6th Nov 2015 14:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 5 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,575,603 | 0.60% | 16,891,178 | 0.43% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,971,841 | 0.20% | 9,655,937 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| TOTAL: | 33,097,644 | 0.84% | 28,147,315 | 0.71% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,344,311 | 0.96% | 14,347,521 | 0.59% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 10,424,669 | 0.43% | 5,169,746 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| TOTAL: | 33,943,980 | 1.39% | 19,816,903 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 20 | 52.8300 USD | ||||
| A ADSs | Purchase | 23 | 52.6800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 28 | 24.2887 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 32 | 24.3175 EUR | ||||
| B ADSs | Purchase | 50 | 52.7100 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 69 | 17.3850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 75 | 17.1925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 80 | 24.7300 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 80 | 24.7700 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 86 | 17.3050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 99 | 24.3550 EUR | ||||
| B ADSs | Purchase | 100 | 52.8200 USD | ||||
| B ADSs | Purchase | 100 | 52.7700 USD | ||||
| B ADSs | Purchase | 100 | 53.0600 USD | ||||
| B ADSs | Purchase | 100 | 52.8000 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 122 | 17.1875 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 127 | 17.2625 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 135 | 24.2912 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 135 | 24.2275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 142 | 24.3087 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 153 | 17.1325 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 177 | 24.2725 EUR | ||||
| B ADSs | Purchase | 194 | 52.7369 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 24.3025 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 24.6725 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 24.2825 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 206 | 24.5425 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 216 | 17.3100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 238 | 17.2520 GBP | ||||
| B ADSs | Purchase | 240 | 52.8175 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 270 | 24.3150 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 272 | 24.6950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 273 | 24.7250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 277 | 17.2934 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 285 | 24.7100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 285 | 24.7275 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 285 | 24.7400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 297 | 24.3650 EUR | ||||
| A ADSs | Purchase | 300 | 52.7800 USD | ||||
| B ADSs | Purchase | 300 | 52.7800 USD | ||||
| B ADSs | Purchase | 300 | 52.8350 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 302 | 17.3085 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 314 | 17.1650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 331 | 24.2700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 333 | 24.2750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 359 | 17.2864 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 359 | 24.6750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 413 | 17.2752 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 413 | 24.5450 EUR | ||||
| B ADSs | Purchase | 440 | 52.8586 USD | ||||
| A ADSs | Purchase | 500 | 53.0260 USD | ||||
| B ADSs | Purchase | 500 | 52.7508 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 509 | 24.2500 EUR | ||||
| A ADSs | Purchase | 600 | 52.7816 USD | ||||
| A ADSs | Purchase | 600 | 53.1383 USD | ||||
| B ADSs | Purchase | 600 | 52.7866 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 603 | 24.4500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 608 | 17.1950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 636 | 24.2875 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 680 | 17.1494 GBP | ||||
| A ADSs | Purchase | 700 | 52.7900 USD | ||||
| A ADSs | Purchase | 700 | 52.9100 USD | ||||
| B ADSs | Purchase | 700 | 52.7900 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 748 | 24.3050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 751 | 24.7200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 794 | 24.1850 EUR | ||||
| B ADSs | Purchase | 800 | 52.8787 USD | ||||
| A ADSs | Purchase | 802 | 52.7850 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 808 | 24.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 855 | 24.1755 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 869 | 24.5249 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 947 | 24.4300 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,000 | 17.2900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,044 | 24.3300 EUR | ||||
| A ADSs | Purchase | 1,100 | 53.0150 USD | ||||
| A ADSs | Purchase | 1,200 | 52.9766 USD | ||||
| A ADSs | Purchase | 1,300 | 52.9584 USD | ||||
| A ADSs | Purchase | 1,300 | 53.0680 USD | ||||
| B ADSs | Purchase | 1,320 | 52.9225 USD | ||||
| B ADSs | Purchase | 1,336 | 52.7688 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,447 | 24.1750 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,448 | 24.2550 EUR | ||||
| A ADSs | Purchase | 1,500 | 52.9466 USD | ||||
| A ADSs | Purchase | 1,700 | 52.8697 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,721 | 24.5152 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,800 | 24.2050 EUR | ||||
| A ADSs | Purchase | 1,800 | 52.7614 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,862 | 24.2600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,001 | 24.3100 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,215 | 24.2950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,247 | 24.2800 EUR | ||||
| A ADSs | Purchase | 2,268 | 52.7679 USD | ||||
| B ADSs | Purchase | 2,300 | 52.8250 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,378 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,421 | 24.1900 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,463 | 24.2350 EUR | ||||
| A ADSs | Purchase | 2,500 | 53.0164 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,723 | 17.1472 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,814 | 24.2200 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,841 | 24.3200 EUR | ||||
| A ADSs | Purchase | 3,000 | 53.1835 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 3,079 | 17.2804 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,111 | 24.2000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,229 | 24.1950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,355 | 17.2795 GBP | ||||
| B ADSs | Purchase | 3,427 | 52.9479 USD | ||||
| A ADSs | Purchase | 3,443 | 52.6816 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 3,489 | 24.6826 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,604 | 24.1800 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 3,693 | 17.2689 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,800 | 17.2881 GBP | ||||
| A ADSs | Purchase | 3,940 | 52.8542 USD | ||||
| A ADSs | Purchase | 3,986 | 52.8070 USD | ||||
| B ADSs | Purchase | 4,030 | 52.8237 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,132 | 17.2737 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,334 | 24.2250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 4,354 | 24.2850 EUR | ||||
| B ADSs | Purchase | 4,614 | 53.0274 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,159 | 24.2025 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 5,236 | 17.2602 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,430 | 24.5014 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,788 | 17.1300 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 6,520 | 24.2300 EUR | ||||
| B ADSs | Purchase | 6,600 | 52.8042 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 8,000 | 24.6145 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,342 | 17.2845 GBP | ||||
| B ADSs | Purchase | 8,700 | 52.7909 USD | ||||
| B ADSs | Purchase | 8,719 | 52.7291 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 10,000 | 24.4600 EUR | ||||
| B ADSs | Purchase | 10,002 | 52.9035 USD | ||||
| A ADSs | Purchase | 10,700 | 52.8120 USD | ||||
| A ADSs | Purchase | 10,900 | 52.8374 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 11,847 | 24.2974 EUR | ||||
| A ADSs | Purchase | 12,654 | 52.7936 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 12,696 | 24.2818 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 13,549 | 17.1917 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 16,551 | 17.2227 GBP | ||||
| B ADSs | Purchase | 17,583 | 52.7422 USD | ||||
| A ADSs | Purchase | 17,890 | 52.8693 USD | ||||
| B ADSs | Purchase | 18,483 | 52.7445 USD | ||||
| B ADSs | Purchase | 19,616 | 52.9156 USD | ||||
| A ADSs | Purchase | 21,348 | 52.8259 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 22,668 | 24.2521 EUR | ||||
| A ADSs | Purchase | 24,738 | 52.8482 USD | ||||
| A ADSs | Purchase | 25,471 | 52.7975 USD | ||||
| A ADSs | Purchase | 29,341 | 52.7944 USD | ||||
| A ADSs | Purchase | 34,334 | 52.8540 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 37,196 | 17.2400 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 38,590 | 17.1974 GBP | ||||
| A ADSs | Purchase | 39,781 | 52.7690 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 42,271 | 24.5010 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 43,825 | 17.2475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 51,743 | 24.2781 EUR | ||||
| A ADSs | Purchase | 55,904 | 52.8887 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 56,839 | 24.2834 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 57,000 | 24.2170 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 61,547 | 17.2425 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 67,424 | 17.3154 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 68,766 | 17.3113 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 71,850 | 24.2900 EUR | ||||
| A ADSs | Purchase | 73,172 | 52.8524 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 73,945 | 17.1900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 97,906 | 17.1960 GBP | ||||
| B ADSs | Purchase | 127,336 | 52.9836 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 139,370 | 24.3272 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 180,114 | 17.1971 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 210,572 | 24.3735 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 267,007 | 24.3628 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 317,459 | 17.3024 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 442,037 | 24.4013 EUR | ||||
| B ADSs | Sale | -50 | 52.7801 USD | ||||
| B ADSs | Sale | 30 | 53.0000 USD | ||||
| EUR 0.07 A Ordinary | Sale | 40 | 24.2725 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 80 | 24.7700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 80 | 24.7300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 86 | 17.3050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 99 | 24.3550 EUR | ||||
| A ADSs | Sale | 100 | 52.8900 USD | ||||
| A ADSs | Sale | 100 | 52.8700 USD | ||||
| B ADSs | Sale | 100 | 52.8500 USD | ||||
| B ADSs | Sale | 104 | 52.8300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 122 | 17.1875 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 125 | 17.5050 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 127 | 17.2625 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 138 | 17.3850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 153 | 17.1325 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 157 | 17.1650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 165 | 17.2826 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 191 | 17.2800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 24.2825 EUR | ||||
| B ADSs | Sale | 200 | 52.6600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 24.6725 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 24.3025 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 206 | 24.5425 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 216 | 17.3100 GBP | ||||
| A ADSs | Sale | 227 | 52.6800 USD | ||||
| EUR 0.07 A Ordinary | Sale | 234 | 24.7263 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 238 | 17.2520 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 260 | 17.2700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 270 | 24.3150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 272 | 24.6950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 273 | 24.7250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 277 | 17.2979 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 285 | 24.7275 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 285 | 24.7100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 285 | 24.7400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 297 | 24.3650 EUR | ||||
| B ADSs | Sale | 300 | 52.8266 USD | ||||
| B ADSs | Sale | 300 | 52.8150 USD | ||||
| EUR 0.07 B Ordinary | Sale | 302 | 17.3085 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 310 | 24.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 326 | 24.2250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 331 | 24.2700 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 333 | 24.2750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 336 | 24.5750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 359 | 24.6750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 368 | 17.2183 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 24.2875 EUR | ||||
| A ADSs | Sale | 400 | 52.6950 USD | ||||
| A ADSs | Sale | 400 | 52.7450 USD | ||||
| EUR 0.07 A Ordinary | Sale | 413 | 24.5450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 432 | 17.1598 GBP | ||||
| A ADSs | Sale | 500 | 52.8130 USD | ||||
| B ADSs | Sale | 500 | 52.8260 USD | ||||
| EUR 0.07 A Ordinary | Sale | 505 | 17.1903 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 509 | 24.2500 EUR | ||||
| A ADSs | Sale | 600 | 52.7666 USD | ||||
| EUR 0.07 A Ordinary | Sale | 603 | 24.4500 EUR | ||||
| A ADSs | Sale | 613 | 52.6829 USD | ||||
| B ADSs | Sale | 621 | 52.7500 USD | ||||
| B ADSs | Sale | 700 | 52.8207 USD | ||||
| B ADSs | Sale | 700 | 52.7135 USD | ||||
| EUR 0.07 A Ordinary | Sale | 748 | 24.3050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 751 | 24.7200 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 753 | 17.2759 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 767 | 24.5773 EUR | ||||
| B ADSs | Sale | 791 | 52.7900 USD | ||||
| EUR 0.07 A Ordinary | Sale | 794 | 24.1850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 810 | 24.2850 EUR | ||||
| B ADSs | Sale | 820 | 52.8267 USD | ||||
| B ADSs | Sale | 835 | 52.8561 USD | ||||
| EUR 0.07 A Ordinary | Sale | 855 | 24.1755 EUR | ||||
| B ADSs | Sale | 900 | 52.8504 USD | ||||
| B ADSs | Sale | 900 | 52.8238 USD | ||||
| A ADSs | Sale | 925 | 52.8086 USD | ||||
| EUR 0.07 A Ordinary | Sale | 947 | 24.4300 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 959 | 17.3663 GBP | ||||
| B ADSs | Sale | 990 | 52.7049 USD | ||||
| B ADSs | Sale | 1,000 | 52.7052 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,034 | 24.2616 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,044 | 24.3300 EUR | ||||
| A ADSs | Sale | 1,071 | 52.8121 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,080 | 24.2350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,096 | 17.1203 GBP | ||||
| B ADSs | Sale | 1,119 | 52.7514 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,216 | 17.1950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,264 | 17.2750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,294 | 24.1750 EUR | ||||
| A ADSs | Sale | 1,300 | 52.8526 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,311 | 24.2300 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,330 | 24.2557 EUR | ||||
| A ADSs | Sale | 1,390 | 52.7012 USD | ||||
| A ADSs | Sale | 1,400 | 52.7635 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,470 | 24.2050 EUR | ||||
| A ADSs | Sale | 1,500 | 52.8660 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,537 | 24.3100 EUR | ||||
| B ADSs | Sale | 1,600 | 52.7175 USD | ||||
| A ADSs | Sale | 1,752 | 52.7918 USD | ||||
| A ADSs | Sale | 1,800 | 52.8080 USD | ||||
| B ADSs | Sale | 1,800 | 52.7614 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,831 | 24.2800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,862 | 24.2600 EUR | ||||
| A ADSs | Sale | 2,000 | 52.7630 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,053 | 17.1150 GBP | ||||
| A ADSs | Sale | 2,130 | 52.8539 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,215 | 24.2950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,246 | 17.2803 GBP | ||||
| B ADSs | Sale | 2,300 | 52.8250 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,339 | 17.1862 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,340 | 24.2550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,378 | 24.2650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,421 | 24.1900 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,505 | 24.3044 EUR | ||||
| A ADSs | Sale | 2,600 | 52.8554 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,606 | 17.1900 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,628 | 17.1300 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,841 | 24.3200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,111 | 24.2000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,229 | 24.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,604 | 24.1800 EUR | ||||
| A ADSs | Sale | 4,139 | 52.7255 USD | ||||
| A ADSs | Sale | 4,500 | 52.8295 USD | ||||
| A ADSs | Sale | 4,597 | 52.7583 USD | ||||
| A ADSs | Sale | 4,700 | 52.7227 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,890 | 24.5350 EUR | ||||
| B ADSs | Sale | 5,110 | 52.7492 USD | ||||
| A ADSs | Sale | 5,696 | 52.7099 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,907 | 24.2569 EUR | ||||
| A ADSs | Sale | 6,000 | 52.8703 USD | ||||
| B ADSs | Sale | 6,200 | 52.7932 USD | ||||
| A ADSs | Sale | 6,200 | 52.7993 USD | ||||
| A ADSs | Sale | 6,200 | 52.7926 USD | ||||
| A ADSs | Sale | 6,327 | 52.7936 USD | ||||
| B ADSs | Sale | 7,818 | 52.7525 USD | ||||
| B ADSs | Sale | 8,000 | 52.7977 USD | ||||
| A ADSs | Sale | 9,400 | 52.8532 USD | ||||
| EUR 0.07 A Ordinary | Sale | 11,584 | 17.2670 GBP | ||||
| B ADSs | Sale | 12,532 | 53.1411 USD | ||||
| EUR 0.07 A Ordinary | Sale | 12,738 | 17.2014 GBP | ||||
| A ADSs | Sale | 13,490 | 52.7690 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16,501 | 17.2229 GBP | ||||
| A ADSs | Sale | 16,700 | 52.8178 USD | ||||
| EUR 0.07 B Ordinary | Sale | 19,984 | 17.2400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 21,463 | 24.5035 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 23,375 | 17.3086 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 25,035 | 17.2919 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 25,894 | 17.2754 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 26,582 | 24.3657 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 26,658 | 24.6932 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 30,777 | 17.3173 GBP | ||||
| B ADSs | Sale | 36,966 | 52.7445 USD | ||||
| EUR 0.07 A Ordinary | Sale | 39,293 | 24.3695 EUR | ||||
| B ADSs | Sale | 39,819 | 52.9273 USD | ||||
| EUR 0.07 B Ordinary | Sale | 40,430 | 17.2423 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 40,795 | 17.2660 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 40,965 | 24.2900 EUR | ||||
| B ADSs | Sale | 41,667 | 52.9898 USD | ||||
| EUR 0.07 B Ordinary | Sale | 42,532 | 17.3215 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 50,000 | 24.2838 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 50,795 | 24.2154 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 53,264 | 17.2958 GBP | ||||
| A ADSs | Sale | 55,904 | 52.8887 USD | ||||
| A ADSs | Sale | 58,682 | 52.7944 USD | ||||
| EUR 0.07 B Ordinary | Sale | 59,736 | 17.3162 GBP | ||||
| B ADSs | Sale | 63,668 | 52.9836 USD | ||||
| EUR 0.07 B Ordinary | Sale | 66,212 | 17.3005 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 70,603 | 17.1951 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 80,151 | 17.2918 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 94,909 | 17.1954 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 125,852 | 17.1996 GBP | ||||
| A ADSs | Sale | 157,982 | 52.8569 USD | ||||
| EUR 0.07 A Ordinary | Sale | 162,243 | 17.2943 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 183,045 | 24.3648 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 192,372 | 17.2666 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 194,816 | 24.3680 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 231,147 | 24.3579 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 385,065 | 24.3554 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | SWAP | Long | 368 | 17.2183 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 767 | 24.5743 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 903 | 24.3187 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 1,814 | 17.2387 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 2,704 | 17.3183 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,046 | 17.5889 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,065 | 17.3039 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 8,854 | 17.2175 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 16,100 | 17.2400 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 17,500 | 24.2750 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 18,089 | 17.2785 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 20,504 | 17.2747 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 22,133 | 17.2609 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 23,924 | 17.2883 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 12,111 | 17.1492 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 26,658 | 24.6932 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 42,477 | 17.2820 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 62,304 | 17.2735 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 113,527 | 17.2946 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 115,072 | 24.3438 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 117,025 | 17.3167 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 100 | 17.2150 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 100 | 17.3550 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 347 | 17.2376 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 413 | 17.2752 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,721 | 24.5152 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 1,996 | 17.3120 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 2,201 | 17.3866 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 3,231 | 17.3516 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 3,263 | 17.2283 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,349 | 24.3592 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 5,430 | 24.5014 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 12,825 | 24.2900 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 13,080 | 17.2822 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,351 | 17.1900 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 13,549 | 17.1918 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 41,498 | 24.8335 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 91,154 | 17.2998 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 82,714 | 17.1956 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | Nov 6, 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | Jun 17, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | Jan 15, 2016 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | Dec 16, 2016 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | Dec 15, 2017 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | Jan 25, 2016 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | Dec 18, 2015 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | Dec 18, 2015 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | Nov 24, 2015 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | Nov 24, 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151106005474/en/
Copyright Business Wire 2015
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