24th Aug 2015 13:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 Aug 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 26,910,690 | 0.69% | 16,778,449 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,930,366 | 0.15% | 11,535,815 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 2,880,316 | 0.07% | |||||||
| TOTAL: | 35,771,372 | 0.91% | 31,194,580 | 0.80% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 20,969,583 | 0.86% | 12,984,826 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,058,079 | 0.33% | 5,831,123 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 29,202,662 | 1.20% | 19,115,585 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 13 | 52.8900 USD | ||||
| B ADSs | Purchase | 53 | 53.5700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 90 | 17.4064 GBP | ||||
| B ADSs | Purchase | 91 | 52.7800 USD | ||||
| B ADSs | Purchase | 100 | 52.5650 USD | ||||
| A ADSs | Purchase | 100 | 52.6200 USD | ||||
| B ADSs | Purchase | 100 | 53.2200 USD | ||||
| B ADSs | Purchase | 100 | 52.9400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 106 | 17.3375 GBP | ||||
| A ADSs | Purchase | 106 | 53.1926 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 121 | 23.4845 EUR | ||||
| B ADSs | Purchase | 127 | 52.5900 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 141 | 17.2750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 161 | 24.2500 EUR | ||||
| A ADSs | Purchase | 200 | 53.2500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.4650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.6325 EUR | ||||
| B ADSs | Purchase | 200 | 52.6900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 209 | 16.9600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 211 | 17.3425 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 264 | 23.7625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 264 | 23.7725 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 264 | 24.1525 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 285 | 17.0740 GBP | ||||
| A ADSs | Purchase | 300 | 53.0466 USD | ||||
| B ADSs | Purchase | 300 | 53.2096 USD | ||||
| B ADSs | Purchase | 300 | 53.1350 USD | ||||
| B ADSs | Purchase | 300 | 52.5950 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 17.4000 GBP | ||||
| B ADSs | Purchase | 325 | 53.6746 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 329 | 24.1575 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 342 | 17.3450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 343 | 17.3500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 374 | 17.2850 GBP | ||||
| B ADSs | Purchase | 385 | 53.0801 USD | ||||
| A ADSs | Purchase | 400 | 53.9225 USD | ||||
| B ADSs | Purchase | 400 | 53.2187 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 460 | 17.2160 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 467 | 17.3350 GBP | ||||
| B ADSs | Purchase | 500 | 53.2000 USD | ||||
| A ADSs | Purchase | 500 | 52.6680 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 500 | 23.5650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 501 | 17.4100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 516 | 17.3400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 526 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 568 | 24.2675 EUR | ||||
| A ADSs | Purchase | 582 | 53.9200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 609 | 24.2750 EUR | ||||
| B ADSs | Purchase | 612 | 53.0843 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 624 | 24.0900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 646 | 17.3100 GBP | ||||
| B ADSs | Purchase | 700 | 52.7636 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 784 | 17.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 792 | 24.1100 EUR | ||||
| A ADSs | Purchase | 800 | 53.9387 USD | ||||
| B ADSs | Purchase | 800 | 52.8287 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 823 | 24.2875 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 836 | 17.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 843 | 17.0300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 848 | 23.7750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 889 | 23.7600 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 908 | 17.2800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 969 | 24.0000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 970 | 17.1595 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 973 | 17.3200 GBP | ||||
| B ADSs | Purchase | 1,000 | 52.6660 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,005 | 16.9461 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,202 | 16.9612 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,212 | 17.3050 GBP | ||||
| B ADSs | Purchase | 1,260 | 52.5839 USD | ||||
| A ADSs | Purchase | 1,402 | 52.5738 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,423 | 24.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,424 | 24.2900 EUR | ||||
| A ADSs | Purchase | 1,500 | 53.5300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,526 | 17.0600 GBP | ||||
| B ADSs | Purchase | 1,541 | 52.6362 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,719 | 17.2718 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,733 | 23.7850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,788 | 24.2800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,827 | 17.0700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,870 | 17.3865 GBP | ||||
| A ADSs | Purchase | 2,000 | 52.7504 USD | ||||
| A ADSs | Purchase | 2,002 | 52.8331 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,072 | 23.7450 EUR | ||||
| A ADSs | Purchase | 2,100 | 53.6785 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,162 | 24.1430 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,210 | 17.2050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,450 | 17.0900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,467 | 24.2754 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,514 | 17.3269 GBP | ||||
| A ADSs | Purchase | 2,586 | 52.7215 USD | ||||
| A ADSs | Purchase | 2,655 | 52.7049 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,682 | 17.3839 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,830 | 17.3581 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,887 | 24.2600 EUR | ||||
| A ADSs | Purchase | 2,900 | 52.5565 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,945 | 17.3900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,215 | 24.1500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,353 | 24.1338 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,359 | 23.7700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,647 | 24.1039 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,700 | 23.5006 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,776 | 23.7800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,824 | 16.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,864 | 23.7650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,087 | 17.2712 GBP | ||||
| A ADSs | Purchase | 4,400 | 52.9659 USD | ||||
| A ADSs | Purchase | 4,800 | 52.8512 USD | ||||
| B ADSs | Purchase | 4,900 | 53.1792 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,929 | 17.3189 GBP | ||||
| B ADSs | Purchase | 5,100 | 53.1143 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,147 | 17.1849 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,326 | 17.2398 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,363 | 17.2711 GBP | ||||
| A ADSs | Purchase | 5,546 | 53.1462 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,588 | 23.8975 EUR | ||||
| A ADSs | Purchase | 5,603 | 53.4522 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,823 | 16.9879 GBP | ||||
| A ADSs | Purchase | 6,346 | 53.1925 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,589 | 23.9623 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,964 | 17.4032 GBP | ||||
| A ADSs | Purchase | 7,185 | 52.8435 USD | ||||
| A ADSs | Purchase | 7,697 | 53.6144 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,000 | 24.1328 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,640 | 17.1431 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,970 | 16.9465 GBP | ||||
| A ADSs | Purchase | 9,003 | 52.9691 USD | ||||
| A ADSs | Purchase | 9,100 | 53.5013 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,238 | 17.4057 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,362 | 17.2775 GBP | ||||
| B ADSs | Purchase | 9,409 | 52.9362 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 9,799 | 17.1050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 11,562 | 24.0915 EUR | ||||
| A ADSs | Purchase | 12,600 | 53.2047 USD | ||||
| A ADSs | Purchase | 13,500 | 53.2172 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 14,274 | 23.9871 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 14,324 | 16.8600 GBP | ||||
| B ADSs | Purchase | 14,840 | 53.9347 USD | ||||
| A ADSs | Purchase | 15,383 | 52.9067 USD | ||||
| B ADSs | Purchase | 16,975 | 53.2386 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,997 | 24.2271 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 17,829 | 17.0212 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 23,355 | 17.1212 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 23,729 | 17.1040 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,156 | 17.1077 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 26,421 | 17.1535 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 27,112 | 17.1217 GBP | ||||
| B ADSs | Purchase | 28,872 | 53.1202 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 30,149 | 24.1532 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 30,389 | 16.9333 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,400 | 23.8099 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 35,000 | 23.6805 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 35,391 | 17.1250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 43,680 | 23.9801 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 50,504 | 17.1581 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 52,098 | 24.1630 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 55,052 | 23.8871 EUR | ||||
| B ADSs | Purchase | 60,800 | 53.1502 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 74,010 | 16.8861 GBP | ||||
| A ADSs | Purchase | 82,788 | 52.8849 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 87,734 | 17.1167 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 106,009 | 23.4500 EUR | ||||
| A ADSs | Purchase | 119,217 | 52.8717 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 121,496 | 24.1162 EUR | ||||
| A ADSs | Purchase | 132,380 | 53.2520 USD | ||||
| A ADSs | Purchase | 178,136 | 53.0042 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 420,529 | 16.9899 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 567,259 | 17.2000 GBP | ||||
| B ADSs | Sale | -61 | 52.8600 USD | ||||
| B ADSs | Sale | 13 | 52.8900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22 | 17.2500 GBP | ||||
| B ADSs | Sale | 25 | 53.1300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 59 | 16.9700 GBP | ||||
| B ADSs | Sale | 100 | 52.5750 USD | ||||
| B ADSs | Sale | 100 | 53.0000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 141 | 17.2750 GBP | ||||
| B ADSs | Sale | 141 | 52.5500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 16.9850 GBP | ||||
| B ADSs | Sale | 200 | 52.7000 USD | ||||
| A ADSs | Sale | 200 | 53.2500 USD | ||||
| EUR 0.07 B Ordinary | Sale | 208 | 17.3244 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 211 | 17.3425 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 264 | 23.7725 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 264 | 23.7625 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 264 | 24.1525 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 278 | 17.4450 GBP | ||||
| A ADSs | Sale | 300 | 53.3766 USD | ||||
| B ADSs | Sale | 300 | 53.7200 USD | ||||
| B ADSs | Sale | 300 | 53.3900 USD | ||||
| B ADSs | Sale | 300 | 52.6233 USD | ||||
| B ADSs | Sale | 300 | 52.5950 USD | ||||
| EUR 0.07 A Ordinary | Sale | 322 | 24.2500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 329 | 24.1575 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 342 | 17.3450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 343 | 17.3500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 374 | 17.2850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 418 | 17.3250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 428 | 17.3460 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 432 | 23.7750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 467 | 17.3350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 23.5650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 501 | 17.4100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 503 | 17.3385 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 516 | 17.3400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 526 | 24.2650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 566 | 17.4073 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 567 | 16.9821 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 568 | 24.2675 EUR | ||||
| A ADSs | Sale | 600 | 53.7300 USD | ||||
| A ADSs | Sale | 600 | 53.6550 USD | ||||
| EUR 0.07 B Ordinary | Sale | 603 | 17.0185 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 609 | 24.2750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 624 | 24.0900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 633 | 23.4694 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 638 | 17.3636 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 646 | 17.3100 GBP | ||||
| A ADSs | Sale | 700 | 52.5885 USD | ||||
| EUR 0.07 A Ordinary | Sale | 792 | 24.1100 EUR | ||||
| B ADSs | Sale | 800 | 52.6480 USD | ||||
| EUR 0.07 A Ordinary | Sale | 823 | 24.2875 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 843 | 17.0300 GBP | ||||
| A ADSs | Sale | 873 | 52.6197 USD | ||||
| A ADSs | Sale | 900 | 52.8911 USD | ||||
| A ADSs | Sale | 900 | 53.2333 USD | ||||
| EUR 0.07 B Ordinary | Sale | 908 | 17.2800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 969 | 24.0000 EUR | ||||
| B ADSs | Sale | 1,000 | 52.6660 USD | ||||
| A ADSs | Sale | 1,000 | 53.5600 USD | ||||
| B ADSs | Sale | 1,050 | 52.8742 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,060 | 16.9351 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,073 | 17.3200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,073 | 17.3200 GBP | ||||
| B ADSs | Sale | 1,100 | 53.0522 USD | ||||
| A ADSs | Sale | 1,100 | 53.2736 USD | ||||
| A ADSs | Sale | 1,124 | 52.9165 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,135 | 23.8447 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,212 | 17.3050 GBP | ||||
| A ADSs | Sale | 1,300 | 52.7800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,359 | 17.1291 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,423 | 24.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,424 | 24.2900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,428 | 17.0361 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,469 | 23.7800 EUR | ||||
| A ADSs | Sale | 1,520 | 53.0490 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,526 | 17.0600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,583 | 24.1190 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,644 | 24.0841 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,652 | 23.8423 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,705 | 23.7450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,733 | 23.7850 EUR | ||||
| B ADSs | Sale | 1,742 | 53.1844 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,770 | 17.2594 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,788 | 24.2800 EUR | ||||
| A ADSs | Sale | 1,808 | 52.9944 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,816 | 17.1635 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,827 | 17.0700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,913 | 24.0761 EUR | ||||
| B ADSs | Sale | 1,929 | 53.1961 USD | ||||
| B ADSs | Sale | 1,972 | 53.6133 USD | ||||
| B ADSs | Sale | 1,984 | 53.1793 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,022 | 17.1601 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,027 | 17.1465 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,060 | 17.1720 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,104 | 24.0530 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,110 | 17.1285 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,210 | 17.2050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,370 | 17.0380 GBP | ||||
| B ADSs | Sale | 2,400 | 54.0650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,419 | 23.7650 EUR | ||||
| B ADSs | Sale | 2,514 | 53.2778 USD | ||||
| B ADSs | Sale | 2,600 | 52.9822 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,887 | 24.2600 EUR | ||||
| A ADSs | Sale | 2,900 | 53.0418 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,945 | 17.3900 GBP | ||||
| B ADSs | Sale | 3,048 | 54.0401 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,334 | 23.7700 EUR | ||||
| B ADSs | Sale | 3,500 | 53.2406 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,565 | 17.3513 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,958 | 17.3151 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,991 | 17.2633 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,050 | 17.0900 GBP | ||||
| B ADSs | Sale | 4,300 | 53.1705 USD | ||||
| A ADSs | Sale | 4,400 | 53.2038 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,184 | 17.2260 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,184 | 17.3800 GBP | ||||
| A ADSs | Sale | 6,005 | 53.1926 USD | ||||
| A ADSs | Sale | 6,475 | 53.1925 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,484 | 23.8058 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,849 | 23.9007 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,037 | 16.9391 GBP | ||||
| B ADSs | Sale | 7,420 | 53.9347 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,642 | 17.0739 GBP | ||||
| A ADSs | Sale | 8,200 | 53.2052 USD | ||||
| A ADSs | Sale | 8,300 | 53.1895 USD | ||||
| A ADSs | Sale | 8,307 | 52.9402 USD | ||||
| A ADSs | Sale | 8,665 | 53.1579 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,995 | 23.9799 EUR | ||||
| A ADSs | Sale | 10,000 | 53.0645 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,628 | 23.8807 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,749 | 23.8772 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,411 | 17.0444 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,647 | 23.8835 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 12,878 | 17.2480 GBP | ||||
| A ADSs | Sale | 13,765 | 53.0996 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,101 | 17.2186 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 14,260 | 17.0446 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,000 | 17.3890 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,872 | 17.0743 GBP | ||||
| A ADSs | Sale | 16,754 | 53.1596 USD | ||||
| EUR 0.07 B Ordinary | Sale | 16,840 | 17.0408 GBP | ||||
| B ADSs | Sale | 17,316 | 53.0915 USD | ||||
| EUR 0.07 B Ordinary | Sale | 18,227 | 17.0097 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,332 | 17.0702 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,797 | 16.9250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,244 | 23.9667 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 22,711 | 23.9968 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 24,153 | 23.9988 EUR | ||||
| A ADSs | Sale | 26,200 | 53.5708 USD | ||||
| A ADSs | Sale | 27,012 | 52.9608 USD | ||||
| A ADSs | Sale | 33,537 | 53.0397 USD | ||||
| B ADSs | Sale | 33,965 | 53.1710 USD | ||||
| A ADSs | Sale | 34,093 | 53.0884 USD | ||||
| EUR 0.07 A Ordinary | Sale | 34,297 | 16.8600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34,884 | 17.1471 GBP | ||||
| A ADSs | Sale | 35,066 | 53.3718 USD | ||||
| EUR 0.07 B Ordinary | Sale | 38,329 | 17.1387 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 44,455 | 17.1255 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 45,959 | 23.9115 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 50,000 | 24.2729 EUR | ||||
| B ADSs | Sale | 57,744 | 53.1202 USD | ||||
| EUR 0.07 A Ordinary | Sale | 60,211 | 23.4500 EUR | ||||
| A ADSs | Sale | 60,909 | 52.9162 USD | ||||
| A ADSs | Sale | 66,190 | 53.2520 USD | ||||
| EUR 0.07 A Ordinary | Sale | 75,651 | 17.0138 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 103,156 | 16.9937 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 117,765 | 24.0187 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 133,620 | 17.2420 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 135,050 | 17.2392 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 148,280 | 17.2204 GBP | ||||
| A ADSs | Sale | 238,434 | 52.8717 USD | ||||
| EUR 0.07 B Ordinary | Sale | 239,669 | 17.2329 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 313,107 | 16.9302 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 380,643 | 17.1477 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 571,054 | 17.0996 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 579,020 | 16.9719 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,704,862 | 24.1500 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 567 | 16.9822 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 697 | 17.2260 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,022 | 17.1601 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,932 | 17.0494 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,000 | 16.9885 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,661 | 17.1888 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,340 | 16.9075 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,188 | 17.2428 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 7,438 | 17.3609 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,305 | 23.6628 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,196 | 24.1792 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 15,235 | 17.0630 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 16,667 | 17.4011 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 20,314 | 17.2604 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 22,857 | 23.5072 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,490 | 17.0214 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 24,276 | 24.2162 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 27,834 | 17.1471 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 30,348 | 17.2847 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 63,686 | 24.1239 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 37,010 | 17.2427 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 101,797 | 17.2363 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 103,156 | 16.9937 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 133,620 | 17.2420 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 285,527 | 17.0996 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 289,510 | 16.9719 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,202 | 16.9612 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,675 | 17.1702 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,000 | 17.0220 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,472 | 17.1927 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,803 | 23.9082 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,925 | 24.0602 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,578 | 17.2715 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,900 | 17.3044 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 6,800 | 23.4530 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,935 | 17.0319 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,558 | 17.1988 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,188 | 24.0961 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,362 | 16.9260 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,432 | 17.3798 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 19,529 | 17.2875 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 23,754 | 16.9975 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 26,219 | 24.0956 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 26,590 | 16.8869 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,559 | 16.9953 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 35,000 | 23.6804 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 60,853 | 17.2646 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 87,734 | 17.1166 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 158,380 | 24.1785 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | Aug 24, 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.5573 | European | Sep 17, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | Jan 25, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | Sep 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | Sep 18, 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150824005486/en/
Copyright Business Wire 2015
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