7th Jul 2015 10:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 3 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 28,799,799 | 0.74% | 21,846,936 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,685,779 | 0.20% | 12,128,112 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,654,157 | 0.07% | 2,529,157 | 0.06% | |||||||
| TOTAL: | 39,139,735 | 1.00% | 36,504,205 | 0.93% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,415,607 | 0.92% | 13,689,826 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,337,132 | 0.38% | 7,829,170 | 0.32% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 31,927,739 | 1.31% | 21,718,632 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 4 | 25.6925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8 | 18.1200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 45 | 18.1350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 55 | 18.3050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 58 | 18.2300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 77 | 18.3700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 105 | 18.2750 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 130 | 25.6122 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 137 | 18.2400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 142 | 18.2850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 153 | 18.3000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 157 | 25.5041 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 163 | 18.3650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 167 | 25.7400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 201 | 18.2700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 204 | 18.2675 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 218 | 18.2575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 256 | 18.2000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 259 | 25.6800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 307 | 18.2350 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 344 | 18.3600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 25.6900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 492 | 18.2150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 520 | 18.2625 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 613 | 18.3150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 639 | 25.5500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 738 | 18.1355 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 757 | 18.2955 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 777 | 18.1966 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 782 | 18.2450 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 783 | 18.1354 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 817 | 18.2900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 835 | 18.2500 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,035 | 18.2650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,139 | 25.5434 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,327 | 25.5250 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,384 | 18.2004 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,445 | 18.1992 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,627 | 25.6809 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,780 | 18.1219 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,811 | 25.5248 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,940 | 18.1314 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,318 | 18.2897 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,418 | 25.6795 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,451 | 25.5233 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,570 | 18.2317 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,641 | 18.3065 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,812 | 18.2980 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,030 | 18.3100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,200 | 18.2550 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,615 | 18.0565 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,699 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,169 | 18.2893 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,172 | 18.1274 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,436 | 25.5428 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,626 | 18.2800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,413 | 25.5413 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,431 | 18.2668 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,344 | 18.3306 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 7,958 | 25.5799 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,743 | 25.6165 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 12,609 | 18.2786 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,724 | 18.3521 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 15,991 | 18.1935 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 33,986 | 25.5285 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 36,576 | 25.5350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 111,026 | 18.0947 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 609,915 | 18.2497 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1 | 25.5900 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 34 | 18.2168 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35 | 18.1000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 44 | 25.5404 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 45 | 18.1350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 47 | 18.3872 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 55 | 18.3050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 58 | 18.2300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 66 | 18.1868 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 77 | 18.3700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 98 | 18.2086 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 105 | 18.2750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 109 | 18.2000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 135 | 18.2136 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 137 | 18.2400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 142 | 18.2850 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 153 | 18.3000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 163 | 18.3650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 201 | 18.2700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 204 | 18.2675 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 218 | 18.2575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 257 | 18.0500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 259 | 25.6800 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 260 | 18.1800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 307 | 18.2350 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 311 | 18.3597 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 326 | 18.3612 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 327 | 25.5250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 344 | 18.3600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 368 | 18.1918 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 418 | 18.2625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 500 | 18.1972 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 537 | 25.6548 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 613 | 18.3150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 738 | 18.1355 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 750 | 18.1020 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 750 | 18.2668 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 774 | 25.5147 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 778 | 25.5162 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 782 | 18.2450 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 783 | 18.1354 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 817 | 18.2900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 835 | 18.2500 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,035 | 18.2650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,261 | 18.1200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,278 | 25.5500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,459 | 25.5299 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,494 | 25.5601 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,500 | 25.5000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,514 | 18.0549 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,653 | 18.0253 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,844 | 18.0586 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,904 | 18.2825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,067 | 18.0813 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,073 | 18.1015 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 2,152 | 18.2871 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,445 | 25.5100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,823 | 18.1199 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,030 | 18.3100 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,093 | 18.2600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,200 | 18.2550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,297 | 18.0812 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,600 | 25.5566 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,849 | 18.2481 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,102 | 18.0537 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,129 | 18.2913 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,411 | 18.2192 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 5,481 | 18.3116 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 18.0781 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,824 | 18.0482 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,026 | 18.2800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 8,370 | 18.2882 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,537 | 18.3556 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,335 | 25.5743 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 13,413 | 25.5282 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 13,493 | 18.2756 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 15,295 | 18.2007 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,499 | 18.2147 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 19,139 | 25.5838 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 21,990 | 18.2220 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,639 | 25.5350 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 24,086 | 18.2586 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 37,729 | 18.2842 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 40,796 | 18.3644 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 51,344 | 25.5358 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 66,030 | 18.2502 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 83,707 | 18.2482 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 153,251 | 18.0744 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 428,462 | 25.7400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 428,462 | 25.7400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 436,435 | 18.2308 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 506,527 | 18.4000 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 1 | 25.5900 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 44 | 25.5402 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 220 | 18.0785 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 800 | 18.3368 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 947 | 25.5440 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 975 | 18.0371 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 981 | 18.3669 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,100 | 18.2886 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,459 | 25.5299 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 750 | 18.1020 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,847 | 18.0816 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,942 | 18.2491 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,073 | 18.1015 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 2,100 | 18.1165 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,186 | 18.2454 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,124 | 25.5989 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,165 | 18.3166 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,297 | 18.0812 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 18.2192 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 18.0781 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,903 | 18.2254 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 18,758 | 18.2521 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 21,990 | 18.2220 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 20,874 | 18.3339 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 44,026 | 25.5561 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 59,272 | 18.1156 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 59,272 | 18.1156 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 104,483 | 18.0439 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 4 | 25.6925 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 130 | 25.6122 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 157 | 25.5041 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 25.6933 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 500 | 18.1821 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 690 | 18.3266 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 776 | 18.3265 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 800 | 18.3181 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 989 | 18.1717 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,200 | 25.5502 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,384 | 18.2004 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,590 | 18.3401 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,811 | 25.5248 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 2,233 | 18.2205 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,769 | 18.3211 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,124 | 25.5501 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,140 | 18.1267 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,600 | 25.7433 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 4,709 | 25.5543 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 7,175 | 18.2788 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 8,175 | 18.1235 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 9,522 | 18.2488 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 106,614 | 18.0944 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 7 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150707005655/en/
Copyright Business Wire 2015
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