5th May 2015 14:13
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 May 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,587,711 | 0.58% | 21,049,692 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,552,858 | 0.19% | 7,618,977 | 0.20% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 2,450,000 | 0.06% | 1,796,815 | 0.05% | |||||||
| TOTAL: | 32,590,569 | 0.84% | 30,465,484 | 0.78% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (Inc B ADR's) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,898,694 | 0.93% | 10,505,331 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 4,633,011 | 0.19% | 6,744,009 | 0.28% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,180,000 | 0.05% | 1,204,636 | 0.05% | |||||||
| TOTAL: | 28,711,705 | 1.17% | 18,453,976 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| EUR 0.07 A ordinary | Purchase | 40 | 28.7650 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 74 | 28.3950 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 83 | 28.4050 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 88 | 28.7850 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 105 | 28.7000 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 107 | 28.7750 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 114 | 28.6250 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 119 | 28.6550 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 127 | 28.7050 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 130 | 28.7950 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 164 | 28.7075 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 235 | 28.7600 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 242 | 28.6350 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 300 | 28.8000 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 324 | 28.3850 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 349 | 28.6450 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 372 | 28.7250 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 409 | 28.5050 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 455 | 28.5200 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 534 | 28.5150 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 598 | 28.6700 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 694 | 28.8050 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 701 | 28.4950 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 993 | 28.5250 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 1,002 | 28.4511 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 1,288 | 28.6437 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 1,300 | 28.7200 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 1,527 | 28.5000 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 1,962 | 28.7871 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 2,429 | 28.6707 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 3,193 | 28.6588 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 3,268 | 28.6950 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 3,632 | 28.6650 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 5,703 | 28.5484 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 7,355 | 28.6584 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 8,375 | 28.6120 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 17,669 | 28.5275 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 25,399 | 28.4440 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 26,350 | 28.6540 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 28,914 | 28.7393 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 146,931 | 28.6857 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 200,452 | 28.7100 EUR | ||||
| EUR 0.07 A ordinary | Purchase | 309,046 | 28.4000 EUR | ||||
| EUR 0.07 A ordinary | Sale | 37 | 28.3950 EUR | ||||
| EUR 0.07 A ordinary | Sale | 40 | 28.7650 EUR | ||||
| EUR 0.07 A ordinary | Sale | 44 | 28.7850 EUR | ||||
| EUR 0.07 A ordinary | Sale | 83 | 28.4050 EUR | ||||
| EUR 0.07 A ordinary | Sale | 105 | 28.7000 EUR | ||||
| EUR 0.07 A ordinary | Sale | 107 | 28.7750 EUR | ||||
| EUR 0.07 A ordinary | Sale | 114 | 28.6250 EUR | ||||
| EUR 0.07 A ordinary | Sale | 119 | 28.6550 EUR | ||||
| EUR 0.07 A ordinary | Sale | 120 | 28.4019 EUR | ||||
| EUR 0.07 A ordinary | Sale | 127 | 28.7050 EUR | ||||
| EUR 0.07 A ordinary | Sale | 130 | 28.7950 EUR | ||||
| EUR 0.07 A ordinary | Sale | 159 | 28.8200 EUR | ||||
| EUR 0.07 A ordinary | Sale | 164 | 28.7075 EUR | ||||
| EUR 0.07 A ordinary | Sale | 235 | 28.7600 EUR | ||||
| EUR 0.07 A ordinary | Sale | 242 | 28.6350 EUR | ||||
| EUR 0.07 A ordinary | Sale | 300 | 28.8000 EUR | ||||
| EUR 0.07 A ordinary | Sale | 324 | 28.3850 EUR | ||||
| EUR 0.07 A ordinary | Sale | 372 | 28.7250 EUR | ||||
| EUR 0.07 A ordinary | Sale | 409 | 28.5050 EUR | ||||
| EUR 0.07 A ordinary | Sale | 455 | 28.5200 EUR | ||||
| EUR 0.07 A ordinary | Sale | 534 | 28.5150 EUR | ||||
| EUR 0.07 A ordinary | Sale | 550 | 28.6400 EUR | ||||
| EUR 0.07 A ordinary | Sale | 598 | 28.6700 EUR | ||||
| EUR 0.07 A ordinary | Sale | 650 | 28.7200 EUR | ||||
| EUR 0.07 A ordinary | Sale | 694 | 28.8050 EUR | ||||
| EUR 0.07 A ordinary | Sale | 700 | 28.6650 EUR | ||||
| EUR 0.07 A ordinary | Sale | 701 | 28.4950 EUR | ||||
| EUR 0.07 A ordinary | Sale | 993 | 28.5250 EUR | ||||
| EUR 0.07 A ordinary | Sale | 1,000 | 28.6938 EUR | ||||
| EUR 0.07 A ordinary | Sale | 1,030 | 28.7800 EUR | ||||
| EUR 0.07 A ordinary | Sale | 1,413 | 28.6416 EUR | ||||
| EUR 0.07 A ordinary | Sale | 1,527 | 28.5000 EUR | ||||
| EUR 0.07 A ordinary | Sale | 1,588 | 28.7008 EUR | ||||
| EUR 0.07 A ordinary | Sale | 2,694 | 28.7235 EUR | ||||
| EUR 0.07 A ordinary | Sale | 4,026 | 28.4928 EUR | ||||
| EUR 0.07 A ordinary | Sale | 4,658 | 28.6313 EUR | ||||
| EUR 0.07 A ordinary | Sale | 5,228 | 28.6548 EUR | ||||
| EUR 0.07 A ordinary | Sale | 5,448 | 28.7106 EUR | ||||
| EUR 0.07 A ordinary | Sale | 8,035 | 28.5109 EUR | ||||
| EUR 0.07 A ordinary | Sale | 12,100 | 28.6625 EUR | ||||
| EUR 0.07 A ordinary | Sale | 38,013 | 28.5679 EUR | ||||
| EUR 0.07 A ordinary | Sale | 105,282 | 28.7100 EUR | ||||
| EUR 0.07 A ordinary | Sale | 124,415 | 28.5216 EUR | ||||
| A ADRs | Purchase | 100 | 63.8000 USD | ||||
| A ADRs | Purchase | 100 | 63.9700 USD | ||||
| A ADRs | Purchase | 100 | 64.2300 USD | ||||
| A ADRs | Purchase | 200 | 63.8200 USD | ||||
| A ADRs | Purchase | 200 | 64.2475 USD | ||||
| A ADRs | Purchase | 400 | 64.1962 USD | ||||
| A ADRs | Purchase | 400 | 64.2387 USD | ||||
| A ADRs | Purchase | 521 | 64.2444 USD | ||||
| A ADRs | Purchase | 600 | 64.2200 USD | ||||
| A ADRs | Purchase | 700 | 64.0557 USD | ||||
| A ADRs | Purchase | 700 | 64.2471 USD | ||||
| A ADRs | Purchase | 711 | 64.2453 USD | ||||
| A ADRs | Purchase | 800 | 63.9375 USD | ||||
| A ADRs | Purchase | 900 | 63.7600 USD | ||||
| A ADRs | Purchase | 1,100 | 63.7700 USD | ||||
| A ADRs | Purchase | 1,200 | 64.2183 USD | ||||
| A ADRs | Purchase | 1,300 | 64.2207 USD | ||||
| A ADRs | Purchase | 1,500 | 64.2413 USD | ||||
| A ADRs | Purchase | 1,514 | 64.0047 USD | ||||
| A ADRs | Purchase | 1,900 | 64.0925 USD | ||||
| A ADRs | Purchase | 1,908 | 63.8320 USD | ||||
| A ADRs | Purchase | 1,929 | 63.9769 USD | ||||
| A ADRs | Purchase | 1,988 | 64.0748 USD | ||||
| A ADRs | Purchase | 2,400 | 63.8604 USD | ||||
| A ADRs | Purchase | 3,015 | 64.1884 USD | ||||
| A ADRs | Purchase | 3,500 | 63.9717 USD | ||||
| A ADRs | Purchase | 4,100 | 63.9265 USD | ||||
| A ADRs | Purchase | 6,211 | 63.9287 USD | ||||
| A ADRs | Purchase | 7,366 | 64.2066 USD | ||||
| A ADRs | Purchase | 9,900 | 63.7905 USD | ||||
| A ADRs | Purchase | 11,308 | 64.1250 USD | ||||
| A ADRs | Purchase | 19,150 | 63.9170 USD | ||||
| A ADRs | Purchase | 21,925 | 64.1401 USD | ||||
| A ADRs | Purchase | 142,102 | 63.8988 USD | ||||
| A ADRs | Sale | 36 | 63.8000 USD | ||||
| A ADRs | Sale | 100 | 64.0000 USD | ||||
| A ADRs | Sale | 200 | 63.8400 USD | ||||
| A ADRs | Sale | 200 | 63.8600 USD | ||||
| A ADRs | Sale | 200 | 63.9200 USD | ||||
| A ADRs | Sale | 300 | 63.9300 USD | ||||
| A ADRs | Sale | 300 | 63.9800 USD | ||||
| A ADRs | Sale | 500 | 63.8780 USD | ||||
| A ADRs | Sale | 500 | 63.9100 USD | ||||
| A ADRs | Sale | 500 | 64.2200 USD | ||||
| A ADRs | Sale | 700 | 63.8342 USD | ||||
| A ADRs | Sale | 700 | 64.0857 USD | ||||
| A ADRs | Sale | 718 | 63.8300 USD | ||||
| A ADRs | Sale | 800 | 63.9875 USD | ||||
| A ADRs | Sale | 900 | 63.7600 USD | ||||
| A ADRs | Sale | 900 | 63.9344 USD | ||||
| A ADRs | Sale | 954 | 63.8320 USD | ||||
| A ADRs | Sale | 1,000 | 63.9060 USD | ||||
| A ADRs | Sale | 1,000 | 63.9500 USD | ||||
| A ADRs | Sale | 1,310 | 63.9687 USD | ||||
| A ADRs | Sale | 1,400 | 63.7792 USD | ||||
| A ADRs | Sale | 1,945 | 63.9265 USD | ||||
| A ADRs | Sale | 2,100 | 64.1730 USD | ||||
| A ADRs | Sale | 2,129 | 63.8979 USD | ||||
| A ADRs | Sale | 3,300 | 63.9131 USD | ||||
| A ADRs | Sale | 3,400 | 63.8723 USD | ||||
| A ADRs | Sale | 3,600 | 63.9333 USD | ||||
| A ADRs | Sale | 5,830 | 63.9151 USD | ||||
| A ADRs | Sale | 8,310 | 63.8830 USD | ||||
| A ADRs | Sale | 9,575 | 63.9170 USD | ||||
| A ADRs | Sale | 10,398 | 64.2157 USD | ||||
| A ADRs | Sale | 10,500 | 63.8224 USD | ||||
| A ADRs | Sale | 10,898 | 63.9123 USD | ||||
| A ADRs | Sale | 13,847 | 63.9252 USD | ||||
| A ADRs | Sale | 15,841 | 63.9022 USD | ||||
| A ADRs | Sale | 43,850 | 64.1401 USD | ||||
| A ADRs | Sale | 93,007 | 63.8927 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,173 | 29.7705 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,173 | 29.7705 EUR | ||||
| B ADR's | Purchase | 100 | 65.1100 USD | ||||
| B ADR's | Purchase | 240 | 64.7300 USD | ||||
| B ADR's | Purchase | 400 | 64.7237 USD | ||||
| B ADR's | Purchase | 441 | 65.0854 USD | ||||
| B ADR's | Purchase | 667 | 65.1060 USD | ||||
| B ADR's | Purchase | 800 | 64.7387 USD | ||||
| B ADR's | Purchase | 1,100 | 64.7200 USD | ||||
| B ADR's | Purchase | 5,200 | 64.7683 USD | ||||
| B ADR's | Purchase | 15,831 | 64.8221 USD | ||||
| B ADR's | Purchase | 18,086 | 64.7781 USD | ||||
| B ADR's | Sale | 100 | 64.7500 USD | ||||
| B ADR's | Sale | 100 | 64.7700 USD | ||||
| B ADR's | Sale | 200 | 64.7400 USD | ||||
| B ADR's | Sale | 200 | 64.9000 USD | ||||
| B ADR's | Sale | 200 | 64.9063 USD | ||||
| B ADR's | Sale | 300 | 64.6700 USD | ||||
| B ADR's | Sale | 300 | 64.7100 USD | ||||
| B ADR's | Sale | 400 | 64.7000 USD | ||||
| B ADR's | Sale | 400 | 64.7237 USD | ||||
| B ADR's | Sale | 400 | 64.7975 USD | ||||
| B ADR's | Sale | 600 | 64.7383 USD | ||||
| B ADR's | Sale | 600 | 64.8350 USD | ||||
| B ADR's | Sale | 750 | 64.8186 USD | ||||
| B ADR's | Sale | 800 | 64.7837 USD | ||||
| B ADR's | Sale | 924 | 64.9523 USD | ||||
| B ADR's | Sale | 1,109 | 64.7755 USD | ||||
| B ADR's | Sale | 1,208 | 65.0988 USD | ||||
| B ADR's | Sale | 1,249 | 64.8918 USD | ||||
| B ADR's | Sale | 1,884 | 64.8167 USD | ||||
| B ADR's | Sale | 3,616 | 64.7627 USD | ||||
| B ADR's | Sale | 4,932 | 64.8301 USD | ||||
| B ADR's | Sale | 5,200 | 64.7683 USD | ||||
| B ADR's | Sale | 5,560 | 64.7556 USD | ||||
| B ADR's | Sale | 6,000 | 64.7623 USD | ||||
| B ADR's | Sale | 8,050 | 64.8074 USD | ||||
| B ADR's | Sale | 9,043 | 64.7781 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 A ordinary | SWAP | Long | 1,437 | 28.7049 EUR | |||||
| EUR 0.07 A ordinary | SWAP | Long | 5,144 | 28.6582 EUR | |||||
| EUR 0.07 A ordinary | CFD | Long | 8,176 | 28.7044 EUR | |||||
| EUR 0.07 A ordinary | CFD | Long | 19,237 | 28.3963 EUR | |||||
| EUR 0.07 A ordinary | SWAP | Long | 34,283 | 28.6139 EUR | |||||
| EUR 0.07 A ordinary | CFD | Long | 76,888 | 28.5380 EUR | |||||
| EUR 0.07 A ordinary | CFD | Short | 1,123 | 28.7523 EUR | |||||
| EUR 0.07 A ordinary | SWAP | Short | 5,157 | 28.6556 EUR | |||||
| EUR 0.07 A ordinary | SWAP | Short | 10,320 | 28.6561 EUR | |||||
| EUR 0.07 A ordinary | SWAP | Short | 12,214 | 28.6170 EUR | |||||
| EUR 0.07 A ordinary | CFD | Short | 82,590 | 28.6769 EUR | |||||
| EUR 0.07 A ordinary | SWAP | Short | 84,241 | 28.7232 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 5 May 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 20.1000 | European | 17 Jul 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -300,000 | 26.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -200,000 | 27.5000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 100,000 | 28.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 500,000 | 28.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 50,000 | 28.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 300,000 | 29.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 150,000 | 26.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 200,000 | 29.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 28.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -300,000 | 29.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -50,000 | 29.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -100,000 | 30.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -200,000 | 30.0000 | American | 19 Jun 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -196,815 | 2219.6100 | European | 29 Mar 2016 | |||||||
| EUR 0.07 B Ordinary | Put Options | Purchased | -400,000 | 20.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Put Options | Purchased | -200,000 | 20.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Put Options | Purchased | -405,000 | 21.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 2015 | |||||||
| EUR 0.07 B Ordinary | Call Options | Purchased | 600,000 | 21.0000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Call Options | Purchased | 405,000 | 21.5000 | American | 15 May 2015 | |||||||
| EUR 0.07 B Ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
Related Shares:
BarclaysRDSA.L