20th Nov 2015 14:40
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 19 Nov 2015 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 23,036,279 | 0.58% | 14,349,552 | 0.36% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
7,036,971 | 0.18% | 9,518,874 | 0.24% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
(4) | |||||||||||
TOTAL: | 31,623,450 | 0.80% | 25,468,626 | 0.65% | |||||||
Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 23,022,745 | 0.94% | 14,885,855 | 0.61% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
11,174,648 | 0.46% | 5,135,881 | 0.21% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
(4) | |||||||||||
TOTAL: | 34,372,393 | 1.41% | 20,321,372 | 0.83% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
security | securities | ||||||||
EUR 0.07 A Ordinary | Purchase | 4 | 16.5650 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 29 | 16.7650 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 37 | 16.7216 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 41 | 23.9475 EUR | ||||||
A ADSs | Purchase | 71 | 50.9338 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 75 | 23.9925 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 100 | 16.8625 GBP | ||||||
B ADSs | Purchase | 100 | 51.8700 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 102 | 24.0275 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 114 | 24.0250 EUR | ||||||
A ADSs | Purchase | 165 | 51.0602 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 180 | 23.8600 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 200 | 24.1750 EUR | ||||||
A ADSs | Purchase | 200 | 51.0200 USD | ||||||
A ADSs | Purchase | 200 | 51.3700 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 200 | 23.9225 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 200 | 23.9575 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 200 | 23.9325 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 202 | 16.6550 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 212 | 23.9425 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 232 | 16.7850 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 234 | 16.6125 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 234 | 16.6300 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 243 | 23.9300 EUR | ||||||
A ADSs | Purchase | 248 | 50.9940 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 288 | 24.1075 EUR | ||||||
B ADSs | Purchase | 300 | 51.8800 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 300 | 23.7950 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 302 | 16.8525 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 356 | 16.7425 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 368 | 24.1450 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 383 | 23.9200 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 387 | 23.9950 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 392 | 16.5900 GBP | ||||||
B ADSs | Purchase | 400 | 51.5825 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 410 | 24.1150 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 412 | 16.6950 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 443 | 23.9150 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 465 | 24.0075 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 490 | 17.0300 GBP | ||||||
A ADSs | Purchase | 500 | 51.0940 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 530 | 24.0300 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 547 | 16.8314 GBP | ||||||
A ADSs | Purchase | 557 | 51.3692 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 595 | 23.8100 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 652 | 23.9550 EUR | ||||||
A ADSs | Purchase | 700 | 51.3771 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 711 | 23.9500 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 726 | 16.6700 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 730 | 23.9350 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 750 | 24.1800 EUR | ||||||
B ADSs | Purchase | 800 | 51.8790 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 800 | 16.6462 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 828 | 24.1400 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 902 | 16.7264 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 1,064 | 16.8400 GBP | ||||||
A ADSs | Purchase | 1,080 | 51.1685 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 1,082 | 23.9375 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 1,091 | 24.0400 EUR | ||||||
A ADSs | Purchase | 1,100 | 51.0963 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 1,107 | 24.0350 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 1,128 | 16.8993 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,200 | 23.7858 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 1,289 | 16.7575 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,290 | 16.7300 GBP | ||||||
A ADSs | Purchase | 1,300 | 51.6623 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 1,308 | 24.0604 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 1,340 | 16.8485 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,411 | 24.0200 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 1,608 | 16.8500 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,608 | 16.8500 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 1,654 | 16.8600 GBP | ||||||
A ADSs | Purchase | 1,700 | 51.3770 USD | ||||||
EUR 0.07 B Ordinary | Purchase | 1,702 | 17.0468 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,718 | 24.0050 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 1,742 | 16.8540 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,756 | 16.6750 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,760 | 16.6900 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 1,782 | 16.7350 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 2,044 | 16.8750 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 2,052 | 16.7032 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 2,091 | 24.1100 EUR | ||||||
A ADSs | Purchase | 2,157 | 50.9888 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 2,367 | 23.9400 EUR | ||||||
A ADSs | Purchase | 2,400 | 51.0019 USD | ||||||
B ADSs | Purchase | 2,500 | 51.5747 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 2,515 | 16.6486 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 2,572 | 23.9890 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 2,596 | 16.8800 GBP | ||||||
B ADSs | Purchase | 2,600 | 51.5275 USD | ||||||
EUR 0.07 B Ordinary | Purchase | 2,711 | 16.8100 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 2,742 | 16.7900 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 3,112 | 16.6717 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 3,130 | 23.9450 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 3,189 | 23.9108 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 3,358 | 16.6404 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 3,392 | 24.1050 EUR | ||||||
A ADSs | Purchase | 3,400 | 51.0500 USD | ||||||
A ADSs | Purchase | 3,401 | 51.0601 USD | ||||||
A ADSs | Purchase | 3,600 | 51.0288 USD | ||||||
EUR 0.07 B Ordinary | Purchase | 3,633 | 16.8350 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 3,709 | 16.8450 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 3,894 | 16.7950 GBP | ||||||
B ADSs | Purchase | 3,897 | 51.9210 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 3,933 | 16.8550 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 3,933 | 16.8550 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 4,150 | 16.9827 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 4,307 | 16.7940 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 4,398 | 16.7550 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 4,638 | 16.8559 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 5,491 | 16.8250 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 5,736 | 16.8200 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 5,736 | 16.8200 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 6,025 | 16.6702 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 6,143 | 24.0374 EUR | ||||||
B ADSs | Purchase | 6,567 | 51.8736 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 6,679 | 24.1055 EUR | ||||||
A ADSs | Purchase | 7,100 | 51.0679 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 7,155 | 24.1036 EUR | ||||||
A ADSs | Purchase | 7,425 | 51.3743 USD | ||||||
A ADSs | Purchase | 7,900 | 51.0745 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 8,066 | 23.8610 EUR | ||||||
A ADSs | Purchase | 8,100 | 51.0204 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 8,493 | 16.8650 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 8,493 | 16.8650 GBP | ||||||
A ADSs | Purchase | 9,138 | 51.0000 USD | ||||||
A ADSs | Purchase | 9,186 | 51.0100 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 10,000 | 23.7881 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 10,048 | 16.8300 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 11,164 | 16.6639 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 12,992 | 23.9586 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 14,604 | 23.9602 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 18,212 | 16.8205 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 18,727 | 16.8462 GBP | ||||||
B ADSs | Purchase | 18,800 | 51.5929 USD | ||||||
B ADSs | Purchase | 19,025 | 51.5355 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 23,223 | 16.6830 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 30,191 | 23.9050 EUR | ||||||
B ADSs | Purchase | 30,689 | 51.6702 USD | ||||||
EUR 0.07 B Ordinary | Purchase | 39,022 | 16.8686 GBP | ||||||
A ADSs | Purchase | 41,113 | 51.0335 USD | ||||||
EUR 0.07 B Ordinary | Purchase | 43,757 | 16.8080 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 44,474 | 16.7904 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 46,732 | 16.8752 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 49,462 | 16.8889 GBP | ||||||
B ADSs | Purchase | 49,888 | 51.5918 USD | ||||||
A ADSs | Purchase | 51,295 | 51.1198 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 52,215 | 23.9818 EUR | ||||||
EUR 0.07 B Ordinary | Purchase | 54,717 | 16.8187 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 62,608 | 23.8705 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 63,368 | 23.9100 EUR | ||||||
EUR 0.07 A Ordinary | Purchase | 79,572 | 16.6600 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 91,918 | 16.8398 GBP | ||||||
A ADSs | Purchase | 105,986 | 51.0957 USD | ||||||
EUR 0.07 A Ordinary | Purchase | 106,583 | 16.8150 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 106,583 | 16.8150 GBP | ||||||
EUR 0.07 B Ordinary | Purchase | 124,343 | 16.8363 GBP | ||||||
A ADSs | Purchase | 139,798 | 51.0624 USD | ||||||
EUR 0.07 B Ordinary | Purchase | 290,166 | 16.8700 GBP | ||||||
EUR 0.07 A Ordinary | Purchase | 290,166 | 16.8700 GBP | ||||||
B ADSs | Sale | -14 | 51.5000 USD | ||||||
B ADSs | Sale | 48 | 51.9383 USD | ||||||
EUR 0.07 A Ordinary | Sale | 75 | 23.9925 EUR | ||||||
B ADSs | Sale | 100 | 51.6600 USD | ||||||
B ADSs | Sale | 100 | 51.7100 USD | ||||||
B ADSs | Sale | 100 | 51.8100 USD | ||||||
A ADSs | Sale | 100 | 51.1700 USD | ||||||
EUR 0.07 A Ordinary | Sale | 100 | 16.8625 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 101 | 16.6550 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 102 | 24.0275 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 114 | 24.0250 EUR | ||||||
B ADSs | Sale | 130 | 51.8300 USD | ||||||
A ADSs | Sale | 170 | 51.0658 USD | ||||||
EUR 0.07 A Ordinary | Sale | 175 | 16.7325 GBP | ||||||
B ADSs | Sale | 200 | 51.4700 USD | ||||||
B ADSs | Sale | 200 | 51.5400 USD | ||||||
A ADSs | Sale | 200 | 50.9788 USD | ||||||
EUR 0.07 A Ordinary | Sale | 200 | 24.1750 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 200 | 23.9575 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 200 | 23.9325 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 200 | 23.9225 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 212 | 23.9425 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 232 | 23.9828 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 232 | 16.9750 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 234 | 16.6300 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 234 | 16.6125 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 245 | 17.0300 GBP | ||||||
A ADSs | Sale | 280 | 51.1500 USD | ||||||
EUR 0.07 A Ordinary | Sale | 281 | 16.6975 GBP | ||||||
A ADSs | Sale | 282 | 51.0306 USD | ||||||
EUR 0.07 A Ordinary | Sale | 288 | 24.1075 EUR | ||||||
B ADSs | Sale | 300 | 51.5200 USD | ||||||
B ADSs | Sale | 300 | 51.7233 USD | ||||||
A ADSs | Sale | 300 | 50.9300 USD | ||||||
EUR 0.07 A Ordinary | Sale | 302 | 16.8525 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 306 | 16.6725 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 326 | 16.5650 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 356 | 16.7425 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 360 | 23.8600 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 373 | 16.6600 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 383 | 23.9200 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 387 | 23.9950 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 392 | 16.5900 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 400 | 24.0950 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 410 | 24.1150 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 412 | 16.6950 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 443 | 23.9150 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 465 | 24.0075 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 469 | 16.7850 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 469 | 16.7850 GBP | ||||||
B ADSs | Sale | 500 | 51.5360 USD | ||||||
B ADSs | Sale | 500 | 51.8105 USD | ||||||
EUR 0.07 A Ordinary | Sale | 519 | 16.8773 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 530 | 24.0300 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 630 | 23.9300 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 652 | 23.9550 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 711 | 23.9500 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 730 | 23.9350 EUR | ||||||
B ADSs | Sale | 744 | 51.6879 USD | ||||||
EUR 0.07 A Ordinary | Sale | 750 | 24.1800 EUR | ||||||
B ADSs | Sale | 800 | 51.5087 USD | ||||||
A ADSs | Sale | 800 | 51.1750 USD | ||||||
A ADSs | Sale | 800 | 51.0525 USD | ||||||
EUR 0.07 A Ordinary | Sale | 840 | 24.0177 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 889 | 24.0000 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 893 | 16.7400 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 907 | 24.0350 EUR | ||||||
B ADSs | Sale | 1,000 | 51.6550 USD | ||||||
EUR 0.07 A Ordinary | Sale | 1,035 | 16.6884 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 1,064 | 16.8400 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 1,082 | 23.9375 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 1,091 | 24.0400 EUR | ||||||
A ADSs | Sale | 1,240 | 51.1095 USD | ||||||
EUR 0.07 A Ordinary | Sale | 1,289 | 16.7575 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 1,394 | 23.8100 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 1,411 | 24.0200 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 1,455 | 16.7650 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 1,460 | 16.8406 GBP | ||||||
A ADSs | Sale | 1,500 | 51.0920 USD | ||||||
EUR 0.07 A Ordinary | Sale | 1,601 | 23.8301 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 1,678 | 16.8599 GBP | ||||||
B ADSs | Sale | 1,700 | 51.5858 USD | ||||||
EUR 0.07 A Ordinary | Sale | 1,729 | 16.8633 GBP | ||||||
A ADSs | Sale | 1,912 | 51.0472 USD | ||||||
A ADSs | Sale | 1,919 | 51.0601 USD | ||||||
EUR 0.07 A Ordinary | Sale | 1,992 | 23.9334 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 2,022 | 16.6440 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 2,044 | 16.8750 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 2,156 | 16.8600 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 2,156 | 16.8600 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 2,227 | 16.9842 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 2,367 | 23.9400 EUR | ||||||
B ADSs | Sale | 2,400 | 51.5169 USD | ||||||
B ADSs | Sale | 2,600 | 51.4965 USD | ||||||
EUR 0.07 B Ordinary | Sale | 2,711 | 16.8100 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 2,742 | 16.7900 GBP | ||||||
B ADSs | Sale | 2,756 | 51.6956 USD | ||||||
A ADSs | Sale | 2,768 | 51.1090 USD | ||||||
EUR 0.07 A Ordinary | Sale | 2,781 | 16.6900 GBP | ||||||
B ADSs | Sale | 2,800 | 51.5727 USD | ||||||
EUR 0.07 A Ordinary | Sale | 2,909 | 23.9100 EUR | ||||||
A ADSs | Sale | 2,958 | 51.1948 USD | ||||||
EUR 0.07 A Ordinary | Sale | 2,992 | 16.6860 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 3,094 | 16.7600 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 3,130 | 23.9450 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 3,155 | 23.9961 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 3,315 | 24.1450 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 3,338 | 16.6800 GBP | ||||||
A ADSs | Sale | 3,400 | 51.0500 USD | ||||||
EUR 0.07 B Ordinary | Sale | 3,633 | 16.8350 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 3,648 | 23.8884 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 3,709 | 16.8450 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 3,894 | 16.7950 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 4,000 | 16.9552 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 4,125 | 16.6962 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 4,285 | 23.9711 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 4,398 | 16.7550 GBP | ||||||
A ADSs | Sale | 4,400 | 51.0980 USD | ||||||
EUR 0.07 A Ordinary | Sale | 4,620 | 24.1093 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 4,910 | 24.1100 EUR | ||||||
A ADSs | Sale | 5,200 | 51.0412 USD | ||||||
EUR 0.07 B Ordinary | Sale | 5,213 | 16.8218 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 5,256 | 16.7212 GBP | ||||||
B ADSs | Sale | 5,400 | 51.7987 USD | ||||||
EUR 0.07 A Ordinary | Sale | 5,446 | 23.9957 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 5,491 | 16.8250 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 5,736 | 16.8200 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 5,736 | 16.8200 GBP | ||||||
A ADSs | Sale | 5,760 | 51.4428 USD | ||||||
EUR 0.07 A Ordinary | Sale | 5,790 | 16.6850 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 5,995 | 23.9976 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 6,234 | 16.6700 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 6,685 | 24.1400 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 6,848 | 16.8700 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 6,848 | 16.8700 GBP | ||||||
A ADSs | Sale | 6,900 | 51.0705 USD | ||||||
EUR 0.07 B Ordinary | Sale | 6,924 | 16.8550 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 6,924 | 16.8550 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 7,018 | 16.7199 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 7,037 | 16.7350 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 7,376 | 16.8500 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 7,376 | 16.8500 GBP | ||||||
B ADSs | Sale | 7,800 | 51.5879 USD | ||||||
EUR 0.07 A Ordinary | Sale | 7,830 | 24.0022 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 8,244 | 16.8150 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 8,244 | 16.8150 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 8,493 | 16.8650 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 8,493 | 16.8650 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 8,738 | 16.6750 GBP | ||||||
A ADSs | Sale | 9,086 | 51.0100 USD | ||||||
A ADSs | Sale | 9,086 | 51.0000 USD | ||||||
EUR 0.07 B Ordinary | Sale | 9,475 | 16.8543 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 9,513 | 23.9346 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 10,048 | 16.8300 GBP | ||||||
A ADSs | Sale | 10,540 | 51.0489 USD | ||||||
A ADSs | Sale | 10,665 | 51.0356 USD | ||||||
EUR 0.07 B Ordinary | Sale | 11,028 | 16.8256 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 11,039 | 16.8253 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 11,595 | 16.6728 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 11,811 | 24.1050 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 12,488 | 16.7300 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 12,593 | 16.7816 GBP | ||||||
A ADSs | Sale | 13,141 | 51.0427 USD | ||||||
EUR 0.07 A Ordinary | Sale | 13,217 | 16.6714 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 13,358 | 24.1055 EUR | ||||||
A ADSs | Sale | 13,604 | 51.0079 USD | ||||||
EUR 0.07 A Ordinary | Sale | 14,357 | 24.0050 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 14,410 | 16.6851 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 14,418 | 16.6908 GBP | ||||||
A ADSs | Sale | 14,875 | 51.0233 USD | ||||||
EUR 0.07 A Ordinary | Sale | 14,961 | 16.6776 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 16,590 | 23.8609 EUR | ||||||
A ADSs | Sale | 16,663 | 51.1183 USD | ||||||
EUR 0.07 A Ordinary | Sale | 18,738 | 23.9613 EUR | ||||||
B ADSs | Sale | 18,766 | 51.5227 USD | ||||||
EUR 0.07 B Ordinary | Sale | 20,421 | 16.9198 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 21,338 | 16.7085 GBP | ||||||
A ADSs | Sale | 21,450 | 51.0747 USD | ||||||
EUR 0.07 B Ordinary | Sale | 23,242 | 16.7820 GBP | ||||||
B ADSs | Sale | 24,944 | 51.5918 USD | ||||||
EUR 0.07 B Ordinary | Sale | 26,627 | 16.7842 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 28,421 | 16.7785 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 29,885 | 16.7752 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 31,012 | 23.8545 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 38,809 | 16.8815 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 42,678 | 16.8370 GBP | ||||||
A ADSs | Sale | 47,233 | 51.0533 USD | ||||||
EUR 0.07 B Ordinary | Sale | 51,727 | 16.8899 GBP | ||||||
A ADSs | Sale | 52,993 | 51.0957 USD | ||||||
A ADSs | Sale | 56,091 | 51.0438 USD | ||||||
EUR 0.07 B Ordinary | Sale | 59,389 | 16.9083 GBP | ||||||
B ADSs | Sale | 61,378 | 51.6702 USD | ||||||
EUR 0.07 B Ordinary | Sale | 61,743 | 16.8721 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 61,786 | 16.8509 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 62,552 | 23.9172 EUR | ||||||
EUR 0.07 A Ordinary | Sale | 100,923 | 16.6609 GBP | ||||||
A ADSs | Sale | 102,590 | 51.1198 USD | ||||||
EUR 0.07 A Ordinary | Sale | 103,282 | 23.9249 EUR | ||||||
EUR 0.07 B Ordinary | Sale | 110,017 | 16.8692 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 255,691 | 16.7221 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 286,381 | 16.8703 GBP | ||||||
EUR 0.07 B Ordinary | Sale | 295,869 | 16.8648 GBP | ||||||
EUR 0.07 A Ordinary | Sale | 317,114 | 23.9569 EUR | ||||||
(b) | Cash-settled derivative transactions | ||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
EUR 0.07 A Ordinary | SWAP | Long | 300 | 16.8100 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 1,123 | 16.6108 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 1,778 | 16.6394 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 2,777 | 16.7122 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 3,235 | 16.6128 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 3,478 | 16.7631 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 3,648 | 23.8856 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 4,033 | 23.9190 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 4,285 | 23.9711 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Long | 4,645 | 16.7698 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 6,465 | 16.8707 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 10,418 | 16.6193 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 11,450 | 16.9068 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 14,418 | 16.6908 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 16,438 | 16.8643 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 20,565 | 23.9178 EUR | |||||
EUR 0.07 A Ordinary | CFD | Long | 26,262 | 16.7001 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 27,303 | 16.8581 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 29,716 | 16.8087 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Long | 31,297 | 23.8948 EUR | |||||
EUR 0.07 A Ordinary | CFD | Long | 35,241 | 24.0971 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Long | 35,915 | 16.7852 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Long | 39,726 | 16.8785 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 45,000 | 23.9290 EUR | |||||
EUR 0.07 B Ordinary | CFD | Long | 32,892 | 16.8895 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 34,463 | 16.7169 GBP | |||||
EUR 0.07 B Ordinary | CFD | Long | 76,647 | 16.8953 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 95,461 | 16.7014 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 131,772 | 16.7403 GBP | |||||
EUR 0.07 A Ordinary | CFD | Long | 141,408 | 23.9675 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Long | 159,417 | 23.9274 EUR | |||||
EUR 0.07 B Ordinary | CFD | Long | 121,375 | 16.8692 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 37 | 16.7216 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 100 | 16.9750 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 100 | 16.9900 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 300 | 16.6150 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 418 | 16.6600 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 823 | 23.7640 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Short | 961 | 24.1572 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Short | 1,100 | 16.6486 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 1,463 | 16.6016 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 1,800 | 16.7805 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 2,876 | 16.8231 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 3,235 | 16.6589 GBP | |||||
EUR 0.07 A Ordinary | CFD | Short | 4,287 | 16.6746 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 11,730 | 16.9024 GBP | |||||
EUR 0.07 B Ordinary | SWAP | Short | 27,359 | 16.8400 GBP | |||||
EUR 0.07 B Ordinary | CFD | Short | 27,548 | 16.7529 GBP | |||||
EUR 0.07 A Ordinary | SWAP | Short | 31,320 | 23.8932 EUR | |||||
EUR 0.07 A Ordinary | CFD | Short | 32,967 | 23.9143 EUR | |||||
EUR 0.07 A Ordinary | SWAP | Short | 52,215 | 23.9818 EUR | |||||
EUR 0.07 B Ordinary | SWAP | Short | 55,178 | 16.9049 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 20 Nov 2015 | ||
Contact name: | Jay Supaya | ||
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ROYAL DUTCH SHELL PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151120005549/en/
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L