8th Oct 2015 15:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 7 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES
BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 24,492,764 | 0.62% | 26,325,818 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,984,784 | 0.25% | 10,748,483 | 0.27% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 36,027,748 | 0.91% | 38,674,501 | 0.98% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 19,991,754 | 0.82% | 14,578,591 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,436,090 | 0.26% | 5,531,476 | 0.23% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 26,602,844 | 1.09% | 20,409,703 | 0.84% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| A ADSs | Purchase | 17 | 55.0000 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 37 | 17.8400 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 59 | 24.3868 EUR | ||||||
| A ADSs | Purchase | 100 | 55.2900 USD | ||||||
| A ADSs | Purchase | 100 | 54.9600 USD | ||||||
| A ADSs | Purchase | 100 | 54.9097 USD | ||||||
| A ADSs | Purchase | 100 | 54.8800 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 121 | 18.0675 GBP | ||||||
| A ADSs | Purchase | 150 | 55.1800 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 174 | 24.2150 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 176 | 18.2200 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 178 | 18.2625 GBP | ||||||
| A ADSs | Purchase | 179 | 55.2000 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 179 | 17.7300 GBP | ||||||
| A ADSs | Purchase | 179 | 54.9093 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 192 | 24.1500 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 232 | 18.0110 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 251 | 24.0750 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 251 | 24.1600 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 251 | 24.1475 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 283 | 24.3800 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 316 | 24.1225 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 317 | 24.2600 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 335 | 18.1250 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 337 | 18.2614 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 348 | 18.1300 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 377 | 24.3425 EUR | ||||||
| B ADSs | Purchase | 400 | 55.6675 USD | ||||||
| A ADSs | Purchase | 400 | 55.3200 USD | ||||||
| A ADSs | Purchase | 400 | 54.7475 USD | ||||||
| B ADSs | Purchase | 500 | 55.6400 USD | ||||||
| A ADSs | Purchase | 500 | 54.9040 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 500 | 24.0650 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 502 | 24.0825 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 517 | 24.1550 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 517 | 24.1275 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 517 | 24.1450 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 585 | 24.4490 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 591 | 18.1404 GBP | ||||||
| B ADSs | Purchase | 600 | 55.8400 USD | ||||||
| A ADSs | Purchase | 600 | 54.8300 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 616 | 24.1150 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 639 | 18.1346 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 672 | 17.6750 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 691 | 24.1350 EUR | ||||||
| B ADSs | Purchase | 700 | 55.6571 USD | ||||||
| A ADSs | Purchase | 729 | 54.6836 USD | ||||||
| A ADSs | Purchase | 800 | 54.8656 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 816 | 24.1656 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 822 | 17.9475 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 843 | 24.3250 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 866 | 18.2400 GBP | ||||||
| B ADSs | Purchase | 900 | 55.7466 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 920 | 24.3350 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 938 | 24.1300 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 979 | 17.8759 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,064 | 24.1650 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,069 | 24.3950 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,076 | 24.5000 EUR | ||||||
| B ADSs | Purchase | 1,100 | 55.7236 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,177 | 24.3450 EUR | ||||||
| A ADSs | Purchase | 1,200 | 54.8575 USD | ||||||
| A ADSs | Purchase | 1,200 | 54.9279 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,257 | 18.0832 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,283 | 24.3150 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,287 | 24.0800 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,292 | 24.1250 EUR | ||||||
| B ADSs | Purchase | 1,300 | 55.8600 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,347 | 18.1380 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,395 | 24.1050 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,405 | 24.3200 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,406 | 17.9100 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,423 | 24.3300 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,428 | 24.1495 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,471 | 18.0732 GBP | ||||||
| A ADSs | Purchase | 1,500 | 55.1493 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,521 | 24.1200 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,531 | 17.8252 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,533 | 24.0850 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,631 | 24.1100 EUR | ||||||
| A ADSs | Purchase | 1,700 | 54.9338 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 1,732 | 18.2350 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,772 | 24.3591 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,924 | 24.0900 EUR | ||||||
| A ADSs | Purchase | 1,943 | 54.9200 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,072 | 17.8450 GBP | ||||||
| A ADSs | Purchase | 2,100 | 54.6523 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,158 | 24.1425 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,390 | 17.9147 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,429 | 24.2245 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,474 | 24.2940 EUR | ||||||
| B ADSs | Purchase | 2,596 | 55.8700 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,765 | 17.9062 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 2,950 | 24.3633 EUR | ||||||
| A ADSs | Purchase | 3,070 | 54.9785 USD | ||||||
| A ADSs | Purchase | 3,117 | 54.9700 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 3,239 | 18.1500 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 3,628 | 17.9050 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,000 | 18.2250 GBP | ||||||
| A ADSs | Purchase | 4,076 | 54.6981 USD | ||||||
| A ADSs | Purchase | 4,143 | 54.9458 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 4,418 | 18.1514 GBP | ||||||
| B ADSs | Purchase | 4,551 | 55.6721 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,000 | 24.3351 EUR | ||||||
| A ADSs | Purchase | 5,000 | 54.8886 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 5,170 | 18.1409 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,410 | 17.9123 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,421 | 24.3484 EUR | ||||||
| A ADSs | Purchase | 5,509 | 54.8127 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 5,800 | 18.1047 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 5,815 | 18.0255 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 5,956 | 17.7113 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,166 | 17.8454 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 6,371 | 17.8600 GBP | ||||||
| A ADSs | Purchase | 6,403 | 54.8680 USD | ||||||
| A ADSs | Purchase | 6,588 | 54.7063 USD | ||||||
| A ADSs | Purchase | 7,460 | 54.6835 USD | ||||||
| A ADSs | Purchase | 8,297 | 54.7212 USD | ||||||
| A ADSs | Purchase | 8,800 | 54.9461 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 9,732 | 18.1257 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 10,000 | 18.0508 GBP | ||||||
| A ADSs | Purchase | 11,382 | 54.9078 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 11,712 | 17.7887 GBP | ||||||
| A ADSs | Purchase | 11,795 | 54.8569 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 12,122 | 17.7199 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 12,271 | 17.9623 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 12,810 | 17.8169 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 32,294 | 24.3790 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 37,584 | 18.0931 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 37,803 | 18.1305 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 40,315 | 18.2149 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 42,807 | 24.5264 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 43,251 | 18.1684 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 50,000 | 18.1202 GBP | ||||||
| A ADSs | Purchase | 52,194 | 54.8717 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 53,155 | 18.0915 GBP | ||||||
| A ADSs | Purchase | 53,261 | 55.1116 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 53,726 | 18.1123 GBP | ||||||
| A ADSs | Purchase | 58,707 | 54.7202 USD | ||||||
| B ADSs | Purchase | 58,956 | 55.6229 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 59,709 | 18.1953 GBP | ||||||
| EUR 0.07 B Ordinary | Purchase | 59,992 | 18.1906 GBP | ||||||
| B ADSs | Purchase | 61,252 | 55.6320 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 70,820 | 24.3400 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 74,667 | 18.0850 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 79,469 | 17.8575 GBP | ||||||
| B ADSs | Purchase | 87,417 | 55.5361 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 87,492 | 24.3313 EUR | ||||||
| EUR 0.07 B Ordinary | Purchase | 104,245 | 18.1829 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 107,296 | 24.3316 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 109,687 | 24.3690 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 117,716 | 24.2682 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 128,610 | 24.5708 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 135,362 | 24.5887 EUR | ||||||
| EUR 0.07 A Ordinary | Purchase | 137,897 | 17.7431 GBP | ||||||
| A ADSs | Purchase | 191,282 | 54.6650 USD | ||||||
| EUR 0.07 B Ordinary | Purchase | 201,434 | 18.0789 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 234,983 | 17.8379 GBP | ||||||
| EUR 0.07 A Ordinary | Purchase | 509,995 | 24.2830 EUR | ||||||
| A ADSs | Purchase | 587,375 | 54.9068 USD | ||||||
| EUR 0.07 A Ordinary | Purchase | 1,184,625 | 17.9227 GBP | ||||||
| A ADSs | Sale | -3,090 | 54.6920 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 37 | 17.8400 GBP | ||||||
| A ADSs | Sale | 44 | 54.9800 USD | ||||||
| B ADSs | Sale | 50 | 55.6200 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 87 | 18.0706 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 88 | 18.2200 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 89 | 18.2625 GBP | ||||||
| A ADSs | Sale | 100 | 55.3300 USD | ||||||
| A ADSs | Sale | 100 | 54.8000 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 142 | 24.3187 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 150 | 17.7206 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 159 | 18.2136 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 174 | 24.2150 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 190 | 18.0825 GBP | ||||||
| A ADSs | Sale | 191 | 54.8400 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 192 | 24.1500 EUR | ||||||
| A ADSs | Sale | 200 | 55.3025 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 242 | 18.0675 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 251 | 24.1600 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 251 | 24.0750 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 251 | 24.1475 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 283 | 24.3800 EUR | ||||||
| B ADSs | Sale | 300 | 55.6833 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 310 | 17.7150 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 316 | 24.1225 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 317 | 24.2600 EUR | ||||||
| A ADSs | Sale | 358 | 54.9093 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 377 | 24.3425 EUR | ||||||
| B ADSs | Sale | 400 | 55.6625 USD | ||||||
| B ADSs | Sale | 400 | 55.6862 USD | ||||||
| A ADSs | Sale | 400 | 54.7875 USD | ||||||
| B ADSs | Sale | 500 | 55.8140 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 500 | 24.0650 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 502 | 24.0825 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 517 | 24.1450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 517 | 24.1550 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 525 | 17.9392 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 549 | 24.1275 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 568 | 18.2273 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 592 | 18.1016 GBP | ||||||
| B ADSs | Sale | 600 | 55.8400 USD | ||||||
| A ADSs | Sale | 600 | 54.9466 USD | ||||||
| A ADSs | Sale | 600 | 54.8666 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 616 | 24.1150 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 691 | 24.1350 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 790 | 18.0667 GBP | ||||||
| A ADSs | Sale | 800 | 55.0025 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 866 | 18.2400 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 938 | 24.1300 EUR | ||||||
| A ADSs | Sale | 1,031 | 55.0480 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,064 | 24.1650 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,069 | 24.3950 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,076 | 24.5000 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,100 | 18.1150 GBP | ||||||
| B ADSs | Sale | 1,200 | 55.6500 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,283 | 24.3150 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,287 | 24.0800 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,292 | 24.1250 EUR | ||||||
| B ADSs | Sale | 1,300 | 55.7130 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,344 | 17.6750 GBP | ||||||
| A ADSs | Sale | 1,365 | 55.1739 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,395 | 24.1050 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,406 | 17.9100 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 1,428 | 24.1495 EUR | ||||||
| A ADSs | Sale | 1,500 | 54.9410 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,521 | 24.1200 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,533 | 24.0850 EUR | ||||||
| B ADSs | Sale | 1,600 | 55.8700 USD | ||||||
| B ADSs | Sale | 1,608 | 55.5755 USD | ||||||
| A ADSs | Sale | 1,610 | 55.0011 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,631 | 24.1100 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,644 | 17.9475 GBP | ||||||
| A ADSs | Sale | 1,700 | 54.8582 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 1,732 | 18.2350 GBP | ||||||
| A ADSs | Sale | 1,816 | 55.1815 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 1,893 | 24.3300 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 1,924 | 24.0900 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 1,974 | 17.9620 GBP | ||||||
| A ADSs | Sale | 2,000 | 54.7960 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,135 | 24.3250 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 2,158 | 24.1425 EUR | ||||||
| A ADSs | Sale | 2,200 | 55.0540 USD | ||||||
| A ADSs | Sale | 2,400 | 54.9369 USD | ||||||
| A ADSs | Sale | 2,520 | 55.1277 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 2,598 | 18.2366 GBP | ||||||
| A ADSs | Sale | 2,900 | 54.9198 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 2,950 | 24.3633 EUR | ||||||
| B ADSs | Sale | 3,100 | 55.5238 USD | ||||||
| A ADSs | Sale | 3,117 | 54.9700 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 3,142 | 24.4000 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 3,256 | 24.2132 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 3,308 | 24.3200 EUR | ||||||
| A ADSs | Sale | 3,413 | 54.8288 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 3,628 | 17.9050 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 3,813 | 24.2175 EUR | ||||||
| A ADSs | Sale | 3,843 | 54.9421 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 3,896 | 18.1500 GBP | ||||||
| A ADSs | Sale | 3,999 | 55.1113 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,200 | 24.0350 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 4,676 | 18.0200 GBP | ||||||
| A ADSs | Sale | 4,721 | 55.2032 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 4,833 | 17.9089 GBP | ||||||
| B ADSs | Sale | 4,854 | 55.4774 USD | ||||||
| A ADSs | Sale | 5,000 | 54.8886 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 5,026 | 24.2392 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 5,367 | 17.7055 GBP | ||||||
| A ADSs | Sale | 5,383 | 55.1288 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 5,384 | 18.0567 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 5,421 | 24.2349 EUR | ||||||
| A ADSs | Sale | 5,500 | 54.9690 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 5,886 | 17.8374 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 5,890 | 18.0201 GBP | ||||||
| A ADSs | Sale | 6,400 | 54.9495 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 6,471 | 24.3382 EUR | ||||||
| B ADSs | Sale | 6,503 | 55.4951 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 6,700 | 17.9060 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 6,734 | 24.1085 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 6,786 | 24.3450 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 7,192 | 24.2907 EUR | ||||||
| A ADSs | Sale | 7,233 | 54.7115 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 8,000 | 18.2250 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 8,689 | 17.8491 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 8,903 | 18.0322 GBP | ||||||
| A ADSs | Sale | 10,164 | 55.0030 USD | ||||||
| A ADSs | Sale | 10,208 | 55.2376 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 10,778 | 24.3350 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 11,007 | 17.8600 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 11,551 | 17.8526 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 11,985 | 24.3710 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 12,231 | 18.1210 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 12,605 | 18.0850 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 13,101 | 17.8421 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 14,036 | 18.1205 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 14,330 | 18.1175 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 15,639 | 17.8898 GBP | ||||||
| A ADSs | Sale | 15,749 | 55.1561 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 16,542 | 24.1910 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 17,047 | 24.2481 EUR | ||||||
| A ADSs | Sale | 17,406 | 54.8958 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 20,000 | 24.4449 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 20,305 | 17.8932 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 20,703 | 18.0237 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 20,783 | 18.1988 GBP | ||||||
| B ADSs | Sale | 20,900 | 55.6321 USD | ||||||
| B ADSs | Sale | 25,277 | 55.5142 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 28,032 | 18.1026 GBP | ||||||
| B ADSs | Sale | 29,176 | 55.5228 USD | ||||||
| A ADSs | Sale | 31,370 | 55.0449 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 35,105 | 18.0274 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 36,046 | 18.1335 GBP | ||||||
| A ADSs | Sale | 37,677 | 54.9057 USD | ||||||
| A ADSs | Sale | 37,755 | 54.9950 USD | ||||||
| A ADSs | Sale | 38,159 | 54.8773 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 38,542 | 18.1581 GBP | ||||||
| A ADSs | Sale | 41,025 | 54.8210 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 47,854 | 18.1343 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 49,244 | 24.3400 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 50,838 | 18.0898 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 51,046 | 17.7025 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 51,087 | 18.1090 GBP | ||||||
| A ADSs | Sale | 52,194 | 54.8717 USD | ||||||
| A ADSs | Sale | 59,749 | 54.8225 USD | ||||||
| A ADSs | Sale | 63,065 | 54.9261 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 68,998 | 24.2312 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 69,381 | 24.3616 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 75,788 | 17.7023 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 79,204 | 17.8583 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 85,806 | 24.3334 EUR | ||||||
| A ADSs | Sale | 87,417 | 54.7112 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 98,209 | 24.3338 EUR | ||||||
| A ADSs | Sale | 117,895 | 54.9704 USD | ||||||
| B ADSs | Sale | 122,504 | 55.6320 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 124,560 | 17.8613 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 138,888 | 24.3653 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 150,302 | 18.0583 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 150,539 | 24.2646 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 151,382 | 18.1280 GBP | ||||||
| A ADSs | Sale | 152,997 | 54.8521 USD | ||||||
| EUR 0.07 B Ordinary | Sale | 156,762 | 18.1320 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 177,548 | 24.3727 EUR | ||||||
| A ADSs | Sale | 191,282 | 54.6650 USD | ||||||
| EUR 0.07 A Ordinary | Sale | 234,446 | 17.8383 GBP | ||||||
| EUR 0.07 B Ordinary | Sale | 283,241 | 18.1261 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 325,000 | 24.5897 EUR | ||||||
| EUR 0.07 A Ordinary | Sale | 353,968 | 17.8767 GBP | ||||||
| EUR 0.07 A Ordinary | Sale | 465,509 | 24.3038 EUR | ||||||
| EUR 0.07 B Ordinary | Sale | 487,066 | 18.1287 GBP | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 18.0900 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 635 | 18.2734 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 872 | 18.0854 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,122 | 17.9073 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,300 | 18.0914 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,544 | 18.0764 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 1,974 | 17.9620 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,830 | 24.4223 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,384 | 18.0567 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,192 | 24.2908 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,553 | 24.3676 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,193 | 17.8655 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,446 | 24.4146 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 10,158 | 17.7968 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,480 | 24.4095 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,367 | 17.7055 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 11,401 | 18.1097 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,015 | 18.1285 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 15,028 | 18.1560 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,305 | 17.8932 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 22,376 | 24.5620 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 23,796 | 24.3536 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 45,000 | 24.1110 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 52,794 | 24.3492 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 62,307 | 24.3161 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 100,071 | 18.1758 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 162,238 | 24.3689 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 264,849 | 18.0789 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 368,474 | 18.1076 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 490,900 | 17.8704 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 200 | 18.1125 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 24.4402 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 300 | 17.8921 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 979 | 17.8759 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,600 | 18.2365 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,493 | 17.9684 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,226 | 24.4276 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,158 | 17.6209 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,410 | 17.9118 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,776 | 24.3404 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,010 | 18.1076 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 20,518 | 24.4011 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 37,743 | 17.8868 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 49,162 | 24.0824 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 8 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 16.9274 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 17.1093 | European | 19 Oct 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151008005933/en/
Copyright Business Wire 2015
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