2nd Jul 2015 14:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 1 July 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 27,971,114 | 0.71% | 21,000,816 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,769,020 | 0.20% | 11,228,356 | 0.29% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,654,157 | 0.07% | 2,529,157 | 0.06% | |||||||
| TOTAL: | 38,394,291 | 0.98% | 34,758,329 | 0.89% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,702,183 | 0.93% | 13,027,853 | 0.53% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 9,405,524 | 0.39% | 7,602,857 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 199,636 | 0.01% | |||||||
| TOTAL: | 32,282,707 | 1.32% | 20,830,346 | 0.85% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 B Ordinary | Purchase | 1 | 25.9600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4 | 18.0300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34 | 25.7050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 37 | 25.5100 EUR | ||||
| A ADSs | Purchase | 48 | 56.2299 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 92 | 18.1300 GBP | ||||
| B ADSs | Purchase | 100 | 57.0500 USD | ||||
| B ADSs | Purchase | 100 | 57.1900 USD | ||||
| B ADSs | Purchase | 100 | 57.3600 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 139 | 18.0100 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 184 | 18.1266 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 200 | 18.3100 GBP | ||||
| A ADSs | Purchase | 200 | 56.2625 USD | ||||
| A ADSs | Purchase | 200 | 56.6600 USD | ||||
| B ADSs | Purchase | 200 | 57.5200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 235 | 18.0839 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 254 | 25.6304 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 255 | 25.7189 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 263 | 25.4900 EUR | ||||
| B ADSs | Purchase | 290 | 57.1293 USD | ||||
| A ADSs | Purchase | 294 | 56.7090 USD | ||||
| A ADSs | Purchase | 300 | 56.2400 USD | ||||
| A ADSs | Purchase | 300 | 56.9600 USD | ||||
| B ADSs | Purchase | 300 | 57.4300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 328 | 25.5500 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 350 | 18.1650 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 369 | 18.3800 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 378 | 18.1800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 381 | 18.0325 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.2950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.3050 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 400 | 18.3950 GBP | ||||
| A ADSs | Purchase | 400 | 56.2425 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 416 | 18.3600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 422 | 18.4350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 435 | 25.5300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 449 | 18.1986 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 475 | 18.2267 GBP | ||||
| A ADSs | Purchase | 490 | 56.7710 USD | ||||
| A ADSs | Purchase | 500 | 56.3836 USD | ||||
| B ADSs | Purchase | 500 | 57.5240 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 506 | 18.1700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 526 | 25.5800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 541 | 25.6800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 547 | 25.5950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 576 | 18.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 576 | 18.3400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 580 | 25.7250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 583 | 18.1150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 598 | 18.0349 GBP | ||||
| B ADSs | Purchase | 700 | 57.2714 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 729 | 18.1200 GBP | ||||
| A ADSs | Purchase | 735 | 56.6200 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 779 | 25.6600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 784 | 25.5050 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 18.4150 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 800 | 18.4200 GBP | ||||
| B ADSs | Purchase | 800 | 57.1575 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 816 | 18.0250 GBP | ||||
| A ADSs | Purchase | 825 | 56.2648 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 891 | 18.1894 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,114 | 18.0897 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,184 | 25.7000 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,200 | 18.3150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,219 | 25.5139 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,240 | 18.0871 GBP | ||||
| B ADSs | Purchase | 1,263 | 57.2700 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,399 | 18.3750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,400 | 18.2050 GBP | ||||
| A ADSs | Purchase | 1,484 | 56.9246 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,538 | 18.0577 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,715 | 18.1825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,723 | 18.0435 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,766 | 25.5485 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,767 | 25.6650 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,800 | 18.1947 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,957 | 18.0719 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,020 | 25.5850 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,035 | 18.1946 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,078 | 25.7308 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 2,309 | 18.1850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,596 | 18.0960 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,673 | 18.3032 GBP | ||||
| B ADSs | Purchase | 2,744 | 57.4696 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 2,753 | 18.1900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,772 | 18.3318 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,958 | 25.6340 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,048 | 18.2049 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,071 | 25.6352 EUR | ||||
| B ADSs | Purchase | 3,332 | 57.4257 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,522 | 18.2056 GBP | ||||
| B ADSs | Purchase | 3,537 | 57.3901 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,640 | 18.2032 GBP | ||||
| B ADSs | Purchase | 3,714 | 57.3964 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,034 | 18.0831 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,188 | 18.2400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,263 | 25.5900 EUR | ||||
| B ADSs | Purchase | 4,300 | 57.4205 USD | ||||
| B ADSs | Purchase | 4,354 | 57.3955 USD | ||||
| B ADSs | Purchase | 4,400 | 57.4476 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 4,520 | 18.2537 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,610 | 18.2900 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,058 | 18.2350 GBP | ||||
| B ADSs | Purchase | 5,100 | 57.4038 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,162 | 18.2100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 5,193 | 18.2150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,679 | 25.6758 EUR | ||||
| A ADSs | Purchase | 5,755 | 56.8149 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,011 | 18.0350 GBP | ||||
| A ADSs | Purchase | 6,200 | 56.3234 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,483 | 25.6007 EUR | ||||
| A ADSs | Purchase | 6,500 | 56.3183 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 6,688 | 18.3242 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,701 | 18.2000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 6,723 | 18.3000 GBP | ||||
| B ADSs | Purchase | 7,152 | 57.3541 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,706 | 25.5350 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 8,026 | 18.2927 GBP | ||||
| A ADSs | Purchase | 8,775 | 56.7120 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 8,803 | 18.2200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 9,142 | 18.1950 GBP | ||||
| A ADSs | Purchase | 9,700 | 56.7293 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,065 | 25.6966 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 10,231 | 18.2147 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 10,558 | 18.2300 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 11,429 | 18.2475 GBP | ||||
| B ADSs | Purchase | 12,778 | 56.9352 USD | ||||
| A ADSs | Purchase | 13,000 | 56.5718 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 13,782 | 18.2250 GBP | ||||
| B ADSs | Purchase | 14,764 | 56.8647 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,287 | 25.5243 EUR | ||||
| B ADSs | Purchase | 16,512 | 57.4351 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16,998 | 18.1567 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 20,109 | 18.0758 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 21,510 | 25.5480 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 23,193 | 25.6696 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 23,406 | 18.2266 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 25,266 | 18.1316 GBP | ||||
| B ADSs | Purchase | 26,903 | 57.5550 USD | ||||
| A ADSs | Purchase | 27,978 | 56.3916 USD | ||||
| A ADSs | Purchase | 28,786 | 56.8829 USD | ||||
| A ADSs | Purchase | 36,325 | 56.8745 USD | ||||
| A ADSs | Purchase | 44,440 | 56.4949 USD | ||||
| B ADSs | Purchase | 47,149 | 57.5049 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 50,000 | 18.2800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 65,797 | 25.5210 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 74,022 | 18.2881 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 84,404 | 18.0968 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 94,163 | 18.2723 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 101,070 | 18.2834 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 171,646 | 25.6206 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 182,349 | 25.6345 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 234,899 | 18.2768 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 341,157 | 18.0989 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 350,000 | 18.1000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 537,964 | 25.6168 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2 | 25.6350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 4 | 18.0300 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 21 | 18.2981 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 58 | 18.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 80 | 18.1125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 81 | 18.2768 GBP | ||||
| A ADSs | Sale | 100 | 56.5100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 139 | 18.0100 GBP | ||||
| A ADSs | Sale | 190 | 56.2800 USD | ||||
| EUR 0.07 B Ordinary | Sale | 200 | 18.3100 GBP | ||||
| A ADSs | Sale | 200 | 56.2400 USD | ||||
| A ADSs | Sale | 200 | 56.3000 USD | ||||
| B ADSs | Sale | 200 | 56.7750 USD | ||||
| B ADSs | Sale | 200 | 57.4700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 203 | 18.1400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 208 | 25.7200 EUR | ||||
| A ADSs | Sale | 242 | 56.5287 USD | ||||
| EUR 0.07 B Ordinary | Sale | 300 | 18.2413 GBP | ||||
| A ADSs | Sale | 300 | 56.3333 USD | ||||
| B ADSs | Sale | 324 | 56.7493 USD | ||||
| EUR 0.07 B Ordinary | Sale | 350 | 18.1650 GBP | ||||
| B ADSs | Sale | 354 | 56.8558 USD | ||||
| EUR 0.07 B Ordinary | Sale | 355 | 18.2077 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 358 | 18.2566 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 369 | 18.3800 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 378 | 18.1800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 381 | 18.0325 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.2950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.3050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 400 | 18.3950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 25.6750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 416 | 18.3600 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 422 | 18.4350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 435 | 25.5300 EUR | ||||
| B ADSs | Sale | 440 | 57.0100 USD | ||||
| B ADSs | Sale | 492 | 56.9500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 526 | 25.5800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 547 | 25.5950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 576 | 18.3250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 576 | 18.3400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 580 | 25.7250 EUR | ||||
| B ADSs | Sale | 590 | 56.8752 USD | ||||
| A ADSs | Sale | 600 | 56.3383 USD | ||||
| A ADSs | Sale | 600 | 56.5800 USD | ||||
| B ADSs | Sale | 600 | 57.0533 USD | ||||
| EUR 0.07 A Ordinary | Sale | 611 | 18.1100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 648 | 18.0348 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 726 | 25.7000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 779 | 25.6600 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 796 | 18.1700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 800 | 18.4200 GBP | ||||
| A ADSs | Sale | 800 | 56.5393 USD | ||||
| EUR 0.07 A Ordinary | Sale | 816 | 18.0250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 820 | 25.7062 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 831 | 18.0451 GBP | ||||
| B ADSs | Sale | 876 | 56.9350 USD | ||||
| EUR 0.07 B Ordinary | Sale | 886 | 18.4150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 891 | 18.0540 GBP | ||||
| A ADSs | Sale | 900 | 56.5717 USD | ||||
| EUR 0.07 A Ordinary | Sale | 926 | 25.4900 EUR | ||||
| A ADSs | Sale | 1,000 | 56.3490 USD | ||||
| A ADSs | Sale | 1,000 | 56.4420 USD | ||||
| A ADSs | Sale | 1,000 | 56.4940 USD | ||||
| A ADSs | Sale | 1,000 | 56.5495 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,006 | 18.2228 GBP | ||||
| B ADSs | Sale | 1,056 | 56.8657 USD | ||||
| A ADSs | Sale | 1,100 | 56.4804 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,165 | 25.5350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,166 | 18.1150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,170 | 18.1420 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,200 | 18.3150 GBP | ||||
| B ADSs | Sale | 1,200 | 57.4187 USD | ||||
| A ADSs | Sale | 1,308 | 56.3648 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,399 | 18.3750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,400 | 18.2050 GBP | ||||
| A ADSs | Sale | 1,400 | 56.3300 USD | ||||
| A ADSs | Sale | 1,400 | 56.5532 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,458 | 18.1200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,500 | 25.6450 EUR | ||||
| B ADSs | Sale | 1,530 | 56.9313 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,568 | 25.5050 EUR | ||||
| B ADSs | Sale | 1,650 | 57.5200 USD | ||||
| EUR 0.07 B Ordinary | Sale | 1,654 | 18.1750 GBP | ||||
| A ADSs | Sale | 1,700 | 56.5985 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,741 | 25.6659 EUR | ||||
| A ADSs | Sale | 1,758 | 56.5694 USD | ||||
| A ADSs | Sale | 1,825 | 56.2845 USD | ||||
| B ADSs | Sale | 1,974 | 56.9348 USD | ||||
| B ADSs | Sale | 2,000 | 57.2555 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,020 | 25.5850 EUR | ||||
| A ADSs | Sale | 2,100 | 56.5328 USD | ||||
| EUR 0.07 B Ordinary | Sale | 2,309 | 18.1850 GBP | ||||
| B ADSs | Sale | 2,502 | 57.2736 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,689 | 25.6936 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,753 | 18.1900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,048 | 18.1133 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,137 | 25.5822 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,330 | 18.2235 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,380 | 18.2348 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 3,405 | 18.2100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,500 | 25.6681 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 3,654 | 18.2631 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,692 | 25.5231 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,790 | 18.1074 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,876 | 25.5244 EUR | ||||
| B ADSs | Sale | 4,000 | 57.3982 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,061 | 18.1916 GBP | ||||
| A ADSs | Sale | 4,109 | 56.4885 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,188 | 18.2400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 4,263 | 25.5900 EUR | ||||
| A ADSs | Sale | 4,520 | 56.3905 USD | ||||
| EUR 0.07 B Ordinary | Sale | 4,923 | 18.1922 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,000 | 25.7174 EUR | ||||
| A ADSs | Sale | 5,000 | 56.3191 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,058 | 18.2350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 5,098 | 18.0251 GBP | ||||
| A ADSs | Sale | 5,100 | 56.3972 USD | ||||
| A ADSs | Sale | 5,100 | 56.5814 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,120 | 25.5360 EUR | ||||
| A ADSs | Sale | 5,300 | 56.4034 USD | ||||
| A ADSs | Sale | 5,400 | 56.2852 USD | ||||
| EUR 0.07 B Ordinary | Sale | 5,411 | 18.2415 GBP | ||||
| A ADSs | Sale | 5,482 | 56.5301 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,188 | 18.0364 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,367 | 18.2900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,569 | 18.1472 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,701 | 18.2000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,723 | 18.3000 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 6,989 | 18.0696 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,140 | 25.5796 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,264 | 25.5340 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,308 | 25.5321 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,515 | 18.1744 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 7,656 | 18.2233 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,680 | 25.5219 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,699 | 25.6055 EUR | ||||
| A ADSs | Sale | 7,829 | 56.4856 USD | ||||
| B ADSs | Sale | 7,906 | 56.9352 USD | ||||
| EUR 0.07 B Ordinary | Sale | 8,127 | 18.2424 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,135 | 25.5952 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,294 | 18.2835 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 8,337 | 25.7087 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 8,803 | 18.2200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 9,011 | 25.6181 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 9,043 | 18.2273 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,475 | 18.1843 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 9,565 | 18.2496 GBP | ||||
| A ADSs | Sale | 9,860 | 56.3831 USD | ||||
| EUR 0.07 A Ordinary | Sale | 10,000 | 25.6800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 10,446 | 18.0350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 10,486 | 25.5633 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 10,558 | 18.2300 GBP | ||||
| B ADSs | Sale | 11,800 | 56.8636 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,820 | 18.3620 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 12,209 | 18.1170 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 13,387 | 25.5519 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 13,782 | 18.2250 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 16,144 | 18.1950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 16,998 | 18.1567 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 17,259 | 18.2784 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 19,117 | 18.0474 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 19,476 | 18.2271 GBP | ||||
| A ADSs | Sale | 19,600 | 56.7239 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,207 | 18.2150 GBP | ||||
| A ADSs | Sale | 22,220 | 56.4949 USD | ||||
| EUR 0.07 B Ordinary | Sale | 22,270 | 18.2382 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 23,080 | 18.2731 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,266 | 18.1316 GBP | ||||
| B ADSs | Sale | 27,100 | 57.4035 USD | ||||
| EUR 0.07 A Ordinary | Sale | 30,388 | 25.5967 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 32,891 | 18.2471 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 33,378 | 18.2786 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 35,228 | 25.5652 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 36,784 | 18.2239 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 69,313 | 18.2896 GBP | ||||
| A ADSs | Sale | 72,650 | 56.8745 USD | ||||
| EUR 0.07 B Ordinary | Sale | 72,952 | 18.2769 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 84,404 | 18.0968 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 90,442 | 18.2875 GBP | ||||
| B ADSs | Sale | 94,298 | 57.5049 USD | ||||
| EUR 0.07 A Ordinary | Sale | 137,400 | 25.6194 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 141,065 | 25.5814 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 144,874 | 25.6227 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 154,380 | 25.6378 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 159,141 | 18.1426 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 171,415 | 18.2956 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 172,538 | 18.2823 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 224,354 | 18.1302 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 375,716 | 25.6152 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 2 | 25.6350 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 100 | 18.2200 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 700 | 18.2350 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 831 | 18.0451 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 945 | 18.2072 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,006 | 18.2228 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,320 | 18.0532 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 1,170 | 18.1420 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,674 | 18.2749 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 3,463 | 25.6995 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 3,654 | 18.2631 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,790 | 18.1075 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,800 | 18.2303 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,254 | 18.2355 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 4,850 | 25.6244 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,923 | 18.1922 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 5,411 | 18.2415 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,521 | 18.3500 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,933 | 25.7341 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,989 | 18.0696 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 7,180 | 18.0681 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 7,699 | 25.6055 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 9,475 | 18.1843 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 10,213 | 25.6083 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,292 | 18.2177 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 22,270 | 18.2382 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 32,514 | 18.3196 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 38,134 | 18.2878 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 52,842 | 18.3087 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 69,940 | 18.1300 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 93,972 | 18.2962 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 123,764 | 25.5993 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 137,400 | 25.6194 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 88,470 | 18.1271 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1 | 25.9500 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 19 | 18.0978 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 18.2750 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 127 | 18.0883 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 144 | 25.6313 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 165 | 18.1299 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 449 | 18.1986 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 475 | 18.2267 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,113 | 18.0869 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 1,289 | 18.0090 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,328 | 18.1722 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,751 | 18.2115 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,000 | 18.0278 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,071 | 25.6352 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 4,034 | 18.0831 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,715 | 18.2723 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 5,519 | 18.2652 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,920 | 25.6396 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 8,868 | 18.2846 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 24,350 | 25.6583 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 33,420 | 18.2458 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 43,924 | 18.2644 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 50,000 | 18.2800 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 81,266 | 25.5952 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 86,204 | 25.6521 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 115,514 | 18.0402 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 350,000 | 18.1000 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 2 Jul 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 25.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -175,000 | 27.5000 | American | 21 Aug 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 10,701 | 24.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 345,295 | 24.5000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 5,113 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 184,921 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 17,494 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 300,000 | 28.0000 | American | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -4,114 | 25.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -121,837 | 26.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -328,765 | 27.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -35,917 | 29.0000 | European | 18 Sep 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 36,750 | 18.7409 | European | 20 Jul 2015 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150702005391/en/
Copyright Business Wire 2015
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