 2,950 | 44.8229 USD | ||||
| B ADSs | Sale | 3,000 | 44.8058 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,200 | 20.7000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,397 | 20.4300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,700 | 14.5889 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,800 | 15.0736 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,897 | 20.6991 EUR | ||||
| A ADSs | Sale | 3,900 | 44.8074 USD | ||||
| A ADSs | Sale | 4,100 | 44.8063 USD | ||||
| A ADSs | Sale | 4,839 | 45.1979 USD | ||||
| B ADSs | Sale | 5,000 | 44.8400 USD | ||||
| A ADSs | Sale | 5,003 | 44.7845 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,732 | 20.6724 EUR | ||||
| B ADSs | Sale | 5,840 | 45.2900 USD | ||||
| EUR 0.07 B Ordinary | Sale | 6,666 | 14.8830 GBP | ||||
| A ADSs | Sale | 7,200 | 44.8423 USD | ||||
| A ADSs | Sale | 7,700 | 44.8190 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,978 | 14.6000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,906 | 20.8594 EUR | ||||
| A ADSs | Sale | 11,555 | 44.8344 USD | ||||
| A ADSs | Sale | 13,685 | 44.6876 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,063 | 14.7188 GBP | ||||
| A ADSs | Sale | 14,467 | 44.8472 USD | ||||
| EUR 0.07 A Ordinary | Sale | 14,980 | 14.7853 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 16,640 | 20.4321 EUR | ||||
| B ADSs | Sale | 17,433 | 44.9977 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18,933 | 14.8785 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,933 | 14.8785 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 24,016 | 14.7113 GBP | ||||
| A ADSs | Sale | 24,072 | 44.8210 USD | ||||
| B ADSs | Sale | 24,272 | 44.8323 USD | ||||
| A ADSs | Sale | 24,479 | 45.3559 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,813 | 14.7104 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 27,467 | 14.5426 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 32,935 | 14.8822 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34,954 | 14.8073 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 36,927 | 14.8506 GBP | ||||
| B ADSs | Sale | 40,646 | 44.9256 USD | ||||
| EUR 0.07 B Ordinary | Sale | 46,587 | 14.9413 GBP | ||||
| B ADSs | Sale | 47,351 | 45.3575 USD | ||||
| B ADSs | Sale | 53,080 | 44.9352 USD | ||||
| EUR 0.07 B Ordinary | Sale | 54,507 | 14.7351 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 57,945 | 14.8052 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 64,838 | 20.3550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 68,386 | 14.8205 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 76,613 | 20.6602 EUR | ||||
| B ADSs | Sale | 80,000 | 44.9900 USD | ||||
| A ADSs | Sale | 86,684 | 44.8657 USD | ||||
| EUR 0.07 A Ordinary | Sale | 105,900 | 14.5350 GBP | ||||
| A ADSs | Sale | 107,093 | 44.7903 USD | ||||
| EUR 0.07 A Ordinary | Sale | 112,957 | 20.8410 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 113,168 | 14.6755 GBP | ||||
| A ADSs | Sale | 116,102 | 44.9828 USD | ||||
| A ADSs | Sale | 128,530 | 44.7042 USD | ||||
| EUR 0.07 B Ordinary | Sale | 150,962 | 14.6413 GBP | ||||
| B ADSs | Sale | 153,853 | 44.9321 USD | ||||
| EUR 0.07 B Ordinary | Sale | 160,000 | 14.7031 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 163,230 | 20.7504 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 216,916 | 20.8075 EUR | ||||
| B ADSs | Sale | 248,859 | 45.0054 USD | ||||
| EUR 0.07 A Ordinary | Sale | 267,580 | 14.9225 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 273,271 | 14.8568 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 675,124 | 20.8325 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 132 | 14.7319 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 141 | 14.8784 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 14.5900 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 14.8300 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,437 | 14.6830 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,546 | 14.6797 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,139 | 14.6380 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,048 | 14.7924 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,900 | 20.4272 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,408 | 14.8117 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 9,512 | 14.6012 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,032 | 20.5160 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 24,510 | 14.8210 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 29,341 | 20.7346 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 17,419 | 14.6086 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 40,557 | 20.3922 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 28,620 | 14.6315 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 61,353 | 14.9506 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 71,178 | 15.2346 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 141,011 | 14.7104 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 160,000 | 14.7031 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 100 | 14.6763 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 100 | 14.9713 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 189 | 14.7003 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 15.0850 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 14.9575 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 700 | 15.0278 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 839 | 14.6883 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,000 | 14.6163 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,178 | 14.9324 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,500 | 14.6413 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,883 | 14.9732 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,956 | 15.0275 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,995 | 20.8650 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,928 | 14.8570 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,048 | 14.8200 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,252 | 20.9314 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,180 | 14.7771 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,000 | 14.6456 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 10,272 | 15.0342 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,357 | 14.9285 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,386 | 14.7195 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,413 | 20.7869 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,949 | 20.5445 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 24,649 | 20.6729 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 29,404 | 20.7522 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 35,825 | 14.8615 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 61,409 | 14.9454 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 174,037 | 14.9413 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 193,036 | 14.8498 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 385,034 | 14.6952 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 14 Dec 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -425,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 97,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 175,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -70,000 | 23.0000 | American | 18 Mar 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -150,000 | 1.5250 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 70,000 | 23.0000 | American | 18 Mar 16 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151214005693/en/
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