12th Aug 2015 14:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 August 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 25,689,889 | 0.66% | 14,367,771 | 0.37% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,702,371 | 0.15% | 10,441,372 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,930,316 | 0.07% | 3,055,316 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,322,576 | 0.88% | 27,864,459 | 0.71% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 21,541,806 | 0.88% | 9,819,250 | 0.40% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 5,561,295 | 0.23% | 5,966,640 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 27,278,101 | 1.12% | 15,985,526 | 0.66% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 19 | 26.6810 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 78 | 26.6750 EUR | ||||
| A ADSs | Purchase | 80 | 58.7082 USD | ||||
| A ADSs | Purchase | 100 | 58.5700 USD | ||||
| A ADSs | Purchase | 100 | 58.5800 USD | ||||
| A ADSs | Purchase | 100 | 58.6900 USD | ||||
| B ADSs | Purchase | 100 | 58.7500 USD | ||||
| B ADSs | Purchase | 100 | 58.9400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 125 | 26.8350 EUR | ||||
| B ADSs | Purchase | 149 | 59.4000 USD | ||||
| A ADSs | Purchase | 199 | 58.7154 USD | ||||
| A ADSs | Purchase | 200 | 58.7650 USD | ||||
| B ADSs | Purchase | 200 | 59.1550 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 242 | 26.7800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 242 | 26.8250 EUR | ||||
| B ADSs | Purchase | 284 | 58.8300 USD | ||||
| A ADSs | Purchase | 284 | 58.8300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 289 | 26.7200 EUR | ||||
| A ADSs | Purchase | 300 | 58.4566 USD | ||||
| A ADSs | Purchase | 300 | 58.5733 USD | ||||
| A ADSs | Purchase | 300 | 58.6300 USD | ||||
| B ADSs | Purchase | 300 | 58.7600 USD | ||||
| A ADSs | Purchase | 300 | 58.7600 USD | ||||
| B ADSs | Purchase | 300 | 58.8966 USD | ||||
| B ADSs | Purchase | 300 | 59.0366 USD | ||||
| B ADSs | Purchase | 336 | 58.9067 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 351 | 26.5900 EUR | ||||
| A ADSs | Purchase | 400 | 58.7150 USD | ||||
| A ADSs | Purchase | 410 | 58.6017 USD | ||||
| B ADSs | Purchase | 500 | 58.6500 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 539 | 18.7325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 555 | 18.8850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 555 | 18.9400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 555 | 26.6945 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 571 | 18.8544 GBP | ||||
| A ADSs | Purchase | 600 | 58.6550 USD | ||||
| A ADSs | Purchase | 600 | 58.6700 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 673 | 26.7850 EUR | ||||
| A ADSs | Purchase | 700 | 58.7771 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 737 | 26.7500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 737 | 26.7700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 737 | 26.8200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 740 | 19.0400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 753 | 26.6463 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 754 | 18.7330 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 760 | 26.6300 EUR | ||||
| A ADSs | Purchase | 793 | 58.7083 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 843 | 26.7100 EUR | ||||
| B ADSs | Purchase | 878 | 58.9264 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 893 | 26.7950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 953 | 26.5450 EUR | ||||
| B ADSs | Purchase | 983 | 59.1469 USD | ||||
| A ADSs | Purchase | 1,000 | 58.5450 USD | ||||
| B ADSs | Purchase | 1,000 | 59.1634 USD | ||||
| B ADSs | Purchase | 1,002 | 59.0100 USD | ||||
| A ADSs | Purchase | 1,039 | 58.7081 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,049 | 18.8982 GBP | ||||
| A ADSs | Purchase | 1,086 | 58.5650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,133 | 26.5350 EUR | ||||
| A ADSs | Purchase | 1,156 | 58.5667 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,253 | 26.6137 EUR | ||||
| B ADSs | Purchase | 1,364 | 58.9892 USD | ||||
| B ADSs | Purchase | 1,400 | 58.9598 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,464 | 18.8358 GBP | ||||
| B ADSs | Purchase | 1,500 | 59.3410 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,543 | 18.9550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,590 | 26.6125 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,684 | 18.7961 GBP | ||||
| A ADSs | Purchase | 1,700 | 58.6376 USD | ||||
| A ADSs | Purchase | 1,900 | 58.6868 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,050 | 18.8260 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,080 | 18.8100 GBP | ||||
| A ADSs | Purchase | 2,100 | 58.7270 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,237 | 26.5858 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,412 | 18.9829 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,462 | 18.9489 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,877 | 18.7295 GBP | ||||
| B ADSs | Purchase | 2,988 | 58.7804 USD | ||||
| A ADSs | Purchase | 2,998 | 58.5928 USD | ||||
| B ADSs | Purchase | 3,449 | 59.0400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,706 | 18.7897 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,902 | 18.7850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,943 | 18.7479 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,087 | 26.6508 EUR | ||||
| A ADSs | Purchase | 5,495 | 58.6212 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,579 | 26.5400 EUR | ||||
| B ADSs | Purchase | 5,745 | 58.9740 USD | ||||
| A ADSs | Purchase | 6,023 | 58.6042 USD | ||||
| B ADSs | Purchase | 6,055 | 59.0146 USD | ||||
| B ADSs | Purchase | 7,000 | 59.1491 USD | ||||
| A ADSs | Purchase | 8,400 | 58.8421 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,886 | 18.6700 GBP | ||||
| A ADSs | Purchase | 10,292 | 58.6604 USD | ||||
| A ADSs | Purchase | 10,468 | 58.7759 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,033 | 18.7435 GBP | ||||
| B ADSs | Purchase | 11,499 | 59.0312 USD | ||||
| B ADSs | Purchase | 11,999 | 59.0153 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,209 | 18.7489 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 12,290 | 18.9469 GBP | ||||
| A ADSs | Purchase | 12,300 | 58.9519 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,810 | 26.7690 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 15,000 | 18.8086 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,072 | 18.9541 GBP | ||||
| A ADSs | Purchase | 15,231 | 58.5925 USD | ||||
| B ADSs | Purchase | 18,100 | 59.2025 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,687 | 26.6284 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 21,833 | 26.7822 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 21,989 | 18.9048 GBP | ||||
| A ADSs | Purchase | 22,690 | 58.5952 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23,715 | 26.6986 EUR | ||||
| A ADSs | Purchase | 24,411 | 58.6054 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 27,514 | 18.9151 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 30,515 | 18.9244 GBP | ||||
| A ADSs | Purchase | 32,122 | 58.6542 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 34,380 | 18.8646 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 37,140 | 26.7177 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 44,619 | 26.4500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 45,239 | 26.6528 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 47,518 | 18.9007 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 49,356 | 18.9109 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 50,000 | 26.7207 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 51,463 | 18.8784 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 54,083 | 18.7684 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 72,975 | 18.9016 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 116,878 | 18.9439 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 139,785 | 26.6281 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 149,296 | 18.7636 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 160,373 | 18.8143 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 180,296 | 18.8690 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 181,696 | 18.7923 GBP | ||||
| B ADSs | Purchase | 211,316 | 58.9459 USD | ||||
| A ADSs | Purchase | 339,542 | 58.7904 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 343,225 | 26.6350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 798,079 | 18.9000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 798,079 | 18.9000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,522,005 | 18.7100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1 | 26.6000 EUR | ||||
| A ADSs | Sale | 6 | 58.4400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 24 | 18.7500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32 | 26.5987 EUR | ||||
| B ADSs | Sale | 34 | 58.8300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 39 | 26.6750 EUR | ||||
| A ADSs | Sale | 50 | 58.6100 USD | ||||
| B ADSs | Sale | 80 | 58.8800 USD | ||||
| A ADSs | Sale | 100 | 58.9400 USD | ||||
| A ADSs | Sale | 100 | 58.9500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 120 | 18.7431 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 125 | 26.8350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 157 | 26.5462 EUR | ||||
| A ADSs | Sale | 200 | 58.7050 USD | ||||
| A ADSs | Sale | 200 | 58.9525 USD | ||||
| EUR 0.07 A Ordinary | Sale | 242 | 26.7800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 242 | 26.8250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 289 | 26.7200 EUR | ||||
| A ADSs | Sale | 300 | 58.5766 USD | ||||
| B ADSs | Sale | 300 | 58.7400 USD | ||||
| B ADSs | Sale | 300 | 58.7633 USD | ||||
| B ADSs | Sale | 300 | 58.8100 USD | ||||
| B ADSs | Sale | 300 | 58.8116 USD | ||||
| A ADSs | Sale | 400 | 58.6700 USD | ||||
| A ADSs | Sale | 400 | 58.8537 USD | ||||
| A ADSs | Sale | 400 | 58.8837 USD | ||||
| EUR 0.07 A Ordinary | Sale | 450 | 26.5900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 487 | 18.9157 GBP | ||||
| B ADSs | Sale | 500 | 59.4840 USD | ||||
| EUR 0.07 B Ordinary | Sale | 555 | 18.8850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 555 | 18.9400 GBP | ||||
| A ADSs | Sale | 600 | 58.9366 USD | ||||
| A ADSs | Sale | 600 | 58.9783 USD | ||||
| EUR 0.07 A Ordinary | Sale | 669 | 18.7387 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 673 | 26.7850 EUR | ||||
| A ADSs | Sale | 700 | 58.6000 USD | ||||
| A ADSs | Sale | 700 | 58.7257 USD | ||||
| EUR 0.07 A Ordinary | Sale | 737 | 26.7500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 737 | 26.7700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 737 | 26.8200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 740 | 19.0400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 752 | 26.6256 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 760 | 26.6300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 799 | 18.8069 GBP | ||||
| A ADSs | Sale | 800 | 58.7000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 843 | 26.7100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 893 | 26.7950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 900 | 18.6700 GBP | ||||
| A ADSs | Sale | 942 | 58.7082 USD | ||||
| EUR 0.07 A Ordinary | Sale | 953 | 26.5450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 960 | 18.9550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 996 | 26.5613 EUR | ||||
| A ADSs | Sale | 1,000 | 58.5940 USD | ||||
| A ADSs | Sale | 1,000 | 58.6180 USD | ||||
| A ADSs | Sale | 1,000 | 58.9140 USD | ||||
| A ADSs | Sale | 1,056 | 58.7081 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,133 | 26.5350 EUR | ||||
| B ADSs | Sale | 1,300 | 58.9444 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,554 | 26.4857 EUR | ||||
| A ADSs | Sale | 1,700 | 58.7897 USD | ||||
| A ADSs | Sale | 1,800 | 58.7288 USD | ||||
| B ADSs | Sale | 1,809 | 58.9169 USD | ||||
| B ADSs | Sale | 1,888 | 58.8000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,925 | 26.7543 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,000 | 18.8250 GBP | ||||
| A ADSs | Sale | 2,000 | 58.6495 USD | ||||
| A ADSs | Sale | 2,000 | 58.8740 USD | ||||
| B ADSs | Sale | 2,073 | 58.7426 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,298 | 18.7850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,405 | 18.9488 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,499 | 18.9000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,499 | 18.9000 GBP | ||||
| A ADSs | Sale | 2,500 | 58.9882 USD | ||||
| B ADSs | Sale | 2,600 | 59.2443 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,637 | 18.7920 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,099 | 26.8031 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,124 | 18.8100 GBP | ||||
| A ADSs | Sale | 3,200 | 58.9711 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,267 | 18.7655 GBP | ||||
| A ADSs | Sale | 3,300 | 58.5666 USD | ||||
| B ADSs | Sale | 3,449 | 59.0284 USD | ||||
| B ADSs | Sale | 3,449 | 59.0400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,848 | 18.7402 GBP | ||||
| B ADSs | Sale | 4,200 | 59.1931 USD | ||||
| A ADSs | Sale | 4,600 | 58.6262 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,783 | 18.7728 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,000 | 18.8150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,094 | 26.5733 EUR | ||||
| A ADSs | Sale | 5,193 | 59.0040 USD | ||||
| B ADSs | Sale | 5,295 | 58.8214 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,579 | 26.5400 EUR | ||||
| A ADSs | Sale | 5,600 | 58.9842 USD | ||||
| A ADSs | Sale | 5,700 | 58.6040 USD | ||||
| A ADSs | Sale | 5,900 | 58.7802 USD | ||||
| B ADSs | Sale | 5,900 | 59.1559 USD | ||||
| A ADSs | Sale | 6,359 | 58.9245 USD | ||||
| A ADSs | Sale | 6,445 | 58.9505 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,446 | 26.7635 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,661 | 26.5841 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,772 | 18.7902 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,106 | 18.7864 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,574 | 26.7849 EUR | ||||
| A ADSs | Sale | 7,648 | 58.9513 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,690 | 18.8598 GBP | ||||
| B ADSs | Sale | 9,300 | 59.2709 USD | ||||
| A ADSs | Sale | 10,411 | 58.6236 USD | ||||
| B ADSs | Sale | 10,820 | 58.8729 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,018 | 26.6180 EUR | ||||
| B ADSs | Sale | 13,900 | 59.2054 USD | ||||
| B ADSs | Sale | 14,100 | 58.9950 USD | ||||
| A ADSs | Sale | 16,516 | 58.7887 USD | ||||
| A ADSs | Sale | 18,396 | 58.6432 USD | ||||
| B ADSs | Sale | 23,998 | 59.0153 USD | ||||
| EUR 0.07 A Ordinary | Sale | 24,299 | 18.7571 GBP | ||||
| A ADSs | Sale | 24,336 | 58.7495 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,011 | 18.8422 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 26,074 | 18.8490 GBP | ||||
| A ADSs | Sale | 26,490 | 58.5964 USD | ||||
| EUR 0.07 B Ordinary | Sale | 26,661 | 18.8463 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 27,474 | 26.6760 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 27,893 | 18.7923 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 28,716 | 18.8063 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,302 | 26.4500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 34,250 | 18.7013 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 36,600 | 18.8466 GBP | ||||
| B ADSs | Sale | 36,692 | 58.9777 USD | ||||
| EUR 0.07 B Ordinary | Sale | 37,934 | 18.9148 GBP | ||||
| B ADSs | Sale | 39,169 | 58.8813 USD | ||||
| EUR 0.07 B Ordinary | Sale | 49,687 | 18.8872 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 51,395 | 18.7493 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 53,125 | 26.6393 EUR | ||||
| A ADSs | Sale | 64,244 | 58.6542 USD | ||||
| EUR 0.07 A Ordinary | Sale | 67,235 | 26.6838 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 67,783 | 18.7695 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 74,119 | 18.9039 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 76,418 | 26.6697 EUR | ||||
| A ADSs | Sale | 100,922 | 58.7529 USD | ||||
| B ADSs | Sale | 105,658 | 58.9459 USD | ||||
| EUR 0.07 A Ordinary | Sale | 154,057 | 18.7891 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 158,867 | 18.9415 GBP | ||||
| A ADSs | Sale | 169,771 | 58.7904 USD | ||||
| EUR 0.07 B Ordinary | Sale | 183,738 | 18.8959 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 198,454 | 18.7906 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A Ordinary | SWAP | Long | 3 | 26.5833 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 19 | 18.7510 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 101 | 18.7423 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 138 | 18.8137 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 285 | 18.7227 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 378 | 18.7212 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 487 | 18.9157 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 669 | 18.7387 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 996 | 26.5613 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,365 | 26.5529 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,554 | 26.4857 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,556 | 26.5900 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,163 | 18.7924 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,637 | 18.7920 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,563 | 18.7416 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,274 | 26.5666 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,470 | 18.8884 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,303 | 18.7676 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,509 | 18.7717 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 6,661 | 26.5841 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,971 | 18.9040 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 8,074 | 18.7675 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,500 | 18.7530 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,700 | 26.7333 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 14,769 | 18.9355 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 16,400 | 18.8952 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 22,374 | 18.7566 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 34,250 | 18.7013 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 41,229 | 18.8408 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 44,508 | 18.7462 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 75,944 | 26.5789 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 79,203 | 18.8908 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 19 | 26.6815 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 195 | 26.7283 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 539 | 18.7325 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 571 | 18.8544 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 754 | 18.7330 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 860 | 18.7522 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,049 | 18.8982 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,253 | 26.6137 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,862 | 26.7073 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,070 | 18.7547 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 18.7561 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,117 | 18.7232 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,528 | 18.9256 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,382 | 18.7241 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 13,221 | 26.6511 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 16,115 | 18.9229 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 25,476 | 26.6166 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 22,607 | 18.8518 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 50,000 | 26.7207 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 98,296 | 18.8130 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 102,671 | 26.6037 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 117,780 | 18.7534 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 65,482 | 19.0066 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 12 Aug 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150812005782/en/
Copyright Business Wire 2015
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