17th Jul 2015 15:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADSs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 29,277,272 | 0.75% | 26,664,895 | 0.68% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,354,361 | 0.19% | 11,489,982 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,880,116 | 0.07% | 3,005,116 | 0.08% | |||||||
| TOTAL: | 39,511,749 | 1.01% | 41,159,993 | 1.05% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADSs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,178,320 | 0.95% | 14,416,097 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,041,772 | 0.37% | 8,090,943 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 32,395,092 | 1.33% | 22,706,676 | 0.93% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| B ADSs | Purchase | 4 | 57.8100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 23 | 18.2534 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26 | 18.3807 GBP | ||||
| B ADSs | Purchase | 85 | 57.7600 USD | ||||
| A ADSs | Purchase | 100 | 57.1600 USD | ||||
| B ADSs | Purchase | 100 | 57.9400 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 112 | 18.4685 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 117 | 18.3900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 117 | 18.3980 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 117 | 18.4430 GBP | ||||
| B ADSs | Purchase | 121 | 57.7217 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 162 | 18.4950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 171 | 26.3700 EUR | ||||
| A ADSs | Purchase | 175 | 57.3700 USD | ||||
| B ADSs | Purchase | 200 | 57.7350 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 18.3090 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 202 | 18.3570 GBP | ||||
| B ADSs | Purchase | 240 | 57.7975 USD | ||||
| B ADSs | Purchase | 246 | 57.8200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 250 | 26.2150 EUR | ||||
| B ADSs | Purchase | 255 | 57.8706 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 300 | 18.4667 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 324 | 18.5000 GBP | ||||
| B ADSs | Purchase | 328 | 57.8300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 335 | 26.2450 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 351 | 18.4103 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 431 | 18.5125 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 438 | 26.1200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 494 | 18.3029 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 498 | 26.2200 EUR | ||||
| B ADSs | Purchase | 500 | 57.7508 USD | ||||
| B ADSs | Purchase | 516 | 57.7255 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 580 | 18.4591 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 587 | 18.4350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 650 | 26.2211 EUR | ||||
| B ADSs | Purchase | 700 | 57.8171 USD | ||||
| A ADSs | Purchase | 721 | 57.2881 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 764 | 18.2833 GBP | ||||
| A ADSs | Purchase | 800 | 57.1100 USD | ||||
| A ADSs | Purchase | 800 | 57.1425 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 862 | 18.4150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 880 | 18.5050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 900 | 26.2250 EUR | ||||
| B ADSs | Purchase | 900 | 57.7288 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 933 | 18.5585 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 980 | 18.4436 GBP | ||||
| A ADSs | Purchase | 1,000 | 57.2830 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,052 | 26.3600 EUR | ||||
| B ADSs | Purchase | 1,100 | 57.7306 USD | ||||
| B ADSs | Purchase | 1,100 | 57.7663 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,111 | 26.2483 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,174 | 18.4650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,192 | 18.2702 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,221 | 18.5150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,259 | 26.3650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,266 | 26.2600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,312 | 18.3150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,362 | 26.2350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,403 | 18.5642 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,473 | 18.5060 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,632 | 18.5660 GBP | ||||
| A ADSs | Purchase | 1,690 | 57.3021 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,834 | 18.4300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,864 | 26.2550 EUR | ||||
| A ADSs | Purchase | 1,879 | 57.2060 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,074 | 26.2500 EUR | ||||
| B ADSs | Purchase | 2,123 | 57.7259 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,135 | 26.2400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,171 | 26.2750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,200 | 18.5670 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,221 | 18.2850 GBP | ||||
| A ADSs | Purchase | 2,319 | 57.1913 USD | ||||
| A ADSs | Purchase | 2,434 | 57.2563 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,515 | 26.2300 EUR | ||||
| B ADSs | Purchase | 2,542 | 57.7285 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,567 | 18.5550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,777 | 18.2592 GBP | ||||
| A ADSs | Purchase | 3,026 | 57.1867 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,096 | 26.2950 EUR | ||||
| A ADSs | Purchase | 3,212 | 57.1373 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,275 | 18.5120 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,579 | 26.2411 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,600 | 26.3325 EUR | ||||
| A ADSs | Purchase | 3,600 | 57.1573 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,786 | 26.2273 EUR | ||||
| A ADSs | Purchase | 3,842 | 57.1823 USD | ||||
| A ADSs | Purchase | 3,900 | 57.1981 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,125 | 18.4875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,190 | 18.4183 GBP | ||||
| B ADSs | Purchase | 4,200 | 57.7583 USD | ||||
| A ADSs | Purchase | 4,398 | 57.2607 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,422 | 18.4968 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,567 | 26.2960 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,589 | 18.4252 GBP | ||||
| A ADSs | Purchase | 4,651 | 57.2136 USD | ||||
| B ADSs | Purchase | 5,284 | 57.7429 USD | ||||
| B ADSs | Purchase | 5,709 | 57.8433 USD | ||||
| A ADSs | Purchase | 6,078 | 57.2935 USD | ||||
| B ADSs | Purchase | 6,600 | 57.7562 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,910 | 26.3037 EUR | ||||
| A ADSs | Purchase | 6,913 | 57.2482 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,146 | 26.2164 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 7,466 | 18.2710 GBP | ||||
| A ADSs | Purchase | 7,600 | 57.2859 USD | ||||
| B ADSs | Purchase | 7,845 | 57.7414 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,353 | 26.2572 EUR | ||||
| A ADSs | Purchase | 8,900 | 57.3001 USD | ||||
| B ADSs | Purchase | 10,400 | 57.8652 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,237 | 26.2666 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 12,378 | 26.2468 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,127 | 18.3550 GBP | ||||
| B ADSs | Purchase | 15,347 | 57.7348 USD | ||||
| A ADSs | Purchase | 15,512 | 57.3916 USD | ||||
| A ADSs | Purchase | 15,870 | 57.2544 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 18,003 | 26.3500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 19,468 | 18.4631 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 21,528 | 18.4680 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 21,774 | 18.5693 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 26,540 | 18.4628 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 29,158 | 18.2807 GBP | ||||
| A ADSs | Purchase | 29,785 | 57.2424 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 30,566 | 18.3040 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 41,104 | 26.3519 EUR | ||||
| A ADSs | Purchase | 41,980 | 57.3278 USD | ||||
| A ADSs | Purchase | 49,078 | 57.2305 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 49,926 | 18.2900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 53,448 | 18.2952 GBP | ||||
| A ADSs | Purchase | 61,400 | 57.2735 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 67,151 | 26.2601 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 81,667 | 18.4657 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 129,438 | 18.2874 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 160,996 | 26.2805 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 276,997 | 18.2955 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 468,040 | 26.2862 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5 | 26.5720 EUR | ||||
| A ADSs | Sale | 17 | 57.3200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 26 | 18.2750 GBP | ||||
| B ADSs | Sale | 50 | 57.7600 USD | ||||
| A ADSs | Sale | 100 | 57.2300 USD | ||||
| A ADSs | Sale | 100 | 57.4300 USD | ||||
| B ADSs | Sale | 100 | 57.8400 USD | ||||
| B ADSs | Sale | 100 | 57.9300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 112 | 18.4685 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 117 | 18.3900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 117 | 18.3980 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 117 | 18.4430 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 145 | 18.4200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 162 | 18.5000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 171 | 26.3700 EUR | ||||
| B ADSs | Sale | 179 | 57.7973 USD | ||||
| EUR 0.07 A Ordinary | Sale | 180 | 26.2800 EUR | ||||
| A ADSs | Sale | 200 | 57.1100 USD | ||||
| A ADSs | Sale | 200 | 57.2700 USD | ||||
| B ADSs | Sale | 200 | 57.7500 USD | ||||
| B ADSs | Sale | 235 | 57.8800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 250 | 26.2150 EUR | ||||
| A ADSs | Sale | 300 | 57.1000 USD | ||||
| A ADSs | Sale | 300 | 57.1666 USD | ||||
| A ADSs | Sale | 300 | 57.2800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 305 | 18.5200 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 327 | 18.4736 GBP | ||||
| B ADSs | Sale | 328 | 57.8300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 335 | 26.2450 EUR | ||||
| B ADSs | Sale | 369 | 57.7300 USD | ||||
| EUR 0.07 B Ordinary | Sale | 432 | 18.4816 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 438 | 26.1200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 498 | 26.2200 EUR | ||||
| A ADSs | Sale | 500 | 57.2983 USD | ||||
| A ADSs | Sale | 500 | 57.3420 USD | ||||
| B ADSs | Sale | 500 | 57.7590 USD | ||||
| B ADSs | Sale | 500 | 57.8000 USD | ||||
| EUR 0.07 B Ordinary | Sale | 558 | 18.4449 GBP | ||||
| B ADSs | Sale | 570 | 57.7587 USD | ||||
| EUR 0.07 B Ordinary | Sale | 587 | 18.4350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 26.2610 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 613 | 18.4198 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 616 | 18.3851 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 626 | 18.4622 GBP | ||||
| A ADSs | Sale | 682 | 57.2894 USD | ||||
| A ADSs | Sale | 700 | 57.2971 USD | ||||
| A ADSs | Sale | 700 | 57.3543 USD | ||||
| A ADSs | Sale | 700 | 57.3907 USD | ||||
| EUR 0.07 A Ordinary | Sale | 751 | 26.2500 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 769 | 18.4950 GBP | ||||
| B ADSs | Sale | 800 | 57.8062 USD | ||||
| EUR 0.07 B Ordinary | Sale | 862 | 18.4150 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 862 | 18.5125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 880 | 18.5050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 900 | 26.2250 EUR | ||||
| B ADSs | Sale | 921 | 57.8569 USD | ||||
| A ADSs | Sale | 967 | 57.2286 USD | ||||
| A ADSs | Sale | 1,000 | 57.2830 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,052 | 26.3600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,113 | 26.2563 EUR | ||||
| A ADSs | Sale | 1,173 | 57.3021 USD | ||||
| A ADSs | Sale | 1,200 | 57.2333 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,237 | 26.2350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,259 | 26.3650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,266 | 26.2600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,312 | 18.3150 GBP | ||||
| B ADSs | Sale | 1,400 | 57.7326 USD | ||||
| B ADSs | Sale | 1,425 | 57.7575 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,466 | 18.4750 GBP | ||||
| A ADSs | Sale | 1,500 | 57.4080 USD | ||||
| A ADSs | Sale | 1,530 | 57.3574 USD | ||||
| A ADSs | Sale | 1,575 | 57.3560 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,587 | 18.4650 GBP | ||||
| A ADSs | Sale | 1,600 | 57.3442 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,650 | 26.2002 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,670 | 26.2400 EUR | ||||
| B ADSs | Sale | 1,790 | 57.8130 USD | ||||
| B ADSs | Sale | 1,800 | 57.9116 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,893 | 26.2977 EUR | ||||
| A ADSs | Sale | 2,096 | 57.2391 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,200 | 18.5350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,221 | 18.2850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,274 | 18.5550 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,374 | 18.4300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,515 | 26.2300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,566 | 18.3521 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,744 | 26.2550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,776 | 18.3550 GBP | ||||
| B ADSs | Sale | 2,800 | 57.7337 USD | ||||
| A ADSs | Sale | 2,927 | 57.3059 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,970 | 18.5405 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,096 | 26.2950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,347 | 26.1873 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,361 | 26.2984 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,600 | 26.3325 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,802 | 18.4838 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,803 | 18.3216 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,897 | 26.3334 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,970 | 26.2823 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 4,082 | 18.4596 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 4,117 | 18.5150 GBP | ||||
| A ADSs | Sale | 4,500 | 57.4048 USD | ||||
| B ADSs | Sale | 4,500 | 57.7517 USD | ||||
| A ADSs | Sale | 5,277 | 57.3246 USD | ||||
| B ADSs | Sale | 5,284 | 57.8491 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,302 | 26.3202 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 5,411 | 18.4954 GBP | ||||
| B ADSs | Sale | 5,600 | 57.7602 USD | ||||
| B ADSs | Sale | 6,300 | 57.8680 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,383 | 26.2548 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,398 | 18.5088 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,573 | 18.3348 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 18.3135 GBP | ||||
| A ADSs | Sale | 7,282 | 57.3945 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,542 | 26.2201 EUR | ||||
| A ADSs | Sale | 7,900 | 57.3202 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,053 | 18.4935 GBP | ||||
| A ADSs | Sale | 8,200 | 57.2955 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,247 | 18.5279 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,039 | 18.5455 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,172 | 18.2717 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,298 | 18.3420 GBP | ||||
| A ADSs | Sale | 9,900 | 57.2419 USD | ||||
| EUR 0.07 A Ordinary | Sale | 9,934 | 26.2508 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,915 | 26.2989 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 11,905 | 18.5012 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,095 | 26.3304 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 12,647 | 18.4697 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,794 | 18.4626 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 17,079 | 18.3351 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 18,704 | 18.4785 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 21,243 | 18.3418 GBP | ||||
| A ADSs | Sale | 21,480 | 57.3359 USD | ||||
| EUR 0.07 A Ordinary | Sale | 22,455 | 26.2377 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 23,390 | 18.4608 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 23,478 | 18.2867 GBP | ||||
| A ADSs | Sale | 26,851 | 57.2789 USD | ||||
| EUR 0.07 A Ordinary | Sale | 28,278 | 26.2571 EUR | ||||
| B ADSs | Sale | 30,694 | 57.7348 USD | ||||
| A ADSs | Sale | 30,700 | 57.2735 USD | ||||
| EUR 0.07 A Ordinary | Sale | 37,273 | 26.3459 EUR | ||||
| A ADSs | Sale | 40,550 | 57.2373 USD | ||||
| EUR 0.07 B Ordinary | Sale | 41,861 | 18.4802 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 45,221 | 18.4682 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 46,826 | 18.2914 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 47,314 | 26.3500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 56,074 | 26.1863 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 63,586 | 26.2632 EUR | ||||
| A ADSs | Sale | 98,156 | 57.2305 USD | ||||
| EUR 0.07 A Ordinary | Sale | 113,722 | 26.1827 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 122,455 | 18.2889 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 149,235 | 26.2818 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 185,145 | 18.2878 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 266,066 | 18.2985 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 448,138 | 26.2857 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 5 | 26.5720 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 432 | 18.4816 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,280 | 26.2954 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,914 | 18.4872 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,970 | 18.5405 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,118 | 18.4964 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,802 | 18.4838 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,154 | 18.2676 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,428 | 18.3325 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,302 | 26.3202 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 18.4954 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,628 | 18.4528 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,865 | 18.2617 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,867 | 18.4755 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 18.3135 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,762 | 18.3425 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 8,247 | 18.5279 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,314 | 26.2546 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,742 | 18.4600 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,095 | 26.3304 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 12,681 | 18.3431 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 13,231 | 26.2726 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 13,400 | 26.2287 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 27,954 | 18.3420 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 27,954 | 18.3420 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 44,086 | 18.4824 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 55,683 | 26.0963 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 56,074 | 26.1862 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 28,434 | 18.3548 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 59,998 | 26.2679 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 151,488 | 18.2761 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23 | 18.2534 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 23 | 18.3021 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 26 | 18.3807 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 179 | 18.3098 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 202 | 18.3570 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 300 | 18.4667 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 488 | 26.2567 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 778 | 18.4890 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,777 | 18.2592 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 3,153 | 18.4539 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,000 | 26.2554 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,300 | 18.2667 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,967 | 18.4741 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,361 | 18.1801 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,584 | 18.5110 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,698 | 18.2621 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 6,910 | 26.3038 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 7,875 | 18.4738 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 11,278 | 18.3550 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,335 | 18.2597 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,786 | 26.3502 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,796 | 26.2479 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 21,774 | 18.5693 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 29,794 | 18.4551 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 30,566 | 18.3041 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 53,448 | 18.2952 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 17 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 424,745 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 35,357 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -29,184 | 25.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -410,733 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150717005491/en/
Copyright Business Wire 2015
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