11th Nov 2015 15:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 10 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,437,104 | 0.59% | 14,024,769 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,434,304 | 0.21% | 9,466,453 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 33,421,608 | 0.85% | 25,091,422 | 0.64% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,873,302 | 0.94% | 14,922,743 | 0.61% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,989,063 | 0.45% | 4,860,789 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,037,365 | 1.39% | 20,083,168 | 0.82% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A Ordinary | Purchase | 1 | 16.8900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 27 | 17.0525 GBP | ||||
| A ADSs | Purchase | 92 | 50.4436 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 100 | 17.0117 GBP | ||||
| B ADSs | Purchase | 100 | 50.6200 USD | ||||
| B ADSs | Purchase | 100 | 50.4900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 147 | 16.8883 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 184 | 16.8850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 184 | 16.8675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 185 | 16.8250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 187 | 16.9575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 188 | 16.8750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 191 | 16.9250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 193 | 16.8325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 193 | 16.8625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 193 | 16.8525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 194 | 17.0025 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 195 | 16.9400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 199 | 16.8550 GBP | ||||
| A ADSs | Purchase | 200 | 50.4950 USD | ||||
| B ADSs | Purchase | 200 | 50.5700 USD | ||||
| B ADSs | Purchase | 200 | 50.4600 USD | ||||
| A ADSs | Purchase | 200 | 50.4850 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 201 | 16.8150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 207 | 16.9625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 209 | 16.8875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 210 | 16.8350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 218 | 16.8700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 220 | 16.9574 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 268 | 17.1450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 286 | 16.9200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 297 | 17.1000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 299 | 16.8975 GBP | ||||
| B ADSs | Purchase | 300 | 50.5800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 317 | 16.9300 GBP | ||||
| B ADSs | Purchase | 331 | 50.5100 USD | ||||
| A ADSs | Purchase | 331 | 50.5100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 374 | 16.8500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 384 | 16.8800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 395 | 16.9050 GBP | ||||
| A ADSs | Purchase | 400 | 50.4800 USD | ||||
| A ADSs | Purchase | 400 | 50.4725 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 410 | 17.0075 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 453 | 16.8613 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 524 | 16.9100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 607 | 16.9075 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 612 | 17.1300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 612 | 17.1500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 647 | 17.0550 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 647 | 17.0550 GBP | ||||
| B ADSs | Purchase | 700 | 50.6115 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 729 | 17.0702 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 748 | 17.0850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 763 | 16.9350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 770 | 17.0950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 779 | 17.1200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 794 | 17.1100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 825 | 16.8425 GBP | ||||
| B ADSs | Purchase | 866 | 50.4500 USD | ||||
| A ADSs | Purchase | 866 | 50.4500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 900 | 17.0172 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 924 | 17.1250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 986 | 16.9450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 992 | 16.9500 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,107 | 16.8627 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,164 | 17.0650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,299 | 16.8680 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,317 | 17.0700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,464 | 16.9724 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,547 | 16.8300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,600 | 17.1050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,730 | 17.0800 GBP | ||||
| A ADSs | Purchase | 1,806 | 50.4765 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,821 | 16.9338 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,917 | 17.0750 GBP | ||||
| B ADSs | Purchase | 1,973 | 50.5215 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,045 | 16.9900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,159 | 17.1150 GBP | ||||
| B ADSs | Purchase | 2,200 | 50.4470 USD | ||||
| A ADSs | Purchase | 2,200 | 50.5845 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,319 | 16.9002 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,333 | 17.0050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,341 | 16.9750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,341 | 16.9750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,491 | 16.9967 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,688 | 24.0600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,699 | 16.8970 GBP | ||||
| B ADSs | Purchase | 2,769 | 50.5976 USD | ||||
| B ADSs | Purchase | 2,831 | 50.5729 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,057 | 17.0500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,060 | 17.0900 GBP | ||||
| B ADSs | Purchase | 3,100 | 50.5471 USD | ||||
| B ADSs | Purchase | 3,111 | 50.5530 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,178 | 16.8600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,365 | 17.0450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,365 | 17.0450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,482 | 17.0400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,482 | 17.0400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,715 | 16.9800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,744 | 16.9850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,744 | 16.9850 GBP | ||||
| B ADSs | Purchase | 3,800 | 50.5590 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,909 | 17.0600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,909 | 17.0600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,010 | 17.0000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,010 | 17.0000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,026 | 17.0350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,026 | 17.0350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,048 | 23.9925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,064 | 17.0300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,064 | 17.0300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,732 | 17.0250 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,732 | 17.0250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,335 | 16.9137 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,427 | 17.0150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,427 | 17.0150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,934 | 17.0100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,934 | 17.0100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,938 | 16.8782 GBP | ||||
| A ADSs | Purchase | 6,062 | 50.4943 USD | ||||
| A ADSs | Purchase | 6,310 | 50.4942 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,399 | 17.0200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,399 | 17.0200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,500 | 23.9901 EUR | ||||
| A ADSs | Purchase | 7,300 | 50.4835 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,406 | 16.9605 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,885 | 24.0532 EUR | ||||
| B ADSs | Purchase | 8,100 | 50.5358 USD | ||||
| B ADSs | Purchase | 8,136 | 50.5274 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,225 | 16.9477 GBP | ||||
| A ADSs | Purchase | 8,260 | 50.5171 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,267 | 16.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,267 | 16.9650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,888 | 16.9683 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,918 | 17.0157 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,156 | 16.9950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 9,707 | 16.9600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,707 | 16.9600 GBP | ||||
| A ADSs | Purchase | 9,784 | 50.5030 USD | ||||
| A ADSs | Purchase | 10,938 | 50.5117 USD | ||||
| A ADSs | Purchase | 12,200 | 50.5310 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,214 | 24.0143 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,720 | 16.8725 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 13,213 | 16.9550 GBP | ||||
| A ADSs | Purchase | 13,616 | 50.5423 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 15,741 | 17.0140 GBP | ||||
| A ADSs | Purchase | 16,034 | 50.5848 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 16,615 | 17.0108 GBP | ||||
| A ADSs | Purchase | 18,158 | 50.4931 USD | ||||
| A ADSs | Purchase | 19,500 | 50.4224 USD | ||||
| A ADSs | Purchase | 21,700 | 50.4388 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,410 | 16.9256 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 22,488 | 16.9213 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,393 | 24.0584 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 31,428 | 17.0042 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 31,453 | 23.9451 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 34,489 | 24.0200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 35,468 | 24.0783 EUR | ||||
| A ADSs | Purchase | 37,531 | 50.4771 USD | ||||
| B ADSs | Purchase | 42,742 | 50.5253 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 44,193 | 24.0581 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 47,489 | 16.8747 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 48,774 | 16.9792 GBP | ||||
| A ADSs | Purchase | 50,000 | 50.5065 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 59,998 | 17.0081 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 62,048 | 24.0242 EUR | ||||
| A ADSs | Purchase | 64,589 | 50.4882 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 79,576 | 16.9802 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 88,283 | 16.9964 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 89,080 | 17.0153 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 125,444 | 16.9700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 234,659 | 16.9955 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1 | 16.8900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 27 | 17.0525 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 34 | 16.9000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 43 | 16.9786 GBP | ||||
| A ADSs | Sale | 92 | 50.4436 USD | ||||
| A ADSs | Sale | 100 | 50.4700 USD | ||||
| B ADSs | Sale | 100 | 50.3700 USD | ||||
| B ADSs | Sale | 116 | 50.5100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 184 | 16.8675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 184 | 16.8850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 185 | 16.8250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 187 | 16.9575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 188 | 16.8750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 188 | 16.9964 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 191 | 16.9250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 193 | 16.8625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 193 | 16.8525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 193 | 16.8325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 194 | 17.0025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 195 | 16.9400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 199 | 16.8550 GBP | ||||
| A ADSs | Sale | 200 | 50.5650 USD | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 16.9136 GBP | ||||
| B ADSs | Sale | 200 | 50.4100 USD | ||||
| B ADSs | Sale | 200 | 50.3900 USD | ||||
| A ADSs | Sale | 200 | 50.3350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 201 | 16.8150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 207 | 16.9625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 209 | 16.8875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 210 | 16.8350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 218 | 16.8700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 237 | 17.0836 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 268 | 17.1450 GBP | ||||
| B ADSs | Sale | 295 | 50.5193 USD | ||||
| EUR 0.07 B Ordinary | Sale | 297 | 17.1000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 299 | 16.8975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 317 | 16.9300 GBP | ||||
| A ADSs | Sale | 360 | 50.5988 USD | ||||
| EUR 0.07 A Ordinary | Sale | 374 | 16.8500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 384 | 16.8800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 395 | 16.9050 GBP | ||||
| B ADSs | Sale | 400 | 50.4150 USD | ||||
| B ADSs | Sale | 400 | 50.4387 USD | ||||
| A ADSs | Sale | 400 | 50.4800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 410 | 17.0075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 435 | 16.9107 GBP | ||||
| B ADSs | Sale | 500 | 50.4140 USD | ||||
| A ADSs | Sale | 600 | 50.4650 USD | ||||
| EUR 0.07 A Ordinary | Sale | 607 | 16.9075 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 612 | 17.1300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 612 | 17.1500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 626 | 23.9900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 634 | 17.0608 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 647 | 17.0550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 647 | 17.0550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 699 | 16.9100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 699 | 16.9100 GBP | ||||
| B ADSs | Sale | 705 | 50.5600 USD | ||||
| A ADSs | Sale | 705 | 50.5600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 748 | 17.0850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 770 | 17.0950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 777 | 16.8311 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 779 | 17.1200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 794 | 17.1100 GBP | ||||
| A ADSs | Sale | 800 | 50.5450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 825 | 16.8425 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 830 | 24.0593 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 924 | 17.1250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 968 | 23.9251 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 979 | 16.8600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 986 | 16.9450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 992 | 16.9500 GBP | ||||
| A ADSs | Sale | 1,000 | 50.5852 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,048 | 16.9350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,048 | 16.9350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,050 | 16.9095 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,099 | 24.0012 EUR | ||||
| B ADSs | Sale | 1,100 | 50.5023 USD | ||||
| A ADSs | Sale | 1,104 | 50.4578 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,164 | 17.0650 GBP | ||||
| B ADSs | Sale | 1,200 | 50.4475 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,250 | 23.9800 EUR | ||||
| B ADSs | Sale | 1,400 | 50.5768 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,600 | 17.1050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,600 | 16.8650 GBP | ||||
| A ADSs | Sale | 1,600 | 50.5331 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,636 | 24.1400 EUR | ||||
| A ADSs | Sale | 1,700 | 50.4829 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,730 | 17.0800 GBP | ||||
| B ADSs | Sale | 1,807 | 50.6292 USD | ||||
| A ADSs | Sale | 1,818 | 50.4870 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,917 | 17.0750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,917 | 17.0700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,045 | 16.9900 GBP | ||||
| A ADSs | Sale | 2,105 | 50.4798 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,159 | 17.1150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,333 | 17.0050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,341 | 16.9750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,341 | 16.9750 GBP | ||||
| B ADSs | Sale | 2,400 | 50.5486 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,532 | 16.9834 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,688 | 24.0600 EUR | ||||
| B ADSs | Sale | 2,700 | 50.5821 USD | ||||
| A ADSs | Sale | 2,800 | 50.5700 USD | ||||
| A ADSs | Sale | 3,016 | 50.5756 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,057 | 17.0500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,060 | 17.0900 GBP | ||||
| A ADSs | Sale | 3,100 | 50.4887 USD | ||||
| EUR 0.07 B Ordinary | Sale | 3,365 | 17.0450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,365 | 17.0450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,482 | 17.0400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,482 | 17.0400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,715 | 16.9800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,729 | 16.9154 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,744 | 16.9850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,744 | 16.9850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,887 | 17.0600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,887 | 17.0600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,010 | 17.0000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,010 | 17.0000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,026 | 17.0350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,026 | 17.0350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,064 | 17.0300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,064 | 17.0300 GBP | ||||
| A ADSs | Sale | 4,500 | 50.5130 USD | ||||
| A ADSs | Sale | 4,500 | 50.6132 USD | ||||
| A ADSs | Sale | 4,600 | 50.4790 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,732 | 17.0250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,732 | 17.0250 GBP | ||||
| B ADSs | Sale | 5,379 | 50.4161 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,427 | 17.0150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,427 | 17.0150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,934 | 17.0100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,934 | 17.0100 GBP | ||||
| A ADSs | Sale | 6,186 | 50.4948 USD | ||||
| A ADSs | Sale | 6,186 | 50.4942 USD | ||||
| B ADSs | Sale | 6,200 | 50.5850 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,328 | 16.8809 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,351 | 16.9700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,399 | 17.0200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,399 | 17.0200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,492 | 16.9745 GBP | ||||
| A ADSs | Sale | 7,517 | 50.5864 USD | ||||
| A ADSs | Sale | 8,017 | 50.5848 USD | ||||
| B ADSs | Sale | 8,136 | 50.5274 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,267 | 16.9650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,267 | 16.9650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,649 | 17.0013 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,707 | 23.9719 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,755 | 16.9890 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,156 | 16.9950 GBP | ||||
| A ADSs | Sale | 9,400 | 50.5194 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,707 | 16.9600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,707 | 16.9600 GBP | ||||
| A ADSs | Sale | 10,350 | 50.5463 USD | ||||
| B ADSs | Sale | 13,085 | 50.5652 USD | ||||
| EUR 0.07 B Ordinary | Sale | 13,212 | 17.0671 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,213 | 16.9550 GBP | ||||
| B ADSs | Sale | 13,616 | 50.5359 USD | ||||
| EUR 0.07 B Ordinary | Sale | 14,074 | 17.0017 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 14,158 | 24.0200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 14,797 | 24.0025 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 20,513 | 24.0588 EUR | ||||
| B ADSs | Sale | 21,371 | 50.5253 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,424 | 16.9200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 29,115 | 24.0737 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 30,186 | 16.9811 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,396 | 17.0164 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 31,396 | 17.0164 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 36,623 | 24.0668 EUR | ||||
| A ADSs | Sale | 39,628 | 50.4926 USD | ||||
| EUR 0.07 A Ordinary | Sale | 42,662 | 16.9546 GBP | ||||
| A ADSs | Sale | 43,400 | 50.4388 USD | ||||
| EUR 0.07 B Ordinary | Sale | 43,497 | 16.9946 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 44,245 | 16.9822 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 44,500 | 24.0532 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 46,757 | 23.9715 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 59,898 | 17.0097 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 60,108 | 16.9129 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 62,459 | 17.0076 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 76,806 | 16.9799 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 83,114 | 16.9983 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 98,200 | 16.8584 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 106,274 | 23.9864 EUR | ||||
| A ADSs | Sale | 142,200 | 50.4884 USD | ||||
| EUR 0.07 B Ordinary | Sale | 142,732 | 17.0018 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 144,755 | 17.0149 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 147,427 | 16.9073 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 185,685 | 16.9940 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 188 | 16.9964 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 200 | 16.9650 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 772 | 16.9007 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,099 | 24.0288 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,214 | 16.9133 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,677 | 16.9911 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,791 | 17.0884 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,956 | 16.8547 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 6,306 | 17.0007 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,307 | 24.0313 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 13,734 | 16.9673 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 14,119 | 16.9344 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 14,158 | 24.0200 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 14,275 | 23.9844 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,600 | 16.9200 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,722 | 23.9115 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 18,356 | 17.0272 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 44,500 | 24.0531 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 46,421 | 23.9303 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 53,189 | 16.9021 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 98,200 | 16.8584 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 144,755 | 17.0149 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 147,427 | 16.9073 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.0116 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 513 | 16.8613 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 700 | 24.0335 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,840 | 16.8716 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,900 | 16.9237 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,096 | 17.0214 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,107 | 16.8627 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,604 | 16.9915 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,639 | 16.8978 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,363 | 24.0621 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,793 | 24.1430 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 5,136 | 16.9992 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,938 | 16.8782 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,016 | 17.0215 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 7,311 | 23.9894 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,918 | 17.0157 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,194 | 16.9859 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,566 | 16.9462 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,714 | 16.9531 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 22,488 | 16.9213 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23,408 | 16.8777 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 29,299 | 24.0200 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 31,453 | 23.9451 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 38,579 | 16.8766 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 11 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151111005924/en/
Copyright Business Wire 2015
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