3rd Nov 2015 14:23
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 2 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,225,163 | 0.59% | 17,957,347 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,762,477 | 0.20% | 9,654,477 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 32,537,840 | 0.83% | 29,212,024 | 0.74% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,019,301 | 0.94% | 14,305,252 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,416,765 | 0.43% | 5,144,864 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,611,066 | 1.38% | 19,749,752 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 50 | 16.9200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 84 | 23.7590 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 89 | 16.8675 GBP | ||||
| B ADSs | Purchase | 96 | 53.5900 USD | ||||
| A ADSs | Purchase | 100 | 53.0200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 121 | 17.0650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 165 | 23.7000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 178 | 17.1425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 178 | 16.8650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 181 | 16.8700 GBP | ||||
| B ADSs | Purchase | 196 | 53.5710 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.7075 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.6875 EUR | ||||
| B ADSs | Purchase | 200 | 52.9000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.6925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 218 | 23.6775 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 233 | 16.8900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 244 | 17.1450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 255 | 16.9144 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 272 | 23.7500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 285 | 17.0725 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 320 | 23.7550 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 345 | 23.7025 EUR | ||||
| B ADSs | Purchase | 400 | 53.1550 USD | ||||
| B ADSs | Purchase | 400 | 53.3200 USD | ||||
| A ADSs | Purchase | 400 | 53.4200 USD | ||||
| A ADSs | Purchase | 400 | 53.0137 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 404 | 23.7558 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 443 | 16.8847 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 458 | 16.8950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 480 | 17.1275 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 511 | 23.7300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 516 | 17.0600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 516 | 17.0703 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 524 | 23.7450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 529 | 23.7095 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 567 | 16.8600 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 595 | 23.7320 EUR | ||||
| A ADSs | Purchase | 600 | 53.0166 USD | ||||
| A ADSs | Purchase | 600 | 52.8100 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 653 | 17.1325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 738 | 17.1525 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 755 | 23.6950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 786 | 17.1475 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 847 | 16.8659 GBP | ||||
| B ADSs | Purchase | 898 | 53.6176 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 936 | 16.8550 GBP | ||||
| B ADSs | Purchase | 958 | 53.8200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 961 | 23.7100 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 16.8977 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,003 | 23.7062 EUR | ||||
| B ADSs | Purchase | 1,097 | 53.5518 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,150 | 23.9400 EUR | ||||
| B ADSs | Purchase | 1,160 | 53.4762 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,234 | 16.9573 GBP | ||||
| A ADSs | Purchase | 1,300 | 53.2888 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,304 | 23.6915 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,350 | 17.0800 GBP | ||||
| B ADSs | Purchase | 1,380 | 53.2524 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,402 | 16.8662 GBP | ||||
| A ADSs | Purchase | 1,440 | 53.0150 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,475 | 23.7050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,499 | 23.7150 EUR | ||||
| B ADSs | Purchase | 1,500 | 53.7910 USD | ||||
| A ADSs | Purchase | 1,534 | 53.1464 USD | ||||
| B ADSs | Purchase | 1,619 | 53.4801 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,663 | 23.6750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,700 | 17.0825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,861 | 23.7350 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,906 | 23.6850 EUR | ||||
| B ADSs | Purchase | 2,000 | 53.6030 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,000 | 24.0500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,288 | 16.9359 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,676 | 23.7250 EUR | ||||
| A ADSs | Purchase | 2,700 | 52.9292 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,720 | 16.9024 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,782 | 17.0667 GBP | ||||
| A ADSs | Purchase | 2,833 | 52.9637 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,856 | 23.6900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,897 | 17.0763 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,100 | 17.0869 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,350 | 23.7400 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,361 | 17.1400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,506 | 16.8699 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,556 | 16.9040 GBP | ||||
| A ADSs | Purchase | 3,900 | 53.3864 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,300 | 17.0925 GBP | ||||
| B ADSs | Purchase | 4,393 | 52.7200 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,787 | 17.0792 GBP | ||||
| B ADSs | Purchase | 5,000 | 53.5713 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,306 | 17.0775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,306 | 17.0775 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,500 | 16.9050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,573 | 23.7200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 6,586 | 24.0650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 6,799 | 16.9537 GBP | ||||
| A ADSs | Purchase | 6,900 | 53.3265 USD | ||||
| B ADSs | Purchase | 7,300 | 53.5107 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,871 | 23.7064 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 9,006 | 24.0300 EUR | ||||
| A ADSs | Purchase | 9,521 | 52.9794 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,357 | 17.0700 GBP | ||||
| B ADSs | Purchase | 10,412 | 53.2489 USD | ||||
| B ADSs | Purchase | 10,642 | 52.9978 USD | ||||
| A ADSs | Purchase | 11,656 | 53.1784 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,911 | 23.8654 EUR | ||||
| A ADSs | Purchase | 12,164 | 53.1532 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 12,393 | 16.9088 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 12,714 | 23.7157 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,709 | 23.7152 EUR | ||||
| A ADSs | Purchase | 14,688 | 53.1873 USD | ||||
| B ADSs | Purchase | 16,607 | 53.3601 USD | ||||
| B ADSs | Purchase | 16,810 | 53.3256 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 19,619 | 17.1448 GBP | ||||
| A ADSs | Purchase | 19,932 | 53.0604 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 21,071 | 16.9634 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 24,326 | 23.7116 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 27,758 | 16.8256 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 29,419 | 16.9736 GBP | ||||
| A ADSs | Purchase | 29,922 | 53.1057 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 30,321 | 17.0687 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 32,421 | 16.8519 GBP | ||||
| B ADSs | Purchase | 35,324 | 53.3131 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 35,954 | 23.8065 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 36,768 | 16.8450 GBP | ||||
| A ADSs | Purchase | 56,002 | 52.5750 USD | ||||
| A ADSs | Purchase | 61,066 | 53.1800 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 66,354 | 16.9489 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 133,143 | 23.8900 EUR | ||||
| A ADSs | Purchase | 169,798 | 53.5698 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 178,521 | 23.8414 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 192,200 | 16.9181 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 195,511 | 16.9822 GBP | ||||
| B ADSs | Purchase | 206,392 | 53.5201 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 244,365 | 16.8652 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 268,338 | 23.8694 EUR | ||||
| B ADSs | Sale | -47 | 53.5200 USD | ||||
| A ADSs | Sale | 2 | 53.0200 USD | ||||
| B ADSs | Sale | 37 | 52.7600 USD | ||||
| EUR 0.07 B Ordinary | Sale | 50 | 16.9200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 84 | 23.7590 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 89 | 16.8675 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 97 | 16.8800 GBP | ||||
| A ADSs | Sale | 100 | 53.7000 USD | ||||
| B ADSs | Sale | 100 | 53.4800 USD | ||||
| B ADSs | Sale | 100 | 53.1410 USD | ||||
| EUR 0.07 A Ordinary | Sale | 121 | 17.0650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 165 | 23.7000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 167 | 23.8490 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 178 | 17.1425 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 178 | 16.8650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 181 | 16.8700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 192 | 17.1486 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.6875 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.7075 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 16.9275 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.6925 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 218 | 23.6775 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 233 | 16.8900 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 242 | 17.0468 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 244 | 17.1450 GBP | ||||
| B ADSs | Sale | 260 | 53.1400 USD | ||||
| EUR 0.07 A Ordinary | Sale | 272 | 23.7500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 273 | 24.0050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 275 | 17.0775 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 285 | 17.0725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 16.9950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 297 | 23.8700 EUR | ||||
| A ADSs | Sale | 300 | 53.3766 USD | ||||
| EUR 0.07 A Ordinary | Sale | 308 | 17.0679 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 320 | 23.7550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 345 | 23.7025 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 350 | 17.1457 GBP | ||||
| A ADSs | Sale | 400 | 53.2600 USD | ||||
| A ADSs | Sale | 400 | 53.0187 USD | ||||
| A ADSs | Sale | 400 | 53.0800 USD | ||||
| B ADSs | Sale | 400 | 53.2487 USD | ||||
| EUR 0.07 B Ordinary | Sale | 438 | 17.1514 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 458 | 16.8950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 480 | 17.1275 GBP | ||||
| B ADSs | Sale | 500 | 53.7190 USD | ||||
| A ADSs | Sale | 500 | 53.5740 USD | ||||
| EUR 0.07 A Ordinary | Sale | 511 | 23.7300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 524 | 23.7450 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 567 | 16.8600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 571 | 16.8986 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 583 | 17.0321 GBP | ||||
| A ADSs | Sale | 600 | 53.2200 USD | ||||
| B ADSs | Sale | 600 | 52.4466 USD | ||||
| EUR 0.07 B Ordinary | Sale | 653 | 17.1325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 675 | 17.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 677 | 24.0506 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 718 | 17.1554 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 738 | 17.1525 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 744 | 16.9458 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 755 | 23.6950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 786 | 17.1475 GBP | ||||
| B ADSs | Sale | 801 | 53.1350 USD | ||||
| EUR 0.07 A Ordinary | Sale | 875 | 24.0200 EUR | ||||
| A ADSs | Sale | 900 | 52.8611 USD | ||||
| A ADSs | Sale | 900 | 53.0011 USD | ||||
| A ADSs | Sale | 900 | 53.3888 USD | ||||
| A ADSs | Sale | 900 | 53.4322 USD | ||||
| EUR 0.07 A Ordinary | Sale | 909 | 23.7050 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 936 | 16.8550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 961 | 23.7100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 974 | 17.0123 GBP | ||||
| A ADSs | Sale | 1,000 | 53.3240 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,056 | 17.1491 GBP | ||||
| A ADSs | Sale | 1,056 | 52.9732 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,150 | 23.9400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,220 | 16.9205 GBP | ||||
| A ADSs | Sale | 1,300 | 52.9476 USD | ||||
| A ADSs | Sale | 1,400 | 52.9939 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,499 | 23.7150 EUR | ||||
| A ADSs | Sale | 1,500 | 52.9750 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,586 | 24.0650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,595 | 16.9079 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,663 | 23.6750 EUR | ||||
| B ADSs | Sale | 1,700 | 53.7611 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,700 | 17.1008 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,700 | 17.0825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,861 | 23.7350 EUR | ||||
| A ADSs | Sale | 1,900 | 53.0128 USD | ||||
| B ADSs | Sale | 1,900 | 53.5763 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,906 | 23.6850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,906 | 24.0130 EUR | ||||
| A ADSs | Sale | 2,000 | 52.9925 USD | ||||
| A ADSs | Sale | 2,200 | 53.6733 USD | ||||
| B ADSs | Sale | 2,410 | 53.1856 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,523 | 17.1405 GBP | ||||
| A ADSs | Sale | 2,540 | 53.0154 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,676 | 23.7250 EUR | ||||
| B ADSs | Sale | 2,700 | 53.3247 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,733 | 17.0653 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,827 | 23.7333 EUR | ||||
| A ADSs | Sale | 2,830 | 52.9860 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,856 | 23.6900 EUR | ||||
| A ADSs | Sale | 3,320 | 53.0656 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,350 | 23.7400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,600 | 17.0655 GBP | ||||
| A ADSs | Sale | 3,600 | 53.3238 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,851 | 16.9155 GBP | ||||
| A ADSs | Sale | 3,900 | 52.9902 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,077 | 16.9488 GBP | ||||
| B ADSs | Sale | 4,393 | 52.7200 USD | ||||
| A ADSs | Sale | 4,700 | 53.1642 USD | ||||
| A ADSs | Sale | 4,800 | 53.3855 USD | ||||
| B ADSs | Sale | 4,800 | 53.5727 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,825 | 17.0988 GBP | ||||
| A ADSs | Sale | 5,600 | 53.1507 USD | ||||
| B ADSs | Sale | 6,073 | 53.4659 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,573 | 23.7200 EUR | ||||
| B ADSs | Sale | 6,800 | 53.4954 USD | ||||
| EUR 0.07 A Ordinary | Sale | 7,823 | 23.8089 EUR | ||||
| B ADSs | Sale | 8,800 | 53.3266 USD | ||||
| EUR 0.07 B Ordinary | Sale | 9,960 | 17.0600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,960 | 17.0600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 10,000 | 16.8692 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 12,400 | 16.9267 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 13,040 | 17.0088 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 15,053 | 17.1400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,529 | 17.0502 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 18,379 | 24.0267 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 20,240 | 17.0527 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 22,145 | 17.1427 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 22,230 | 23.8519 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 25,851 | 17.0700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 26,439 | 24.0300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 29,034 | 17.0331 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 31,203 | 17.0707 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 34,429 | 24.0154 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 45,947 | 24.0277 EUR | ||||
| A ADSs | Sale | 56,002 | 52.5750 USD | ||||
| EUR 0.07 B Ordinary | Sale | 59,246 | 17.0197 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 59,588 | 24.0136 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 64,220 | 23.8695 EUR | ||||
| B ADSs | Sale | 76,198 | 53.2770 USD | ||||
| EUR 0.07 A Ordinary | Sale | 85,900 | 23.7104 EUR | ||||
| B ADSs | Sale | 102,058 | 53.5286 USD | ||||
| B ADSs | Sale | 103,196 | 53.5201 USD | ||||
| A ADSs | Sale | 131,708 | 53.1380 USD | ||||
| A ADSs | Sale | 169,798 | 53.5698 USD | ||||
| EUR 0.07 A Ordinary | Sale | 347,551 | 23.8013 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 242 | 17.0468 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 292 | 16.9950 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 297 | 23.8700 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 400 | 17.0250 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 508 | 17.0805 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 583 | 17.0322 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 744 | 16.9458 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,000 | 17.1640 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,220 | 16.9191 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,427 | 17.0565 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,500 | 17.1490 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,424 | 16.8333 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 2,700 | 17.1511 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,804 | 17.0117 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 4,343 | 24.0205 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 5,000 | 23.7192 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 8,746 | 17.0072 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 9,024 | 16.9741 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 11,198 | 17.0619 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 16,048 | 23.8749 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 17,649 | 23.7917 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 18,194 | 16.9910 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 13,655 | 17.1356 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 35,246 | 16.9610 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 19,569 | 17.0580 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 55,576 | 23.8901 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 255 | 16.9144 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 433 | 23.7969 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 595 | 23.7348 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 858 | 16.8235 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 909 | 16.9321 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,000 | 16.8977 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,000 | 16.8986 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,100 | 17.0513 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,800 | 17.0725 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 2,000 | 17.1509 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,219 | 17.0764 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 2,908 | 23.7423 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 5,000 | 16.7795 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,164 | 16.9201 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 13,404 | 16.9206 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 14,000 | 23.6381 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 15,313 | 16.9350 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 16,792 | 23.7878 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,948 | 16.9772 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 10,704 | 16.9695 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 26,674 | 23.9825 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 39,799 | 17.0589 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 41,197 | 23.9421 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 57,030 | 17.0788 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 65,613 | 16.8719 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 96,067 | 16.9032 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 173,532 | 16.8328 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 192,200 | 16.9181 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 137,959 | 16.9126 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 3 Nov 15 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151103006181/en/
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